HUMANA RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	HUMANA RETIREMENT SAVINGS PLAN
Plan identification number	002

HUMANA RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash. Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities. ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP). Participant-directed brokerage accounts provided as an investment option under the plan. Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll. Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account. Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)). Life insurance

401k Sponsoring company profile

HUMANA INC. has sponsored the creation of one or more 401k plans.

Company Name:	HUMANA INC.
Employer identification number (EIN):	610647538
NAIC Classification:	484120
NAIC Description:	General Freight Trucking, Long-Distance

Additional information about HUMANA INC.

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	0613712

More information about HUMANA INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HUMANA RETIREMENT SAVINGS PLAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01	ERIK ANDERSON
002	2017-01-01	ERIK ANDERSON
002	2016-01-01	DEBORAH M TRIPLETT
002	2015-01-01	DEBORAH M TRIPLETT
002	2014-01-01	DEBORAH M TRIPLETT
002	2013-01-01	DEBORAH M TRIPLETT
002	2012-01-01	DEBORAH M TRIPLETT
002	2011-01-01	DEBORAH M TRIPLETT
002	2009-01-01	DEBORAH M TRIPLETT

Plan Statistics for HUMANA RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for HUMANA RETIREMENT SAVINGS PLAN

Measure	Date	Value
2022: HUMANA RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	57,839
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	44,251
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	15,133
Total of all active and inactive participants	2022-01-01	59,384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	249
Total participants	2022-01-01	59,633
Number of participants with account balances	2022-01-01	58,735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	4,046
2021: HUMANA RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	52,557
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	43,599
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	13,834
Total of all active and inactive participants	2021-01-01	57,433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	240
Total participants	2021-01-01	57,673
Number of participants with account balances	2021-01-01	57,246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	3,880
2020: HUMANA RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	50,205
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	40,141
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	12,201
Total of all active and inactive participants	2020-01-01	52,342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	215
Total participants	2020-01-01	52,557
Number of participants with account balances	2020-01-01	52,238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	2,070
2019: HUMANA RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	49,112
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	38,197
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	11,816
Total of all active and inactive participants	2019-01-01	50,013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	192
Total participants	2019-01-01	50,205
Number of participants with account balances	2019-01-01	49,901
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2,206
2018: HUMANA RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	49,626
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	37,173
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	11,759
Total of all active and inactive participants	2018-01-01	48,932
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	180
Total participants	2018-01-01	49,112
Number of participants with account balances	2018-01-01	48,314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	2,154
2017: HUMANA RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	51,029
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	39,259
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	10,210
Total of all active and inactive participants	2017-01-01	49,469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	157
Total participants	2017-01-01	49,626
Number of participants with account balances	2017-01-01	49,344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2,684
2016: HUMANA RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	49,462
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	41,596
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	9,266
Total of all active and inactive participants	2016-01-01	50,862
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	167
Total participants	2016-01-01	51,029
Number of participants with account balances	2016-01-01	50,722
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2,717
2015: HUMANA RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	46,886
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	41,032
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	8,277
Total of all active and inactive participants	2015-01-01	49,309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	153
Total participants	2015-01-01	49,462
Number of participants with account balances	2015-01-01	49,150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2,743
2014: HUMANA RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	43,147
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	39,396
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	7,365
Total of all active and inactive participants	2014-01-01	46,761
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	125
Total participants	2014-01-01	46,886
Number of participants with account balances	2014-01-01	46,563
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2,243
2013: HUMANA RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	39,359
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	36,151
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	6,871
Total of all active and inactive participants	2013-01-01	43,022
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	125
Total participants	2013-01-01	43,147
Number of participants with account balances	2013-01-01	42,802
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2,318
2012: HUMANA RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	36,646
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	32,713
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	6,555
Total of all active and inactive participants	2012-01-01	39,268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	91
Total participants	2012-01-01	39,359
Number of participants with account balances	2012-01-01	39,142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2,199
2011: HUMANA RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	33,014
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	30,254
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	6,392
Total of all active and inactive participants	2011-01-01	36,646
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	36,646
Number of participants with account balances	2011-01-01	36,460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1,341
2009: HUMANA RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	34,100
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	27,298
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	6,817
Total of all active and inactive participants	2009-01-01	34,115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	34,115
Number of participants with account balances	2009-01-01	33,800
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1,688

Financial Data on HUMANA RETIREMENT SAVINGS PLAN

Measure	Date	Value
2022 : HUMANA RETIREMENT SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$67,176,320
Total unrealized appreciation/depreciation of assets	2022-12-31	$67,176,320
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$404,648
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$1,121,000
Total income from all sources (including contributions)	2022-12-31	$-385,857,583
Total loss/gain on sale of assets	2022-12-31	$453,558
Total of all expenses incurred	2022-12-31	$514,903,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$511,414,827
Expenses. Certain deemed distributions of participant loans	2022-12-31	$62,757
Value of total corrective distributions	2022-12-31	$45,499
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$611,299,145
Value of total assets at end of year	2022-12-31	$6,444,257,970
Value of total assets at beginning of year	2022-12-31	$7,345,735,239
