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GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 401k Plan overview

Plan NameGASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN
Plan identification number 006

GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. has sponsored the creation of one or more 401k plans.

Company Name:GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C.
Employer identification number (EIN):621094933
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0062021-01-01
0062020-01-01
0062019-01-01
0062018-01-01
0062017-01-01DAVID HARANO
0062016-01-01DAVID HARANO
0062015-01-01DAVID HARANO
0062014-01-01DAVID HARANO
0062013-01-01DAVID HARANO
0062012-01-01DAVID HARANO DAVID HARANO2013-10-07
0062011-01-01DAVID HARANO DAVID HARANO2012-10-11
0062010-01-01DAVID HARANO DAVID HARANO2011-10-17
0062009-01-01DAVID HARANO DAVID HARANO2010-10-08
0062009-01-01DAVID HARANO DAVID HARANO2010-10-08

Plan Statistics for GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN

401k plan membership statisitcs for GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN

Measure Date Value
2021: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01531
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0120
2020: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01436
Total number of active participants reported on line 7a of the Form 55002020-01-01278
Number of retired or separated participants receiving benefits2020-01-0178
Number of other retired or separated participants entitled to future benefits2020-01-0192
Total of all active and inactive participants2020-01-01448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01448
Number of participants with account balances2020-01-01448
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0121
2019: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01409
Total number of active participants reported on line 7a of the Form 55002019-01-01292
Number of retired or separated participants receiving benefits2019-01-0156
Number of other retired or separated participants entitled to future benefits2019-01-0169
Total of all active and inactive participants2019-01-01417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01417
Number of participants with account balances2019-01-01415
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0121
2018: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01408
Total number of active participants reported on line 7a of the Form 55002018-01-01296
Number of retired or separated participants receiving benefits2018-01-0137
Number of other retired or separated participants entitled to future benefits2018-01-0155
Total of all active and inactive participants2018-01-01388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01388
Number of participants with account balances2018-01-01386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0118
2017: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01383
Total number of active participants reported on line 7a of the Form 55002017-01-01293
Number of retired or separated participants receiving benefits2017-01-0135
Number of other retired or separated participants entitled to future benefits2017-01-0154
Total of all active and inactive participants2017-01-01382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01382
Number of participants with account balances2017-01-01382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0122
2016: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01364
Total number of active participants reported on line 7a of the Form 55002016-01-01286
Number of retired or separated participants receiving benefits2016-01-0129
Number of other retired or separated participants entitled to future benefits2016-01-0149
Total of all active and inactive participants2016-01-01364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01364
Number of participants with account balances2016-01-01364
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01326
Total number of active participants reported on line 7a of the Form 55002015-01-01275
Number of retired or separated participants receiving benefits2015-01-0122
Number of other retired or separated participants entitled to future benefits2015-01-0139
Total of all active and inactive participants2015-01-01336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01336
Number of participants with account balances2015-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01243
Total number of active participants reported on line 7a of the Form 55002014-01-01180
Number of retired or separated participants receiving benefits2014-01-0119
Number of other retired or separated participants entitled to future benefits2014-01-0121
Total of all active and inactive participants2014-01-01220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01220
Number of participants with account balances2014-01-01220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-018
2013: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01182
Total number of active participants reported on line 7a of the Form 55002013-01-01185
Number of retired or separated participants receiving benefits2013-01-0111
Number of other retired or separated participants entitled to future benefits2013-01-0128
Total of all active and inactive participants2013-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01224
Number of participants with account balances2013-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01218
Total number of active participants reported on line 7a of the Form 55002012-01-01171
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0127
Total of all active and inactive participants2012-01-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01198
Number of participants with account balances2012-01-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0114
2011: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01188
Total number of active participants reported on line 7a of the Form 55002011-01-01182
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01196
Number of participants with account balances2011-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2010: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01192
Total number of active participants reported on line 7a of the Form 55002010-01-01161
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0117
Total of all active and inactive participants2010-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01178
Number of participants with account balances2010-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-019
2009: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01176
Total number of active participants reported on line 7a of the Form 55002009-01-01159
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0118
Total of all active and inactive participants2009-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01177
Number of participants with account balances2009-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN

Measure Date Value
2021 : GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$62,256,702
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$11,247,838
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$16,384,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$16,363,807
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,188,829
Value of total assets at end of year2021-12-31$0
Value of total assets at beginning of year2021-12-31$67,393,360
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$20,689
Total interest from all sources2021-12-31$110,276
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$179,350
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$179,350
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,688,756
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$20
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$678,726
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-5,136,658
Value of net assets at end of year (total assets less liabilities)2021-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$67,393,360
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$58,252,224
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$110,276
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$7,659,590
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$7,769,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$821,347
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$1,481,526
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$16,363,807
Contract administrator fees2021-12-31$20,689
Did the plan have assets held for investment2021-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31Yes
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WATKINS UIBERALL
Accountancy firm EIN2021-12-31621804252
2020 : GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$11,254,884
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,143,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,113,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,488,391
Value of total assets at end of year2020-12-31$67,393,360
Value of total assets at beginning of year2020-12-31$61,281,724
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$29,277
Total interest from all sources2020-12-31$169,864
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,319,223
Participant contributions at end of year2020-12-31$20
Participant contributions at beginning of year2020-12-31$16,140
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$11,190
Other income not declared elsewhere2020-12-31$25,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,111,636
Value of net assets at end of year (total assets less liabilities)2020-12-31$67,393,360
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$61,281,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$58,252,224
Value of interest in pooled separate accounts at beginning of year2020-12-31$54,484,864
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$169,864
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$7,659,590
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$5,206,424
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$7,571,526
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,157,978
Employer contributions (assets) at end of year2020-12-31$1,481,526
Employer contributions (assets) at beginning of year2020-12-31$1,574,296
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,113,971
Contract administrator fees2020-12-31$29,277
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WATKINS UIBERALL
Accountancy firm EIN2020-12-31621804252
2019 : GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$13,646,645
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,682,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,646,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,698,791
Value of total assets at end of year2019-12-31$61,281,724
Value of total assets at beginning of year2019-12-31$52,317,985
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$36,681
Total interest from all sources2019-12-31$139,405
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,312,852
Participant contributions at end of year2019-12-31$16,140
Participant contributions at beginning of year2019-12-31$3,252
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$137,615
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$7,767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$8,963,739
Value of net assets at end of year (total assets less liabilities)2019-12-31$61,281,724
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$52,317,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$54,484,864
Value of interest in pooled separate accounts at beginning of year2019-12-31$44,712,505
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$139,405
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,206,424
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$6,093,201
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,800,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,248,324
Employer contributions (assets) at end of year2019-12-31$1,574,296
Employer contributions (assets) at beginning of year2019-12-31$1,509,027
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,646,225
Contract administrator fees2019-12-31$36,681
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WATKINS UIBERALL
Accountancy firm EIN2019-12-31621804252
2018 : GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,003,562
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,503,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,480,981
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,565,176
Value of total assets at end of year2018-12-31$52,317,985
Value of total assets at beginning of year2018-12-31$55,818,093
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$22,689
Total interest from all sources2018-12-31$176,332
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$23,025
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$23,025
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,373,328
Participant contributions at end of year2018-12-31$3,252
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,463
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$2,064
Other income not declared elsewhere2018-12-31$8,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,500,108
Value of net assets at end of year (total assets less liabilities)2018-12-31$52,317,985
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$55,818,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$44,712,505
Value of interest in pooled separate accounts at beginning of year2018-12-31$46,701,205
Interest on participant loans2018-12-31$30
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$176,302
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$6,093,201
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$7,618,918
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,769,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,188,385
Employer contributions (assets) at end of year2018-12-31$1,509,027
Employer contributions (assets) at beginning of year2018-12-31$1,495,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,480,981
Contract administrator fees2018-12-31$22,689
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WATKINS UIBERALL
Accountancy firm EIN2018-12-31621804252
2017 : GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$10,448,125
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,299,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,291,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,428,085
Value of total assets at end of year2017-12-31$55,818,093
Value of total assets at beginning of year2017-12-31$47,669,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$8,685
Total interest from all sources2017-12-31$213,145
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,271,094
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$163
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$22,016
Assets. Loans (other than to participants) at end of year2017-12-31$2,064
Assets. Loans (other than to participants) at beginning of year2017-12-31$12,081
Other income not declared elsewhere2017-12-31$6,806,895
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,148,253
Value of net assets at end of year (total assets less liabilities)2017-12-31$55,818,093
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$47,669,840
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$46,701,205
Value of interest in pooled separate accounts at beginning of year2017-12-31$38,814,236
Income. Interest from loans (other than to participants)2017-12-31$292
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$212,853
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$7,618,918
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$7,406,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,134,975
Employer contributions (assets) at end of year2017-12-31$1,495,906
Employer contributions (assets) at beginning of year2017-12-31$1,436,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,291,187
Contract administrator fees2017-12-31$8,685
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WATKINS UIBERALL
Accountancy firm EIN2017-12-31621804252
2016 : GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,523,733
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,615,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,603,865
Expenses. Certain deemed distributions of participant loans2016-12-31$3,912
Value of total corrective distributions2016-12-31$1,458
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,448,876
Value of total assets at end of year2016-12-31$47,669,840
Value of total assets at beginning of year2016-12-31$44,761,202
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,860
Total interest from all sources2016-12-31$203,810
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,319,401
Participant contributions at end of year2016-12-31$163
Participant contributions at beginning of year2016-12-31$7,777
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$76,689
Assets. Loans (other than to participants) at end of year2016-12-31$12,081
Assets. Loans (other than to participants) at beginning of year2016-12-31$30,049
Other income not declared elsewhere2016-12-31$2,871,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,908,638
Value of net assets at end of year (total assets less liabilities)2016-12-31$47,669,840
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$44,761,202
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$38,814,236
Value of interest in pooled separate accounts at beginning of year2016-12-31$36,865,809
Income. Interest from loans (other than to participants)2016-12-31$911
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$202,899
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$7,406,979
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$6,447,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,052,786
