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CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 401k Plan overview

Plan NameCALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN
Plan identification number 004

CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MARELLI NORTH AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name:MARELLI NORTH AMERICA, INC.
Employer identification number (EIN):621151687
NAIC Classification:336100

Additional information about MARELLI NORTH AMERICA, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3375172

More information about MARELLI NORTH AMERICA, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01LANA VANHOOSER2019-10-11 LANA VANHOOSER2019-10-11
0042017-01-01LANA VANHOOSER2018-10-10 LANA VANHOOSER2018-10-10
0042016-01-01LANA VANHOOSER2017-10-13 LANA VANHOOSER2017-10-13
0042015-01-01LANA VANHOOSER LANA VANHOOSER2016-10-14
0042014-01-01DAN LAWRENCE DAN LAWRENCE2015-10-14
0042013-01-01LANA VANHOOSER LANA VANHOOSER2014-10-14
0042012-06-04DAVID VICK DAVID VICK2013-10-14

Plan Statistics for CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN

401k plan membership statisitcs for CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN

Measure Date Value
2022: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-019
Total number of active participants reported on line 7a of the Form 55002022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-011
Total of all active and inactive participants2022-01-014
Total participants2022-01-014
Number of participants with account balances2022-01-011
2021: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0130
Total number of active participants reported on line 7a of the Form 55002021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-014
Total of all active and inactive participants2021-01-019
Total participants2021-01-019
Number of participants with account balances2021-01-014
2020: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0176
Total number of active participants reported on line 7a of the Form 55002020-01-0127
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-013
Total of all active and inactive participants2020-01-0130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0130
Number of participants with account balances2020-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0138
Total number of active participants reported on line 7a of the Form 55002019-01-0171
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-015
Total of all active and inactive participants2019-01-0176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0176
Number of participants with account balances2019-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2015: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0112
Total number of active participants reported on line 7a of the Form 55002015-01-0145
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-017
Total of all active and inactive participants2015-01-0152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0152
Number of participants with account balances2015-01-0152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,506
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0112
Total of all active and inactive participants2014-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0112
Number of participants with account balances2014-01-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,037
Total number of active participants reported on line 7a of the Form 55002013-01-011,499
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-011,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,506
Number of participants with account balances2013-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-06-04775
Total number of active participants reported on line 7a of the Form 55002012-06-041,036
Number of retired or separated participants receiving benefits2012-06-040
Number of other retired or separated participants entitled to future benefits2012-06-041
Total of all active and inactive participants2012-06-041,037
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-06-040
Total participants2012-06-041,037
Number of participants with account balances2012-06-0440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-06-040

