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MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 401k Plan overview

Plan NameMID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN
Plan identification number 001

MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MID-SOUTH AG EQUIPMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name:MID-SOUTH AG EQUIPMENT, INC.
Employer identification number (EIN):621284435
NAIC Classification:333100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01AMBER REID2023-03-21
0012020-07-01AMBER REID2022-03-24
0012019-07-01AMBER REID2021-02-25
0012018-07-01AMBER REID2020-02-06
0012017-07-01
0012016-07-01
0012015-07-01CINDY BARRON
0012014-07-01MARIANNE ADRIANZA
0012013-07-01SYLVIA JACKSON2014-12-10
0012012-07-01SYLVIA JACKSON2014-01-17
0012011-07-01SYLVIA JACKSON2012-08-03 SYLVIA JACKSON2012-08-03
0012010-07-01SYLVIA JACKSON2011-08-16 SYLVIA JACKSON2011-08-16
0012009-07-01SYLVIA JACKSON SYLVIA JACKSON2010-08-09

Plan Statistics for MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN

401k plan membership statisitcs for MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN

Measure Date Value
2021: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01167
Total number of active participants reported on line 7a of the Form 55002021-07-01135
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-0122
Total of all active and inactive participants2021-07-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01157
Number of participants with account balances2021-07-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-015
2020: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01165
Total number of active participants reported on line 7a of the Form 55002020-07-01145
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0113
Total of all active and inactive participants2020-07-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01158
Number of participants with account balances2020-07-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-012
2019: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01141
Total number of active participants reported on line 7a of the Form 55002019-07-01139
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0112
Total of all active and inactive participants2019-07-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01151
Number of participants with account balances2019-07-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-012
2018: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01127
Total number of active participants reported on line 7a of the Form 55002018-07-01113
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-0114
Total of all active and inactive participants2018-07-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01127
Number of participants with account balances2018-07-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-011
2017: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01122
Total number of active participants reported on line 7a of the Form 55002017-07-0190
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-0112
Total of all active and inactive participants2017-07-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01102
Number of participants with account balances2017-07-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-014
2016: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01148
Total number of active participants reported on line 7a of the Form 55002016-07-01107
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0112
Total of all active and inactive participants2016-07-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01119
Number of participants with account balances2016-07-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-017
2015: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01143
Total number of active participants reported on line 7a of the Form 55002015-07-01114
Number of retired or separated participants receiving benefits2015-07-014
Number of other retired or separated participants entitled to future benefits2015-07-0125
Total of all active and inactive participants2015-07-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01143
Number of participants with account balances2015-07-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-016
2014: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01137
Total number of active participants reported on line 7a of the Form 55002014-07-01116
Number of retired or separated participants receiving benefits2014-07-013
Number of other retired or separated participants entitled to future benefits2014-07-0114
Total of all active and inactive participants2014-07-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01133
Number of participants with account balances2014-07-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-018
2009: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-0142
Total number of active participants reported on line 7a of the Form 55002009-07-0134
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-017
Total of all active and inactive participants2009-07-0141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-0141
Number of participants with account balances2009-07-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-012

