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COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 401k Plan overview

Plan NameCOMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K)
Plan identification number 003

COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

COMMUNITY ACTION COUNCIL FOR LEXINGTON- FAYETTE, BOURBON, HARRISON has sponsored the creation of one or more 401k plans.

Company Name:COMMUNITY ACTION COUNCIL FOR LEXINGTON- FAYETTE, BOURBON, HARRISON
Employer identification number (EIN):610650121
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K)

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-07-01
0032020-07-01
0032019-07-01
0032018-07-01
0032017-07-01
0032016-07-01MALCOLM RATCHFORD MALCOLM RATCHFORD2018-04-16
0032015-07-01MALCOLM RATCHFORD MALCOLM RATCHFORD2017-01-25
0032014-07-01MALCOLM RATCHFORD
0032013-07-01MALCOLM RATCHFORD
0032012-07-01MALCOLM RATCHFORD
0032011-07-01JACK BURCH
0032010-07-01JACK BURCH
0032009-07-01JACK E. BURCH

Plan Statistics for COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K)

401k plan membership statisitcs for COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K)

Measure Date Value
2021: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2021 401k membership
Total participants, beginning-of-year2021-07-01553
Total number of active participants reported on line 7a of the Form 55002021-07-01425
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-01169
Total of all active and inactive participants2021-07-01594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-013
Total participants2021-07-01597
Number of participants with account balances2021-07-01556
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-0171
2020: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2020 401k membership
Total participants, beginning-of-year2020-07-01514
Total number of active participants reported on line 7a of the Form 55002020-07-01413
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-01140
Total of all active and inactive participants2020-07-01553
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01553
Number of participants with account balances2020-07-01521
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-0134
2019: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2019 401k membership
Total participants, beginning-of-year2019-07-01432
Total number of active participants reported on line 7a of the Form 55002019-07-01377
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-01137
Total of all active and inactive participants2019-07-01514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01514
Number of participants with account balances2019-07-01494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-0131
2018: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2018 401k membership
Total participants, beginning-of-year2018-07-01408
Total number of active participants reported on line 7a of the Form 55002018-07-01302
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-01129
Total of all active and inactive participants2018-07-01431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-011
Total participants2018-07-01432
Number of participants with account balances2018-07-01412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-0137
2017: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2017 401k membership
Total participants, beginning-of-year2017-07-01480
Total number of active participants reported on line 7a of the Form 55002017-07-01279
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-01129
Total of all active and inactive participants2017-07-01408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01408
Number of participants with account balances2017-07-01389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-0130
2016: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2016 401k membership
Total participants, beginning-of-year2016-07-01386
Total number of active participants reported on line 7a of the Form 55002016-07-01377
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-01103
Total of all active and inactive participants2016-07-01480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01480
Number of participants with account balances2016-07-01362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-0125
2015: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2015 401k membership
Total participants, beginning-of-year2015-07-01354
Total number of active participants reported on line 7a of the Form 55002015-07-01303
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0183
Total of all active and inactive participants2015-07-01386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01386
Number of participants with account balances2015-07-01367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0126
2014: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2014 401k membership
Total participants, beginning-of-year2014-07-01355
Total number of active participants reported on line 7a of the Form 55002014-07-01271
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0183
Total of all active and inactive participants2014-07-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01354
Number of participants with account balances2014-07-01354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-0133
2013: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2013 401k membership
Total participants, beginning-of-year2013-07-01341
Total number of active participants reported on line 7a of the Form 55002013-07-01244
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-0199
Total of all active and inactive participants2013-07-01343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01343
Number of participants with account balances2013-07-01343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-0123
2012: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2012 401k membership
Total participants, beginning-of-year2012-07-01346
Total number of active participants reported on line 7a of the Form 55002012-07-01249
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-0192
Total of all active and inactive participants2012-07-01341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01341
Number of participants with account balances2012-07-01341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-0124
2011: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2011 401k membership
Total participants, beginning-of-year2011-07-01352
Total number of active participants reported on line 7a of the Form 55002011-07-01259
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-0187
Total of all active and inactive participants2011-07-01346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01346
Number of participants with account balances2011-07-01346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-0128
2010: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2010 401k membership
Total participants, beginning-of-year2010-07-01338
Total number of active participants reported on line 7a of the Form 55002010-07-01271
Number of retired or separated participants receiving benefits2010-07-010
Number of other retired or separated participants entitled to future benefits2010-07-0181
Total of all active and inactive participants2010-07-01352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-010
Total participants2010-07-01352
Number of participants with account balances2010-07-01352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-0132
2009: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2009 401k membership
Total participants, beginning-of-year2009-07-01322
Total number of active participants reported on line 7a of the Form 55002009-07-01259
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-0178
Total of all active and inactive participants2009-07-01337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-011
Total participants2009-07-01338
Number of participants with account balances2009-07-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-0132

