STITES & HARBISON has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SECURITY PLAN II OF STITES & HARBISON
| Measure | Date | Value |
|---|
| 2015 : SECURITY PLAN II OF STITES & HARBISON 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-04-30 | $0 |
| Total transfer of assets from this plan | 2015-04-30 | $38,109,714 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-04-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-04-30 | $0 |
| Total income from all sources (including contributions) | 2015-04-30 | $1,158,863 |
| Total loss/gain on sale of assets | 2015-04-30 | $0 |
| Total of all expenses incurred | 2015-04-30 | $1,094,567 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-04-30 | $1,091,254 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-04-30 | $117,853 |
| Value of total assets at end of year | 2015-04-30 | $0 |
| Value of total assets at beginning of year | 2015-04-30 | $38,045,418 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-04-30 | $3,313 |
| Total interest from all sources | 2015-04-30 | $6,720 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-04-30 | $23,658 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-04-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2015-04-30 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-04-30 | $23,658 |
| Administrative expenses professional fees incurred | 2015-04-30 | $1,250 |
| Was this plan covered by a fidelity bond | 2015-04-30 | Yes |
| Value of fidelity bond cover | 2015-04-30 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-04-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-04-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-04-30 | No |
| Contributions received from participants | 2015-04-30 | $117,853 |
| Participant contributions at end of year | 2015-04-30 | $0 |
| Participant contributions at beginning of year | 2015-04-30 | $697,433 |
| Participant contributions at end of year | 2015-04-30 | $0 |
| Participant contributions at beginning of year | 2015-04-30 | $43,091 |
| Assets. Other investments not covered elsewhere at end of year | 2015-04-30 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-04-30 | $1,539,348 |
| Other income not declared elsewhere | 2015-04-30 | $23,316 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-04-30 | No |
| Value of net income/loss | 2015-04-30 | $64,296 |
| Value of net assets at end of year (total assets less liabilities) | 2015-04-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-04-30 | $38,045,418 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-04-30 | No |
| Investment advisory and management fees | 2015-04-30 | $2,063 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-04-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-04-30 | $24,636,898 |
| Interest on participant loans | 2015-04-30 | $6,720 |
| Value of interest in common/collective trusts at end of year | 2015-04-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2015-04-30 | $11,128,648 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-04-30 | $763,246 |
| Net investment gain or loss from common/collective trusts | 2015-04-30 | $224,070 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-04-30 | No |
| Employer contributions (assets) at end of year | 2015-04-30 | $0 |
| Employer contributions (assets) at beginning of year | 2015-04-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-04-30 | $1,091,254 |
| Did the plan have assets held for investment | 2015-04-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-04-30 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-04-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-04-30 | Disclaimer |
| Accountancy firm name | 2015-04-30 | CROWE HORWATH LLP |
| Accountancy firm EIN | 2015-04-30 | 350921680 |
| 2014 : SECURITY PLAN II OF STITES & HARBISON 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,769,165 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $2,734,598 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,718,584 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $526,865 |
| Value of total assets at end of year | 2014-12-31 | $38,045,418 |
| Value of total assets at beginning of year | 2014-12-31 | $38,010,851 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $16,014 |
| Total interest from all sources | 2014-12-31 | $29,147 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,207,303 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,207,303 |
| Administrative expenses professional fees incurred | 2014-12-31 | $6,975 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $526,865 |
| Participant contributions at end of year | 2014-12-31 | $697,433 |
| Participant contributions at beginning of year | 2014-12-31 | $794,523 |
| Participant contributions at end of year | 2014-12-31 | $43,091 |
| Participant contributions at beginning of year | 2014-12-31 | $26,200 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $1,539,348 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $1,805,582 |
| Other income not declared elsewhere | 2014-12-31 | $93,579 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $34,567 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $38,045,418 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $38,010,851 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $9,039 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $24,636,898 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $23,331,710 |
| Interest on participant loans | 2014-12-31 | $29,147 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $11,128,648 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $10,422,057 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-69,956 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $982,227 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Employer contributions (assets) at end of year | 2014-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $1,630,779 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,718,584 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | CROWE HORWATH LLP |
| Accountancy firm EIN | 2014-12-31 | 350921680 |
| 2013 : SECURITY PLAN II OF STITES & HARBISON 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $8,898,876 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $2,987,775 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,969,601 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,190,116 |
| Value of total assets at end of year | 2013-12-31 | $38,010,851 |
| Value of total assets at beginning of year | 2013-12-31 | $32,099,750 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $18,174 |
| Total interest from all sources | 2013-12-31 | $32,281 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $882,964 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $882,964 |
| Administrative expenses professional fees incurred | 2013-12-31 | $7,000 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $541,853 |
| Participant contributions at end of year | 2013-12-31 | $794,523 |
| Participant contributions at beginning of year | 2013-12-31 | $711,780 |
| Participant contributions at end of year | 2013-12-31 | $26,200 |
| Participant contributions at beginning of year | 2013-12-31 | $40,542 |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $1,805,582 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $1,160,930 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $17,484 |
| Other income not declared elsewhere | 2013-12-31 | $226,272 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $5,911,101 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $38,010,851 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $32,099,750 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $11,174 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $23,331,710 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $19,817,066 |