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$3,380,251
Total interest from all sources	2022-12-31	$16,312,365
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$8,174,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$4,150,814
Administrative expenses professional fees incurred	2022-12-31	$100
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$321,542,940
Participant contributions at end of year	2022-12-31	$121,723,163
Participant contributions at beginning of year	2022-12-31	$118,396,289
Participant contributions at end of year	2022-12-31	$149,615
Participant contributions at beginning of year	2022-12-31	$1,565
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$265,847,986
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$315,290,684
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$39,651,197
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$3,820,318
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$48,754
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$705,445
Other income not declared elsewhere	2022-12-31	$-82,613,256
Administrative expenses (other) incurred	2022-12-31	$2,897,258
Liabilities. Value of operating payables at end of year	2022-12-31	$355,894
Liabilities. Value of operating payables at beginning of year	2022-12-31	$415,555
Total non interest bearing cash at end of year	2022-12-31	$32,728
Total non interest bearing cash at beginning of year	2022-12-31	$20,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-900,760,917
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$6,443,853,322
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$7,344,614,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Assets. partnership/joint venture interests at end of year	2022-12-31	$11,977
Assets. partnership/joint venture interests at beginning of year	2022-12-31	$25,892
Investment advisory and management fees	2022-12-31	$482,893
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$99,379,688
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$112,836,961
Income. Interest from loans (other than to participants)	2022-12-31	$5,139,703
Value of interest in common/collective trusts at end of year	2022-12-31	$5,235,193,397
Value of interest in common/collective trusts at beginning of year	2022-12-31	$6,122,916,378
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$12,779,667
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$14,127,932
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$14,127,932
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$11,172,662
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-18,202,072
Net investment gain or loss from common/collective trusts	2022-12-31	$-988,458,174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Assets. Invements in employer securities at end of year	2022-12-31	$696,898,112
Assets. Invements in employer securities at beginning of year	2022-12-31	$645,684,422
Contributions received in cash from employer	2022-12-31	$250,105,008
Employer contributions (assets) at end of year	2022-12-31	$12,241,637
Employer contributions (assets) at beginning of year	2022-12-31	$12,614,276
Income. Dividends from common stock	2022-12-31	$4,023,717
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$511,414,827
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$156,166,063
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$155,712,505
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2022-12-31	134008324
2021 : HUMANA RETIREMENT SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$70,470,047
Total unrealized appreciation/depreciation of assets	2021-12-31	$70,470,047
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$1,121,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$368,765
Total income from all sources (including contributions)	2021-12-31	$1,485,667,258
Total loss/gain on sale of assets	2021-12-31	$7,232,361
Total of all expenses incurred	2021-12-31	$438,296,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$435,146,387
Expenses. Certain deemed distributions of participant loans	2021-12-31	$57,658
Value of total corrective distributions	2021-12-31	$67,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$594,479,324
Value of total assets at end of year	2021-12-31	$7,345,735,239
Value of total assets at beginning of year	2021-12-31	$6,297,612,511
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$3,025,649
Total interest from all sources	2021-12-31	$5,332,942
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$8,499,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$4,723,152
Administrative expenses professional fees incurred	2021-12-31	$100
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$304,357,434
Participant contributions at end of year	2021-12-31	$118,396,289
Participant contributions at beginning of year	2021-12-31	$114,181,997
Participant contributions at end of year	2021-12-31	$1,565
Participant contributions at beginning of year	2021-12-31	$4,265
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$315,290,684
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$257,012,239
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$50,869,898
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$3,820,318
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$17,545,388
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$705,445
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$76,054
Other income not declared elsewhere	2021-12-31	$30,641,928
Administrative expenses (other) incurred	2021-12-31	$2,613,404
Liabilities. Value of operating payables at end of year	2021-12-31	$415,555
Liabilities. Value of operating payables at beginning of year	2021-12-31	$292,711
Total non interest bearing cash at end of year	2021-12-31	$20,522
Total non interest bearing cash at beginning of year	2021-12-31	$12,187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,047,370,493
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$7,344,614,239
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$6,297,243,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Assets. partnership/joint venture interests at end of year	2021-12-31	$25,892
Assets. partnership/joint venture interests at beginning of year	2021-12-31	$0
Investment advisory and management fees	2021-12-31	$412,145
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$112,836,961
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$598,271,256
Interest on participant loans	2021-12-31	$5,332,942
Value of interest in common/collective trusts at end of year	2021-12-31	$6,122,916,378
Value of interest in common/collective trusts at beginning of year	2021-12-31	$4,698,643,530
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$14,127,932
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$7,906,368
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$7,906,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$24,582,019
Net investment gain or loss from common/collective trusts	2021-12-31	$744,428,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Assets. Invements in employer securities at end of year	2021-12-31	$645,684,422
Assets. Invements in employer securities at beginning of year	2021-12-31	$592,898,024
Contributions received in cash from employer	2021-12-31	$239,251,992
Employer contributions (assets) at end of year	2021-12-31	$12,614,276
Employer contributions (assets) at beginning of year	2021-12-31	$11,137,257
Income. Dividends from common stock	2021-12-31	$3,776,729
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$435,146,387
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$138,172,593
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$130,940,232
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2021-12-31	134008324
2020 : HUMANA RETIREMENT SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$66,679,906
Total unrealized appreciation/depreciation of assets	2020-12-31	$66,679,906
Total transfer of assets to this plan	2020-12-31	$6,574,803
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$368,765
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$420,356
Total income from all sources (including contributions)	2020-12-31	$1,395,128,375
Total loss/gain on sale of assets	2020-12-31	$3,830,147
Total of all expenses incurred	2020-12-31	$458,231,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$456,450,764
Expenses. Certain deemed distributions of participant loans	2020-12-31	$20,268
Value of total corrective distributions	2020-12-31	$34,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$514,354,836
