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COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 401k Plan overview

Plan NameCOMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN
Plan identification number 001

COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COMMONWEALTH BRANDS, INC. has sponsored the creation of one or more 401k plans.

Company Name:COMMONWEALTH BRANDS, INC.
Employer identification number (EIN):611208598
NAIC Classification:312200
NAIC Description: Tobacco Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01SHARON KIRKS
0012016-01-01SHARON KIRKS
0012015-01-01STEPHEN D. ARONSON
0012014-01-01STEPHEN D. ARONSON
0012013-01-01STEPHEN D. ARONSON STEPHEN D. ARONSON2014-10-28
0012012-01-01CINDY HINES
0012011-01-01JOHN MERCER JOHN MERCER2012-08-29
0012009-01-01JOHN MERCER JOHN MERCER2010-09-16

Plan Statistics for COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN

401k plan membership statisitcs for COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN

Measure Date Value
2017: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01310
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01579
Total number of active participants reported on line 7a of the Form 55002016-01-01110
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01199
Total of all active and inactive participants2016-01-01310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01310
Number of participants with account balances2016-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01775
Total number of active participants reported on line 7a of the Form 55002015-01-01315
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-01261
Total of all active and inactive participants2015-01-01579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01579
Number of participants with account balances2015-01-01491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01720
Total number of active participants reported on line 7a of the Form 55002014-01-01568
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01207
Total of all active and inactive participants2014-01-01775
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01775
Number of participants with account balances2014-01-01592
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01792
Total number of active participants reported on line 7a of the Form 55002013-01-01520
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01250
Total of all active and inactive participants2013-01-01770
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01771
Number of participants with account balances2013-01-01624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0123
2012: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01785
Total number of active participants reported on line 7a of the Form 55002012-01-01688
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01103
Total of all active and inactive participants2012-01-01791
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01792
Number of participants with account balances2012-01-01658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0126
2011: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01785
Total number of active participants reported on line 7a of the Form 55002011-01-01686
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0198
Total of all active and inactive participants2011-01-01784
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01785
Number of participants with account balances2011-01-01683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0141
2009: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01643
Total number of active participants reported on line 7a of the Form 55002009-01-01735
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0145
Total of all active and inactive participants2009-01-01780
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01780
Number of participants with account balances2009-01-01633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0126

