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JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameJOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN
Plan identification number 004

JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

JOHN BOUCHARD & SONS CO. has sponsored the creation of one or more 401k plans.

Company Name:JOHN BOUCHARD & SONS CO.
Employer identification number (EIN):620135900
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042021-10-01
0042020-10-01
0042019-10-01
0042018-10-01
0042017-10-01
0042016-10-01DALE DENNY
0042015-10-01DALE DENNY
0042014-10-01DALE DENNY
0042013-10-01DALE DENNY
0042012-10-01DALE DENNY
0042011-10-01DALE DENNY
0042010-10-01DALE DENNY
0042009-10-01DALE DENNY
0042009-10-01DALE DENNY
0042008-10-01

Plan Statistics for JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-01200
Total number of active participants reported on line 7a of the Form 55002021-10-01136
Number of retired or separated participants receiving benefits2021-10-0129
Number of other retired or separated participants entitled to future benefits2021-10-0132
Total of all active and inactive participants2021-10-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-010
Total participants2021-10-01197
Number of participants with account balances2021-10-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-013
2020: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-01201
Total number of active participants reported on line 7a of the Form 55002020-10-01142
Number of retired or separated participants receiving benefits2020-10-0126
Number of other retired or separated participants entitled to future benefits2020-10-0130
Total of all active and inactive participants2020-10-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-010
Total participants2020-10-01198
Number of participants with account balances2020-10-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-019
2019: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-01191
Total number of active participants reported on line 7a of the Form 55002019-10-01145
Number of retired or separated participants receiving benefits2019-10-0124
Number of other retired or separated participants entitled to future benefits2019-10-0124
Total of all active and inactive participants2019-10-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-01193
Number of participants with account balances2019-10-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-013
2018: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01169
Total number of active participants reported on line 7a of the Form 55002018-10-01125
Number of retired or separated participants receiving benefits2018-10-0119
Number of other retired or separated participants entitled to future benefits2018-10-0124
Total of all active and inactive participants2018-10-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-01168
Number of participants with account balances2018-10-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-015
2017: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01166
Total number of active participants reported on line 7a of the Form 55002017-10-01129
Number of retired or separated participants receiving benefits2017-10-0114
Number of other retired or separated participants entitled to future benefits2017-10-0123
Total of all active and inactive participants2017-10-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01166
Number of participants with account balances2017-10-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-0110
2016: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01161
Total number of active participants reported on line 7a of the Form 55002016-10-01124
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-0132
Total of all active and inactive participants2016-10-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-011
Total participants2016-10-01157
Number of participants with account balances2016-10-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-014
2015: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01154
Total number of active participants reported on line 7a of the Form 55002015-10-01123
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-0135
Total of all active and inactive participants2015-10-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01158
Number of participants with account balances2015-10-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-013
2014: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01158
Total number of active participants reported on line 7a of the Form 55002014-10-01108
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-0134
Total of all active and inactive participants2014-10-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01142
Number of participants with account balances2014-10-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-012
2013: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01155
Total number of active participants reported on line 7a of the Form 55002013-10-01113
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-0139
Total of all active and inactive participants2013-10-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-012
Total participants2013-10-01154
Number of participants with account balances2013-10-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-011
2012: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01159
Total number of active participants reported on line 7a of the Form 55002012-10-01103
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-0146
Total of all active and inactive participants2012-10-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-012
Total participants2012-10-01151
Number of participants with account balances2012-10-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-014
2011: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01150
Total number of active participants reported on line 7a of the Form 55002011-10-01106
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-0147
Total of all active and inactive participants2011-10-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01153
Number of participants with account balances2011-10-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-013
2010: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-01153
Total number of active participants reported on line 7a of the Form 55002010-10-01100
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-0145
Total of all active and inactive participants2010-10-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-01145
Number of participants with account balances2010-10-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-012
2009: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01170