Value of total assets at end of year	2020-12-31	$6,297,612,511
Value of total assets at beginning of year	2020-12-31	$5,354,192,823
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$1,726,683
Total interest from all sources	2020-12-31	$6,282,112
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$21,650,186
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$18,121,413
Administrative expenses professional fees incurred	2020-12-31	$50
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$265,581,923
Participant contributions at end of year	2020-12-31	$114,181,997
Participant contributions at beginning of year	2020-12-31	$122,096,339
Participant contributions at end of year	2020-12-31	$4,265
Participant contributions at beginning of year	2020-12-31	$97,362
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$257,012,239
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$168,519,761
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$34,304,297
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$17,545,388
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$76,054
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$124,105
Other income not declared elsewhere	2020-12-31	$51,570,914
Administrative expenses (other) incurred	2020-12-31	$1,465,915
Liabilities. Value of operating payables at end of year	2020-12-31	$292,711
Liabilities. Value of operating payables at beginning of year	2020-12-31	$296,251
Total non interest bearing cash at end of year	2020-12-31	$12,187
Total non interest bearing cash at beginning of year	2020-12-31	$16,409
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$936,896,476
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$6,297,243,746
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$5,353,772,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$260,718
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$598,271,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$488,822,032
Interest on participant loans	2020-12-31	$6,282,112
Value of interest in common/collective trusts at end of year	2020-12-31	$4,698,643,530
Value of interest in common/collective trusts at beginning of year	2020-12-31	$3,972,814,467
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$7,906,368
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$11,391,012
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$11,391,012
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$18,165,900
Net investment gain or loss from common/collective trusts	2020-12-31	$712,594,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Assets. Invements in employer securities at end of year	2020-12-31	$592,898,024
Assets. Invements in employer securities at beginning of year	2020-12-31	$580,790,070
Contributions received in cash from employer	2020-12-31	$214,468,616
Employer contributions (assets) at end of year	2020-12-31	$11,137,257
Employer contributions (assets) at beginning of year	2020-12-31	$9,645,371
Income. Dividends from common stock	2020-12-31	$3,528,773
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$456,450,764
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$200,202,409
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$196,372,262
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2020-12-31	134008324
2019 : HUMANA RETIREMENT SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$125,836,929
Total unrealized appreciation/depreciation of assets	2019-12-31	$125,836,929
Total transfer of assets from this plan	2019-12-31	$2,955
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$420,356
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$497,356
Total income from all sources (including contributions)	2019-12-31	$1,439,542,756
Total loss/gain on sale of assets	2019-12-31	$2,995,653
Total of all expenses incurred	2019-12-31	$379,247,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$376,553,909
Expenses. Certain deemed distributions of participant loans	2019-12-31	$149,279
Value of total corrective distributions	2019-12-31	$36,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$469,904,231
Value of total assets at end of year	2019-12-31	$5,354,192,823
Value of total assets at beginning of year	2019-12-31	$4,293,977,779
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$2,508,504
Total interest from all sources	2019-12-31	$6,208,767
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$9,469,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$5,870,048
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$244,269,899
Participant contributions at end of year	2019-12-31	$122,096,339
Participant contributions at beginning of year	2019-12-31	$119,471,323
Participant contributions at end of year	2019-12-31	$97,362
Participant contributions at beginning of year	2019-12-31	$89,613
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$168,519,761
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$133,320,795
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$25,984,162
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$124,105
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$35,337
Other income not declared elsewhere	2019-12-31	$27,687,557
Administrative expenses (other) incurred	2019-12-31	$2,307,801
Liabilities. Value of operating payables at end of year	2019-12-31	$296,251
Liabilities. Value of operating payables at beginning of year	2019-12-31	$462,019
Total non interest bearing cash at end of year	2019-12-31	$16,409
Total non interest bearing cash at beginning of year	2019-12-31	$1,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,060,294,999
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,353,772,467
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,293,480,423
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$200,703
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$488,822,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$419,565,825
Interest on participant loans	2019-12-31	$6,208,767
Value of interest in common/collective trusts at end of year	2019-12-31	$3,972,814,467
Value of interest in common/collective trusts at beginning of year	2019-12-31	$3,079,793,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$11,391,012
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$19,408,561
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$19,408,561
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$42,176,547
Net investment gain or loss from common/collective trusts	2019-12-31	$755,263,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at end of year	2019-12-31	$580,790,070
Assets. Invements in employer securities at beginning of year	2019-12-31	$512,626,220
Contributions received in cash from employer	2019-12-31	$199,650,170
Employer contributions (assets) at end of year	2019-12-31	$9,645,371
Employer contributions (assets) at beginning of year	2019-12-31	$9,700,100
Income. Dividends from common stock	2019-12-31	$3,599,572
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$376,553,909
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$148,460,676
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$145,465,023
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2019-12-31	134008324
2018 : HUMANA RETIREMENT SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$48,485,857
Total unrealized appreciation/depreciation of assets	2018-12-31	$48,485,857
Total transfer of assets from this plan	2018-12-31	$36,045,694
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$497,356
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$2,182,495
Total income from all sources (including contributions)	2018-12-31	$288,961,331
Total loss/gain on sale of assets	2018-12-31	$28,374,897
Total of all expenses incurred	2018-12-31	$605,848,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$602,925,531
Expenses. Certain deemed distributions of participant loans	2018-12-31	$6,349
Value of total corrective distributions	2018-12-31	$34,681
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$429,096,414
Value of total assets at end of year	2018-12-31	$4,293,977,779
Value of total assets at beginning of year	2018-12-31	$4,648,595,868
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$2,882,026
Total interest from all sources	2018-12-31	$5,320,850
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$9,684,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$6,350,506
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$224,113,951
Participant contributions at end of year	2018-12-31	$119,471,323
Participant contributions at beginning of year	2018-12-31	$122,442,849
