401k Plan data: SCALEWORKS 401(K) PLAN plan

SCALEWORKS 401(K) PLAN 401k Plan overview

Plan Name	SCALEWORKS 401(K) PLAN
Plan identification number	001

SCALEWORKS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SCALEWORKS INC. has sponsored the creation of one or more 401k plans.

Company Name: SCALEWORKS INC.

Employer identification number (EIN): 611734482

NAIC Classification: 541511
NAIC Description: Custom Computer Programming Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCALEWORKS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 CHRISSIE REYNOLDS 2019-10-10 CHRISSIE REYNOLDS 2019-10-10
001 2017-01-01 CHRISSIE REYNOLDS 2018-10-10 CHRISSIE REYNOLDS 2018-10-10

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	CHRISSIE REYNOLDS	2019-10-10	CHRISSIE REYNOLDS	2019-10-10
001	2017-01-01	CHRISSIE REYNOLDS	2018-10-10	CHRISSIE REYNOLDS	2018-10-10

Plan Statistics for SCALEWORKS 401(K) PLAN

401k plan membership statisitcs for SCALEWORKS 401(K) PLAN

Measure Date Value
2022: SCALEWORKS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 272
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 136
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 63
Total of all active and inactive participants 2022-01-01 199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 199
Number of participants with account balances 2022-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 45
2021: SCALEWORKS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 323
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 182
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 78
Total of all active and inactive participants 2021-01-01 260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 260
Number of participants with account balances 2021-01-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 22
2020: SCALEWORKS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 246
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 280
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 37
Total of all active and inactive participants 2020-01-01 317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 317
Number of participants with account balances 2020-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SCALEWORKS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 177
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 235
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 25
Total of all active and inactive participants 2019-01-01 260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 260
Number of participants with account balances 2019-01-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0

Measure	Date	Value
2022: SCALEWORKS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	272
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	136
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	63
Total of all active and inactive participants	2022-01-01	199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	199
Number of participants with account balances	2022-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	45
2021: SCALEWORKS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	323
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	182
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	78
Total of all active and inactive participants	2021-01-01	260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	260
Number of participants with account balances	2021-01-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	22
2020: SCALEWORKS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	246
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	280
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	37
Total of all active and inactive participants	2020-01-01	317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	317
Number of participants with account balances	2020-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SCALEWORKS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	177
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	235
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	25
Total of all active and inactive participants	2019-01-01	260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	260
Number of participants with account balances	2019-01-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0