Financial Data on COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K)

Measure Date Value
2022 : COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$215,192
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$1,345,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$1,268,865
Expenses. Certain deemed distributions of participant loans2022-06-30$76,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$1,778,931
Value of total assets at end of year2022-06-30$14,220,018
Value of total assets at beginning of year2022-06-30$15,350,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$0
Total interest from all sources2022-06-30$47,647
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$604,199
Participant contributions at end of year2022-06-30$473,446
Participant contributions at beginning of year2022-06-30$468,349
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$17,645
Other income not declared elsewhere2022-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-1,130,504
Value of net assets at end of year (total assets less liabilities)2022-06-30$14,220,018
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$15,350,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$9,321,714
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$10,986,275
Interest on participant loans2022-06-30$22,034
Interest earned on other investments2022-06-30$25,613
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$4,424,858
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$3,895,898
Expenses. Payments to insurance carriers foe the provision of benefits2022-06-30$0
Net investment gain/loss from pooled separate accounts2022-06-30$-1,611,386
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$1,157,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$1,268,865
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30WIPFLI LLP
Accountancy firm EIN2022-06-30390758449
2021 : COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$4,207,877
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$1,292,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$1,261,660
Expenses. Certain deemed distributions of participant loans2021-06-30$3,382
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$1,449,341
Value of total assets at end of year2021-06-30$15,347,140
Value of total assets at beginning of year2021-06-30$12,432,190
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$27,885
Total interest from all sources2021-06-30$64,416
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Was this plan covered by a fidelity bond2021-06-30No
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$452,783
Participant contributions at end of year2021-06-30$464,967
Participant contributions at beginning of year2021-06-30$477,123
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$7,466
Other income not declared elsewhere2021-06-30$180
Administrative expenses (other) incurred2021-06-30$27,885
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$2,914,950
Value of net assets at end of year (total assets less liabilities)2021-06-30$15,347,140
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$12,432,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$10,986,275
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$7,831,414
Interest on participant loans2021-06-30$26,236
Interest earned on other investments2021-06-30$38,180
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$3,895,898
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$4,123,653
Expenses. Payments to insurance carriers foe the provision of benefits2021-06-30$0
Net investment gain/loss from pooled separate accounts2021-06-30$2,693,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$989,092
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$1,261,660
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
2020 : COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$1,773,952
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$577,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$526,561
Expenses. Certain deemed distributions of participant loans2020-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$1,431,467
Value of total assets at end of year2020-06-30$12,432,190
Value of total assets at beginning of year2020-06-30$11,235,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$50,683
Total interest from all sources2020-06-30$77,832
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$413,934
Participant contributions at end of year2020-06-30$477,123
Participant contributions at beginning of year2020-06-30$491,048
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$45,409
Other income not declared elsewhere2020-06-30$0
Administrative expenses (other) incurred2020-06-30$50,683
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$1,196,708
Value of net assets at end of year (total assets less liabilities)2020-06-30$12,432,190
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$11,235,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$7,831,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$7,295,075
Interest on participant loans2020-06-30$28,068
Interest earned on other investments2020-06-30$49,764
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$4,123,653
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$3,449,359
Expenses. Payments to insurance carriers foe the provision of benefits2020-06-30$0
Net investment gain/loss from pooled separate accounts2020-06-30$264,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$972,124
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$526,561
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30WIPFLI, LLP
Accountancy firm EIN2020-06-30390758449
2019 : COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$1,387,440
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$964,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$896,614
Expenses. Certain deemed distributions of participant loans2019-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$949,571
Value of total assets at end of year2019-06-30$11,235,482
Value of total assets at beginning of year2019-06-30$10,812,238
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$67,582
Total interest from all sources2019-06-30$69,090
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$301,220
Participant contributions at end of year2019-06-30$491,048
Participant contributions at beginning of year2019-06-30$472,727
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$117
Other income not declared elsewhere2019-06-30$0
Administrative expenses (other) incurred2019-06-30$63,413
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$423,244
Value of net assets at end of year (total assets less liabilities)2019-06-30$11,235,482
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$10,812,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$7,295,075
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$6,822,171
Interest on participant loans2019-06-30$22,103
Interest earned on other investments2019-06-30$46,987
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$3,449,359
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$3,517,340
Expenses. Payments to insurance carriers foe the provision of benefits2019-06-30$0
Net investment gain/loss from pooled separate accounts2019-06-30$368,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$648,234
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$896,614
Contract administrator fees2019-06-30$4,169