Participant contributions at end of year	2018-12-31	$89,613
Participant contributions at beginning of year	2018-12-31	$116,880
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$133,320,795
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$139,294,988
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$21,777,967
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$35,337
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$2,131,466
Other income not declared elsewhere	2018-12-31	$-7,727,469
Administrative expenses (other) incurred	2018-12-31	$2,565,099
Liabilities. Value of operating payables at end of year	2018-12-31	$462,019
Liabilities. Value of operating payables at beginning of year	2018-12-31	$51,029
Total non interest bearing cash at end of year	2018-12-31	$1,858
Total non interest bearing cash at beginning of year	2018-12-31	$4,917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-316,887,256
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,293,480,423
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,646,413,373
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$316,927
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$419,565,825
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$450,458,575
Interest on participant loans	2018-12-31	$5,320,850
Value of interest in common/collective trusts at end of year	2018-12-31	$3,079,793,484
Value of interest in common/collective trusts at beginning of year	2018-12-31	$3,426,091,612
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$19,408,561
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$6,702,153
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$6,702,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-23,011,073
Net investment gain or loss from common/collective trusts	2018-12-31	$-201,262,482
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$512,626,220
Assets. Invements in employer securities at beginning of year	2018-12-31	$494,920,656
Contributions received in cash from employer	2018-12-31	$183,204,496
Employer contributions (assets) at end of year	2018-12-31	$9,700,100
Employer contributions (assets) at beginning of year	2018-12-31	$8,563,238
Income. Dividends from common stock	2018-12-31	$3,333,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$602,925,531
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$166,377,194
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$138,002,297
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2018-12-31	134008324
2017 : HUMANA RETIREMENT SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$74,595,841
Total unrealized appreciation/depreciation of assets	2017-12-31	$74,595,841
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$2,182,495
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$896,274
Total income from all sources (including contributions)	2017-12-31	$1,128,928,724
Total loss/gain on sale of assets	2017-12-31	$17,090,162
Total of all expenses incurred	2017-12-31	$388,170,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$385,749,451
Expenses. Certain deemed distributions of participant loans	2017-12-31	$86,324
Value of total corrective distributions	2017-12-31	$12,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$435,054,090
Value of total assets at end of year	2017-12-31	$4,648,595,868
Value of total assets at beginning of year	2017-12-31	$3,906,551,252
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,321,945
Total interest from all sources	2017-12-31	$4,734,653
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$4,202,818
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,194,086
Administrative expenses professional fees incurred	2017-12-31	$500
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$228,981,748
Participant contributions at end of year	2017-12-31	$122,442,849
Participant contributions at beginning of year	2017-12-31	$109,760,249
Participant contributions at end of year	2017-12-31	$116,880
Participant contributions at beginning of year	2017-12-31	$113,131
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$139,294,988
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$115,567,010
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$18,381,816
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$2,131,466
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$411,981
Other income not declared elsewhere	2017-12-31	$14,979,626
Administrative expenses (other) incurred	2017-12-31	$2,230,264
Liabilities. Value of operating payables at end of year	2017-12-31	$51,029
Liabilities. Value of operating payables at beginning of year	2017-12-31	$484,293
Total non interest bearing cash at end of year	2017-12-31	$4,917
Total non interest bearing cash at beginning of year	2017-12-31	$17,804
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$740,758,395
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,646,413,373
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,905,654,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$3,515
Investment advisory and management fees	2017-12-31	$91,181
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$450,458,575
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$524,520,209
Interest on participant loans	2017-12-31	$4,734,653
Value of interest in common/collective trusts at end of year	2017-12-31	$3,426,091,612
Value of interest in common/collective trusts at beginning of year	2017-12-31	$2,633,080,666
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$6,702,153
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$20,358,920
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$20,358,920
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$45,759,791
Net investment gain or loss from common/collective trusts	2017-12-31	$532,511,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$494,920,656
Assets. Invements in employer securities at beginning of year	2017-12-31	$496,778,653
Contributions received in cash from employer	2017-12-31	$187,690,526
Employer contributions (assets) at end of year	2017-12-31	$8,563,238
Employer contributions (assets) at beginning of year	2017-12-31	$6,351,095
Income. Dividends from common stock	2017-12-31	$3,008,732
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$385,749,451
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$188,706,704
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$171,616,542
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2017-12-31	134008324
2016 : HUMANA RETIREMENT SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$62,471,160
Total unrealized appreciation/depreciation of assets	2016-12-31	$62,471,160
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$896,274
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$384,150
Total income from all sources (including contributions)	2016-12-31	$708,165,732
Total loss/gain on sale of assets	2016-12-31	$2,050,082
Total of all expenses incurred	2016-12-31	$247,099,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$244,266,116
Value of total corrective distributions	2016-12-31	$17,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$417,734,069
Value of total assets at end of year	2016-12-31	$3,906,551,252
Value of total assets at beginning of year	2016-12-31	$3,444,973,186
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,816,461
Total interest from all sources	2016-12-31	$4,060,476
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$11,003,096
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$8,239,792
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$217,851,445
Participant contributions at end of year	2016-12-31	$109,760,249
Participant contributions at beginning of year	2016-12-31	$99,583,807
Participant contributions at end of year	2016-12-31	$113,131
Participant contributions at beginning of year	2016-12-31	$133
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$115,567,010
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$102,657,155
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$15,974,038
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$411,981
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$4,614
Other income not declared elsewhere	2016-12-31	$6,134,917
Administrative expenses (other) incurred	2016-12-31	$2,619,237
Liabilities. Value of operating payables at end of year	2016-12-31	$484,293
Liabilities. Value of operating payables at beginning of year	2016-12-31	$379,536
Total non interest bearing cash at end of year	2016-12-31	$17,804
Total non interest bearing cash at beginning of year	2016-12-31	$10,796
