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CAMBRIAN COAL, LLC 401(K) PLAN 401k Plan overview

Plan NameCAMBRIAN COAL, LLC 401(K) PLAN
Plan identification number 001

CAMBRIAN COAL, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

APEX ENERGY, INC. has sponsored the creation of one or more 401k plans.

Company Name:APEX ENERGY, INC.
Employer identification number (EIN):611373455
NAIC Classification:212110
NAIC Description: Coal Mining

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAMBRIAN COAL, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01JENNIFER HURT
0012015-01-01JENNIFER HURT
0012014-01-01MARTHA TURNER
0012013-01-01MARTHA TURNER
0012012-01-01MARTHA TURNER
0012011-01-01MARTHA TURNER
0012009-01-01MARTHA TURNER

Plan Statistics for CAMBRIAN COAL, LLC 401(K) PLAN

401k plan membership statisitcs for CAMBRIAN COAL, LLC 401(K) PLAN

Measure Date Value
2016: CAMBRIAN COAL, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01388
Total number of active participants reported on line 7a of the Form 55002016-01-01376
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0120
Total of all active and inactive participants2016-01-01397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01397
Number of participants with account balances2016-01-01397
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: CAMBRIAN COAL, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01190
Total number of active participants reported on line 7a of the Form 55002015-01-01366
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0122
Total of all active and inactive participants2015-01-01388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01388
Number of participants with account balances2015-01-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CAMBRIAN COAL, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01195
Total number of active participants reported on line 7a of the Form 55002014-01-01185
Number of retired or separated participants receiving benefits2014-01-015
Total of all active and inactive participants2014-01-01190
Total participants2014-01-01190
Number of participants with account balances2014-01-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: CAMBRIAN COAL, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01199
Total number of active participants reported on line 7a of the Form 55002013-01-01190
Number of other retired or separated participants entitled to future benefits2013-01-015
Total of all active and inactive participants2013-01-01195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01195
Number of participants with account balances2013-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CAMBRIAN COAL, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01195
Total number of active participants reported on line 7a of the Form 55002012-01-01195
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-014
Total of all active and inactive participants2012-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01199
Number of participants with account balances2012-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: CAMBRIAN COAL, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01197
Total number of active participants reported on line 7a of the Form 55002011-01-01194
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-01195
Total participants2011-01-01195
Number of participants with account balances2011-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: CAMBRIAN COAL, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01158
Total number of active participants reported on line 7a of the Form 55002009-01-01170
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-013
Total of all active and inactive participants2009-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01173
Number of participants with account balances2009-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on CAMBRIAN COAL, LLC 401(K) PLAN

