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RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 401k Plan overview

Plan NameRICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN
Plan identification number 001

RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICE & HENDRICKSON has sponsored the creation of one or more 401k plans.

Company Name:RICE & HENDRICKSON
Employer identification number (EIN):611236230
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01WILLIAM A. RICE WILLIAM A. RICE2017-02-07
0012015-01-01WILLIAM RICE WILLIAM RICE2016-07-12
0012014-01-01WILLIAM RICE
0012013-01-01WILLIAM RICE WILLIAM RICE2014-07-31
0012012-01-01WILLIAM RICE WILLIAM RICE2013-07-31
0012011-01-01WILLIAM RICE
0012010-01-01WILLIAM RICE WILLIAM RICE2011-08-04
0012009-01-01WILLIAM A RICE

Plan Statistics for RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN

401k plan membership statisitcs for RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN

Measure Date Value
2016: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011
Number of participants with account balances2015-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014
Total number of active participants reported on line 7a of the Form 55002014-01-011
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011
Number of participants with account balances2014-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014
Total number of active participants reported on line 7a of the Form 55002013-01-013
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-014
Number of participants with account balances2013-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014
Total number of active participants reported on line 7a of the Form 55002012-01-013
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-014
Number of participants with account balances2012-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015
Number of participants with account balances2011-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015
Total number of active participants reported on line 7a of the Form 55002010-01-014
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-015
Number of participants with account balances2010-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-014
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-015
Number of participants with account balances2009-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN

Measure Date Value
2016 : RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year2016-07-31$0
Total plan liabilities at beginning of year2016-07-31$0
Total income from all sources2016-07-31$1,483
Expenses. Total of all expenses incurred2016-07-31$54,971
Benefits paid (including direct rollovers)2016-07-31$54,971
Total plan assets at end of year2016-07-31$0
Total plan assets at beginning of year2016-07-31$53,488
Value of fidelity bond covering the plan2016-07-31$60,000
Other income received2016-07-31$1,483
Net income (gross income less expenses)2016-07-31$-53,488
Net plan assets at end of year (total assets less liabilities)2016-07-31$0
Net plan assets at beginning of year (total assets less liabilities)2016-07-31$53,488
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-07-31$0
Funding deficiency by the employer to the plan for this plan year2016-07-31$0
Minimum employer required contribution for this plan year2016-07-31$0
Amount contributed by the employer to the plan for this plan year2016-07-31$0
2015 : RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$85
Expenses. Total of all expenses incurred2015-12-31$340,714
Benefits paid (including direct rollovers)2015-12-31$281,399
Total plan assets at end of year2015-12-31$53,488
Total plan assets at beginning of year2015-12-31$394,117
Value of fidelity bond covering the plan2015-12-31$60,000
Other income received2015-12-31$85
Net income (gross income less expenses)2015-12-31$-340,629
Net plan assets at end of year (total assets less liabilities)2015-12-31$53,488
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$394,117
Value of certain deemed distributions of participant loans2015-12-31$59,315
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$14,442
Expenses. Total of all expenses incurred2014-12-31$14,413
Benefits paid (including direct rollovers)2014-12-31$14,413
Total plan assets at end of year2014-12-31$394,117
Total plan assets at beginning of year2014-12-31$394,088
Value of fidelity bond covering the plan2014-12-31$60,000
Total contributions received or receivable from participants2014-12-31$0
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$14,442
Net income (gross income less expenses)2014-12-31$29
Net plan assets at end of year (total assets less liabilities)2014-12-31$394,117
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$394,088
Assets. Value of participant loans2014-12-31$58,048
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$12,672
Expenses. Total of all expenses incurred2013-12-31$79,576
Benefits paid (including direct rollovers)2013-12-31$79,576
Total plan assets at end of year2013-12-31$394,088
Total plan assets at beginning of year2013-12-31$460,992
Value of fidelity bond covering the plan2013-12-31$60,000
Total contributions received or receivable from participants2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$12,672
Net income (gross income less expenses)2013-12-31$-66,904
Net plan assets at end of year (total assets less liabilities)2013-12-31$394,088
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$460,992
Assets. Value of participant loans2013-12-31$54,277
Total contributions received or receivable from employer(s)2013-12-31$0
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$-1,399
Expenses. Total of all expenses incurred2012-12-31$60,546
Benefits paid (including direct rollovers)2012-12-31$60,546
Total plan assets at end of year2012-12-31$460,992
Total plan assets at beginning of year2012-12-31$522,937
Value of fidelity bond covering the plan2012-12-31$60,000
Total contributions received or receivable from participants2012-12-31$0
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$-1,399
Net income (gross income less expenses)2012-12-31$-61,945
Net plan assets at end of year (total assets less liabilities)2012-12-31$460,992
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$522,937
Assets. Value of participant loans2012-12-31$50,749
Total contributions received or receivable from employer(s)2012-12-31$0
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$-10,246
Expenses. Total of all expenses incurred2011-12-31$45,691
Benefits paid (including direct rollovers)2011-12-31$45,691
Total plan assets at end of year2011-12-31$522,937
Total plan assets at beginning of year2011-12-31$578,874
Value of fidelity bond covering the plan2011-12-31$60,000
Total contributions received or receivable from participants2011-12-31$0
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-10,246
Net income (gross income less expenses)2011-12-31$-55,937
Net plan assets at end of year (total assets less liabilities)2011-12-31$522,937
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$578,874
Assets. Value of participant loans2011-12-31$47,492
Total contributions received or receivable from employer(s)2011-12-31$0
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$33,033
Expenses. Total of all expenses incurred2010-12-31$82,287
Benefits paid (including direct rollovers)2010-12-31$82,287
Total plan assets at end of year2010-12-31$578,874
Total plan assets at beginning of year2010-12-31$628,128
Value of fidelity bond covering the plan2010-12-31$60,000
Total contributions received or receivable from participants2010-12-31$0
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$33,033
Net income (gross income less expenses)2010-12-31$-49,254
Net plan assets at end of year (total assets less liabilities)2010-12-31$578,874
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$628,128
Assets. Value of participant loans2010-12-31$44,450
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
2009 : RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN

2016: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RICE, HENDRICKSON & WILLIAMS PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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