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$461,065,942
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,905,654,978
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,444,589,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$3,515
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$2,626
Investment advisory and management fees	2016-12-31	$197,224
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$524,520,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$459,554,731
Interest on participant loans	2016-12-31	$4,060,476
Value of interest in common/collective trusts at end of year	2016-12-31	$2,633,080,666
Value of interest in common/collective trusts at beginning of year	2016-12-31	$2,307,086,180
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$20,358,920
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$22,455,175
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$22,455,175
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$32,225,572
Net investment gain or loss from common/collective trusts	2016-12-31	$172,486,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$496,778,653
Assets. Invements in employer securities at beginning of year	2016-12-31	$446,480,958
Contributions received in cash from employer	2016-12-31	$183,908,586
Employer contributions (assets) at end of year	2016-12-31	$6,351,095
Employer contributions (assets) at beginning of year	2016-12-31	$7,141,625
Income. Dividends from common stock	2016-12-31	$2,763,304
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$244,266,116
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$122,481,487
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$120,431,405
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2016-12-31	134008324
2015 : HUMANA RETIREMENT SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$62,702,049
Total unrealized appreciation/depreciation of assets	2015-12-31	$62,702,049
Total transfer of assets to this plan	2015-12-31	$3,227,443
Total transfer of assets from this plan	2015-12-31	$1,221,942
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$384,150
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$422,371
Total income from all sources (including contributions)	2015-12-31	$494,149,564
Total loss/gain on sale of assets	2015-12-31	$40,605,579
Total of all expenses incurred	2015-12-31	$267,210,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$264,928,525
Value of total corrective distributions	2015-12-31	$29,915
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$412,491,088
Value of total assets at end of year	2015-12-31	$3,444,973,186
Value of total assets at beginning of year	2015-12-31	$3,216,067,040
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,252,258
Total interest from all sources	2015-12-31	$3,846,849
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$32,316,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$29,531,407
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$210,401,177
Participant contributions at end of year	2015-12-31	$99,583,807
Participant contributions at beginning of year	2015-12-31	$92,608,695
Participant contributions at end of year	2015-12-31	$133
Participant contributions at beginning of year	2015-12-31	$100,573
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$102,657,155
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$99,389,791
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$19,439,383
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$4,614
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$50,102
Other income not declared elsewhere	2015-12-31	$-3,804,826
Administrative expenses (other) incurred	2015-12-31	$1,975,216
Liabilities. Value of operating payables at end of year	2015-12-31	$379,536
Liabilities. Value of operating payables at beginning of year	2015-12-31	$372,269
Total non interest bearing cash at end of year	2015-12-31	$10,796
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$226,938,866
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,444,589,036
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,215,644,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$2,626
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$28,670
Investment advisory and management fees	2015-12-31	$277,042
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$459,554,731
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$434,681,923
Interest on participant loans	2015-12-31	$3,846,849
Value of interest in common/collective trusts at end of year	2015-12-31	$2,307,086,180
Value of interest in common/collective trusts at beginning of year	2015-12-31	$2,182,571,605
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$22,455,175
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-35,574,914
Net investment gain or loss from common/collective trusts	2015-12-31	$-18,432,761
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$446,480,958
Assets. Invements in employer securities at beginning of year	2015-12-31	$400,173,588
Contributions received in cash from employer	2015-12-31	$182,650,528
Employer contributions (assets) at end of year	2015-12-31	$7,141,625
Employer contributions (assets) at beginning of year	2015-12-31	$6,512,195
Income. Dividends from common stock	2015-12-31	$2,785,093
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$264,928,525
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$165,888,279
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$125,282,700
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2015-12-31	134008324
2014 : HUMANA RETIREMENT SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$102,027,713
Total unrealized appreciation/depreciation of assets	2014-12-31	$102,027,713
Total transfer of assets to this plan	2014-12-31	$6,942,581
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$422,371
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$551,120
Total income from all sources (including contributions)	2014-12-31	$642,822,366
Total loss/gain on sale of assets	2014-12-31	$12,238,223
Total of all expenses incurred	2014-12-31	$224,094,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$221,240,543
Value of total corrective distributions	2014-12-31	$219,088
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$363,640,535
Value of total assets at end of year	2014-12-31	$3,216,067,040
Value of total assets at beginning of year	2014-12-31	$2,790,525,761
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,635,288
Total interest from all sources	2014-12-31	$3,052,508
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$31,519,306
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$28,508,524
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$182,610,032
Participant contributions at end of year	2014-12-31	$92,608,695
Participant contributions at beginning of year	2014-12-31	$79,794,696
Participant contributions at end of year	2014-12-31	$100,573
Participant contributions at beginning of year	2014-12-31	$160,833
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$99,389,791
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$87,338,767
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$19,394,176
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$50,102
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$29,666
Other income not declared elsewhere	2014-12-31	$3,771,503
Administrative expenses (other) incurred	2014-12-31	$2,378,070
Liabilities. Value of operating payables at end of year	2014-12-31	$372,269
Liabilities. Value of operating payables at beginning of year	2014-12-31	$521,454
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$31,829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$418,727,447
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,215,644,669
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,789,974,641
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$28,670
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$2,162
Investment advisory and management fees	2014-12-31	$257,218
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$434,681,923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$382,914,943
Interest on participant loans	2014-12-31	$3,052,508
Value of interest in common/collective trusts at end of year	2014-12-31	$2,182,571,605
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,924,390,048
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-5,147,580
Net investment gain or loss from common/collective trusts	2014-12-31	$131,720,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$400,173,588
