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SAW CAPITAL LLC 401(K) PLAN 401k Plan overview

Plan NameSAW CAPITAL LLC 401(K) PLAN
Plan identification number 003

SAW CAPITAL LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SAW CAPITAL LLC has sponsored the creation of one or more 401k plans.

Company Name:SAW CAPITAL LLC
Employer identification number (EIN):611442460
NAIC Classification:424400

Additional information about SAW CAPITAL LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3602435

More information about SAW CAPITAL LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAW CAPITAL LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01LESLIE EXENDINE
0032017-01-01LESLIE EXENDINE
0032016-01-01REBECCA BALL
0032015-01-01LESLIE EXENDINE

Plan Statistics for SAW CAPITAL LLC 401(K) PLAN

401k plan membership statisitcs for SAW CAPITAL LLC 401(K) PLAN

Measure Date Value
2021: SAW CAPITAL LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0124
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SAW CAPITAL LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0127
Total number of active participants reported on line 7a of the Form 55002020-01-0116
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-018
Total of all active and inactive participants2020-01-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0124
Number of participants with account balances2020-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SAW CAPITAL LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0131
Total number of active participants reported on line 7a of the Form 55002019-01-0120
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-017
Total of all active and inactive participants2019-01-0127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0127
Number of participants with account balances2019-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SAW CAPITAL LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0140
Total number of active participants reported on line 7a of the Form 55002018-01-0122
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-019
Total of all active and inactive participants2018-01-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0131
Number of participants with account balances2018-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SAW CAPITAL LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0145
Total number of active participants reported on line 7a of the Form 55002017-01-0129
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0111
Total of all active and inactive participants2017-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0140
Number of participants with account balances2017-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SAW CAPITAL LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0166
Total number of active participants reported on line 7a of the Form 55002016-01-0129
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0116
Total of all active and inactive participants2016-01-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0145
Number of participants with account balances2016-01-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SAW CAPITAL LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0147
Total number of active participants reported on line 7a of the Form 55002015-01-0162
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-014
Total of all active and inactive participants2015-01-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0166
Number of participants with account balances2015-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on SAW CAPITAL LLC 401(K) PLAN