| Interest on participant loans | 2013-12-31 | $32,281 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $10,422,057 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $8,605,245 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,262,510 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $2,304,733 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $1,630,779 |
| Employer contributions (assets) at end of year | 2013-12-31 | $1,630,779 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $1,764,187 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,969,601 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | CROWE HORWATH LLP |
| Accountancy firm EIN | 2013-12-31 | 350921680 |
| 2012 : SECURITY PLAN II OF STITES & HARBISON 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $6,017,195 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $1,850,728 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,842,008 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,370,096 |
| Value of total assets at end of year | 2012-12-31 | $32,099,750 |
| Value of total assets at beginning of year | 2012-12-31 | $27,933,283 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $8,720 |
| Total interest from all sources | 2012-12-31 | $27,501 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $767,370 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $767,370 |
| Administrative expenses professional fees incurred | 2012-12-31 | $8,720 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $605,909 |
| Participant contributions at end of year | 2012-12-31 | $711,780 |
| Participant contributions at beginning of year | 2012-12-31 | $774,567 |
| Participant contributions at end of year | 2012-12-31 | $40,542 |
| Participant contributions at beginning of year | 2012-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $1,160,930 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $982,613 |
| Other income not declared elsewhere | 2012-12-31 | $134,449 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $4,166,467 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $32,099,750 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $27,933,283 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $19,817,066 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $23,243,601 |
| Interest on participant loans | 2012-12-31 | $27,501 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $8,605,245 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $1,117,637 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,535,030 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $182,749 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $1,764,187 |
| Employer contributions (assets) at end of year | 2012-12-31 | $1,764,187 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $1,814,865 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,842,008 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | CROWE HORWATH LLP |
| Accountancy firm EIN | 2012-12-31 | 350921680 |
| 2011 : SECURITY PLAN II OF STITES & HARBISON 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $2,003,630 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $1,008,427 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,001,469 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,455,214 |
| Value of total assets at end of year | 2011-12-31 | $27,933,283 |
| Value of total assets at beginning of year | 2011-12-31 | $26,938,080 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $6,958 |
| Total interest from all sources | 2011-12-31 | $32,649 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $599,249 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $599,249 |
| Administrative expenses professional fees incurred | 2011-12-31 | $6,958 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $640,349 |
| Participant contributions at end of year | 2011-12-31 | $774,567 |
| Participant contributions at beginning of year | 2011-12-31 | $608,163 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $982,613 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $950,685 |
| Other income not declared elsewhere | 2011-12-31 | $-27,718 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $995,203 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $27,933,283 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $26,938,080 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $23,243,601 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $22,591,350 |
| Interest on participant loans | 2011-12-31 | $32,649 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,117,637 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $1,019,874 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,075,918 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $20,154 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $1,814,865 |
| Employer contributions (assets) at end of year | 2011-12-31 | $1,814,865 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $1,768,008 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,001,469 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | CROWE HORWATH LLP |
| Accountancy firm EIN | 2011-12-31 | 350921680 |
| 2010 : SECURITY PLAN II OF STITES & HARBISON 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $5,546,253 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,033,298 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,026,385 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,566,632 |
| Value of total assets at end of year | 2010-12-31 | $26,938,080 |
| Value of total assets at beginning of year | 2010-12-31 | $22,425,125 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $6,913 |
| Total interest from all sources | 2010-12-31 | $28,004 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $499,770 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $499,770 |
| Administrative expenses professional fees incurred | 2010-12-31 | $6,913 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $622,948 |
| Participant contributions at end of year | 2010-12-31 | $608,163 |
| Participant contributions at beginning of year | 2010-12-31 | $452,028 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $950,685 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $919,262 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $175,676 |
| Other income not declared elsewhere | 2010-12-31 | $103,329 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $4,512,955 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $26,938,080 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $22,425,125 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $22,591,350 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $18,645,860 |
| Interest on participant loans | 2010-12-31 | $28,004 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $1,019,874 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $603,083 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,220,663 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $127,855 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $1,768,008 |
| Employer contributions (assets) at end of year | 2010-12-31 | $1,768,008 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $1,804,892 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,026,385 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | CROWE HORWATH LLP |
| Accountancy firm EIN | 2010-12-31 | 350921680 |
| 2009 : SECURITY PLAN II OF STITES & HARBISON 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