Employer contributions (assets) at end of year2016-12-31$1,436,381
Employer contributions (assets) at beginning of year2016-12-31$1,409,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,603,865
Contract administrator fees2016-12-31$5,860
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WATKINS UIBERALL
Accountancy firm EIN2016-12-31621804252
2015 : GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$17,002,196
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,453,978
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$523,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$518,889
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,944,583
Value of total assets at end of year2015-12-31$44,761,202
Value of total assets at beginning of year2015-12-31$24,828,217
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,300
Total interest from all sources2015-12-31$124,794
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,198,040
Participant contributions at end of year2015-12-31$7,777
Participant contributions at beginning of year2015-12-31$17,417
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$46,064
Assets. Loans (other than to participants) at end of year2015-12-31$30,049
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$4,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,930,789
Value of net assets at end of year (total assets less liabilities)2015-12-31$44,761,202
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$24,828,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$36,865,809
Value of interest in pooled separate accounts at beginning of year2015-12-31$22,163,063
Interest on participant loans2015-12-31$1,228
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$123,566
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$6,447,651
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,771,709
Net investment gain/loss from pooled separate accounts2015-12-31$-615,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,700,479
Employer contributions (assets) at end of year2015-12-31$1,409,916
Employer contributions (assets) at beginning of year2015-12-31$876,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$518,889
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WATKINS UIBERALL
Accountancy firm EIN2015-12-31621804252
2014 : GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,441,784
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,449,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,445,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,094,562
Value of total assets at end of year2014-12-31$24,828,217
Value of total assets at beginning of year2014-12-31$24,835,626
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,420
Total interest from all sources2014-12-31$54,029
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$838,860
Participant contributions at end of year2014-12-31$17,417
Participant contributions at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$8,620
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-7,409
Value of net assets at end of year (total assets less liabilities)2014-12-31$24,828,217
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$24,835,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$22,163,063
Value of interest in pooled separate accounts at beginning of year2014-12-31$21,696,005
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$54,029
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,771,709
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,230,718
Net investment gain/loss from pooled separate accounts2014-12-31$1,284,573
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,255,702
Employer contributions (assets) at end of year2014-12-31$876,028
Employer contributions (assets) at beginning of year2014-12-31$908,903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,445,773
Contract administrator fees2014-12-31$3,420
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WATKINS UIBERALL
Accountancy firm EIN2014-12-31621804252
2013 : GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,645,100
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$995,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$992,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,126,324
Value of total assets at end of year2013-12-31$24,835,626
Value of total assets at beginning of year2013-12-31$20,185,676
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,280
Total interest from all sources2013-12-31$59,224
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$794,399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,649,950
Value of net assets at end of year (total assets less liabilities)2013-12-31$24,835,626
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$20,185,676
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$21,696,005
Value of interest in pooled separate accounts at beginning of year2013-12-31$17,444,686
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$59,224
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,230,718
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,896,350
Net investment gain/loss from pooled separate accounts2013-12-31$3,459,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,331,925
Employer contributions (assets) at end of year2013-12-31$908,903
Employer contributions (assets) at beginning of year2013-12-31$844,640
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$992,870
Contract administrator fees2013-12-31$2,280
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2013-12-31560747981
2012 : GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$4,306,126
Total of all expenses incurred2012-12-31$577,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$574,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,069,876
Value of total assets at end of year2012-12-31$20,185,676
Value of total assets at beginning of year2012-12-31$16,456,917
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,150
Total interest from all sources2012-12-31$45,143
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$764,816
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$55,073
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$3,728,759
Value of net assets at end of year (total assets less liabilities)2012-12-31$20,185,676
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$16,456,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$17,444,686
Value of interest in pooled separate accounts at beginning of year2012-12-31$14,448,979
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$45,143
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,896,350
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,167,970
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$2,191,107
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,249,987
Employer contributions (assets) at end of year2012-12-31$844,640
Employer contributions (assets) at beginning of year2012-12-31$839,968
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$574,217
Contract administrator fees2012-12-31$3,150
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2012-12-31560747981
2011 : GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,590,430
Total of all expenses incurred2011-12-31$2,948,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,946,814
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,059,840
Value of total assets at end of year2011-12-31$16,456,917
Value of total assets at beginning of year2011-12-31$17,815,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,075
Total interest from all sources2011-12-31$52,622
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$706,563
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$27,694
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$141,019
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$1,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$-1,358,459
Value of net assets at end of year (total assets less liabilities)2011-12-31$16,456,917
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$17,815,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Value of interest in pooled separate accounts at end of year2011-12-31$14,448,979
Value of interest in pooled separate accounts at beginning of year2011-12-31$15,678,888
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$52,622
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,167,970
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,418,547
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-523,558
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,212,258
Employer contributions (assets) at end of year2011-12-31$839,968
Employer contributions (assets) at beginning of year2011-12-31$690,247
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,946,814
Contract administrator fees2011-12-31$2,075
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2011-12-31560747981
2010 : GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$762
Total income from all sources (including contributions)2010-12-31$3,877,353
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,422,707
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,420,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,880,929
Value of total assets at end of year2010-12-31$17,815,376
Value of total assets at beginning of year2010-12-31$16,361,492
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,050
Total interest from all sources2010-12-31$46,589
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$614,374
Assets. Other investments not covered elsewhere at end of year2010-12-31$27,694
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$23,183
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$239,481
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$762
Other income not declared elsewhere2010-12-31$4,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$1,454,646
Value of net assets at end of year (total assets less liabilities)2010-12-31$17,815,376
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,360,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$230
Value of interest in pooled separate accounts at end of year2010-12-31$15,678,888
Value of interest in pooled separate accounts at beginning of year2010-12-31$14,232,349
Interest earned on other investments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$46,589
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,418,547
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,420,741
Net investment gain/loss from pooled separate accounts2010-12-31$1,945,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,027,074
Employer contributions (assets) at end of year2010-12-31$690,247
Employer contributions (assets) at beginning of year2010-12-31$684,989
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,420,657
Contract administrator fees2010-12-31$2,050
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DIXON HUGHES GOODMAN, LLP
Accountancy firm EIN2010-12-31560747981

