?>
Logo

COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameCOAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN
Plan identification number 001

COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COAL EXCLUSIVE COMPANY, LLC DBA COAL EXCLUSIVE BENEFITS has sponsored the creation of one or more 401k plans.

Company Name:COAL EXCLUSIVE COMPANY, LLC DBA COAL EXCLUSIVE BENEFITS
Employer identification number (EIN):611171915
NAIC Classification:212110
NAIC Description: Coal Mining

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JAMES H. BOOTH MICHELLE HARLESS2018-10-15
0012016-01-01JAMES H. BOOTH JAMES H. BOOTH2017-10-16
0012015-01-01JAMES H. BOOTH
0012015-01-01JAMES H. BOOTH
0012014-01-01JAMES H. BOOTH
0012013-01-01JAMES H. BOOTH
0012012-01-01JAMES H. BOOTH
0012011-01-01JAMES BOOTH
0012009-01-01JAMES BOOTH

Plan Statistics for COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN

401k plan membership statisitcs for COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN

Measure Date Value
2022: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01950
Total number of active participants reported on line 7a of the Form 55002022-01-0123
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01851
Total of all active and inactive participants2022-01-01876
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01876
Number of participants with account balances2022-01-01876
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,072
Total number of active participants reported on line 7a of the Form 55002021-01-0123
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-01926
Total of all active and inactive participants2021-01-01950
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01950
Number of participants with account balances2021-01-01950
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,103
Total number of active participants reported on line 7a of the Form 55002020-01-0124
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-011,046
Total of all active and inactive participants2020-01-011,072
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,072
Number of participants with account balances2020-01-011,072
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,798
Total number of active participants reported on line 7a of the Form 55002019-01-01831
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-01269
Total of all active and inactive participants2019-01-011,103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,103
Number of participants with account balances2019-01-011,103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015
2018: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,779
Total number of active participants reported on line 7a of the Form 55002018-01-01844
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01948
Total of all active and inactive participants2018-01-011,795
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,795
Number of participants with account balances2018-01-011,795
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,909
Total number of active participants reported on line 7a of the Form 55002017-01-01734
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-011,013
Total of all active and inactive participants2017-01-011,750
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,750
Number of participants with account balances2017-01-011,750
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,022
Total number of active participants reported on line 7a of the Form 55002016-01-01821
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-011,085
Total of all active and inactive participants2016-01-011,909
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,909
Number of participants with account balances2016-01-011,909
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0113
2015: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,137
Total number of active participants reported on line 7a of the Form 55002015-01-01961
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-011,057
Total of all active and inactive participants2015-01-012,022
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012,022
Number of participants with account balances2015-01-012,022
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018
2014: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,736
Total number of active participants reported on line 7a of the Form 55002014-01-011,057
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-011,078
Total of all active and inactive participants2014-01-012,137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012,137
Number of participants with account balances2014-01-012,137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0110
2013: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,707
Total number of active participants reported on line 7a of the Form 55002013-01-011,489
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01246
Total of all active and inactive participants2013-01-011,736
Total participants2013-01-011,736
Number of participants with account balances2013-01-011,736
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0115
2012: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,523
Total number of active participants reported on line 7a of the Form 55002012-01-011,464
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01188
Total of all active and inactive participants2012-01-011,653
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,653
Number of participants with account balances2012-01-011,653
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0129
2011: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,470
Total number of active participants reported on line 7a of the Form 55002011-01-011,412
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01110
Total of all active and inactive participants2011-01-011,523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,523
Number of participants with account balances2011-01-011,523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01104
2009: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,237
Total number of active participants reported on line 7a of the Form 55002009-01-011,381
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0147
Total of all active and inactive participants2009-01-011,428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,428
Number of participants with account balances2009-01-011,428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0163
Number of employers contributing to the scheme2009-01-0136