Assets. Invements in employer securities at beginning of year	2014-12-31	$310,983,343
Contributions received in cash from employer	2014-12-31	$161,636,327
Employer contributions (assets) at end of year	2014-12-31	$6,512,195
Employer contributions (assets) at beginning of year	2014-12-31	$4,909,140
Income. Dividends from common stock	2014-12-31	$3,010,782
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$221,240,543
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$83,833,368
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$71,595,145
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2014-12-31	134008324
2013 : HUMANA RETIREMENT SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$92,971,593
Total unrealized appreciation/depreciation of assets	2013-12-31	$92,971,593
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$551,120
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$614,689
Total income from all sources (including contributions)	2013-12-31	$819,991,986
Total loss/gain on sale of assets	2013-12-31	$16,583,526
Total of all expenses incurred	2013-12-31	$189,832,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$186,769,807
Value of total corrective distributions	2013-12-31	$4,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$309,525,912
Value of total assets at end of year	2013-12-31	$2,790,525,761
Value of total assets at beginning of year	2013-12-31	$2,160,429,437
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,057,495
Total interest from all sources	2013-12-31	$2,774,638
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$16,972,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$13,694,166
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$155,270,620
Participant contributions at end of year	2013-12-31	$79,794,696
Participant contributions at beginning of year	2013-12-31	$65,678,336
Participant contributions at end of year	2013-12-31	$160,833
Participant contributions at beginning of year	2013-12-31	$181,029
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$87,338,767
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$70,240,085
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$16,547,970
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$29,666
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$61,501
Other income not declared elsewhere	2013-12-31	$9,918,043
Administrative expenses (other) incurred	2013-12-31	$2,837,208
Liabilities. Value of operating payables at end of year	2013-12-31	$521,454
Liabilities. Value of operating payables at beginning of year	2013-12-31	$553,188
Total non interest bearing cash at end of year	2013-12-31	$31,829
Total non interest bearing cash at beginning of year	2013-12-31	$16,607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$630,159,893
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,789,974,641
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,159,814,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$2,162
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$1,925
Investment advisory and management fees	2013-12-31	$220,287
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$382,914,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$330,668,560
Interest on participant loans	2013-12-31	$2,774,638
Value of interest in common/collective trusts at end of year	2013-12-31	$1,924,390,048
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,455,325,218
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$20,725,811
Net investment gain or loss from common/collective trusts	2013-12-31	$350,519,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$310,983,343
Assets. Invements in employer securities at beginning of year	2013-12-31	$233,357,409
Contributions received in cash from employer	2013-12-31	$137,707,322
Employer contributions (assets) at end of year	2013-12-31	$4,909,140
Employer contributions (assets) at beginning of year	2013-12-31	$4,960,268
Income. Dividends from common stock	2013-12-31	$3,278,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$186,769,807
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$85,305,864
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$68,722,338
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2013-12-31	134008324
2012 : HUMANA RETIREMENT SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-55,332,250
Total unrealized appreciation/depreciation of assets	2012-12-31	$-55,332,250
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$614,689
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$545,627
Total income from all sources (including contributions)	2012-12-31	$423,325,501
Total loss/gain on sale of assets	2012-12-31	$-10,437,818
Total of all expenses incurred	2012-12-31	$155,520,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$153,001,863
Value of total corrective distributions	2012-12-31	$16,526
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$279,856,614
Value of total assets at end of year	2012-12-31	$2,160,429,437
Value of total assets at beginning of year	2012-12-31	$1,892,555,350
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,502,087
Total interest from all sources	2012-12-31	$2,251,400
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$11,136,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$7,652,495
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$138,573,076
Participant contributions at end of year	2012-12-31	$65,678,336
Participant contributions at beginning of year	2012-12-31	$49,439,897
Participant contributions at end of year	2012-12-31	$181,029
Participant contributions at beginning of year	2012-12-31	$220,789
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$70,240,085
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$57,461,901
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$15,173,963
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$540,231
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$61,501
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$6,915
Other income not declared elsewhere	2012-12-31	$4,744,741
Administrative expenses (other) incurred	2012-12-31	$2,340,764
Liabilities. Value of operating payables at end of year	2012-12-31	$553,188
Liabilities. Value of operating payables at beginning of year	2012-12-31	$538,712
Total non interest bearing cash at end of year	2012-12-31	$16,607
Total non interest bearing cash at beginning of year	2012-12-31	$1,026
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$267,805,025
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,159,814,748
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,892,009,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$1,925
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$30,777
Investment advisory and management fees	2012-12-31	$161,323
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$330,668,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$280,380,686
Interest on participant loans	2012-12-31	$2,251,400
Value of interest in common/collective trusts at end of year	2012-12-31	$1,455,325,218
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,180,199,611
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$25,117,250
Net investment gain or loss from common/collective trusts	2012-12-31	$165,988,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$233,357,409
Assets. Invements in employer securities at beginning of year	2012-12-31	$319,840,267
Contributions received in cash from employer	2012-12-31	$126,109,575
Employer contributions (assets) at end of year	2012-12-31	$4,960,268
Employer contributions (assets) at beginning of year	2012-12-31	$4,440,165
Income. Dividends from common stock	2012-12-31	$3,484,334
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$153,001,863
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$89,569,442
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$100,007,260
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2012-12-31	134008324
2011 : HUMANA RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$98,938,654
Total unrealized appreciation/depreciation of assets	2011-12-31	$98,938,654
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$545,627
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$648,011
Total income from all sources (including contributions)	2011-12-31	$347,622,749
Total loss/gain on sale of assets	2011-12-31	$29,921,249
Total of all expenses incurred	2011-12-31	$144,787,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$141,741,060
Expenses. Certain deemed distributions of participant loans	2011-12-31	$4,695