Form 5500 Responses for GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN

2021: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: GASTROENTEROLOGY CENTER OF THE MIDSOUTH, P.C. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818446
Policy instance 1
Insurance contract or identification number818446
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818446
Policy instance 1
Insurance contract or identification number818446
Number of Individuals Covered448
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number818446
Policy instance 1
Insurance contract or identification number818446
Number of Individuals Covered417
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number813150
Policy instance 1
Insurance contract or identification number813150
Number of Individuals Covered382
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $139,356
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $139,356
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameSTEPHENS INSURANCE, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3735
Policy instance 1
Insurance contract or identification numberGH3735
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $23,006
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,006
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameSTEPHENS INSURANCE AGENCY, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH5832
Policy instance 2
Insurance contract or identification numberGH5832
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $15,681
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,681
Insurance broker organization code?3
Insurance broker nameSTEPHENS INSURANCE, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number813150
Policy instance 3
Insurance contract or identification number813150
Number of Individuals Covered336
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $122,135
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $122,135
Insurance broker organization code?3
Insurance broker nameSTEPHENS INSURANCE, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3735
Policy instance 1
Insurance contract or identification numberGH3735
Number of Individuals Covered220
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $94,627
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $94,627
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameSTEPHENS INSURANCE AGENCY, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3735
Policy instance 1
Insurance contract or identification numberGH3735
Number of Individuals Covered234
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $86,630
Total amount of fees paid to insurance companyUSD $14,308
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $86,630
Insurance broker organization code?3
Amount paid for insurance broker fees9029
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameACUFF & ASSOCIATES, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3735
Policy instance 1
Insurance contract or identification numberGH3735
Number of Individuals Covered218
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $71,020
Total amount of fees paid to insurance companyUSD $1,956
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $71,020
Insurance broker organization code?3
Amount paid for insurance broker fees1956
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameRETIREMENT PLAN ADMINISTRATORS, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3735
Policy instance 1
Insurance contract or identification numberGH3735
Number of Individuals Covered212
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $76,466
Total amount of fees paid to insurance companyUSD $6,771
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3735
Policy instance 1
Insurance contract or identification numberGH3735
Number of Individuals Covered198
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $70,985
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes

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