VANDERBILT UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan VANDERBILT UNIVERSITY RETIREMENT PLAN
Measure | Date | Value |
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2022 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-239,418,148 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $144,257,972 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $143,467,403 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $80,145,903 |
Value of total assets at end of year | 2022-12-31 | $2,069,951,170 |
Value of total assets at beginning of year | 2022-12-31 | $2,453,627,290 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $790,569 |
Total interest from all sources | 2022-12-31 | $14,849,770 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $44,790,926 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $44,790,926 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $48,830,827 |
Participant contributions at end of year | 2022-12-31 | $1,618,882 |
Participant contributions at beginning of year | 2022-12-31 | $1,817,284 |
Participant contributions at end of year | 2022-12-31 | $3,158,774 |
Participant contributions at beginning of year | 2022-12-31 | $2,880,350 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $131,993,371 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $159,538,103 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $9,575,583 |
Other income not declared elsewhere | 2022-12-31 | $-26,589,852 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-383,676,120 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $2,069,951,170 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $2,453,627,290 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $1,504,893,018 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $1,848,377,887 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $30,662,653 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $30,427,304 |
Interest on participant loans | 2022-12-31 | $89,617 |
Interest earned on other investments | 2022-12-31 | $14,336,347 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $38,266,548 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $38,095,468 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $38,095,468 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $423,806 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $357,780,910 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $371,041,917 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-355,100,563 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $2,485,668 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $21,739,493 |
Employer contributions (assets) at end of year | 2022-12-31 | $1,577,014 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $1,448,977 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $143,467,403 |
Contract administrator fees | 2022-12-31 | $790,569 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | KRAFTCPAS PLLC |
Accountancy firm EIN | 2022-12-31 | 620713250 |
2021 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $367,358,355 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $160,590,560 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $159,811,337 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $75,639,793 |
Value of total assets at end of year | 2021-12-31 | $2,453,627,290 |
Value of total assets at beginning of year | 2021-12-31 | $2,246,859,495 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $779,223 |
Total interest from all sources | 2021-12-31 | $12,938,650 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $49,550,855 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $49,550,855 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $45,673,471 |
Participant contributions at end of year | 2021-12-31 | $1,817,284 |
Participant contributions at beginning of year | 2021-12-31 | $1,834,850 |
Participant contributions at end of year | 2021-12-31 | $2,880,350 |
Participant contributions at beginning of year | 2021-12-31 | $2,640,230 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $159,538,103 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $141,824,323 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $9,008,728 |
Other income not declared elsewhere | 2021-12-31 | $21,938,104 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $206,767,795 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $2,453,627,290 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $2,246,859,495 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $1,848,377,887 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $1,638,720,572 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $30,427,304 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $26,909,655 |
Interest on participant loans | 2021-12-31 | $101,459 |
Interest earned on other investments | 2021-12-31 | $12,831,227 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $38,095,468 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $47,597,762 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $47,597,762 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $5,964 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $371,041,917 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $385,929,033 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $202,584,092 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $4,706,861 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $20,957,594 |
Employer contributions (assets) at end of year | 2021-12-31 | $1,448,977 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $1,403,070 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $159,811,337 |
Contract administrator fees | 2021-12-31 | $779,223 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | KRAFTCPAS PLLC |
Accountancy firm EIN | 2021-12-31 | 620713250 |
2020 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $338,756,784 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $145,706,996 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $144,929,339 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $68,003,805 |
Value of total assets at end of year | 2020-12-31 | $2,246,859,495 |
Value of total assets at beginning of year | 2020-12-31 | $2,053,809,707 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $777,657 |
Total interest from all sources | 2020-12-31 | $15,068,443 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $27,888,786 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $27,888,786 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $44,159,709 |
Participant contributions at end of year | 2020-12-31 | $1,834,850 |
Participant contributions at beginning of year | 2020-12-31 | $1,605,994 |
Participant contributions at end of year | 2020-12-31 | $2,640,230 |