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30WIPFLI, LLP
Accountancy firm EIN2019-06-30390758449
2018 : COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$1,550,968
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$808,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$792,172
Expenses. Certain deemed distributions of participant loans2018-06-30$11,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$915,024
Value of total assets at end of year2018-06-30$10,812,238
Value of total assets at beginning of year2018-06-30$10,069,361
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$4,298
Total interest from all sources2018-06-30$55,469
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$278,833
Participant contributions at end of year2018-06-30$472,727
Participant contributions at beginning of year2018-06-30$475,127
Participant contributions at end of year2018-06-30$0
Participant contributions at beginning of year2018-06-30$10,525
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$8,740
Other income not declared elsewhere2018-06-30$0
Administrative expenses (other) incurred2018-06-30$4,298
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$742,877
Value of net assets at end of year (total assets less liabilities)2018-06-30$10,812,238
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$10,069,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$6,822,171
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$5,733,422
Interest on participant loans2018-06-30$19,961
Interest earned on other investments2018-06-30$35,508
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$3,517,340
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$3,826,209
Expenses. Payments to insurance carriers foe the provision of benefits2018-06-30$0
Net investment gain/loss from pooled separate accounts2018-06-30$580,475
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$627,451
Employer contributions (assets) at end of year2018-06-30$0
Employer contributions (assets) at beginning of year2018-06-30$24,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$792,172
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30WIPFLI, LLP
Accountancy firm EIN2018-06-30390758449
2017 : COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$1,863,712
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$556,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$551,512
Expenses. Certain deemed distributions of participant loans2017-06-30$952
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$1,113,995
Value of total assets at end of year2017-06-30$10,069,361
Value of total assets at beginning of year2017-06-30$8,762,484
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$4,371
Total interest from all sources2017-06-30$58,676
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$264,047
Participant contributions at end of year2017-06-30$475,127
Participant contributions at beginning of year2017-06-30$549,124
Participant contributions at end of year2017-06-30$10,525
Participant contributions at beginning of year2017-06-30$9,552
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$216,064
Other income not declared elsewhere2017-06-30$0
Administrative expenses (other) incurred2017-06-30$4,371
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$1,306,877
Value of net assets at end of year (total assets less liabilities)2017-06-30$10,069,361
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$8,762,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$5,733,422
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$4,356,146
Interest on participant loans2017-06-30$20,721
Interest earned on other investments2017-06-30$37,955
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$3,826,209
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$3,826,021
Expenses. Payments to insurance carriers foe the provision of benefits2017-06-30$0
Net investment gain/loss from pooled separate accounts2017-06-30$691,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$633,884
Employer contributions (assets) at end of year2017-06-30$24,078
Employer contributions (assets) at beginning of year2017-06-30$21,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$551,512
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30WIPFLI, LLC
Accountancy firm EIN2017-06-30390758449
2016 : COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$848,212
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$1,375,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$1,371,038
Expenses. Certain deemed distributions of participant loans2016-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$819,046
Value of total assets at end of year2016-06-30$8,762,484
Value of total assets at beginning of year2016-06-30$9,289,674
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$4,364
Total interest from all sources2016-06-30$63,723
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$238,894
Participant contributions at end of year2016-06-30$549,124
Participant contributions at beginning of year2016-06-30$666,300
Participant contributions at end of year2016-06-30$9,552
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$4,366
Other income not declared elsewhere2016-06-30$0
Administrative expenses (other) incurred2016-06-30$4,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-527,190
Value of net assets at end of year (total assets less liabilities)2016-06-30$8,762,484
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$9,289,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$4,356,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$4,440,373
Interest on participant loans2016-06-30$24,465
Interest earned on other investments2016-06-30$39,258
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$3,826,021
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$4,183,001
Expenses. Payments to insurance carriers foe the provision of benefits2016-06-30$0
Net investment gain/loss from pooled separate accounts2016-06-30$-34,557
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$575,786
Employer contributions (assets) at end of year2016-06-30$21,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$1,371,038
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30WIPFLI, LLP
Accountancy firm EIN2016-06-30390758449
2015 : COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$1,081,342
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$874,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$874,214
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$796,900
Value of total assets at end of year2015-06-30$9,289,674
Value of total assets at beginning of year2015-06-30$9,083,025
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$479
Total interest from all sources2015-06-30$69,668
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$232,125
Participant contributions at end of year2015-06-30$666,300
Participant contributions at beginning of year2015-06-30$592,657
Participant contributions at end of year2015-06-30$0
Participant contributions at beginning of year2015-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$29,012
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$206,649
Value of net assets at end of year (total assets less liabilities)2015-06-30$9,289,674
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$9,083,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$4,148,531
Value of interest in pooled separate accounts at end of year2015-06-30$4,440,373
