401k Plan data: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN plan

COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 401k Plan overview

Plan Name	COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN
Plan identification number	003

COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

COMPTON KOTTKE & ASSOCIATES PSC has sponsored the creation of one or more 401k plans.

Company Name: COMPTON KOTTKE & ASSOCIATES PSC

Employer identification number (EIN): 611031917

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2023-01-01
003 2023-01-01 CHARLES KOTTKE
003 2022-01-01
003 2022-01-01 CHARLES KOTTKE
003 2021-01-01
003 2021-01-01 CHARLES KOTTKE
003 2020-01-01
003 2019-01-01
003 2018-01-01
003 2017-01-01 C DOUGLAS KOTTKE C DOUGLAS KOTTKE 2018-05-23
003 2016-01-01 C DOUGLAS KOTTKE C DOUGLAS KOTTKE 2017-08-22
003 2015-01-01 C DOUGLAS KOTTKE C DOUGLAS KOTTKE 2016-07-22
003 2014-01-01 C DOUGLAS KOTTKE C DOUGLAS KOTTKE 2015-07-22
003 2013-01-01 C DOUGLAS KOTTKE C DOUGLAS KOTTKE 2014-09-29
003 2012-01-01 C DOUGLAS KOTTKE C DOUGLAS KOTTKE 2013-07-30
003 2011-01-01 C DOUGLAS KOTTKE C DOUGLAS KOTTKE 2012-10-09
003 2009-01-01 C. DOUGLAS KOTTKE C. DOUGLAS KOTTKE 2010-10-11

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2023-01-01
003	2023-01-01	CHARLES KOTTKE
003	2022-01-01
003	2022-01-01	CHARLES KOTTKE
003	2021-01-01
003	2021-01-01	CHARLES KOTTKE
003	2020-01-01
003	2019-01-01
003	2018-01-01
003	2017-01-01	C DOUGLAS KOTTKE	C DOUGLAS KOTTKE	2018-05-23
003	2016-01-01	C DOUGLAS KOTTKE	C DOUGLAS KOTTKE	2017-08-22
003	2015-01-01	C DOUGLAS KOTTKE	C DOUGLAS KOTTKE	2016-07-22
003	2014-01-01	C DOUGLAS KOTTKE	C DOUGLAS KOTTKE	2015-07-22
003	2013-01-01	C DOUGLAS KOTTKE	C DOUGLAS KOTTKE	2014-09-29
003	2012-01-01	C DOUGLAS KOTTKE	C DOUGLAS KOTTKE	2013-07-30
003	2011-01-01	C DOUGLAS KOTTKE	C DOUGLAS KOTTKE	2012-10-09
003	2009-01-01	C. DOUGLAS KOTTKE	C. DOUGLAS KOTTKE	2010-10-11