Participant contributions at beginning of year | 2020-12-31 | $2,483,518 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $141,824,323 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $125,576,954 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $2,730,363 |
Other income not declared elsewhere | 2020-12-31 | $21,489,781 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $193,049,788 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $2,246,859,495 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $2,053,809,707 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $1,638,720,572 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $1,471,089,001 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $26,909,655 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $30,305,885 |
Interest on participant loans | 2020-12-31 | $93,946 |
Interest earned on other investments | 2020-12-31 | $14,801,439 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $47,597,762 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $33,834,779 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $33,834,779 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $173,058 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $385,929,033 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $387,570,110 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $206,057,794 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $248,175 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $21,113,733 |
Employer contributions (assets) at end of year | 2020-12-31 | $1,403,070 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $1,343,466 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $144,929,339 |
Contract administrator fees | 2020-12-31 | $777,657 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | KRAFTCPAS PLLC |
Accountancy firm EIN | 2020-12-31 | 620713250 |
2019 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $411,697,268 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $143,399,253 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $142,665,180 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $76,571,849 |
Value of total assets at end of year | 2019-12-31 | $2,053,809,707 |
Value of total assets at beginning of year | 2019-12-31 | $1,785,511,692 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $734,073 |
Total interest from all sources | 2019-12-31 | $15,536,825 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $35,013,652 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $35,013,652 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $42,399,023 |
Participant contributions at end of year | 2019-12-31 | $1,605,994 |
Participant contributions at beginning of year | 2019-12-31 | $1,473,651 |
Participant contributions at end of year | 2019-12-31 | $2,483,518 |
Participant contributions at beginning of year | 2019-12-31 | $2,480,944 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $125,576,954 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $109,569,045 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $13,221,301 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $268,298,015 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $2,053,809,707 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,785,511,692 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $1,471,089,001 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $1,210,679,902 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $30,305,885 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $31,260,761 |
Interest on participant loans | 2019-12-31 | $81,289 |
Interest earned on other investments | 2019-12-31 | $15,455,536 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $33,834,779 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $27,343,827 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $27,343,827 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $387,570,110 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $401,405,338 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $282,914,313 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $1,660,629 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $20,951,525 |
Employer contributions (assets) at end of year | 2019-12-31 | $1,343,466 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $1,298,224 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $142,665,180 |
Contract administrator fees | 2019-12-31 | $734,073 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | KRAFTCPAS PLLC |
Accountancy firm EIN | 2019-12-31 | 620713250 |
2018 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $2,208,447 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $138,813,506 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $138,057,609 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $66,891,739 |
Value of total assets at end of year | 2018-12-31 | $1,785,511,692 |
Value of total assets at beginning of year | 2018-12-31 | $1,922,116,751 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $755,897 |
Total interest from all sources | 2018-12-31 | $16,545,617 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $38,392,597 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $38,392,597 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $39,430,585 |
Participant contributions at end of year | 2018-12-31 | $1,473,651 |
Participant contributions at beginning of year | 2018-12-31 | $1,272,452 |
Participant contributions at end of year | 2018-12-31 | $2,480,944 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $109,569,045 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $115,898,458 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $7,034,727 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-136,605,059 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $1,785,511,692 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,922,116,751 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $1,210,679,902 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $1,340,374,239 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $31,260,761 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $31,455,125 |
Interest on participant loans | 2018-12-31 | $63,242 |
Interest earned on other investments | 2018-12-31 | $16,136,053 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $27,343,827 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $22,599,216 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $22,599,216 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $346,322 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $401,405,338 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $410,517,261 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-121,094,032 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $1,472,526 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $20,426,427 |
Employer contributions (assets) at end of year | 2018-12-31 | $1,298,224 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $138,057,609 |