Measure Date Value
2016 : CAMBRIAN COAL, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,218,615
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,106,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,102,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,952,353
Value of total assets at end of year2016-12-31$8,654,251
Value of total assets at beginning of year2016-12-31$7,542,152
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,339
Total interest from all sources2016-12-31$67,066
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$450,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,103,705
Participant contributions at end of year2016-12-31$21,601
Participant contributions at beginning of year2016-12-31$13,489
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$47,663
Administrative expenses (other) incurred2016-12-31$4,339
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,112,099
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,654,251
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,542,152
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$3,224,067
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,554,149
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$67,066
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$5,391,637
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,964,022
Net investment gain/loss from pooled separate accounts2016-12-31$199,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$800,985
Employer contributions (assets) at end of year2016-12-31$16,946
Employer contributions (assets) at beginning of year2016-12-31$10,492
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,102,177
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31G. S. GABBARD, CPA, PSC
Accountancy firm EIN2016-12-31611235115
2015 : CAMBRIAN COAL, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,109,044
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,065,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,063,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,002,055
Value of total assets at end of year2015-12-31$7,542,152
Value of total assets at beginning of year2015-12-31$7,498,732
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,940
Total interest from all sources2015-12-31$68,956
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$450,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$598,382
Participant contributions at end of year2015-12-31$13,489
Participant contributions at beginning of year2015-12-31$29,224
Administrative expenses (other) incurred2015-12-31$1,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$43,420
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,542,152
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,498,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$2,554,149
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,450,117
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$68,956
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,964,022
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,998,848
Net investment gain/loss from pooled separate accounts2015-12-31$38,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$403,673
Employer contributions (assets) at end of year2015-12-31$10,492
Employer contributions (assets) at beginning of year2015-12-31$20,543
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,063,684
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31G. S. GABBARD, CPA, PSC
Accountancy firm EIN2015-12-31611235115
2014 : CAMBRIAN COAL, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,070,355
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$575,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$574,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$747,311
Value of total assets at end of year2014-12-31$7,498,732
Value of total assets at beginning of year2014-12-31$7,004,281
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,753
Total interest from all sources2014-12-31$72,537
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$450,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$454,602
Participant contributions at end of year2014-12-31$29,224
Participant contributions at beginning of year2014-12-31$33,856
Administrative expenses (other) incurred2014-12-31$1,753
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$494,451
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,498,732
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,004,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$2,450,117
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,182,378
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$72,537
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,998,848
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,766,660
Net investment gain/loss from pooled separate accounts2014-12-31$250,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$292,709
Employer contributions (assets) at end of year2014-12-31$20,543
Employer contributions (assets) at beginning of year2014-12-31$21,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$574,151
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31G. S. GABBARD, CPA, PSC
Accountancy firm EIN2014-12-31611235115
2013 : CAMBRIAN COAL, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,253,993
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$477,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$474,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$732,902
Value of total assets at end of year2013-12-31$7,004,281
Value of total assets at beginning of year2013-12-31$6,227,309
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,058
Total interest from all sources2013-12-31$77,856
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$450,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$453,963
Participant contributions at end of year2013-12-31$33,856
Participant contributions at beginning of year2013-12-31$34,730
Administrative expenses (other) incurred2013-12-31$2,058
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$776,972
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,004,281
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,227,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$2,182,378
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,587,952
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$77,856
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,766,660
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,582,859
Net investment gain/loss from pooled separate accounts2013-12-31$443,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$278,939
Employer contributions (assets) at end of year2013-12-31$21,387
Employer contributions (assets) at beginning of year2013-12-31$21,768
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$474,963
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31G. S. GABBARD, CPA, PSC
Accountancy firm EIN2013-12-31611235115
2012 : CAMBRIAN COAL, LLC 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,097,605
Total of all expenses incurred2012-12-31$415,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$413,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$815,649
Value of total assets at end of year2012-12-31$6,227,309
Value of total assets at beginning of year2012-12-31$5,544,733
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,443
Total interest from all sources2012-12-31$89,631
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$450,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$517,763
Participant contributions at end of year2012-12-31$34,730
Participant contributions at beginning of year2012-12-31$60,941
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$5,175
Administrative expenses (other) incurred2012-12-31$1,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$682,576
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,227,309
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,544,733
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$1,587,952
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,231,139
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$89,631
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,582,859
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,215,661
Net investment gain/loss from pooled separate accounts2012-12-31$192,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$292,711
Employer contributions (assets) at end of year2012-12-31$21,768
Employer contributions (assets) at beginning of year2012-12-31$36,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$413,586
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31G.S. GABBARD, CPA, PSC
Accountancy firm EIN2012-12-31611235115
2011 : CAMBRIAN COAL, LLC 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$1,000,408
Total of all expenses incurred2011-12-31$349,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$347,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$908,905
Value of total assets at end of year2011-12-31$5,544,733
Value of total assets at beginning of year2011-12-31$4,893,471
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,345
Total interest from all sources2011-12-31$93,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$450,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$574,033
Participant contributions at end of year2011-12-31$60,941
Participant contributions at beginning of year2011-12-31$55,653
Administrative expenses (other) incurred2011-12-31$1,345
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$651,262
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,544,733
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,893,471
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$1,231,139
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,051,758
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$93,792
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,215,661
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$3,750,650
Net investment gain/loss from pooled separate accounts2011-12-31$-2,289
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$334,872
Employer contributions (assets) at end of year2011-12-31$36,992
Employer contributions (assets) at beginning of year2011-12-31$35,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$347,801
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31G. S. GABBARD, CPA, PSC
Accountancy firm EIN2011-12-31611235115
2010 : CAMBRIAN COAL, LLC 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$1,085,079
Total of all expenses incurred2010-12-31$707,645
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$705,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$885,075
Value of total assets at end of year2010-12-31$4,893,471
Value of total assets at beginning of year2010-12-31$4,516,037
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,100
Total interest from all sources2010-12-31$94,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$450,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$541,922
Participant contributions at end of year2010-12-31$55,653
Participant contributions at beginning of year2010-12-31$35,233
Administrative expenses (other) incurred2010-12-31$2,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$377,434
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,893,471
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,516,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$1,051,758
Value of interest in pooled separate accounts at beginning of year2010-12-31$831,183
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$94,614
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$3,750,650
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,624,338
Net investment gain/loss from pooled separate accounts2010-12-31$105,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$343,153
Employer contributions (assets) at end of year2010-12-31$35,410
Employer contributions (assets) at beginning of year2010-12-31$25,283
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$705,545
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31G. S. GABBARD, CPA, PSC
Accountancy firm EIN2010-12-31611235115
2009 : CAMBRIAN COAL, LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CAMBRIAN COAL, LLC 401(K) PLAN

2016: CAMBRIAN COAL, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: CAMBRIAN COAL, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: CAMBRIAN COAL, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: CAMBRIAN COAL, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: CAMBRIAN COAL, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: CAMBRIAN COAL, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: CAMBRIAN COAL, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38523
Policy instance 1
Insurance contract or identification number38523
Number of Individuals Covered388
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of fees paid to insurance companyUSD $3,178
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees3178
Additional information about fees paid to insurance brokerSERVICES TO INSURANCE PLAN
Insurance broker nameELITE AGENCY, INC.
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38523
Policy instance 1
Insurance contract or identification number38523
Number of Individuals Covered190
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38523
Policy instance 1
Insurance contract or identification number38523
Number of Individuals Covered195
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38523
Policy instance 1
Insurance contract or identification number38523
Number of Individuals Covered199
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of fees paid to insurance companyUSD $17,326
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker nameELITE AGENCY INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38523
Policy instance 1
Insurance contract or identification number38523
Number of Individuals Covered195
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of fees paid to insurance companyUSD $20,268
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38523
Policy instance 1
Insurance contract or identification number38523
Number of Individuals Covered197
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of fees paid to insurance companyUSD $17,087
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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