Financial Data on COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN

Measure Date Value
2022 : COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-485,930
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$763,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$757,466
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$4,166,149
Value of total assets at beginning of year2022-12-31$5,415,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$6,449
Total interest from all sources2022-12-31$24,173
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Other income not declared elsewhere2022-12-31$1
Administrative expenses (other) incurred2022-12-31$375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,249,845
Value of net assets at end of year (total assets less liabilities)2022-12-31$4,166,149
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$5,415,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$2,146,288
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,093,616
Interest earned on other investments2022-12-31$24,173
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$2,019,861
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,322,378
Net investment gain/loss from pooled separate accounts2022-12-31$-510,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$757,466
Contract administrator fees2022-12-31$6,074
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RFH, PLLC
Accountancy firm EIN2022-12-31201518594
2021 : COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$655,024
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,185,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,176,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,017
Value of total assets at end of year2021-12-31$5,415,994
Value of total assets at beginning of year2021-12-31$6,946,621
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$9,618
Total interest from all sources2021-12-31$30,580
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,017
Administrative expenses (other) incurred2021-12-31$9,618
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-1,530,627
Value of net assets at end of year (total assets less liabilities)2021-12-31$5,415,994
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,946,621
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$3,093,616
Value of interest in pooled separate accounts at beginning of year2021-12-31$3,689,362
Interest earned on other investments2021-12-31$30,580
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,322,378
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$3,257,259
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$622,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,176,033
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RFH, PLLC
Accountancy firm EIN2021-12-31201518594
2020 : COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,711,551
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$15,436,943
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$15,417,740
Value of total corrective distributions2020-12-31$1,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,011,288
Value of total assets at end of year2020-12-31$6,946,621
Value of total assets at beginning of year2020-12-31$20,672,013
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$17,526
Total interest from all sources2020-12-31$337,294
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$983,057
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$10,096
Administrative expenses (other) incurred2020-12-31$17,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-13,725,392
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,946,621
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$20,672,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$3,689,362
Value of interest in pooled separate accounts at beginning of year2020-12-31$10,626,529
Interest earned on other investments2020-12-31$337,294
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$3,257,259
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$10,045,484
Net investment gain/loss from pooled separate accounts2020-12-31$362,969
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$18,135
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$15,417,740
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RFH, PLLC
Accountancy firm EIN2020-12-31201518594
2019 : COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,428,530
Total income from all sources (including contributions)2019-12-31$3,428,530
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,456,404
Total of all expenses incurred2019-12-31$3,456,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,403,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,403,774
Value of total corrective distributions2019-12-31$13,110
Value of total corrective distributions2019-12-31$13,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$838,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$838,434
Value of total assets at end of year2019-12-31$20,672,013
Value of total assets at end of year2019-12-31$20,672,013
Value of total assets at beginning of year2019-12-31$20,699,887
Value of total assets at beginning of year2019-12-31$20,699,887
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$39,520
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$39,520
Total interest from all sources2019-12-31$173,712
Total interest from all sources2019-12-31$173,712
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$309,177
Contributions received from participants2019-12-31$309,177
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$345,971
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$345,971
Administrative expenses (other) incurred2019-12-31$39,520
Administrative expenses (other) incurred2019-12-31$39,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-27,874
Value of net income/loss2019-12-31$-27,874
Value of net assets at end of year (total assets less liabilities)2019-12-31$20,672,013
Value of net assets at end of year (total assets less liabilities)2019-12-31$20,672,013
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$20,699,887
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$20,699,887
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$10,626,529
Value of interest in pooled separate accounts at end of year2019-12-31$10,626,529
Value of interest in pooled separate accounts at beginning of year2019-12-31$10,250,751
Value of interest in pooled separate accounts at beginning of year2019-12-31$10,250,751
Interest earned on other investments2019-12-31$173,712
Interest earned on other investments2019-12-31$173,712
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$10,045,484
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$10,045,484
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$10,449,136
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$10,449,136
Net investment gain/loss from pooled separate accounts2019-12-31$2,416,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$183,286
Contributions received in cash from employer2019-12-31$183,286
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,403,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,403,774
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RFH, PLLC
Accountancy firm name2019-12-31RFH, PLLC
Accountancy firm EIN2019-12-31201518594
Accountancy firm EIN2019-12-31201518594
2018 : COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$446,964
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,061,579
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,036,951
Value of total corrective distributions2018-12-31$5,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$904,633
Value of total assets at end of year2018-12-31$20,699,887
Value of total assets at beginning of year2018-12-31$23,314,502
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$19,197
Total interest from all sources2018-12-31$223,169
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$707,775
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$154,732
Administrative expenses (other) incurred2018-12-31$19,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,614,615
Value of net assets at end of year (total assets less liabilities)2018-12-31$20,699,887
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$23,314,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$10,250,751
Value of interest in pooled separate accounts at beginning of year2018-12-31$10,089,059
Interest earned on other investments2018-12-31$223,169
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$10,449,136
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$13,225,443
Net investment gain/loss from pooled separate accounts2018-12-31$-680,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$42,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,036,951
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RFH, PLLC
Accountancy firm EIN2018-12-31201518594
2017 : COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,765,360
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,940,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,914,975
Value of total corrective distributions2017-12-31$10,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,060,492
Value of total assets at end of year2017-12-31$23,314,502
Value of total assets at beginning of year2017-12-31$25,490,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$15,302
Total interest from all sources2017-12-31$212,829
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,015,747
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$424
Other income not declared elsewhere2017-12-31$74,930
Administrative expenses (other) incurred2017-12-31$15,302
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-2,175,633
Value of net assets at end of year (total assets less liabilities)2017-12-31$23,314,502
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$25,490,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$10,089,059
Value of interest in pooled separate accounts at beginning of year2017-12-31$8,750,122
Interest earned on other investments2017-12-31$212,829
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$13,225,443
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$16,740,013
Net investment gain/loss from pooled separate accounts2017-12-31$1,417,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$44,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,914,975
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RFH, PLLC
Accountancy firm EIN2017-12-31201518594
2016 : COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,130,701
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,636,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,593,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,095,815
Value of total assets at end of year2016-12-31$25,490,135