Value of total corrective distributions	2011-12-31	$20,713
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$237,681,108
Value of total assets at end of year	2011-12-31	$1,892,555,350
Value of total assets at beginning of year	2011-12-31	$1,689,822,571
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,021,118
Total interest from all sources	2011-12-31	$1,594,036
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,349,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,348,293
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$119,610,702
Participant contributions at end of year	2011-12-31	$49,439,897
Participant contributions at beginning of year	2011-12-31	$37,270,294
Participant contributions at end of year	2011-12-31	$220,789
Participant contributions at beginning of year	2011-12-31	$810,299
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$57,461,901
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$52,678,525
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$8,018,264
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$540,231
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$642,852
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$6,915
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$50,502
Other income not declared elsewhere	2011-12-31	$-4,596,998
Administrative expenses (other) incurred	2011-12-31	$2,909,893
Liabilities. Value of operating payables at end of year	2011-12-31	$538,712
Liabilities. Value of operating payables at beginning of year	2011-12-31	$597,509
Total non interest bearing cash at end of year	2011-12-31	$1,026
Total non interest bearing cash at beginning of year	2011-12-31	$5,719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$202,835,163
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,892,009,723
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,689,174,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$30,777
Investment advisory and management fees	2011-12-31	$111,225
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$280,380,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$258,152,073
Interest on participant loans	2011-12-31	$1,594,036
Value of interest in common/collective trusts at end of year	2011-12-31	$1,180,199,611
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,061,473,251
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$2,747,262
Net investment gain or loss from common/collective trusts	2011-12-31	$-20,011,580
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$319,840,267
Assets. Invements in employer securities at beginning of year	2011-12-31	$220,646,148
Contributions received in cash from employer	2011-12-31	$110,052,142
Employer contributions (assets) at end of year	2011-12-31	$4,440,165
Employer contributions (assets) at beginning of year	2011-12-31	$58,143,410
Income. Dividends from common stock	2011-12-31	$725
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$141,741,060
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$112,839,394
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$82,918,145
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2011-12-31	134008324
2010 : HUMANA RETIREMENT SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$38,262,296
Total unrealized appreciation/depreciation of assets	2010-12-31	$38,262,296
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$648,011
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$590,236
Total income from all sources (including contributions)	2010-12-31	$406,395,388
Total loss/gain on sale of assets	2010-12-31	$7,822,837
Total of all expenses incurred	2010-12-31	$116,919,313
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$113,935,508
Value of total corrective distributions	2010-12-31	$19,472
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$211,553,875
Value of total assets at end of year	2010-12-31	$1,689,822,571
Value of total assets at beginning of year	2010-12-31	$1,400,288,721
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,964,333
Total interest from all sources	2010-12-31	$1,613,876
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$8,058,515
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$8,058,515
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$105,832,673
Participant contributions at end of year	2010-12-31	$37,270,294
Participant contributions at beginning of year	2010-12-31	$30,174,858
Participant contributions at end of year	2010-12-31	$810,299
Participant contributions at beginning of year	2010-12-31	$838,620
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$52,678,525
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$41,700,438
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$4,058,054
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$642,852
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$445,735
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$50,502
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$13,734
Other income not declared elsewhere	2010-12-31	$3,539,051
Administrative expenses (other) incurred	2010-12-31	$2,879,842
Liabilities. Value of operating payables at end of year	2010-12-31	$597,509
Liabilities. Value of operating payables at beginning of year	2010-12-31	$576,502
Total non interest bearing cash at end of year	2010-12-31	$5,719
Total non interest bearing cash at beginning of year	2010-12-31	$3,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$289,476,075
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,689,174,560
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,399,698,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$6,293
Investment advisory and management fees	2010-12-31	$84,491
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$258,152,073
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$210,452,016
Interest on participant loans	2010-12-31	$1,613,876
Value of interest in common/collective trusts at end of year	2010-12-31	$1,061,473,251
Value of interest in common/collective trusts at beginning of year	2010-12-31	$866,081,123
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$23,355,391
Net investment gain or loss from common/collective trusts	2010-12-31	$112,189,547
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$220,646,148
Assets. Invements in employer securities at beginning of year	2010-12-31	$196,933,607
Contributions received in cash from employer	2010-12-31	$101,663,148
Employer contributions (assets) at end of year	2010-12-31	$58,143,410
Employer contributions (assets) at beginning of year	2010-12-31	$53,652,072
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$113,935,508
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$64,348,056
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$56,525,219
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	PRICEWATERHOUSECOOPERS
Accountancy firm EIN	2010-12-31	134008324
2009 : HUMANA RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HUMANA RETIREMENT SAVINGS PLAN

2022: HUMANA RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HUMANA RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HUMANA RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HUMANA RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HUMANA RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HUMANA RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HUMANA RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HUMANA RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HUMANA RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HUMANA RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HUMANA RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HUMANA RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: HUMANA RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00640TR
Policy instance	5
Insurance contract or identification number MDA00640TR Number of Individuals Covered 8072 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62459
Policy instance	4
Insurance contract or identification number GA-62459 Number of Individuals Covered 8072 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	RGA00029
Policy instance	3
Insurance contract or identification number RGA00029 Number of Individuals Covered 8072 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398
Policy instance	2
Insurance contract or identification number 60398 Number of Individuals Covered 8072 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G-26956.01.0001
Policy instance	1
Insurance contract or identification number G-26956.01.0001 Number of Individuals Covered 8072 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number	BVW00941