Financial Data on SCALEWORKS 401(K) PLAN

Measure	Date	Value
2022 : SCALEWORKS 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$334,132
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$669,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$642,443
Expenses. Certain deemed distributions of participant loans	2022-12-31	$2,654
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$795,609
Value of total assets at end of year	2022-12-31	$2,882,081
Value of total assets at beginning of year	2022-12-31	$3,217,278
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$24,232
Total interest from all sources	2022-12-31	$2,679
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$71,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$71,521
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$322,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$680,100
Participant contributions at end of year	2022-12-31	$4,400
Participant contributions at beginning of year	2022-12-31	$8,113
Participant contributions at end of year	2022-12-31	$21,648
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,222
Other income not declared elsewhere	2022-12-31	$13,692
Administrative expenses (other) incurred	2022-12-31	$24,232
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-335,197
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$2,882,081
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$3,217,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$2,793,030
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$3,037,189
Interest on participant loans	2022-12-31	$2,679
Value of interest in common/collective trusts at end of year	2022-12-31	$58,174
Value of interest in common/collective trusts at beginning of year	2022-12-31	$87,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-550,425
Net investment gain or loss from common/collective trusts	2022-12-31	$1,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$114,287
Employer contributions (assets) at end of year	2022-12-31	$4,829
Employer contributions (assets) at beginning of year	2022-12-31	$84,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$642,443
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PEGGY S. EDGE CPA, LLC
Accountancy firm EIN	2022-12-31	264527814
2021 : SCALEWORKS 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets to this plan	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$1,667,566
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$883,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$815,519
Expenses. Certain deemed distributions of participant loans	2021-12-31	$4,052
Value of total corrective distributions	2021-12-31	$37,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,226,363
Value of total assets at end of year	2021-12-31	$3,217,278
Value of total assets at beginning of year	2021-12-31	$2,433,631
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$26,935
Total interest from all sources	2021-12-31	$2,962
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$84,044
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$84,044
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$312,491
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$942,116
Participant contributions at end of year	2021-12-31	$8,113
Participant contributions at beginning of year	2021-12-31	$16,567
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$94,607
Other income not declared elsewhere	2021-12-31	$9,493
Administrative expenses (other) incurred	2021-12-31	$26,935
Total non interest bearing cash at end of year	2021-12-31	$0
Total non interest bearing cash at beginning of year	2021-12-31	$26
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$783,647
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$3,217,278
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$2,433,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$3,037,189
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$2,329,421
Interest on participant loans	2021-12-31	$2,962
Value of interest in common/collective trusts at end of year	2021-12-31	$87,718
Value of interest in common/collective trusts at beginning of year	2021-12-31	$87,617
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$343,455
Net investment gain or loss from common/collective trusts	2021-12-31	$1,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$189,640
Employer contributions (assets) at end of year	2021-12-31	$84,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$815,519
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	FORVIS, LLP
Accountancy firm EIN	2021-12-31	440160260
2020 : SCALEWORKS 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,412,396
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$357,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$276,755
Expenses. Certain deemed distributions of participant loans	2020-12-31	$43,607
Value of total corrective distributions	2020-12-31	$20,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,018,223
Value of total assets at end of year	2020-12-31	$2,433,631
Value of total assets at beginning of year	2020-12-31	$1,378,815
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$16,693
Total interest from all sources	2020-12-31	$1,683
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$51,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$51,761
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$138,000
If this is an individual account plan, was there a blackout period	2020-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$683,856
Participant contributions at end of year	2020-12-31	$16,567
Participant contributions at beginning of year	2020-12-31	$15,936
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$334,367
Other income not declared elsewhere	2020-12-31	$3,993
Administrative expenses (other) incurred	2020-12-31	$16,693
Total non interest bearing cash at end of year	2020-12-31	$26
Total non interest bearing cash at beginning of year	2020-12-31	$26
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,054,816
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$2,433,631
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$1,378,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$2,329,421
Interest on participant loans	2020-12-31	$1,683
Value of interest in common/collective trusts at end of year	2020-12-31	$87,617
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$1,362,853
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$335,497
Net investment gain or loss from common/collective trusts	2020-12-31	$1,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$276,755
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	Yes
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	SOL SCHWARTZ & ASSOCIATES, P.C
Accountancy firm EIN	2020-12-31	742392222
2019 : SCALEWORKS 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$981,183
Total income from all sources (including contributions)	2019-12-31	$981,183
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$54,808
Total of all expenses incurred	2019-12-31	$54,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$39,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$39,753
Value of total corrective distributions	2019-12-31	$3,165
Value of total corrective distributions	2019-12-31	$3,165
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$817,228
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$817,228
Value of total assets at end of year	2019-12-31	$1,378,815
Value of total assets at end of year	2019-12-31	$1,378,815
Value of total assets at beginning of year	2019-12-31	$452,440
Value of total assets at beginning of year	2019-12-31	$452,440
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$11,890
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$11,890
Total interest from all sources	2019-12-31	$597
Total interest from all sources	2019-12-31	$597
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$501,034
Contributions received from participants	2019-12-31	$501,034
Participant contributions at end of year	2019-12-31	$15,936
Participant contributions at end of year	2019-12-31	$15,936
Participant contributions at beginning of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$15,702
Participant contributions at beginning of year	2019-12-31	$15,702
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$316,194
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$316,194
Other income not declared elsewhere	2019-12-31	$26
Other income not declared elsewhere	2019-12-31	$26
Total non interest bearing cash at end of year	2019-12-31	$26
Total non interest bearing cash at end of year	2019-12-31	$26
Total non interest bearing cash at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$926,375
Value of net income/loss	2019-12-31	$926,375
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$1,378,815
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$1,378,815
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$452,440
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$452,440
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$436,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$436,738
Interest on participant loans	2019-12-31	$597
Interest on participant loans	2019-12-31	$597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,362,853
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,362,853
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$163,332
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$163,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$39,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$39,753
Contract administrator fees	2019-12-31	$11,890
Contract administrator fees	2019-12-31	$11,890
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	SOL SCHWARTZ & ASSOCIATES, P.C.
Accountancy firm name	2019-12-31	SOL SCHWARTZ & ASSOCIATES, P.C.
Accountancy firm EIN	2019-12-31	742392222
Accountancy firm EIN	2019-12-31	742392222

Form 5500 Responses for SCALEWORKS 401(K) PLAN

2022: SCALEWORKS 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SCALEWORKS 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SCALEWORKS 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SCALEWORKS 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

126987

Policy instance

Insurance contract or identification number	126987
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-03-01
Total amount of commissions paid to insurance broker	USD $1,866
Total amount of fees paid to insurance company	USD $465
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,866
Amount paid for insurance broker fees	0
Insurance broker organization code?	7
Additional information about fees paid to insurance broker	TPA FEES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

126987

Policy instance

Insurance contract or identification number	126987
Number of Individuals Covered	100
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $5,704
Total amount of fees paid to insurance company	USD $1,153
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,704
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	BROKER COMMISSIONS
Insurance broker organization code?	7

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Company Name:	SCALEWORKS INC.
Employer identification number (EIN):	611734482
NAIC Classification:	541511
NAIC Description:	Custom Computer Programming Services