Value of total assets at beginning of year2016-12-31$28,996,404
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$43,626
Total interest from all sources2016-12-31$239,534
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,035,584
Administrative expenses (other) incurred2016-12-31$43,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-3,506,269
Value of net assets at end of year (total assets less liabilities)2016-12-31$25,490,135
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$28,996,404
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$8,750,122
Value of interest in pooled separate accounts at beginning of year2016-12-31$9,290,272
Interest earned on other investments2016-12-31$239,534
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$16,740,013
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$19,706,132
Net investment gain/loss from pooled separate accounts2016-12-31$795,352
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$60,231
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,593,344
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RFH, PLLC
Accountancy firm EIN2016-12-31201518594
2015 : COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,623,706
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$10,620,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$10,569,208
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,290,271
Value of total assets at end of year2015-12-31$28,996,404
Value of total assets at beginning of year2015-12-31$37,992,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$51,086
Total interest from all sources2015-12-31$325,839
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,240,895
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,792
Other income not declared elsewhere2015-12-31$1,046
Administrative expenses (other) incurred2015-12-31$51,086
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-8,996,588
Value of net assets at end of year (total assets less liabilities)2015-12-31$28,996,404
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$37,992,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$9,290,272
Value of interest in pooled separate accounts at beginning of year2015-12-31$12,599,931
Interest earned on other investments2015-12-31$325,839
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$19,706,132
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$25,393,061
Net investment gain/loss from pooled separate accounts2015-12-31$6,550
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$47,584
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$10,569,208
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RFH, PLLC
Accountancy firm EIN2015-12-31201518594
2014 : COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,748,115
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$12,224,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$12,085,865
Value of total corrective distributions2014-12-31$21,642
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,115,105
Value of total assets at end of year2014-12-31$37,992,992
Value of total assets at beginning of year2014-12-31$44,469,529
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$117,145
Total interest from all sources2014-12-31$411,647
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,820,619
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$111,341
Administrative expenses (other) incurred2014-12-31$117,145
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-6,476,537
Value of net assets at end of year (total assets less liabilities)2014-12-31$37,992,992
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$44,469,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$12,599,931
Value of interest in pooled separate accounts at beginning of year2014-12-31$13,543,424
Interest earned on other investments2014-12-31$411,647
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$25,393,061
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$30,926,105
Net investment gain/loss from pooled separate accounts2014-12-31$1,221,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,183,145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$12,085,865
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31RFH, PLLC
Accountancy firm EIN2014-12-31201518594
2013 : COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$10,939,166
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,301,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,145,676
Value of total corrective distributions2013-12-31$9,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,054,662
Value of total assets at end of year2013-12-31$44,469,529
Value of total assets at beginning of year2013-12-31$37,831,649
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$145,787
Total interest from all sources2013-12-31$516,278
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,691,098
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$18,348
Administrative expenses (other) incurred2013-12-31$145,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,637,880
Value of net assets at end of year (total assets less liabilities)2013-12-31$44,469,529
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$37,831,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$13,543,424
Value of interest in pooled separate accounts at beginning of year2013-12-31$10,874,110
Interest earned on other investments2013-12-31$516,278
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$30,926,105
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$26,957,539
Net investment gain/loss from pooled separate accounts2013-12-31$2,368,226
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,345,216
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,145,676
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PATRICIA M. CUTLIP, CPA
Accountancy firm EIN2013-12-31232826348
2012 : COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,498,779
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,535,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,368,445
Value of total corrective distributions2012-12-31$20,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,733,224
Value of total assets at end of year2012-12-31$37,831,649
Value of total assets at beginning of year2012-12-31$34,868,481
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$146,245
Total interest from all sources2012-12-31$555,778
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,646,494
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$35,166
Other income not declared elsewhere2012-12-31$25,873
Administrative expenses (other) incurred2012-12-31$146,245
Total non interest bearing cash at beginning of year2012-12-31$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,963,168
Value of net assets at end of year (total assets less liabilities)2012-12-31$37,831,649
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$34,868,481
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$10,874,110
Value of interest in pooled separate accounts at beginning of year2012-12-31$9,630,043
Interest earned on other investments2012-12-31$555,778
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$26,957,539
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$25,238,388
Net investment gain/loss from pooled separate accounts2012-12-31$1,183,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,051,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,368,445
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PATRICIA M. CUTLIP, CPA
Accountancy firm EIN2012-12-31023282634
2011 : COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$7,492,174
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,456,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,251,866
Value of total corrective distributions2011-12-31$50,447
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$6,731,830
Value of total assets at end of year2011-12-31$34,868,481
Value of total assets at beginning of year2011-12-31$30,833,003
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$154,383
Total interest from all sources2011-12-31$573,110
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,147,944
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$11,284
Other income not declared elsewhere2011-12-31$-515
Administrative expenses (other) incurred2011-12-31$154,383
Total non interest bearing cash at end of year2011-12-31$50
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$4,035,478
Value of net assets at end of year (total assets less liabilities)2011-12-31$34,868,481
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$30,833,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$9,630,043
Value of interest in pooled separate accounts at beginning of year2011-12-31$9,175,582
Interest earned on other investments2011-12-31$573,110
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$25,238,388
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$21,657,421
Net investment gain/loss from pooled separate accounts2011-12-31$187,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,572,602
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,251,866
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PATRICIA M. CUTLIP, CPA
Accountancy firm EIN2011-12-31232826348
2010 : COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$8,654,111
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,776,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,649,290
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$7,204,844
Value of total assets at end of year2010-12-31$30,833,003
Value of total assets at beginning of year2010-12-31$24,954,968
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$126,786
Total interest from all sources2010-12-31$531,074
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,322,631
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$28,159
Administrative expenses (other) incurred2010-12-31$126,786
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,878,035
Value of net assets at end of year (total assets less liabilities)2010-12-31$30,833,003
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$24,954,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$9,175,582
Value of interest in pooled separate accounts at beginning of year2010-12-31$7,154,864
Interest earned on other investments2010-12-31$531,074
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$21,657,421
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$17,800,104
Net investment gain/loss from pooled separate accounts2010-12-31$918,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,854,054
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,649,290
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PATRICIA M. CUTLIP, CPA
Accountancy firm EIN2010-12-31232826348
2009 : COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN

2022: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedYes
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: COAL EXCLUSIVE BENEFITS 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number035484
Policy instance 1
Insurance contract or identification number035484
Number of Individuals Covered876
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number035484
Policy instance 1
Insurance contract or identification number035484
Number of Individuals Covered950
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number035484
Policy instance 1
Insurance contract or identification number035484
Number of Individuals Covered1072
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number035484
Policy instance 1
Insurance contract or identification number035484
Number of Individuals Covered1103
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number035484
Policy instance 1
Insurance contract or identification number035484
Number of Individuals Covered1795
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number035484
Policy instance 1
Insurance contract or identification number035484
Number of Individuals Covered1750
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number35484-001
Policy instance 1
Insurance contract or identification number35484-001
Number of Individuals Covered2022
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $831
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees831
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameELITE AGENCY, INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number35484-001
Policy instance 1
Insurance contract or identification number35484-001
Number of Individuals Covered2137
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $60,088
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees60088
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameELITE AGENCY, INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number35484-001
Policy instance 1
Insurance contract or identification number35484-001
Number of Individuals Covered1736
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $156,126
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees156126
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameELITE AGENCY, INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number35484-001
Policy instance 1
Insurance contract or identification number35484-001
Number of Individuals Covered1653
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $114,767
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees114767
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameELITE AGENCY, INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number35484-001
Policy instance 1
Insurance contract or identification number35484-001
Number of Individuals Covered1523
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $134,709
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number35484-001
Policy instance 1
Insurance contract or identification number35484-001
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $144,790
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3