Value of interest in pooled separate accounts at beginning of year2015-06-30$0
Interest on participant loans2015-06-30$26,571
Interest earned on other investments2015-06-30$43,097
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$4,183,001
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$4,341,837
Net investment gain/loss from pooled separate accounts2015-06-30$214,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$535,763
Employer contributions (assets) at end of year2015-06-30$0
Employer contributions (assets) at beginning of year2015-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$874,214
Contract administrator fees2015-06-30$479
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30WIPFLI LLP
Accountancy firm EIN2015-06-30390758449
2014 : COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$1,506,347
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$921,758
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$921,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$778,302
Value of total assets at end of year2014-06-30$9,083,025
Value of total assets at beginning of year2014-06-30$8,498,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$720
Total interest from all sources2014-06-30$62,056
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$244,683
Participant contributions at end of year2014-06-30$592,657
Participant contributions at beginning of year2014-06-30$310,592
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$15,578
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$584,589
Value of net assets at end of year (total assets less liabilities)2014-06-30$9,083,025
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$8,498,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$4,148,531
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$3,722,522
Interest on participant loans2014-06-30$18,506
Interest earned on other investments2014-06-30$43,550
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$4,341,837
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$4,465,322
Net investment gain/loss from pooled separate accounts2014-06-30$665,989
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$518,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$921,038
Contract administrator fees2014-06-30$720
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30WIPFLI LLP
Accountancy firm EIN2014-06-30390758449
2013 : COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$1,314,960
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$583,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$583,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$808,774
Value of total assets at end of year2013-06-30$8,498,436
Value of total assets at beginning of year2013-06-30$7,767,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$887
Total interest from all sources2013-06-30$70,644
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$224,257
Participant contributions at end of year2013-06-30$310,592
Participant contributions at beginning of year2013-06-30$285,736
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$7,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$731,020
Value of net assets at end of year (total assets less liabilities)2013-06-30$8,498,436
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$7,767,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$3,722,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$3,128,785
Interest on participant loans2013-06-30$11,620
Interest earned on other investments2013-06-30$59,024
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$4,465,322
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$4,352,895
Net investment gain/loss from pooled separate accounts2013-06-30$435,542
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$577,213
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$583,053
Contract administrator fees2013-06-30$887
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30WIPFLI LLP
Accountancy firm EIN2013-06-30390758449
2012 : COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$928,702
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$207,162
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$206,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$860,620
Value of total assets at end of year2012-06-30$7,767,416
Value of total assets at beginning of year2012-06-30$7,045,876
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$1,032
Total interest from all sources2012-06-30$90,061
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$233,980
Participant contributions at end of year2012-06-30$285,736
Participant contributions at beginning of year2012-06-30$257,538
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$30,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$721,540
Value of net assets at end of year (total assets less liabilities)2012-06-30$7,767,416
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$7,045,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$3,128,785
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$2,868,722
Interest on participant loans2012-06-30$11,852
Interest earned on other investments2012-06-30$78,209
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$4,352,895
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$3,919,616
Net investment gain/loss from pooled separate accounts2012-06-30$-21,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$596,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$206,130
Contract administrator fees2012-06-30$1,032
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30WIPFLI LLP
Accountancy firm EIN2012-06-30390758449
2011 : COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$1,502,789
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$237,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$236,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$806,680
Value of total assets at end of year2011-06-30$7,045,876
Value of total assets at beginning of year2011-06-30$5,780,877
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$1,002
Total interest from all sources2011-06-30$93,887
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$214,096
Participant contributions at end of year2011-06-30$257,538
Participant contributions at beginning of year2011-06-30$266,614
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$51,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$1,264,999
Value of net assets at end of year (total assets less liabilities)2011-06-30$7,045,876
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$5,780,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$2,868,722
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$2,121,387
Interest on participant loans2011-06-30$12,474
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$81,413
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$3,919,616
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$3,376,494
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$602,222
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$540,629
Employer contributions (assets) at beginning of year2011-06-30$16,382
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$236,788
Contract administrator fees2011-06-30$1,002
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30WIPFLI LLP
Accountancy firm EIN2011-06-30390758449
2010 : COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K)