Financial Data on COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN

Measure Date Value
2017 : COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-21$0
Total transfer of assets from this plan2017-12-21$33,106,091
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-21$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-21$0
Total income from all sources (including contributions)2017-12-21$2,853,955
Total loss/gain on sale of assets2017-12-21$0
Total of all expenses incurred2017-12-21$4,275,634
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-21$4,226,089
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-21$1,053,812
Value of total assets at end of year2017-12-21$0
Value of total assets at beginning of year2017-12-21$34,527,770
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-21$49,545
Total interest from all sources2017-12-21$5,942
Total dividends received (eg from common stock, registered investment company shares)2017-12-21$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-21No
Administrative expenses professional fees incurred2017-12-21$49,545
Was this plan covered by a fidelity bond2017-12-21Yes
Value of fidelity bond cover2017-12-21$10,000,000
If this is an individual account plan, was there a blackout period2017-12-21No
Were there any nonexempt tranactions with any party-in-interest2017-12-21No
Contributions received from participants2017-12-21$568,700
Participant contributions at beginning of year2017-12-21$485,345
Assets. Other investments not covered elsewhere at beginning of year2017-12-21$154,661
Income. Received or receivable in cash from other sources (including rollovers)2017-12-21$70,428
Other income not declared elsewhere2017-12-21$24,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-21No
Value of net income/loss2017-12-21$-1,421,679
Value of net assets at end of year (total assets less liabilities)2017-12-21$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-21$34,527,770
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-21No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-21No
Were any leases to which the plan was party in default or uncollectible2017-12-21No
Interest on participant loans2017-12-21$5,942
Value of interest in master investment trust accounts at beginning of year2017-12-21$33,741,162
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-21No
Was there a failure to transmit to the plan any participant contributions2017-12-21No
Has the plan failed to provide any benefit when due under the plan2017-12-21No
Contributions received in cash from employer2017-12-21$414,684
Employer contributions (assets) at beginning of year2017-12-21$146,602
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-21$4,226,089
Did the plan have assets held for investment2017-12-21No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-21No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-21Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-21Yes
Opinion of an independent qualified public accountant for this plan2017-12-21Disclaimer
Accountancy firm name2017-12-21MAYER HOFFMAN MCCANN P.C
Accountancy firm EIN2017-12-21431947695
2016 : COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$95,913
Total income from all sources (including contributions)2016-12-31$5,123,402
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$8,596,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$8,515,429
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,687,264
Value of total assets at end of year2016-12-31$34,527,770
Value of total assets at beginning of year2016-12-31$38,097,052
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$81,342
Total interest from all sources2016-12-31$26,015
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$81,342
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,466,551
Participant contributions at end of year2016-12-31$485,345
Participant contributions at beginning of year2016-12-31$951,884
Assets. Other investments not covered elsewhere at end of year2016-12-31$154,661
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$5,167
Other income not declared elsewhere2016-12-31$57,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-3,473,369
Value of net assets at end of year (total assets less liabilities)2016-12-31$34,527,770
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$38,001,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Interest on participant loans2016-12-31$26,015
Value of interest in master investment trust accounts at end of year2016-12-31$33,741,162
Value of interest in master investment trust accounts at beginning of year2016-12-31$37,084,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,220,713
Employer contributions (assets) at end of year2016-12-31$146,602
Employer contributions (assets) at beginning of year2016-12-31$60,374
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$8,515,429
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$90,746
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN P.C
Accountancy firm EIN2016-12-31431947695
2015 : COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$95,913
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$14,199
Total income from all sources (including contributions)2015-12-31$3,966,596
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,476,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,402,525
Expenses. Certain deemed distributions of participant loans2015-12-31$32,297
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,905,242
Value of total assets at end of year2015-12-31$38,097,052
Value of total assets at beginning of year2015-12-31$39,525,193
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$41,629
Total interest from all sources2015-12-31$39,629
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$41,124
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,566,280
Participant contributions at end of year2015-12-31$951,884
Participant contributions at beginning of year2015-12-31$908,399
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$419,155
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$5,167
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$14,199
Administrative expenses (other) incurred2015-12-31$505
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,509,855
Value of net assets at end of year (total assets less liabilities)2015-12-31$38,001,139
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$39,510,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Interest on participant loans2015-12-31$39,629
Value of interest in master investment trust accounts at end of year2015-12-31$37,084,794
Value of interest in master investment trust accounts at beginning of year2015-12-31$38,616,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,919,807
Employer contributions (assets) at end of year2015-12-31$60,374
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,402,525
Liabilities. Value of benefit claims payable at end of year2015-12-31$90,746
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN P.C
Accountancy firm EIN2015-12-31431947695
2014 : COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$14,199
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$6,571,846
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,369,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,203,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,271,489
Value of total assets at end of year2014-12-31$39,525,193
Value of total assets at beginning of year2014-12-31$39,308,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$166,266
Total interest from all sources2014-12-31$48,623
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$634,416
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$634,416
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,263,515
Participant contributions at end of year2014-12-31$908,399
Participant contributions at beginning of year2014-12-31$788,292
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$357,924
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$14,199