Financial Data on CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN

Measure Date Value
2022 : CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-2,509
Expenses. Total of all expenses incurred2022-12-31$1,289
Benefits paid (including direct rollovers)2022-12-31$1,214
Total plan assets at end of year2022-12-31$12,213
Total plan assets at beginning of year2022-12-31$16,011
Value of fidelity bond covering the plan2022-12-31$1,000,000
Assets. Value of tangible personal property2022-12-31$0
Total contributions received or receivable from participants2022-12-31$0
Assets. Value of loans (other than to participants)2022-12-31$0
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$0
Other income received2022-12-31$-2,509
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-3,798
Net plan assets at end of year (total assets less liabilities)2022-12-31$12,213
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$16,011
Assets. Value of participant loans2022-12-31$0
Assets. Value of assets in partnership/joint-venture interests2022-12-31$0
Assets. Value of real-estate (other than employer real property)2022-12-31$0
Assets. Value of employer securities2022-12-31$0
Assets. Value of employer real property2022-12-31$0
Total contributions received or receivable from employer(s)2022-12-31$0
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$75
2021 : CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$2,295
Expenses. Total of all expenses incurred2021-12-31$2,711
Benefits paid (including direct rollovers)2021-12-31$2,661
Total plan assets at end of year2021-12-31$16,011
Total plan assets at beginning of year2021-12-31$16,427
Value of fidelity bond covering the plan2021-12-31$1,000,000
Assets. Value of tangible personal property2021-12-31$0
Total contributions received or receivable from participants2021-12-31$0
Assets. Value of loans (other than to participants)2021-12-31$0
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$2,295
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$-416
Net plan assets at end of year (total assets less liabilities)2021-12-31$16,011
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$16,427
Assets. Value of participant loans2021-12-31$0
Assets. Value of assets in partnership/joint-venture interests2021-12-31$0
Assets. Value of real-estate (other than employer real property)2021-12-31$0
Assets. Value of employer securities2021-12-31$0
Assets. Value of employer real property2021-12-31$0
Total contributions received or receivable from employer(s)2021-12-31$0
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$50
2020 : CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$3,227
Expenses. Total of all expenses incurred2020-12-31$6,147
Benefits paid (including direct rollovers)2020-12-31$5,192
Total plan assets at end of year2020-12-31$16,427
Total plan assets at beginning of year2020-12-31$19,347
Value of fidelity bond covering the plan2020-12-31$1,000,000
Total contributions received or receivable from participants2020-12-31$692
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$2,535
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$-2,920
Net plan assets at end of year (total assets less liabilities)2020-12-31$16,427
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$19,347
Assets. Value of participant loans2020-12-31$0
Total contributions received or receivable from employer(s)2020-12-31$0
Value of certain deemed distributions of participant loans2020-12-31$872
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$83
2019 : CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$1,144
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$8,989
Expenses. Total of all expenses incurred2019-12-31$9,441
Benefits paid (including direct rollovers)2019-12-31$9,025
Total plan assets at end of year2019-12-31$19,347
Total plan assets at beginning of year2019-12-31$18,655
Value of fidelity bond covering the plan2019-12-31$1,000,000
Total contributions received or receivable from participants2019-12-31$5,241
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$3,748
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$-452
Net plan assets at end of year (total assets less liabilities)2019-12-31$19,347
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$18,655
Assets. Value of participant loans2019-12-31$842
Total contributions received or receivable from employer(s)2019-12-31$0
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$416
2015 : CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$988
Total transfer of assets from this plan2015-12-31$23,003
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$62,712
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,634
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$64,226
Value of total assets at end of year2015-12-31$90,239
Value of total assets at beginning of year2015-12-31$53,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$255
Total interest from all sources2015-12-31$215
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$663
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$19,722
Participant contributions at end of year2015-12-31$4,907
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$44,504
Administrative expenses (other) incurred2015-12-31$255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$59,078
Value of net assets at end of year (total assets less liabilities)2015-12-31$90,239
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$53,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$70,284
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$43,793
Value of interest in pooled separate accounts at end of year2015-12-31$338
Value of interest in pooled separate accounts at beginning of year2015-12-31$17
Interest on participant loans2015-12-31$50
Interest earned on other investments2015-12-31$165
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$14,710
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$9,366
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,395
Net investment gain/loss from pooled separate accounts2015-12-31$3
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,379
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CROWE HORWATH LLP
Accountancy firm EIN2015-12-31350921680
2014 : CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$3,899
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$30,549
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$19,350
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$12,154
Expenses. Certain deemed distributions of participant loans2014-12-31$6,646
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$28,209
Value of total assets at end of year2014-12-31$53,176
Value of total assets at beginning of year2014-12-31$45,876
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$550
Total interest from all sources2014-12-31$164
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$309
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$309
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$28,209
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$679
Administrative expenses (other) incurred2014-12-31$550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$11,199
Value of net assets at end of year (total assets less liabilities)2014-12-31$53,176
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$45,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$43,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$37,005
Value of interest in pooled separate accounts at end of year2014-12-31$17
Value of interest in pooled separate accounts at beginning of year2014-12-31$13
Interest on participant loans2014-12-31$13
Interest earned on other investments2014-12-31$151
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$9,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$8,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,865
Net investment gain/loss from pooled separate accounts2014-12-31$2
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$12,154
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH LLP
Accountancy firm EIN2014-12-31350921680
2013 : CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$919
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$49,081
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$16,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$16,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$43,479
Value of total assets at end of year2013-12-31$45,876
Value of total assets at beginning of year2013-12-31$14,586
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$325
Total interest from all sources2013-12-31$119
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$228
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$42,197
Participant contributions at end of year2013-12-31$679
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,282
Administrative expenses (other) incurred2013-12-31$325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$32,209
Value of net assets at end of year (total assets less liabilities)2013-12-31$45,876
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$14,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$37,005
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,039
Value of interest in pooled separate accounts at end of year2013-12-31$13
Value of interest in pooled separate accounts at beginning of year2013-12-31$21
Interest on participant loans2013-12-31$16
Interest earned on other investments2013-12-31$103
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$8,179
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,237
Net investment gain/loss from pooled separate accounts2013-12-31$18
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$16,547
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH LLP
Accountancy firm EIN2013-12-31350921680
2012 : CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets from this plan2012-12-31$405
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$15,447
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$456
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$15,155
Value of total assets at end of year2012-12-31$14,586
Value of total assets at beginning of year2012-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$9
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$82
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$82
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$15,155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$14,991
Value of net assets at end of year (total assets less liabilities)2012-12-31$14,586
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,039
Value of interest in pooled separate accounts at end of year2012-12-31$21
Interest earned on other investments2012-12-31$9
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$456
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CROWE HORWATH LLP
Accountancy firm EIN2012-12-31350921680

Form 5500 Responses for CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN

2022: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2015: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CALSONICKANSEI NORTH AMERICA, INC. PROVISIONAL 401K RETIREMENT PLAN 2012 form 5500 responses
2012-06-04Type of plan entitySingle employer plan
2012-06-04First time form 5500 has been submittedYes
2012-06-04Submission has been amendedNo
2012-06-04This submission is the final filingNo
2012-06-04This return/report is a short plan year return/report (less than 12 months)Yes
2012-06-04Plan is a collectively bargained planNo
2012-06-04Plan funding arrangement – InsuranceYes
2012-06-04Plan funding arrangement – TrustYes
2012-06-04Plan benefit arrangement – InsuranceYes
2012-06-04Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041963
Policy instance 1
Insurance contract or identification number041963
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-01-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041963
Policy instance 1
Insurance contract or identification number041963
Number of Individuals Covered52
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041963
Policy instance 1
Insurance contract or identification number041963
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041963
Policy instance 1
Insurance contract or identification number041963
Number of Individuals Covered1506
Insurance policy start date2013-06-04
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041963
Policy instance 1
Insurance contract or identification number041963
Number of Individuals Covered41
Insurance policy start date2012-06-04
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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