Total number of active participants reported on line 7a of the Form 55002009-10-01103
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0149
Total of all active and inactive participants2009-10-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01152
Number of participants with account balances2009-10-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-013

Financial Data on JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$-4,196,073
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$989,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$794,345
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$2,279,922
Value of total assets at end of year2022-09-30$28,899,452
Value of total assets at beginning of year2022-09-30$34,085,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$195,150
Total interest from all sources2022-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$853,136
Other income not declared elsewhere2022-09-30$-6,475,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-5,185,568
Value of net assets at end of year (total assets less liabilities)2022-09-30$28,899,452
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$34,085,020
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Investment advisory and management fees2022-09-30$88,048
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$27,787,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$33,383,378
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-09-30$8,001
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-09-30$3,683
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$1,426,786
Employer contributions (assets) at end of year2022-09-30$1,103,924
Employer contributions (assets) at beginning of year2022-09-30$697,959
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$794,345
Contract administrator fees2022-09-30$107,102
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30BLANKENSHIP CPA GROUP, PLLC
Accountancy firm EIN2022-09-30450491842
2021 : JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$7,275,389
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$1,136,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$927,072
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$1,856,846
Value of total assets at end of year2021-09-30$34,085,020
Value of total assets at beginning of year2021-09-30$27,946,542
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$209,839
Total interest from all sources2021-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$816,015
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$36,193
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$6,138,478
Value of net assets at end of year (total assets less liabilities)2021-09-30$34,085,020
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$27,946,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Investment advisory and management fees2021-09-30$148,587
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$33,383,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$27,454,792
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-09-30$3,683
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-09-30$460
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$5,418,543
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$1,004,638
Employer contributions (assets) at end of year2021-09-30$697,959
Employer contributions (assets) at beginning of year2021-09-30$491,290
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$927,072
Contract administrator fees2021-09-30$61,252
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30BLANKENSHIP CPA GROUP, PLLC
Accountancy firm EIN2021-09-30450491842
2020 : JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$197
Total income from all sources (including contributions)2020-09-30$4,332,188
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$664,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$483,360
Value of total corrective distributions2020-09-30$7,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$1,598,931
Value of total assets at end of year2020-09-30$27,946,542
Value of total assets at beginning of year2020-09-30$24,279,254
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$173,958
Total interest from all sources2020-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$792,548
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$27,388
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-09-30$197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$3,667,485
Value of net assets at end of year (total assets less liabilities)2020-09-30$27,946,542
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$24,279,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Investment advisory and management fees2020-09-30$118,852
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$27,454,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$23,776,909
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-09-30$460
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-09-30$807
Net investment gain/loss from pooled separate accounts2020-09-30$2,733,257
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$778,995
Employer contributions (assets) at end of year2020-09-30$491,290
Employer contributions (assets) at beginning of year2020-09-30$501,538
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$483,360
Contract administrator fees2020-09-30$55,106
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30BLANKENSHIP CPA GROUP, PLLC
Accountancy firm EIN2020-09-30450491842
2019 : JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$197
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$2,263,448
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$651,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$485,362
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$1,506,076
Value of total assets at end of year2019-09-30$24,279,254
Value of total assets at beginning of year2019-09-30$22,667,582
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$166,611
Total interest from all sources2019-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$737,188
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$52,915
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-09-30$197
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$1,611,475
Value of net assets at end of year (total assets less liabilities)2019-09-30$24,279,057
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$22,667,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Investment advisory and management fees2019-09-30$165,061
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$23,776,909
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$21,968,413
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-09-30$807