Other income not declared elsewhere2014-12-31$148,587
Administrative expenses (other) incurred2014-12-31$166,266
Total non interest bearing cash at end of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$202,456
Value of net assets at end of year (total assets less liabilities)2014-12-31$39,510,994
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$39,308,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$38,520,246
Interest on participant loans2014-12-31$48,623
Value of interest in master investment trust accounts at end of year2014-12-31$38,616,794
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,668,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,650,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,203,124
Did the plan have assets held for investment2014-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCAN, P.C.
Accountancy firm EIN2014-12-31431947695
2013 : COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$11,903,089
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$11,585,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$11,202,260
Expenses. Certain deemed distributions of participant loans2013-12-31$207,044
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,115,691
Value of total assets at end of year2013-12-31$39,308,538
Value of total assets at beginning of year2013-12-31$38,990,498
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$175,745
Total interest from all sources2013-12-31$37,132
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,176,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,176,382
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,234,673
Participant contributions at end of year2013-12-31$788,292
Participant contributions at beginning of year2013-12-31$1,002,613
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$312,894
Other income not declared elsewhere2013-12-31$177,321
Administrative expenses (other) incurred2013-12-31$175,745
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$318,040
Value of net assets at end of year (total assets less liabilities)2013-12-31$39,308,538
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$38,990,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$38,520,246
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$37,987,885
Interest on participant loans2013-12-31$37,132
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,396,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,568,124
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$11,202,260
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAYER HOFFMAN MCCAN, P.C.
Accountancy firm EIN2013-12-31431947695
2012 : COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$10,334,076
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,979,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,842,941
Expenses. Certain deemed distributions of participant loans2012-12-31$20,308
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,191,657
Value of total assets at end of year2012-12-31$38,990,498
Value of total assets at beginning of year2012-12-31$32,635,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$116,285
Total interest from all sources2012-12-31$46,137
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$669,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$669,984
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,285,891
Participant contributions at end of year2012-12-31$1,002,613
Participant contributions at beginning of year2012-12-31$1,142,120
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$439,193
Other income not declared elsewhere2012-12-31$151,737
Administrative expenses (other) incurred2012-12-31$116,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,354,542
Value of net assets at end of year (total assets less liabilities)2012-12-31$38,990,498
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$32,635,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$37,987,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$31,493,836
Interest on participant loans2012-12-31$46,137
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,274,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,466,573
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,842,941
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAYER HOFFMAN MCCAN, P.C.
Accountancy firm EIN2012-12-31431947695
2011 : COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,678,143
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,139,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,049,027
Expenses. Certain deemed distributions of participant loans2011-12-31$8,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,623,875
Value of total assets at end of year2011-12-31$32,635,956
Value of total assets at beginning of year2011-12-31$31,096,927
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$81,113
Total interest from all sources2011-12-31$44,016
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$633,999
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$633,999
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,104,644
Participant contributions at end of year2011-12-31$1,142,120
Participant contributions at beginning of year2011-12-31$864,973
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$277,521
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$39,681
Other income not declared elsewhere2011-12-31$133,674
Administrative expenses (other) incurred2011-12-31$81,113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,539,029
Value of net assets at end of year (total assets less liabilities)2011-12-31$32,635,956
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$31,096,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$31,493,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$30,231,954
Interest on participant loans2011-12-31$44,016
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,757,421
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,241,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,009,346
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BKD
Accountancy firm EIN2011-12-31440160260
2010 : COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$10,722,017
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,462,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,451,935
Expenses. Certain deemed distributions of participant loans2010-12-31$3,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$7,178,703
Value of total assets at end of year2010-12-31$31,096,927
Value of total assets at beginning of year2010-12-31$22,837,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,828
Total interest from all sources2010-12-31$46,382
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$441,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$441,443
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,107,337
Participant contributions at end of year2010-12-31$864,973
Participant contributions at beginning of year2010-12-31$762,847
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,836,261
Other income not declared elsewhere2010-12-31$580,352
Administrative expenses (other) incurred2010-12-31$7,828
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,259,055
Value of net assets at end of year (total assets less liabilities)2010-12-31$31,096,927
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$22,837,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$30,231,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$22,075,025
Interest on participant loans2010-12-31$46,382
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,475,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,235,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,451,935
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BKD
Accountancy firm EIN2010-12-31440160260
2009 : COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN

2017: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: COMMONWEALTH BRANDS INC EMPLOYEE SAVINGS & RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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