Contract administrator fees | 2018-12-31 | $755,897 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | KRAFTCPAS PLLC |
Accountancy firm EIN | 2018-12-31 | 620713250 |
2017 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $320,512,705 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $133,038,114 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $132,242,202 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $65,704,501 |
Value of total assets at end of year | 2017-12-31 | $1,922,116,751 |
Value of total assets at beginning of year | 2017-12-31 | $1,734,642,160 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $795,912 |
Total interest from all sources | 2017-12-31 | $16,321,477 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $26,214,968 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $26,214,968 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $36,768,194 |
Participant contributions at end of year | 2017-12-31 | $1,272,452 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $115,898,458 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $101,276,828 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $9,543,080 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $927,688 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $187,474,591 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $1,922,116,751 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,734,642,160 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $1,340,374,239 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $1,116,214,774 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $31,455,125 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $75,515,385 |
Interest on participant loans | 2017-12-31 | $48,632 |
Interest earned on other investments | 2017-12-31 | $16,084,087 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $22,599,216 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $21,763,285 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $21,763,285 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $188,758 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $410,517,261 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $418,944,200 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $210,885,681 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $1,386,078 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $19,393,227 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $132,242,202 |
Contract administrator fees | 2017-12-31 | $795,912 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | KRAFTCPAS PLLC |
Accountancy firm EIN | 2017-12-31 | 620713250 |
2016 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2016 401k financial data |
---|
Total transfer of assets from this plan | 2016-12-31 | $1,679,826,890 |
Total income from all sources (including contributions) | 2016-12-31 | $270,482,337 |
Total of all expenses incurred | 2016-12-31 | $153,549,631 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $152,215,044 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $119,184,406 |
Value of total assets at end of year | 2016-12-31 | $1,734,642,160 |
Value of total assets at beginning of year | 2016-12-31 | $3,297,536,344 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,334,587 |
Total interest from all sources | 2016-12-31 | $19,761,177 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $29,308,785 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $29,308,785 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $71,637,740 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $101,276,828 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $334,090,357 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $10,574,341 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $927,688 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $2,197,025 |
Other income not declared elsewhere | 2016-12-31 | $4,643,540 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $116,932,706 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $1,734,642,160 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,297,536,344 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $1,116,214,774 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,161,183,602 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $75,515,385 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $177,727,261 |
Interest on participant loans | 2016-12-31 | $65,805 |
Interest earned on other investments | 2016-12-31 | $19,688,338 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $21,763,285 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $39,271,131 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $39,271,131 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $7,034 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $418,944,200 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $583,066,968 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $89,991,939 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $7,592,490 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $36,972,325 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $152,215,044 |
Contract administrator fees | 2016-12-31 | $1,334,587 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | LBMC, PC |
Accountancy firm EIN | 2016-12-31 | 621199757 |
2015 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2015 401k financial data |
---|
Total income from all sources (including contributions) | 2015-12-31 | $253,972,085 |
Total of all expenses incurred | 2015-12-31 | $379,725,147 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $378,412,607 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $222,632,824 |
Value of total assets at end of year | 2015-12-31 | $3,297,536,344 |
Value of total assets at beginning of year | 2015-12-31 | $3,423,289,406 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,312,540 |
Total interest from all sources | 2015-12-31 | $22,978,066 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $48,913,033 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $48,913,033 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $126,089,276 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at beginning of year | 2015-12-31 | $5,848,910 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $334,090,357 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $25,054,453 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $29,549,525 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $2,197,025 |
Other income not declared elsewhere | 2015-12-31 | $-26,695,406 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-125,753,062 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,297,536,344 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $3,423,289,406 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $2,161,183,602 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $2,518,083,487 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $177,727,261 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $232,385,166 |
Interest on participant loans | 2015-12-31 | $30,704 |
Interest earned on other investments | 2015-12-31 | $22,944,091 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $39,271,131 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $48,271,899 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $48,271,899 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $3,271 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $583,066,968 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $590,300,095 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-25,501,909 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $11,645,477 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $66,994,023 |
Employer contributions (assets) at end of year | 2015-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $3,345,396 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $378,412,607 |
Contract administrator fees | 2015-12-31 | $1,312,540 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | LBMC, PC |
Accountancy firm EIN | 2015-12-31 | 621199757 |
2014 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2014 401k financial data |
---|
Total income from all sources (including contributions) | 2014-12-31 | $420,892,478 |
Total of all expenses incurred | 2014-12-31 | $223,612,172 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $222,365,582 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $192,317,462 |
Value of total assets at end of year | 2014-12-31 | $3,423,289,406 |
Value of total assets at beginning of year | 2014-12-31 | $3,226,009,100 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,246,590 |
Total interest from all sources | 2014-12-31 | $23,723,054 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $115,537,579 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $115,537,579 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $117,984,887 |
Participant contributions at end of year | 2014-12-31 | $5,848,910 |
Participant contributions at beginning of year | 2014-12-31 | $5,907,346 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $25,054,453 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $20,304,643 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $9,876,330 |
Other income not declared elsewhere | 2014-12-31 | $-1,246,027 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $197,280,306 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $3,423,289,406 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,226,009,100 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $2,518,083,487 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $2,333,136,580 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $232,385,166 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $219,802,890 |
Interest earned on other investments | 2014-12-31 | $23,719,801 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $48,271,899 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $50,167,035 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $50,167,035 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $3,253 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $590,300,095 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $593,378,446 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $74,226,288 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $16,334,122 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $64,456,245 |
Employer contributions (assets) at end of year | 2014-12-31 | $3,345,396 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $3,312,160 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $222,365,582 |
Contract administrator fees | 2014-12-31 | $1,246,590 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | LBMC, PC |
Accountancy firm EIN | 2014-12-31 | 621199757 |
2013 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $699,266,483 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $180,040,301 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $179,481,170 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $198,560,975 |
Value of total assets at end of year | 2013-12-31 | $3,226,009,100 |
Value of total assets at beginning of year | 2013-12-31 | $2,706,782,918 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $559,131 |
Total interest from all sources | 2013-12-31 | $22,869,164 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $66,514,374 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $66,514,374 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $117,952,691 |
Participant contributions at end of year | 2013-12-31 | $5,907,346 |
Participant contributions at beginning of year | 2013-12-31 | $5,723,703 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $20,304,643 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $12,961,593 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $16,264,562 |
Other income not declared elsewhere | 2013-12-31 | $1,124,623 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $519,226,182 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $3,226,009,100 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,706,782,918 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $2,333,136,580 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,881,726,230 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $219,802,890 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $176,377,421 |
Interest earned on other investments | 2013-12-31 | $15,414,573 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $50,167,035 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $53,529,695 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $53,529,695 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $7,454,591 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $593,378,446 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $573,179,332 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $368,417,089 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $41,780,258 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $64,343,722 |
Employer contributions (assets) at end of year | 2013-12-31 | $3,312,160 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $3,284,944 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $179,481,170 |
Contract administrator fees | 2013-12-31 | $559,131 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | LATTIMORE BLACK MORGAN & CAIN, PC |
Accountancy firm EIN | 2013-12-31 | 621199757 |
2012 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2012 401k financial data |
---|
Total income from all sources (including contributions) | 2012-12-31 | $469,262,093 |
Total of all expenses incurred | 2012-12-31 | $133,833,945 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $133,324,152 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $189,230,683 |
Value of total assets at end of year | 2012-12-31 | $2,706,782,918 |
Value of total assets at beginning of year | 2012-12-31 | $2,371,354,770 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $509,793 |
Total interest from all sources | 2012-12-31 | $6,709,602 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $36,315,804 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $36,315,804 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $113,469,878 |
Participant contributions at end of year | 2012-12-31 | $5,723,703 |
Participant contributions at beginning of year | 2012-12-31 | $6,015,993 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $12,961,593 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $7,968,392 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $13,368,353 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $335,428,148 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,706,782,918 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,371,354,770 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,881,726,230 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,597,998,865 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $176,377,421 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $150,678,521 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $53,529,695 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $49,858,877 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $49,858,877 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $6,709,602 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $573,179,332 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $555,251,384 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $200,407,798 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $36,598,206 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $62,392,452 |
Employer contributions (assets) at end of year | 2012-12-31 | $3,284,944 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $3,582,738 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $133,324,152 |
Contract administrator fees | 2012-12-31 | $509,793 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | LATTIMORE BLACK MORGAN & CAIN, PC |
Accountancy firm EIN | 2012-12-31 | 621199757 |
2011 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2011 401k financial data |
---|
Total income from all sources (including contributions) | 2011-12-31 | $161,352,855 |
Total of all expenses incurred | 2011-12-31 | $118,973,413 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $118,557,423 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $172,416,145 |
Value of total assets at end of year | 2011-12-31 | $2,371,354,770 |
Value of total assets at beginning of year | 2011-12-31 | $2,328,975,328 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $415,990 |
Total interest from all sources | 2011-12-31 | $7,673,822 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $32,325,815 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $32,325,815 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $105,587,084 |
Participant contributions at end of year | 2011-12-31 | $6,015,993 |
Participant contributions at beginning of year | 2011-12-31 | $5,200,336 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $7,968,392 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $2,244,076 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $7,407,433 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $42,379,442 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,371,354,770 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,328,975,328 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,597,998,865 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,573,813,308 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $150,678,521 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $158,688,991 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $49,858,877 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $51,106,819 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $51,106,819 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $7,673,822 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $555,251,384 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $535,000,181 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-63,527,410 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $12,464,483 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $59,421,628 |
Employer contributions (assets) at end of year | 2011-12-31 | $3,582,738 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $2,921,617 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $118,557,423 |
Contract administrator fees | 2011-12-31 | $415,990 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | LATTIMORE BLACK MORGAN & CAIN, PC |
Accountancy firm EIN | 2011-12-31 | 621199757 |
2010 : VANDERBILT UNIVERSITY RETIREMENT PLAN 2010 401k financial data |
---|
Total income from all sources (including contributions) | 2010-12-31 | $400,596,499 |
Total of all expenses incurred | 2010-12-31 | $99,401,138 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $99,096,198 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $165,597,538 |
Value of total assets at end of year | 2010-12-31 | $2,328,975,328 |
Value of total assets at beginning of year | 2010-12-31 | $2,027,779,967 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $304,940 |
Total interest from all sources | 2010-12-31 | $5,694,265 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $22,110,176 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $22,110,176 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $101,482,912 |
Participant contributions at end of year | 2010-12-31 | $5,200,336 |
Participant contributions at beginning of year | 2010-12-31 | $5,098,207 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $2,244,076 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $1,736,493 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $8,672,176 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $301,195,361 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,328,975,328 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,027,779,967 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $304,940 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,573,813,308 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,311,009,336 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $158,688,991 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $134,174,240 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $51,106,819 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $59,068,315 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $59,068,315 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $5,694,265 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $535,000,181 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $513,946,765 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $171,196,960 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $35,997,560 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $55,442,450 |
Employer contributions (assets) at end of year | 2010-12-31 | $2,921,617 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $2,746,611 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $99,096,198 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | LATTIMORE BLACK MORGAN & CAIN, PC |
Accountancy firm EIN | 2010-12-31 | 621199757 |
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861-003 |
Policy instance | 4 |
Insurance contract or identification number | 45861-003 | Number of Individuals Covered | 595 | Insurance policy start date | 2022-01-01 | Insurance policy end date | 2022-12-31 | Total amount of commissions paid to insurance broker | USD $1,069 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 1 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $1,069 | Insurance broker organization code? | 3 |
|
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861-001 |
Policy instance | 3 |
Insurance contract or identification number | 45861-001 | Number of Individuals Covered | 850 | Insurance policy start date | 2022-01-01 | Insurance policy end date | 2022-12-31 | Total amount of commissions paid to insurance broker | USD $3,754 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 1 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $3,754 | Insurance broker organization code? | 3 |
|
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
Policy contract number | 101002 |
Policy instance | 2 |
Insurance contract or identification number | 101002 | Number of Individuals Covered | 3961 | Insurance policy start date | 2022-01-01 | Insurance policy end date | 2022-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 439719 / 806545 |
Policy instance | 1 |
Insurance contract or identification number | 439719 / 806545 | Number of Individuals Covered | 0 | Insurance policy start date | 2022-01-01 | Insurance policy end date | 2022-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $39,477 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Amount paid for insurance broker fees | 39477 | Additional information about fees paid to insurance broker | REFERRAL/SERVICE FEE | Insurance broker organization code? | 3 |
|
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 439719 / 806545 |
Policy instance | 1 |
Insurance contract or identification number | 439719 / 806545 | Number of Individuals Covered | 0 | Insurance policy start date | 2021-01-01 | Insurance policy end date | 2021-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $50,054 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Amount paid for insurance broker fees | 50054 | Additional information about fees paid to insurance broker | REFERRAL/SERVICE FEE | Insurance broker organization code? | 3 |
|
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
Policy contract number | 101002 |
Policy instance | 2 |
Insurance contract or identification number | 101002 | Number of Individuals Covered | 4068 | Insurance policy start date | 2021-01-01 | Insurance policy end date | 2021-12-31 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861-003 |
Policy instance | 4 |
Insurance contract or identification number | 45861-003 | Number of Individuals Covered | 618 | Insurance policy start date | 2021-01-01 | Insurance policy end date | 2021-12-31 | Total amount of commissions paid to insurance broker | USD $1,273 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 1 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $1,273 | Insurance broker organization code? | 3 |
|
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861-001 |
Policy instance | 3 |
Insurance contract or identification number | 45861-001 | Number of Individuals Covered | 880 | Insurance policy start date | 2021-01-01 | Insurance policy end date | 2021-12-31 | Total amount of commissions paid to insurance broker | USD $4,333 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 1 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $4,333 | Insurance broker organization code? | 3 |
|
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861-001 |
Policy instance | 3 |
Insurance contract or identification number | 45861-001 | Number of Individuals Covered | 927 | Insurance policy start date | 2020-01-01 | Insurance policy end date | 2020-12-31 | Total amount of commissions paid to insurance broker | USD $3,703 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 1 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $3,703 | Insurance broker organization code? | 3 |
|
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861-003 |
Policy instance | 4 |
Insurance contract or identification number | 45861-003 | Number of Individuals Covered | 650 | Insurance policy start date | 2020-01-01 | Insurance policy end date | 2020-12-31 | Total amount of commissions paid to insurance broker | USD $1,018 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 1 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $1,018 | Insurance broker organization code? | 3 |
|
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
Policy contract number | 101002 |
Policy instance | 2 |
Insurance contract or identification number | 101002 | Number of Individuals Covered | 4181 | Insurance policy start date | 2020-01-01 | Insurance policy end date | 2020-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 439719 / 806545 |
Policy instance | 1 |
Insurance contract or identification number | 439719 / 806545 | Number of Individuals Covered | 0 | Insurance policy start date | 2020-01-01 | Insurance policy end date | 2020-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $39,132 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Amount paid for insurance broker fees | 39132 | Additional information about fees paid to insurance broker | REFERRAL/SERVICE FEE | Insurance broker organization code? | 3 |
|
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861-003 |
Policy instance | 4 |
Insurance contract or identification number | 45861-003 | Number of Individuals Covered | 695 | Insurance policy start date | 2019-01-01 | Insurance policy end date | 2019-12-31 | Total amount of commissions paid to insurance broker | USD $2,151 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 1 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $2,151 | Insurance broker organization code? | 3 |
|
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861-001 |
Policy instance | 3 |
Insurance contract or identification number | 45861-001 | Number of Individuals Covered | 982 | Insurance policy start date | 2019-01-01 | Insurance policy end date | 2019-12-31 | Total amount of commissions paid to insurance broker | USD $8,342 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 1 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $8,342 | Insurance broker organization code? | 3 |
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TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
Policy contract number | 101002 |
Policy instance | 2 |
Insurance contract or identification number | 101002 | Number of Individuals Covered | 4279 | Insurance policy start date | 2019-01-01 | Insurance policy end date | 2019-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 439719 / 806545 |
Policy instance | 1 |
Insurance contract or identification number | 439719 / 806545 | Number of Individuals Covered | 0 | Insurance policy start date | 2019-01-01 | Insurance policy end date | 2019-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $33,581 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Amount paid for insurance broker fees | 33581 | Additional information about fees paid to insurance broker | REFERRAL/SERVICE FEE | Insurance broker organization code? | 3 |
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PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 806545 / 439719 |
Policy instance | 1 |
Insurance contract or identification number | 806545 / 439719 | Number of Individuals Covered | 0 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $34,834 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Amount paid for insurance broker fees | 34834 | Additional information about fees paid to insurance broker | REFERRAL/SERVICE FEE | Insurance broker organization code? | 3 | Insurance broker name | FIDELITY INVESTMENTS TAX EXEMPT SER |
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TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
Policy contract number | 101002 |
Policy instance | 2 |
Insurance contract or identification number | 101002 | Number of Individuals Covered | 4630 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861-003 |
Policy instance | 4 |
Insurance contract or identification number | 45861-003 | Number of Individuals Covered | 807 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Total amount of commissions paid to insurance broker | USD $2,540 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 1 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $2,540 | Insurance broker organization code? | 3 | Insurance broker name | SEE ATTACHMENT |
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VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861-001 |
Policy instance | 3 |
Insurance contract or identification number | 45861-001 | Number of Individuals Covered | 1118 | Insurance policy start date | 2017-01-01 | Insurance policy end date | 2017-12-31 | Total amount of commissions paid to insurance broker | USD $10,623 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | 0 | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 1 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $10,623 | Insurance broker organization code? | 3 | Insurance broker name | SEE ATTACHMENT |
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PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 439719/806545 |
Policy instance | 4 |
Insurance contract or identification number | 439719/806545 | Number of Individuals Covered | 0 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $44,687 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Amount paid for insurance broker fees | 44687 | Additional information about fees paid to insurance broker | REFERRAL/SERVICE FEE | Insurance broker organization code? | 3 | Insurance broker name | FIDELITY INVESTMENTS TAX-EXEMPT SER |
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TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
Policy contract number | 101002 |
Policy instance | 3 |
Insurance contract or identification number | 101002 | Number of Individuals Covered | 6158 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861003 |
Policy instance | 2 |
Insurance contract or identification number | 45861003 | Number of Individuals Covered | 2301 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Total amount of commissions paid to insurance broker | USD $14,670 | Total amount of fees paid to insurance company | USD $0 | Contracts With Unallocated Funds Deposit Administration | 1 | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Insurance broker organization code? | 3 | Insurance broker name | SEE ATTACHMENT |
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VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861001 |
Policy instance | 1 |
Insurance contract or identification number | 45861001 | Number of Individuals Covered | 2778 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Total amount of commissions paid to insurance broker | USD $48,224 | Total amount of fees paid to insurance company | USD $0 | Contracts With Unallocated Funds Deposit Administration | 1 | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Insurance broker organization code? | 3 | Insurance broker name | SEE ATTACHMENT |
|
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 439719/806545 |
Policy instance | 4 |
Insurance contract or identification number | 439719/806545 | Number of Individuals Covered | 0 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $59,705 | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Amount paid for insurance broker fees | 59705 | Additional information about fees paid to insurance broker | REFERRAL/SERVICE FEE | Insurance broker organization code? | 3 | Insurance broker name | FIDELITY INVESTMENTS TAX-EXEMPT SER |
|
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861003 |
Policy instance | 2 |
Insurance contract or identification number | 45861003 | Number of Individuals Covered | 2730 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $41,054 | Total amount of fees paid to insurance company | USD $0 | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 1 | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $41,054 | Insurance broker organization code? | 3 | Insurance broker name | SEE ATTACHMENT |
|
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861001 |
Policy instance | 1 |
Insurance contract or identification number | 45861001 | Number of Individuals Covered | 3195 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $116,214 | Total amount of fees paid to insurance company | USD $0 | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 1 | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $116,214 | Insurance broker organization code? | 3 | Insurance broker name | SEE ATTACHMENT |
|
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
Policy contract number | 101002 |
Policy instance | 3 |
Insurance contract or identification number | 101002 | Number of Individuals Covered | 6510 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861003 |
Policy instance | 2 |
Insurance contract or identification number | 45861003 | Number of Individuals Covered | 2913 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-12-31 | Total amount of commissions paid to insurance broker | USD $34,394 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 1 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $34,394 | Insurance broker organization code? | 3 | Insurance broker name | SEE ATTACHMENT |
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VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861001 |
Policy instance | 1 |
Insurance contract or identification number | 45861001 | Number of Individuals Covered | 3330 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-12-31 | Total amount of commissions paid to insurance broker | USD $114,740 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 1 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $114,740 | Insurance broker organization code? | 3 | Insurance broker name | SEE ATTACHMENT |
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TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
Policy contract number | 101002 |
Policy instance | 3 |
Insurance contract or identification number | 101002 | Number of Individuals Covered | 6674 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-12-31 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 439719/806545 |
Policy instance | 4 |
Insurance contract or identification number | 439719/806545 | Number of Individuals Covered | 0 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $70,772 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Amount paid for insurance broker fees | 70772 | Additional information about fees paid to insurance broker | REFERRAL/SERVICE FEE | Insurance broker organization code? | 3 | Insurance broker name | FIDELITY INVESTMENTS TAX-EXEMPT SER |
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VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861003 |
Policy instance | 2 |
Insurance contract or identification number | 45861003 | Number of Individuals Covered | 2913 | Insurance policy start date | 2012-01-01 | Insurance policy end date | 2012-12-31 | Total amount of commissions paid to insurance broker | USD $33,472 | Contracts With Unallocated Funds Deposit Administration | 1 | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $33,472 | Insurance broker organization code? | 3 | Insurance broker name | SEE ATTACHMENT |
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TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
Policy contract number | 101002 |
Policy instance | 3 |
Insurance contract or identification number | 101002 | Number of Individuals Covered | 7787 | Insurance policy start date | 2012-01-01 | Insurance policy end date | 2012-12-31 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 439719/806545 |
Policy instance | 4 |
Insurance contract or identification number | 439719/806545 | Number of Individuals Covered | 0 | Insurance policy start date | 2012-01-01 | Insurance policy end date | 2012-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $38,071 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Amount paid for insurance broker fees | 38071 | Additional information about fees paid to insurance broker | REFERRAL/SERVICE FEE | Insurance broker organization code? | 3 | Insurance broker name | FIDELITY INVESTMENTS TAX-EXEMPT SER |
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VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861001 |
Policy instance | 1 |
Insurance contract or identification number | 45861001 | Number of Individuals Covered | 3380 | Insurance policy start date | 2012-01-01 | Insurance policy end date | 2012-12-31 | Total amount of commissions paid to insurance broker | USD $148,363 | Contracts With Unallocated Funds Deposit Administration | 1 | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $148,363 | Insurance broker organization code? | 3 | Insurance broker name | SEE ATTACHMENT |
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TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
Policy contract number | 101002 |
Policy instance | 3 |
Insurance contract or identification number | 101002 | Number of Individuals Covered | 7852 | Insurance policy start date | 2011-01-01 | Insurance policy end date | 2011-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861003 |
Policy instance | 1 |
Insurance contract or identification number | 45861003 | Number of Individuals Covered | 2914 | Insurance policy start date | 2011-01-01 | Insurance policy end date | 2011-12-31 | Total amount of commissions paid to insurance broker | USD $41,369 | Total amount of fees paid to insurance company | USD $0 | Contracts With Unallocated Funds Deposit Administration | 1 | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861001 |
Policy instance | 2 |
Insurance contract or identification number | 45861001 | Number of Individuals Covered | 3403 | Insurance policy start date | 2011-01-01 | Insurance policy end date | 2011-12-31 | Total amount of commissions paid to insurance broker | USD $136,848 | Total amount of fees paid to insurance company | USD $0 | Contracts With Unallocated Funds Deposit Administration | 1 | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 439719 |
Policy instance | 4 |
Insurance contract or identification number | 439719 | Number of Individuals Covered | 0 | Insurance policy start date | 2011-01-01 | Insurance policy end date | 2011-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $42,069 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861003 |
Policy instance | 1 |
Insurance contract or identification number | 45861003 | Number of Individuals Covered | 2950 | Insurance policy start date | 2010-01-01 | Insurance policy end date | 2010-12-31 | Total amount of commissions paid to insurance broker | USD $36,278 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 439719 |
Policy instance | 3 |
Insurance contract or identification number | 439719 | Number of Individuals Covered | 0 | Insurance policy start date | 2010-01-01 | Insurance policy end date | 2010-12-31 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 ) |
Policy contract number | 101002 |
Policy instance | 4 |
Insurance contract or identification number | 101002 | Number of Individuals Covered | 7903 | Insurance policy start date | 2010-01-01 | Insurance policy end date | 2010-12-31 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 ) |
Policy contract number | 45861001 |
Policy instance | 2 |
Insurance contract or identification number | 45861001 | Number of Individuals Covered | 3436 | Insurance policy start date | 2010-01-01 | Insurance policy end date | 2010-12-31 | Total amount of commissions paid to insurance broker | USD $154,420 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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