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-09-30$5,526
Net investment gain/loss from pooled separate accounts2019-09-30$757,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$715,973
Employer contributions (assets) at end of year2019-09-30$501,538
Employer contributions (assets) at beginning of year2019-09-30$693,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$485,362
Contract administrator fees2019-09-30$1,550
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30BLANKENSHIP CPA GROUP, PLLC
Accountancy firm EIN2019-09-30450491842
2018 : JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$2,828,844
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$614,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$540,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$1,477,262
Value of total assets at end of year2018-09-30$22,667,582
Value of total assets at beginning of year2018-09-30$20,453,454
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$74,690
Total interest from all sources2018-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$664,045
Assets. Other investments not covered elsewhere at end of year2018-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2018-09-30$339,683
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$2,214,128
Value of net assets at end of year (total assets less liabilities)2018-09-30$22,667,582
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$20,453,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Investment advisory and management fees2018-09-30$73,090
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$21,968,413
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$19,458,434
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$5,526
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$334
Net investment gain/loss from pooled separate accounts2018-09-30$1,351,582
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$813,217
Employer contributions (assets) at end of year2018-09-30$693,643
Employer contributions (assets) at beginning of year2018-09-30$655,003
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$540,026
Contract administrator fees2018-09-30$1,600
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30BLANKENSHIP CPA GROUP, PLLC
Accountancy firm EIN2018-09-30450491842
2017 : JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$3,891,155
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$1,065,222
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$1,032,260
Value of total corrective distributions2017-09-30$256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$1,648,077
Value of total assets at end of year2017-09-30$20,453,454
Value of total assets at beginning of year2017-09-30$17,627,521
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$32,706
Total interest from all sources2017-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Administrative expenses professional fees incurred2017-09-30$1,000
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$600,663
Assets. Other investments not covered elsewhere at end of year2017-09-30$339,683
Assets. Other investments not covered elsewhere at beginning of year2017-09-30$949,134
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$284,727
Administrative expenses (other) incurred2017-09-30$31,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$2,825,933
Value of net assets at end of year (total assets less liabilities)2017-09-30$20,453,454
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$17,627,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Investment advisory and management fees2017-09-30$275
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$19,458,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$16,167,016
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$334
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$24
Net investment gain/loss from pooled separate accounts2017-09-30$2,243,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$762,687
Employer contributions (assets) at end of year2017-09-30$655,003
Employer contributions (assets) at beginning of year2017-09-30$511,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$1,032,260
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30BLANKENSHIP CPA GROUP, PLLC
Accountancy firm EIN2017-09-30450491842
2016 : JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$2,737,519
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$256,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$228,542
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$1,383,925
Value of total assets at end of year2016-09-30$17,627,521
Value of total assets at beginning of year2016-09-30$15,146,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$27,683
Total interest from all sources2016-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Administrative expenses professional fees incurred2016-09-30$950
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$577,508
Assets. Other investments not covered elsewhere at end of year2016-09-30$949,134
Assets. Other investments not covered elsewhere at beginning of year2016-09-30$750,671
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$188,501
Administrative expenses (other) incurred2016-09-30$26,733
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$2,481,294
Value of net assets at end of year (total assets less liabilities)2016-09-30$17,627,521
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$15,146,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$16,167,016
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$14,025,203
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$24
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$5,215
Net investment gain/loss from pooled separate accounts2016-09-30$1,353,594
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$617,916
Employer contributions (assets) at end of year2016-09-30$511,347
Employer contributions (assets) at beginning of year2016-09-30$365,138
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$228,542
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30BLANKENSHIP CPA GROUP, PLLC
Accountancy firm EIN2016-09-30450491842
2015 : JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$695,914
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$1,766,230
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$1,738,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$1,111,168
Value of total assets at end of year2015-09-30$15,146,227
Value of total assets at beginning of year2015-09-30$16,216,543
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$28,036
Total interest from all sources2015-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Administrative expenses professional fees incurred2015-09-30$1,000
