SCOTIA GROUP MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SCOTIA GROUP MANAGEMENT 401K PLAN
Measure | Date | Value |
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2022 : SCOTIA GROUP MANAGEMENT 401K PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $0 |
Total transfer of assets from this plan | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-233,551 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $368,722 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $349,294 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $1,361 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $357,500 |
Value of total assets at end of year | 2022-12-31 | $2,965,581 |
Value of total assets at beginning of year | 2022-12-31 | $3,567,854 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $18,067 |
Total interest from all sources | 2022-12-31 | $2,143 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $121,563 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $121,563 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $357,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $234,570 |
Participant contributions at end of year | 2022-12-31 | $45,986 |
Participant contributions at beginning of year | 2022-12-31 | $45,067 |
Other income not declared elsewhere | 2022-12-31 | $15,732 |
Administrative expenses (other) incurred | 2022-12-31 | $18,067 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-602,273 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $2,965,581 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $3,567,854 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $2,578,874 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $3,228,107 |
Interest on participant loans | 2022-12-31 | $2,143 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $340,721 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $294,680 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-734,134 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $3,645 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $122,930 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $349,294 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | LUDWIG KLEWER & RUDNER PLLC |
Accountancy firm EIN | 2022-12-31 | 364538293 |
2021 : SCOTIA GROUP MANAGEMENT 401K PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $739,958 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $121,597 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $102,039 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $2,711 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $350,575 |
Value of total assets at end of year | 2021-12-31 | $3,567,854 |
Value of total assets at beginning of year | 2021-12-31 | $2,949,493 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $16,847 |
Total interest from all sources | 2021-12-31 | $3,474 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $261,377 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $261,377 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $295,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $227,003 |
Participant contributions at end of year | 2021-12-31 | $45,067 |
Participant contributions at beginning of year | 2021-12-31 | $64,164 |
Other income not declared elsewhere | 2021-12-31 | $14,997 |
Administrative expenses (other) incurred | 2021-12-31 | $16,847 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $618,361 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $3,567,854 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $2,949,493 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $3,228,107 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $2,643,526 |
Interest on participant loans | 2021-12-31 | $3,474 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $294,680 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $241,803 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $107,905 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $1,630 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $123,572 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $102,039 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | LUDWIG KLEWER & RUDNER PLLC |
Accountancy firm EIN | 2021-12-31 | 364538293 |
2020 : SCOTIA GROUP MANAGEMENT 401K PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $0 |
Total transfer of assets from this plan | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $785,196 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $241,333 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $226,473 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $515 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $319,618 |
Value of total assets at end of year | 2020-12-31 | $2,949,493 |
Value of total assets at beginning of year | 2020-12-31 | $2,405,630 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $14,345 |
Total interest from all sources | 2020-12-31 | $3,644 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $146,185 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $146,185 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $241,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $210,392 |
Participant contributions at end of year | 2020-12-31 | $64,164 |
Participant contributions at beginning of year | 2020-12-31 | $51,076 |
Other income not declared elsewhere | 2020-12-31 | $11,548 |
Administrative expenses (other) incurred | 2020-12-31 | $14,345 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $543,863 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $2,949,493 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $2,405,630 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $2,643,526 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $2,134,502 |
Interest on participant loans | 2020-12-31 | $3,644 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $241,803 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $220,052 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $301,109 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $3,092 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $109,226 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $226,473 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | LUDWIG KLEWER & RUDNER, PLLC |
Accountancy firm EIN | 2020-12-31 | 364538293 |
2019 : SCOTIA GROUP MANAGEMENT 401K PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $713,094 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $149,712 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $137,479 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $483 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $299,196 |
Value of total assets at end of year | 2019-12-31 | $2,405,630 |
Value of total assets at beginning of year | 2019-12-31 | $1,842,248 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $11,750 |
Total interest from all sources | 2019-12-31 | $3,368 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $106,967 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $106,967 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $185,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $193,201 |
Participant contributions at end of year | 2019-12-31 | $51,076 |
Participant contributions at beginning of year | 2019-12-31 | $48,852 |
Other income not declared elsewhere | 2019-12-31 | $10,175 |
Administrative expenses (other) incurred | 2019-12-31 | $11,750 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $563,382 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $2,405,630 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,842,248 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $2,134,502 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $1,603,576 |
Interest on participant loans | 2019-12-31 | $3,368 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $220,052 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $189,820 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $289,767 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $3,621 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $105,995 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $137,479 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | LUDWIG KLEWER & RUDNER, PLLC |
Accountancy firm EIN | 2019-12-31 | 364538293 |
2018 : SCOTIA GROUP MANAGEMENT 401K PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $0 |
Total transfer of assets from this plan | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $273,849 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $144,339 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $124,857 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $7,825 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $359,011 |
Value of total assets at end of year | 2018-12-31 | $1,842,248 |
Value of total assets at beginning of year | 2018-12-31 | $1,712,738 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $11,657 |
Total interest from all sources | 2018-12-31 | $3,272 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $128,125 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $128,125 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $172,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $187,373 |
Participant contributions at end of year | 2018-12-31 | $48,852 |
Participant contributions at beginning of year | 2018-12-31 | $48,503 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $74,661 |
Other income not declared elsewhere | 2018-12-31 | $8,727 |
Administrative expenses (other) incurred | 2018-12-31 | $11,657 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $129,510 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $1,842,248 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,712,738 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $1,603,576 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $1,480,975 |
Interest on participant loans | 2018-12-31 | $3,272 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $189,820 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $183,260 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-228,187 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $2,901 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $96,977 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $124,857 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | LUDWIG KLEWER & RUDNER, PLLC |
Accountancy firm EIN | 2018-12-31 | 364538293 |