Measure Date Value
2021 : SAW CAPITAL LLC 401(K) PLAN 2021 401k financial data
Transfers to/from the plan2021-03-26$0
Total plan liabilities at end of year2021-03-26$0
Total plan liabilities at beginning of year2021-03-26$0
Total income from all sources2021-03-26$51,459
Expenses. Total of all expenses incurred2021-03-26$2,052,249
Benefits paid (including direct rollovers)2021-03-26$2,052,218
Total plan assets at end of year2021-03-26$0
Total plan assets at beginning of year2021-03-26$2,000,790
Value of fidelity bond covering the plan2021-03-26$250,000
Total contributions received or receivable from participants2021-03-26$3,128
Expenses. Other expenses not covered elsewhere2021-03-26$0
Contributions received from other sources (not participants or employers)2021-03-26$0
Other income received2021-03-26$47,455
Noncash contributions received2021-03-26$0
Net income (gross income less expenses)2021-03-26$-2,000,790
Net plan assets at end of year (total assets less liabilities)2021-03-26$0
Net plan assets at beginning of year (total assets less liabilities)2021-03-26$2,000,790
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022021-03-26$0
Total contributions received or receivable from employer(s)2021-03-26$876
Value of certain deemed distributions of participant loans2021-03-26$0
Value of corrective distributions2021-03-26$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-03-26$31
2020 : SAW CAPITAL LLC 401(K) PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$371,667
Expenses. Total of all expenses incurred2020-12-31$415,073
Benefits paid (including direct rollovers)2020-12-31$414,973
Total plan assets at end of year2020-12-31$2,000,790
Total plan assets at beginning of year2020-12-31$2,044,196
Value of fidelity bond covering the plan2020-12-31$250,000
Assets. Value of tangible personal property2020-12-31$0
Total contributions received or receivable from participants2020-12-31$59,098
Assets. Value of loans (other than to participants)2020-12-31$0
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$289,594
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$-43,406
Net plan assets at end of year (total assets less liabilities)2020-12-31$2,000,790
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$2,044,196
Assets. Value of participant loans2020-12-31$0
Assets. Value of assets in partnership/joint-venture interests2020-12-31$0
Assets. Value of real-estate (other than employer real property)2020-12-31$0
Assets. Value of employer securities2020-12-31$0
Assets. Value of employer real property2020-12-31$0
Total contributions received or receivable from employer(s)2020-12-31$22,975
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$100
2019 : SAW CAPITAL LLC 401(K) PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$393,711
Expenses. Total of all expenses incurred2019-12-31$78,105
Benefits paid (including direct rollovers)2019-12-31$52,216
Total plan assets at end of year2019-12-31$2,044,196
Total plan assets at beginning of year2019-12-31$1,728,590
Value of fidelity bond covering the plan2019-12-31$250,000
Total contributions received or receivable from participants2019-12-31$23,351
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$355,567
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$315,606
Net plan assets at end of year (total assets less liabilities)2019-12-31$2,044,196
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,728,590
Assets. Value of participant loans2019-12-31$0
Total contributions received or receivable from employer(s)2019-12-31$14,793
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$25,845
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$44
2018 : SAW CAPITAL LLC 401(K) PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$9,568
Expenses. Total of all expenses incurred2018-12-31$73,544
Benefits paid (including direct rollovers)2018-12-31$73,388
Total plan assets at end of year2018-12-31$1,728,590
Total plan assets at beginning of year2018-12-31$1,792,566
Value of fidelity bond covering the plan2018-12-31$250,000
Total contributions received or receivable from participants2018-12-31$93,894
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-113,890
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-63,976
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,728,590
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,792,566
Assets. Value of participant loans2018-12-31$50,000
Total contributions received or receivable from employer(s)2018-12-31$29,564
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$156
2017 : SAW CAPITAL LLC 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$334,059
Expenses. Total of all expenses incurred2017-12-31$254,102
Benefits paid (including direct rollovers)2017-12-31$240,392
Total plan assets at end of year2017-12-31$1,792,566
Total plan assets at beginning of year2017-12-31$1,712,609
Value of fidelity bond covering the plan2017-12-31$250,000
Assets. Value of tangible personal property2017-12-31$0
Total contributions received or receivable from participants2017-12-31$41,494
Assets. Value of loans (other than to participants)2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$278,812
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$79,957
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,792,566
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,712,609
Assets. Value of participant loans2017-12-31$0
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Assets. Value of real-estate (other than employer real property)2017-12-31$0
Assets. Value of employer securities2017-12-31$0
Assets. Value of employer real property2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$13,753
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$13,566
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$144
2016 : SAW CAPITAL LLC 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$246,663
Expenses. Total of all expenses incurred2016-12-31$687,663
Benefits paid (including direct rollovers)2016-12-31$687,150
Total plan assets at end of year2016-12-31$1,712,609
Total plan assets at beginning of year2016-12-31$2,153,609
Value of fidelity bond covering the plan2016-12-31$250,000
Total contributions received or receivable from participants2016-12-31$85,603
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$159,180
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$-441,000
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,712,609
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,153,609
Assets. Value of participant loans2016-12-31$15,181
Total contributions received or receivable from employer(s)2016-12-31$1,880
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$513
2015 : SAW CAPITAL LLC 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$98,183
Expenses. Total of all expenses incurred2015-12-31$120,223
Benefits paid (including direct rollovers)2015-12-31$119,598
Total plan assets at end of year2015-12-31$2,153,609
Total plan assets at beginning of year2015-12-31$2,175,649
Value of fidelity bond covering the plan2015-12-31$250,000
Total contributions received or receivable from participants2015-12-31$77,290
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-28,314
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-22,040
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,153,609
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,175,649
Assets. Value of participant loans2015-12-31$83,054
Total contributions received or receivable from employer(s)2015-12-31$49,207
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$625

Form 5500 Responses for SAW CAPITAL LLC 401(K) PLAN

2021: SAW CAPITAL LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SAW CAPITAL LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SAW CAPITAL LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SAW CAPITAL LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SAW CAPITAL LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SAW CAPITAL LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SAW CAPITAL LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes

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