Policy instance	6
Insurance contract or identification number BVW00941 Number of Individuals Covered 8072 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G-26956.01.0001
Policy instance	1
Insurance contract or identification number G-26956.01.0001 Number of Individuals Covered 8881 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-A
Policy instance	2
Insurance contract or identification number 60398-A Number of Individuals Covered 8881 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-B
Policy instance	3
Insurance contract or identification number 60398-B Number of Individuals Covered 8881 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	RGA00029
Policy instance	4
Insurance contract or identification number RGA00029 Number of Individuals Covered 8881 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62459
Policy instance	5
Insurance contract or identification number GA-62459 Number of Individuals Covered 8881 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00640TR
Policy instance	6
Insurance contract or identification number MDA00640TR Number of Individuals Covered 8881 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number	BVW00941
Policy instance	7
Insurance contract or identification number BVW00941 Number of Individuals Covered 8881 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G-26956.01.0001
Policy instance	1
Insurance contract or identification number G-26956.01.0001 Number of Individuals Covered 8516 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-A
Policy instance	2
Insurance contract or identification number 60398-A Number of Individuals Covered 8516 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-B
Policy instance	3
Insurance contract or identification number 60398-B Number of Individuals Covered 8516 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	RGA00029
Policy instance	4
Insurance contract or identification number RGA00029 Number of Individuals Covered 8516 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62459
Policy instance	5
Insurance contract or identification number GA-62459 Number of Individuals Covered 8516 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00640TR
Policy instance	6
Insurance contract or identification number MDA00640TR Number of Individuals Covered 8516 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number	BVW00941
Policy instance	7
Insurance contract or identification number BVW00941 Number of Individuals Covered 8516 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G-26956.01.0001
Policy instance	1
Insurance contract or identification number G-26956.01.0001 Number of Individuals Covered 6891 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-A
Policy instance	2
Insurance contract or identification number 60398-A Number of Individuals Covered 6891 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-B
Policy instance	3
Insurance contract or identification number 60398-B Number of Individuals Covered 6891 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	RGA00029
Policy instance	4
Insurance contract or identification number RGA00029 Number of Individuals Covered 6891 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62459
Policy instance	5
Insurance contract or identification number GA-62459 Number of Individuals Covered 6891 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00640TR
Policy instance	6
Insurance contract or identification number MDA00640TR Number of Individuals Covered 6891 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00640TR
Policy instance	6
Insurance contract or identification number MDA00640TR Number of Individuals Covered 7171 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62459
Policy instance	5
Insurance contract or identification number GA-62459 Number of Individuals Covered 7171 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	RGA00029
Policy instance	4
Insurance contract or identification number RGA00029 Number of Individuals Covered 7171 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-B
Policy instance	3
Insurance contract or identification number 60398-B Number of Individuals Covered 7171 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-A
Policy instance	2
Insurance contract or identification number 60398-A Number of Individuals Covered 7171 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G-26956.01.0001
Policy instance	1
Insurance contract or identification number G-26956.01.0001 Number of Individuals Covered 7171 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G-26956.01.0001
Policy instance	1
Insurance contract or identification number G-26956.01.0001 Number of Individuals Covered 7821 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-A
Policy instance	2
Insurance contract or identification number 60398-A Number of Individuals Covered 7821 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-B
Policy instance	3
Insurance contract or identification number 60398-B Number of Individuals Covered 7821 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	RGA00029
Policy instance	4
Insurance contract or identification number RGA00029 Number of Individuals Covered 7821 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62459
Policy instance	5
Insurance contract or identification number GA-62459 Number of Individuals Covered 7821 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00640TR
Policy instance	6
Insurance contract or identification number MDA00640TR Number of Individuals Covered 7821 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G-26956.01.0001
Policy instance	1
Insurance contract or identification number G-26956.01.0001 Number of Individuals Covered 9015 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-A
Policy instance	2
Insurance contract or identification number 60398-A Number of Individuals Covered 9015 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-B
Policy instance	3
Insurance contract or identification number 60398-B Number of Individuals Covered 9015 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	GA-62459
Policy instance	5
Insurance contract or identification number GA-62459 Number of Individuals Covered 9015 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	RGA00029
Policy instance	4
Insurance contract or identification number RGA00029 Number of Individuals Covered 9015 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00640TR
Policy instance	6
Insurance contract or identification number MDA00640TR Number of Individuals Covered 9015 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G-26956.01.0001
Policy instance	1
Insurance contract or identification number G-26956.01.0001 Number of Individuals Covered 9709 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-A
Policy instance	2
Insurance contract or identification number 60398-A Number of Individuals Covered 9709 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-B
Policy instance	3
Insurance contract or identification number 60398-B Number of Individuals Covered 9709 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	RGA00029
Policy instance	4
Insurance contract or identification number RGA00029 Number of Individuals Covered 9709 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RGA REINSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 93572 )
Policy contract number	RGA00029
Policy instance	4
Insurance contract or identification number RGA00029 Number of Individuals Covered 10565 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-B
Policy instance	3
Insurance contract or identification number 60398-B Number of Individuals Covered 10565 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60398-A
Policy instance	2
Insurance contract or identification number 60398-A Number of Individuals Covered 10565 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G-26956.01.0001
Policy instance	1
Insurance contract or identification number G-26956.01.0001 Number of Individuals Covered 10565 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G-26956.01.0001
Policy instance	1
Insurance contract or identification number G-26956.01.0001 Number of Individuals Covered 11632 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G-26956.01.0001
Policy instance	1
Insurance contract or identification number G-26956.01.0001 Number of Individuals Covered 12507 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G-26956.01.0001
Policy instance	1
Insurance contract or identification number G-26956.01.0001 Number of Individuals Covered 13706 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No