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$544,109
Assets. Other investments not covered elsewhere at end of year2015-09-30$750,671
Assets. Other investments not covered elsewhere at beginning of year2015-09-30$1,192,061
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$100,120
Administrative expenses (other) incurred2015-09-30$27,036
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-1,070,316
Value of net assets at end of year (total assets less liabilities)2015-09-30$15,146,227
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$16,216,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$14,025,203
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$14,739,194
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$5,215
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$12,203
Net investment gain/loss from pooled separate accounts2015-09-30$-415,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$466,939
Employer contributions (assets) at end of year2015-09-30$365,138
Employer contributions (assets) at beginning of year2015-09-30$273,085
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$1,738,194
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30BLANKENSHIP CPA GROUP, PLLC
Accountancy firm EIN2015-09-30450491842
2014 : JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$1,925,003
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$413,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$386,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$896,649
Value of total assets at end of year2014-09-30$16,216,543
Value of total assets at beginning of year2014-09-30$14,705,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$26,849
Total interest from all sources2014-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Administrative expenses professional fees incurred2014-09-30$1,400
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$474,877
Assets. Other investments not covered elsewhere at end of year2014-09-30$1,192,061
Assets. Other investments not covered elsewhere at beginning of year2014-09-30$1,800,952
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$60,000
Other income not declared elsewhere2014-09-30$12,329
Administrative expenses (other) incurred2014-09-30$25,449
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$1,511,535
Value of net assets at end of year (total assets less liabilities)2014-09-30$16,216,543
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$14,705,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$14,739,194
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$12,650,999
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-09-30$12,203
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-09-30$2,080
Net investment gain/loss from pooled separate accounts2014-09-30$1,016,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$361,772
Employer contributions (assets) at end of year2014-09-30$273,085
Employer contributions (assets) at beginning of year2014-09-30$250,977
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$386,619
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30BLANKENSHIP CPA GROUP, PLLC
Accountancy firm EIN2014-09-30450491842
2013 : JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$1,837,028
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$827,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$805,382
Value of total corrective distributions2013-09-30$46
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$756,559
Value of total assets at end of year2013-09-30$14,705,008
Value of total assets at beginning of year2013-09-30$13,695,672
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$22,264
Total interest from all sources2013-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Administrative expenses professional fees incurred2013-09-30$1,400
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$425,810
Assets. Other investments not covered elsewhere at end of year2013-09-30$1,800,952
Assets. Other investments not covered elsewhere at beginning of year2013-09-30$1,895,438
Other income not declared elsewhere2013-09-30$11,170
Administrative expenses (other) incurred2013-09-30$20,864
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$1,009,336
Value of net assets at end of year (total assets less liabilities)2013-09-30$14,705,008
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$13,695,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$12,650,999
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$11,589,628
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-09-30$2,080
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-09-30$524
Net investment gain/loss from pooled separate accounts2013-09-30$1,069,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$330,749
Employer contributions (assets) at end of year2013-09-30$250,977
Employer contributions (assets) at beginning of year2013-09-30$210,082
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$805,382
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30BLANKENSHIP CPA GROUP, PLLC
Accountancy firm EIN2013-09-30450491842
2012 : JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$2,551,054
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$309,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$291,565
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$703,179
Value of total assets at end of year2012-09-30$13,695,672
Value of total assets at beginning of year2012-09-30$11,454,330
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$18,147
Total interest from all sources2012-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Administrative expenses professional fees incurred2012-09-30$1,700
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$415,473
Assets. Other investments not covered elsewhere at end of year2012-09-30$1,895,438
Assets. Other investments not covered elsewhere at beginning of year2012-09-30$1,475,959
Other income not declared elsewhere2012-09-30$10,099
Administrative expenses (other) incurred2012-09-30$16,447
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$2,241,342
Value of net assets at end of year (total assets less liabilities)2012-09-30$13,695,672
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$11,454,330
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$11,589,628
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$9,774,275
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-09-30$524
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-09-30$3,789
Net investment gain/loss from pooled separate accounts2012-09-30$1,837,776
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$287,706
Employer contributions (assets) at end of year2012-09-30$210,082