Financial Data on MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN

Measure Date Value
2022 : MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-688,463
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$1,341,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$1,280,105
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$357,449
Value of total assets at end of year2022-06-30$6,349,576
Value of total assets at beginning of year2022-06-30$8,379,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$61,651
Total interest from all sources2022-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$0
Administrative expenses professional fees incurred2022-06-30$865
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$282,739
Participant contributions at end of year2022-06-30$427
Participant contributions at beginning of year2022-06-30$50
Total non interest bearing cash at end of year2022-06-30$18,903
Total non interest bearing cash at beginning of year2022-06-30$16,546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-2,030,219
Value of net assets at end of year (total assets less liabilities)2022-06-30$6,349,576
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$8,379,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$6,255,536
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$8,316,699
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-1,045,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30Yes
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$74,710
Employer contributions (assets) at end of year2022-06-30$74,710
Employer contributions (assets) at beginning of year2022-06-30$46,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$1,280,105
Contract administrator fees2022-06-30$60,786
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30FOUTS & MORGAN
Accountancy firm EIN2022-06-30620963442
2021 : MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$2,380,380
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$624,630
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$559,790
Value of total corrective distributions2021-06-30$3,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$377,794
Value of total assets at end of year2021-06-30$8,379,795
Value of total assets at beginning of year2021-06-30$6,624,045
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$61,433
Total interest from all sources2021-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$318,440
Participant contributions at end of year2021-06-30$50
Participant contributions at beginning of year2021-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$12,354
Total non interest bearing cash at end of year2021-06-30$16,546
Total non interest bearing cash at beginning of year2021-06-30$17,523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$1,755,750
Value of net assets at end of year (total assets less liabilities)2021-06-30$8,379,795
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$6,624,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$8,316,699
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$6,559,316
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$2,002,586
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30Yes
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$47,000
Employer contributions (assets) at end of year2021-06-30$46,500
Employer contributions (assets) at beginning of year2021-06-30$47,206
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$559,790
Contract administrator fees2021-06-30$61,433
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30FOUTS & MORGAN
Accountancy firm EIN2021-06-30620963442
2020 : MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$697,147
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$278,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$228,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$434,041
Value of total assets at end of year2020-06-30$6,624,045
Value of total assets at beginning of year2020-06-30$6,205,082
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$50,104
Total interest from all sources2020-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$0
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$303,113
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$84,222
Other income not declared elsewhere2020-06-30$975
Total non interest bearing cash at end of year2020-06-30$17,523
Total non interest bearing cash at beginning of year2020-06-30$15,899
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$418,963
Value of net assets at end of year (total assets less liabilities)2020-06-30$6,624,045
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$6,205,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$6,559,316
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$6,145,254
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$262,131
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$46,706
Employer contributions (assets) at end of year2020-06-30$47,206
Employer contributions (assets) at beginning of year2020-06-30$43,929
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$228,080
Contract administrator fees2020-06-30$50,104
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30FOUTS & MORGAN
Accountancy firm EIN2020-06-30620963442
2019 : MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$697,798
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$319,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$239,806
Value of total corrective distributions2019-06-30$32,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$339,508
Value of total assets at end of year2019-06-30$6,205,082
Value of total assets at beginning of year2019-06-30$5,826,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$46,975
Total interest from all sources2019-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$0
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$238,377
Participant contributions at end of year2019-06-30$0
Participant contributions at beginning of year2019-06-30$25
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$57,202
Other income not declared elsewhere2019-06-30$100
Total non interest bearing cash at end of year2019-06-30$15,899
Total non interest bearing cash at beginning of year2019-06-30$15,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$378,285
Value of net assets at end of year (total assets less liabilities)2019-06-30$6,205,082
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$5,826,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$6,145,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$5,810,838
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$358,190
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$43,929
Employer contributions (assets) at end of year2019-06-30$43,929
Employer contributions (assets) at beginning of year2019-06-30$500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$239,806
Contract administrator fees2019-06-30$46,975
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-06-30No
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30FOUTS & MORGAN
Accountancy firm EIN2019-06-30620963442
2018 : MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$855,120
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$635,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$587,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$315,300
Value of total assets at end of year2018-06-30$5,826,797
Value of total assets at beginning of year2018-06-30$5,607,083
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$47,615
Total interest from all sources2018-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$277,315
Participant contributions at end of year2018-06-30$25
Participant contributions at beginning of year2018-06-30$0
Total non interest bearing cash at end of year2018-06-30$15,434
Total non interest bearing cash at beginning of year2018-06-30$13,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$219,714
Value of net assets at end of year (total assets less liabilities)2018-06-30$5,826,797
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$5,607,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$5,810,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$5,593,932
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$539,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$37,985
Employer contributions (assets) at end of year2018-06-30$500
Employer contributions (assets) at beginning of year2018-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$587,791
Contract administrator fees2018-06-30$47,615
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-06-30No
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30FOUTS & MORGAN
Accountancy firm EIN2018-06-30620963442
2017 : MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$1,042,546
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$1,190,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$1,144,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$330,190
Value of total assets at end of year2017-06-30$5,607,083
Value of total assets at beginning of year2017-06-30$5,754,750
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$45,345
Total interest from all sources2017-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Administrative expenses professional fees incurred2017-06-30$45,345
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30Yes
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$279,631
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$5,999
Other income not declared elsewhere2017-06-30$-3,417
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$-147,667
Value of net assets at end of year (total assets less liabilities)2017-06-30$5,607,083
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$5,754,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$5,607,083
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$5,324,607
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$384,163
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$715,773
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$44,560
Employer contributions (assets) at end of year2017-06-30$0
Employer contributions (assets) at beginning of year2017-06-30$45,980
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$1,144,868
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-06-30Yes
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30FOUTS & MORGAN
Accountancy firm EIN2017-06-30620963442
2016 : MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$296,864
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$376,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$341,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$278,884
Value of total assets at end of year2016-06-30$5,754,750
Value of total assets at beginning of year2016-06-30$5,834,344
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$34,468
Total interest from all sources2016-06-30$6,593
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$256,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$256,322
Was this plan covered by a fidelity bond2016-06-30No
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$214,263
Participant contributions at end of year2016-06-30$45,980
Participant contributions at beginning of year2016-06-30$37,600
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$19,141
Other income not declared elsewhere2016-06-30$11
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-79,594
Value of net assets at end of year (total assets less liabilities)2016-06-30$5,754,750
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$5,834,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30Yes
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Investment advisory and management fees2016-06-30$34,468
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$5,324,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$5,421,879
Interest earned on other investments2016-06-30$6,593
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$384,163
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$374,365
Expenses. Payments to insurance carriers foe the provision of benefits2016-06-30$548
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-244,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$45,480
Employer contributions (assets) at beginning of year2016-06-30$500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$341,442
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30FOUTS & MORGAN
Accountancy firm EIN2016-06-30620963442
2015 : MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$521,301
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$182,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$148,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$364,933
Value of total assets at end of year2015-06-30$5,834,344
Value of total assets at beginning of year2015-06-30$5,495,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$33,652
Total interest from all sources2015-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$305,652
Participant contributions at end of year2015-06-30$37,600
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$9,328
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$338,705
Value of net assets at end of year (total assets less liabilities)2015-06-30$5,834,344
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$5,495,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Investment advisory and management fees2015-06-30$33,652
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$5,796,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$5,248,787
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$156,368
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$49,953
Employer contributions (assets) at end of year2015-06-30$500
Employer contributions (assets) at beginning of year2015-06-30$246,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$148,944
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30FOUTS & MORGAN
Accountancy firm EIN2015-06-30620963442