Financial Data on COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN

Measure	Date	Value
2023 : COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2023 401k financial data
Total income from all sources	2023-12-31	$1,585
Expenses. Total of all expenses incurred	2023-12-31	$21,484
Benefits paid (including direct rollovers)	2023-12-31	$21,484
Total plan assets at end of year	2023-12-31	$0
Total plan assets at beginning of year	2023-12-31	$19,899
Other income received	2023-12-31	$1,585
Net income (gross income less expenses)	2023-12-31	$-19,899
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$19,899
2022 : COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-7,671
Expenses. Total of all expenses incurred	2022-12-31	$0
Total plan assets at end of year	2022-12-31	$19,899
Total plan assets at beginning of year	2022-12-31	$27,570
Other income received	2022-12-31	$-7,671
Net income (gross income less expenses)	2022-12-31	$-7,671
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$19,899
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$27,570
2021 : COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$3,188
Expenses. Total of all expenses incurred	2021-12-31	$0
Total plan assets at end of year	2021-12-31	$27,570
Total plan assets at beginning of year	2021-12-31	$24,382
Other income received	2021-12-31	$3,188
Net income (gross income less expenses)	2021-12-31	$3,188
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$27,570
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$24,382
2020 : COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$5,262
Total plan assets at end of year	2020-12-31	$24,382
Total plan assets at beginning of year	2020-12-31	$19,120
Other income received	2020-12-31	$5,262
Net income (gross income less expenses)	2020-12-31	$5,262
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$24,382
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$19,120
2019 : COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$3,412
Total plan assets at end of year	2019-12-31	$19,120
Total plan assets at beginning of year	2019-12-31	$15,708
Other income received	2019-12-31	$3,412
Net income (gross income less expenses)	2019-12-31	$3,412
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$19,120
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$15,708
2018 : COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-736
Expenses. Total of all expenses incurred	2018-12-31	$15
Total plan assets at end of year	2018-12-31	$15,708
Total plan assets at beginning of year	2018-12-31	$16,459
Other income received	2018-12-31	$-736
Net income (gross income less expenses)	2018-12-31	$-751
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$15,708
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$16,459
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$15
2017 : COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$2,588
Expenses. Total of all expenses incurred	2017-12-31	$13
Total plan assets at end of year	2017-12-31	$16,459
Total plan assets at beginning of year	2017-12-31	$13,884
Other income received	2017-12-31	$2,588
Net income (gross income less expenses)	2017-12-31	$2,575
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$16,459
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$13,884
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$13
2016 : COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$646
Expenses. Total of all expenses incurred	2016-12-31	$113
Total plan assets at end of year	2016-12-31	$13,884
Total plan assets at beginning of year	2016-12-31	$13,351
Other income received	2016-12-31	$646
Net income (gross income less expenses)	2016-12-31	$533
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$13,884
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$13,351
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$113
2015 : COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$345
Expenses. Total of all expenses incurred	2015-12-31	$67
Total plan assets at end of year	2015-12-31	$13,351
Total plan assets at beginning of year	2015-12-31	$13,073
Other income received	2015-12-31	$345
Net income (gross income less expenses)	2015-12-31	$278
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$13,351
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$13,073
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$67
2014 : COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$605
Total plan assets at end of year	2014-12-31	$13,073
Total plan assets at beginning of year	2014-12-31	$12,468
Other income received	2014-12-31	$605
Net income (gross income less expenses)	2014-12-31	$605
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$13,073
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$12,468
2013 : COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$1,371
Total plan assets at end of year	2013-12-31	$12,468
Total plan assets at beginning of year	2013-12-31	$11,097
Other income received	2013-12-31	$1,371
Net income (gross income less expenses)	2013-12-31	$1,371
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$12,468
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$11,097
2012 : COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$1,263
Expenses. Total of all expenses incurred	2012-12-31	$29,577
Benefits paid (including direct rollovers)	2012-12-31	$29,577
Total plan assets at end of year	2012-12-31	$11,097
Total plan assets at beginning of year	2012-12-31	$39,411
Other income received	2012-12-31	$1,263
Net income (gross income less expenses)	2012-12-31	$-28,314
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$11,097
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$39,411
2011 : COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$20,274
Expenses. Total of all expenses incurred	2011-12-31	$81,033
Benefits paid (including direct rollovers)	2011-12-31	$80,933
Total plan assets at end of year	2011-12-31	$39,411
Total plan assets at beginning of year	2011-12-31	$100,170
Total contributions received or receivable from participants	2011-12-31	$1,892
Other income received	2011-12-31	$-374
Net income (gross income less expenses)	2011-12-31	$-60,759
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$39,411
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$100,170
Total contributions received or receivable from employer(s)	2011-12-31	$18,756
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$100
2010 : COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$10,613
Expenses. Total of all expenses incurred	2010-12-31	$18,867
Benefits paid (including direct rollovers)	2010-12-31	$18,742
Total plan assets at end of year	2010-12-31	$100,170
Total plan assets at beginning of year	2010-12-31	$108,424
Total contributions received or receivable from participants	2010-12-31	$2,601
Other income received	2010-12-31	$8,012
Net income (gross income less expenses)	2010-12-31	$-8,254
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$100,170
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$108,424
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$125

Form 5500 Responses for COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN

2023: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	Yes
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: COMPTON,KOTTKE SAVINGS AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHR 864

Policy instance

Insurance contract or identification number	PHR 864
Number of Individuals Covered	0
Insurance policy start date	2023-01-01
Insurance policy end date	2023-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHR864

Policy instance

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

71-0294708

Policy instance

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHR864

Policy instance

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHR864

Policy instance

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHR864

Policy instance

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHR864

Policy instance

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	COMPTON KOTTKE & ASSOCIATES PSC
Employer identification number (EIN):	611031917
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants