401k Plan data: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN plan

LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan Name	LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN
Plan identification number	002

LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations. Other welfare benefit cover

401k Sponsoring company profile

LEE UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: LEE UNIVERSITY

Employer identification number (EIN): 620502739

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-01-01
002 2014-01-01
002 2013-01-01
002 2012-01-01 ANN MCELRATH, DIRECTOR OF HR
002 2011-01-01 ANN MCELRATH, DIRECTOR OF HR
002 2009-01-01 ANN P. MCELRATH
002 2008-01-01 ANN P. MCELRATH
002 2007-01-01 ANN P. MCELRATH
002 2006-11-01 ANN P. MCELRATH

Plan Statistics for LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure Date Value
2015: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 120
Number of other retired or separated participants entitled to future benefits 2014-01-01 33
Total of all active and inactive participants 2014-01-01 153
Total participants 2014-01-01 153
Number of participants with account balances 2014-01-01 146
2013: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 177
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 148
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 27
Total of all active and inactive participants 2013-01-01 175
Total participants 2013-01-01 175
Number of participants with account balances 2013-01-01 143
2012: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 179
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 156
Number of other retired or separated participants entitled to future benefits 2012-01-01 21
Total of all active and inactive participants 2012-01-01 177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 177
Number of participants with account balances 2012-01-01 143
2011: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 175
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 160
Number of other retired or separated participants entitled to future benefits 2011-01-01 18
Total of all active and inactive participants 2011-01-01 178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 179
Number of participants with account balances 2011-01-01 144
2009: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 151
Number of other retired or separated participants entitled to future benefits 2009-01-01 22
Total of all active and inactive participants 2009-01-01 173
Total participants 2009-01-01 173
Number of participants with account balances 2009-01-01 143

Measure	Date	Value
2015: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	120
Number of other retired or separated participants entitled to future benefits	2014-01-01	33
Total of all active and inactive participants	2014-01-01	153
Total participants	2014-01-01	153
Number of participants with account balances	2014-01-01	146
2013: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	177
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	148
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	27
Total of all active and inactive participants	2013-01-01	175
Total participants	2013-01-01	175
Number of participants with account balances	2013-01-01	143
2012: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	179
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	156
Number of other retired or separated participants entitled to future benefits	2012-01-01	21
Total of all active and inactive participants	2012-01-01	177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	177
Number of participants with account balances	2012-01-01	143
2011: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	175
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	160
Number of other retired or separated participants entitled to future benefits	2011-01-01	18
Total of all active and inactive participants	2011-01-01	178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	179
Number of participants with account balances	2011-01-01	144
2009: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	151
Number of other retired or separated participants entitled to future benefits	2009-01-01	22
Total of all active and inactive participants	2009-01-01	173
Total participants	2009-01-01	173
Number of participants with account balances	2009-01-01	143

Financial Data on LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure	Date	Value
2015 : LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total transfer of assets from this plan	2015-12-31	$4,993,479
Total income from all sources (including contributions)	2015-12-31	$509,677
Total of all expenses incurred	2015-12-31	$107,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$107,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$414,370
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$4,591,411
Total interest from all sources	2015-12-31	$71,565
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$409,997
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$4,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$402,068
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,591,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,534,477
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$153,578
Interest earned on other investments	2015-12-31	$71,565
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,903,356
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$11,169
Net investment gain/loss from pooled separate accounts	2015-12-31	$12,573
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$107,609
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LBMC, PC
Accountancy firm EIN	2015-12-31	621199757
2014 : LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$764,556
Total of all expenses incurred	2014-12-31	$147,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$147,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$550,393
Value of total assets at end of year	2014-12-31	$4,591,411
Value of total assets at beginning of year	2014-12-31	$3,974,105
Total interest from all sources	2014-12-31	$65,975
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	No
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$345,189
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$205,204
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$617,306
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,591,411
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,974,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,534,477
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,122,015
Value of interest in pooled separate accounts at end of year	2014-12-31	$153,578
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$149,137
Interest earned on other investments	2014-12-31	$65,975
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,903,356
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,702,953
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$87,057
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$131,440
Net investment gain/loss from pooled separate accounts	2014-12-31	$16,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$60,193
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	HENDERSON, HUTCHERSON & MCCULLOUGH,
Accountancy firm EIN	2014-12-31	621114363
2013 : LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total transfer of assets from this plan	2013-12-31	$911
Total income from all sources (including contributions)	2013-12-31	$744,361
Total of all expenses incurred	2013-12-31	$366,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$366,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$307,395
Value of total assets at end of year	2013-12-31	$3,974,105
Value of total assets at beginning of year	2013-12-31	$3,597,453
Total interest from all sources	2013-12-31	$59,810
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	No
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$300,423
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$23,231
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$6,972
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$377,563
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,974,105
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,597,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,122,015
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,984,147
Value of interest in pooled separate accounts at end of year	2013-12-31	$149,137
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$147,785
Interest earned on other investments	2013-12-31	$59,810
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,702,953
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,442,290
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$75,834
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$364,111
Net investment gain/loss from pooled separate accounts	2013-12-31	$13,045
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$290,964
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HENDERSON HUTCHERSON & MCCULLOUGH,
Accountancy firm EIN	2013-12-31	621114363
2012 : LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$597,851
Total of all expenses incurred	2012-12-31	$463,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$463,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$274,693
Value of total assets at end of year	2012-12-31	$3,597,453
Value of total assets at beginning of year	2012-12-31	$3,462,884
Total interest from all sources	2012-12-31	$48,419
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	No
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$266,561
Participant contributions at end of year	2012-12-31	$23,231
Participant contributions at beginning of year	2012-12-31	$24,753
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$8,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$134,569
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,597,453
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,462,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,984,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,050,471
Value of interest in pooled separate accounts at end of year	2012-12-31	$147,785
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$108,656
Interest earned on other investments	2012-12-31	$48,419
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,442,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,279,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$262,093
Net investment gain/loss from pooled separate accounts	2012-12-31	$12,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$463,282
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HENDERSON HUTCHERSON & MCCULLOUGH,
Accountancy firm EIN	2012-12-31	621114363
2011 : LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total transfer of assets from this plan	2011-12-31	$3,865
Total income from all sources (including contributions)	2011-12-31	$324,007
Total of all expenses incurred	2011-12-31	$150,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$150,159
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$272,537
Value of total assets at end of year	2011-12-31	$3,462,884
Value of total assets at beginning of year	2011-12-31	$3,292,901
Total interest from all sources	2011-12-31	$47,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	No
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$244,420
Participant contributions at end of year	2011-12-31	$24,753
Participant contributions at beginning of year	2011-12-31	$18,261
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$28,117
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$173,848
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,462,884
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,292,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,050,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,989,458
Interest earned on other investments	2011-12-31	$47,456
Value of interest in common/collective trusts at end of year	2011-12-31	$108,656
Value of interest in common/collective trusts at beginning of year	2011-12-31	$106,894
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,279,004
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,178,288
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-9,707
Net investment gain/loss from pooled separate accounts	2011-12-31	$13,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$150,159
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HENDERSON HUTCHERSON & MCCULLOUGH,
Accountancy firm EIN	2011-12-31	621114363
2010 : LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$465,579
Total of all expenses incurred	2010-12-31	$56,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$56,442
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$200,096
Value of total assets at end of year	2010-12-31	$3,292,901
Value of total assets at beginning of year	2010-12-31	$2,883,764
Total interest from all sources	2010-12-31	$42,209
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$193,354
Participant contributions at end of year	2010-12-31	$18,261
Participant contributions at beginning of year	2010-12-31	$22,897
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$6,742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$409,137
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,292,901
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,883,764
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,989,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,673,914
Interest earned on other investments	2010-12-31	$42,209
Value of interest in common/collective trusts at end of year	2010-12-31	$106,894
Value of interest in common/collective trusts at beginning of year	2010-12-31	$88,613
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,178,288
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,098,340
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$210,928
Net investment gain/loss from pooled separate accounts	2010-12-31	$12,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$56,442
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HENDERSON HUTCHERSON & MCCULLOUGH,
Accountancy firm EIN	2010-12-31	621114363

Form 5500 Responses for LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN

2015: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	This submission is the final filing	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2014: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2008: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	This submission is the final filing	No
2008-01-01	Plan funding arrangement – Insurance	Yes
2008-01-01	Plan funding arrangement – Trust	Yes
2008-01-01	Plan benefit arrangement – Insurance	Yes
2007: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	This submission is the final filing	No
2007-01-01	Plan funding arrangement – Insurance	Yes
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement – Insurance	Yes
2006: LEE UNIVERSITY TAX DEFERRED ANNUITY PLAN 2006 form 5500 responses
2006-11-01	Type of plan entity	Single employer plan
2006-11-01	First time form 5500 has been submitted	Yes
2006-11-01	This submission is the final filing	No
2006-11-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2006-11-01	Plan funding arrangement – Insurance	Yes
2006-11-01	Plan funding arrangement – Trust	Yes
2006-11-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	LEE UNIVERSITY
Employer identification number (EIN):	620502739
NAIC Classification:	611000