Form 5500 Responses for MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN

2021: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2009: MID-SOUTH AG EQUIPMENT PROFIT SHARING PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number124241
Policy instance 1
Insurance contract or identification number124241
Number of Individuals Covered108
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $31,688
Total amount of fees paid to insurance companyUSD $4,867
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4867
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $31,688
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number124241
Policy instance 1
Insurance contract or identification number124241
Number of Individuals Covered113
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $30,452
Total amount of fees paid to insurance companyUSD $2,761
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,452
Insurance broker organization code?7
Amount paid for insurance broker fees2761
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number124241
Policy instance 1
Insurance contract or identification number124241
Number of Individuals Covered111
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $22,850
Total amount of fees paid to insurance companyUSD $3,962
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,850
Insurance broker organization code?7
Amount paid for insurance broker fees3962
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number124241
Policy instance 1
Insurance contract or identification number124241
Number of Individuals Covered109
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $23,241
Total amount of fees paid to insurance companyUSD $4,061
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,241
Insurance broker organization code?7
Amount paid for insurance broker fees4061
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number124241
Policy instance 1
Insurance contract or identification number124241
Number of Individuals Covered92
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $23,371
Total amount of fees paid to insurance companyUSD $5,291
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893497+087
Policy instance 1
Insurance contract or identification number893497+087
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893497+087
Policy instance 1
Insurance contract or identification number893497+087
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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