Employer contributions (assets) at beginning of year2012-09-30$200,307
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$291,565
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30BLANKENSHIP CPA GROUP, PLLC
Accountancy firm EIN2012-09-30450491842
2011 : JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$545,594
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$603,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$585,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$670,087
Value of total assets at end of year2011-09-30$11,454,330
Value of total assets at beginning of year2011-09-30$11,512,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$17,990
Total interest from all sources2011-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Administrative expenses professional fees incurred2011-09-30$1,900
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$500,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$395,024
Assets. Other investments not covered elsewhere at end of year2011-09-30$1,475,959
Assets. Other investments not covered elsewhere at beginning of year2011-09-30$662,211
Other income not declared elsewhere2011-09-30$9,842
Administrative expenses (other) incurred2011-09-30$16,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$-58,237
Value of net assets at end of year (total assets less liabilities)2011-09-30$11,454,330
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$11,512,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$9,774,275
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$10,667,906
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-09-30$3,789
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-09-30$12,907
Net investment gain/loss from pooled separate accounts2011-09-30$-134,335
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$275,063
Employer contributions (assets) at end of year2011-09-30$200,307
Employer contributions (assets) at beginning of year2011-09-30$169,543
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$585,841
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30BLANKENSHIP CPA GROUP, PLLC
Accountancy firm EIN2011-09-30450491842
2010 : JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN

2021: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement – InsuranceYes
2021-10-01Plan benefit arrangement - TrustYes
2020: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement – InsuranceYes
2020-10-01Plan benefit arrangement - TrustYes
2019: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2018: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-10-01Plan benefit arrangement - TrustYes
2017: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2010: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement – InsuranceYes
2010-10-01Plan benefit arrangement - TrustYes
2009: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes
2008: JOHN BOUCHARD & SONS CO. 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number94659
Policy instance 1
Insurance contract or identification number94659
Number of Individuals Covered211
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $17,295
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees17295
Additional information about fees paid to insurance brokerTPA COMPENSATION; OTHER ALLOWANCES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number94659
Policy instance 1
Insurance contract or identification number94659
Number of Individuals Covered209
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $16,840
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees16840
Additional information about fees paid to insurance brokerTPA COMPENSATION; OTHER ALLOWANCES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number94659
Policy instance 1
Insurance contract or identification number94659
Number of Individuals Covered207
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $13,363
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees13363
Additional information about fees paid to insurance brokerTPA COMPENSATION; OTHER ALLOWANCES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number94659
Policy instance 1
Insurance contract or identification number94659
Number of Individuals Covered194
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $11,183
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees11183
Additional information about fees paid to insurance brokerTPA COMPENSATION; OTHER ALLOWANCES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number94659
Policy instance 1
Insurance contract or identification number94659
Number of Individuals Covered173
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $13,334
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number94659
Policy instance 1
Insurance contract or identification number94659
Number of Individuals Covered157
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $63,556
Total amount of fees paid to insurance companyUSD $8,050
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $63,556
Insurance broker organization code?3
Amount paid for insurance broker fees8050
Additional information about fees paid to insurance brokerTPA COMPENSATION; OTHER ALLOWANCES
Insurance broker nameACCESS RETIREMENT SERVICES, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number94659
Policy instance 1
Insurance contract or identification number94659
Number of Individuals Covered155
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $76,950
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees69846
Additional information about fees paid to insurance brokerRIA FEES
Insurance broker organization code?3
Insurance broker nameACCESS RETIREMENT SERVICES, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number94659
Policy instance 1
Insurance contract or identification number94659
Number of Individuals Covered153
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $70,119
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees63140
Additional information about fees paid to insurance brokerRIA FEES
Insurance broker organization code?3
Insurance broker nameACCESS RETIREMENT SERVICES, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number94659
Policy instance 1
Insurance contract or identification number94659
Number of Individuals Covered150
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $33,034
Total amount of fees paid to insurance companyUSD $30,906
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number94659
Policy instance 1
Insurance contract or identification number94659
Number of Individuals Covered146
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $59,287
Total amount of fees paid to insurance companyUSD $8,571
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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