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AUSPEX CAPITAL 401(K) PLAN 401k Plan overview

Plan NameAUSPEX CAPITAL 401(K) PLAN
Plan identification number 001

AUSPEX CAPITAL 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AUSPEX CAPITAL, LLC has sponsored the creation of one or more 401k plans.

Company Name:AUSPEX CAPITAL, LLC
Employer identification number (EIN):611864691
NAIC Classification:523900

Additional information about AUSPEX CAPITAL, LLC

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: 200500310231

More information about AUSPEX CAPITAL, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AUSPEX CAPITAL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01NAVEEN GOYAL2024-10-02
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01

Plan Statistics for AUSPEX CAPITAL 401(K) PLAN

401k plan membership statisitcs for AUSPEX CAPITAL 401(K) PLAN

Measure Date Value
2025: AUSPEX CAPITAL 401(K) PLAN 2025 401k membership
Total number of particpants at beginning of year2025-09-0916
Total number of particpants at end of year2025-09-0916
Number of Participants With Account Balances2025-09-0916
2024: AUSPEX CAPITAL 401(K) PLAN 2024 401k membership
Total number of particpants at beginning of year2024-10-0217
Total number of particpants at end of year2024-10-0216
Number of Participants With Account Balances2024-10-0216
2022: AUSPEX CAPITAL 401(K) PLAN 2022 401k membership
Total number of particpants at beginning of year2022-10-0716
Total number of particpants at end of year2022-10-0717
Number of Participants With Account Balances2022-10-0717

Financial Data on AUSPEX CAPITAL 401(K) PLAN

Measure Date Value
2025 : AUSPEX CAPITAL 401(K) PLAN 2025 401k financial data
Total transfers to/from plan in this plan year2025-09-090
Total liabilities as of the end of the plan year2025-09-090
Total liabilities as of the beginning of the plan year2025-09-090
Total expenses incurred by plan in this plan year2025-09-09712195
Net assets as of the end of the plan year2025-09-092963801
Total assets as of the beginning of the plan year2025-09-092921345
Value of plan covered by a fidelity bond2025-09-09450000
Participant contributions to plan in this plan year2025-09-09217146
Other expenses paid from plan in this plan year2025-09-098296
Other contributions to plan in this plan year2025-09-090
Other income to plan in this plan year2025-09-09319805
Plan net income in this plan year2025-09-0942456
Net assets as of the end of the plan year2025-09-092963801
Net assets as of the beginning of the plan year2025-09-092921345
Employer contributions to plan in this plan year2025-09-09217700
Fees paid to broker by Benefit Provider2025-09-0910000
Expensese paid to adminstrative service provicers from plan in this plan year2025-09-090
2024 : AUSPEX CAPITAL 401(K) PLAN 2024 401k financial data
Total transfers to/from plan in this plan year2024-10-020
Total liabilities as of the end of the plan year2024-10-020
Total liabilities as of the beginning of the plan year2024-10-020
Total expenses incurred by plan in this plan year2024-10-0211427
Net assets as of the end of the plan year2024-10-022921345
Total assets as of the beginning of the plan year2024-10-022031307
Value of plan covered by a fidelity bond2024-10-02350000
Participant contributions to plan in this plan year2024-10-02294550
Other expenses paid from plan in this plan year2024-10-02868
Other contributions to plan in this plan year2024-10-020
Other income to plan in this plan year2024-10-02341499
Plan net income in this plan year2024-10-02890038
Net assets as of the end of the plan year2024-10-022921345
Net assets as of the beginning of the plan year2024-10-022031307
Employer contributions to plan in this plan year2024-10-02265416
Expensese paid to adminstrative service provicers from plan in this plan year2024-10-020
2022 : AUSPEX CAPITAL 401(K) PLAN 2022 401k financial data
Total transfers to/from plan in this plan year2022-10-070
Total liabilities as of the end of the plan year2022-10-070
Total liabilities as of the beginning of the plan year2022-10-070
Total expenses incurred by plan in this plan year2022-10-0793124
Net assets as of the end of the plan year2022-10-071846994
Total assets as of the beginning of the plan year2022-10-071317586
Value of plan covered by a fidelity bond2022-10-07190000
Participant contributions to plan in this plan year2022-10-07234700
Other expenses paid from plan in this plan year2022-10-07100
Other contributions to plan in this plan year2022-10-070
Other income to plan in this plan year2022-10-07141597
Plan net income in this plan year2022-10-07529408
Net assets as of the end of the plan year2022-10-071846994
Net assets as of the beginning of the plan year2022-10-071317586
Employer contributions to plan in this plan year2022-10-07246235
Expensese paid to adminstrative service provicers from plan in this plan year2022-10-070

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