2021: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan benefit arrangement – InsuranceYes
2020: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan benefit arrangement – InsuranceYes
2019: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan benefit arrangement – InsuranceYes
2018: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan benefit arrangement – InsuranceYes
2017: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan benefit arrangement – InsuranceYes
2016: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2015: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2014: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan benefit arrangement – InsuranceYes
2011: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan benefit arrangement – InsuranceYes
2010: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedNo
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan benefit arrangement – InsuranceYes
2009: COMMUNITY ACTION COUNCIL FOR LEXINGTON-FAYETTE, BO URBON, HARRISON AND NICHOLAS COUNTIES, INC. 401(K) 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053528J
Policy instance 1
Insurance contract or identification number053528J
Number of Individuals Covered597
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,332
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees5332
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053528J
Policy instance 1
Insurance contract or identification number053528J
Number of Individuals Covered553
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,332
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees5332
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053528J
Policy instance 1
Insurance contract or identification number053528J
Number of Individuals Covered514
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,319
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees6319
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053528J
Policy instance 1
Insurance contract or identification number053528J
Number of Individuals Covered432
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,546
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2546
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053528J
Policy instance 1
Insurance contract or identification number053528J
Number of Individuals Covered389
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,666
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053528J
Policy instance 1
Insurance contract or identification number053528J
Number of Individuals Covered367
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $826
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees826
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameCINCINNATI REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053528-J
Policy instance 1
Insurance contract or identification number053528-J
Number of Individuals Covered354
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,165
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1165
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameCINCINNATI REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053528-J
Policy instance 1
Insurance contract or identification number053528-J
Number of Individuals Covered343
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $796
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees796
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameCINCINNATI REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053528-J
Policy instance 1
Insurance contract or identification number053528-J
Number of Individuals Covered341
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $938
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees484
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameJASON PINSON
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053528-J
Policy instance 1
Insurance contract or identification number053528-J
Number of Individuals Covered346
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,005
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053528-J
Policy instance 1
Insurance contract or identification number053528-J
Number of Individuals Covered352
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,140
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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