SPFS, INC has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2021 : SPFS, INC 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $1,579 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $273,844 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $101,058 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $92,071 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $121,078 |
Value of total assets at end of year | 2021-12-31 | $1,278,163 |
Value of total assets at beginning of year | 2021-12-31 | $1,103,798 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $8,987 |
Total interest from all sources | 2021-12-31 | $626 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $102,941 |
Participant contributions at end of year | 2021-12-31 | $51 |
Participant contributions at beginning of year | 2021-12-31 | $1,716 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $1,579 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $172,786 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $1,276,584 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $1,103,798 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $1,230,674 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $1,016,971 |
Interest earned on other investments | 2021-12-31 | $626 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $29,301 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $69,223 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $152,140 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $18,137 |
Employer contributions (assets) at end of year | 2021-12-31 | $18,137 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $15,888 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $92,071 |
Contract administrator fees | 2021-12-31 | $8,987 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2021-12-31 | 621532536 |
2020 : SPFS, INC 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $3,941 |
Total income from all sources (including contributions) | 2020-12-31 | $252,381 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $326,133 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $320,044 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $111,593 |
Value of total assets at end of year | 2020-12-31 | $1,103,798 |
Value of total assets at beginning of year | 2020-12-31 | $1,181,491 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $6,089 |
Total interest from all sources | 2020-12-31 | $1,195 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $90,234 |
Participant contributions at end of year | 2020-12-31 | $1,716 |
Participant contributions at beginning of year | 2020-12-31 | $2,424 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $5,471 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $3,941 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $-73,752 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $1,103,798 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $1,177,550 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $1,016,971 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $1,106,955 |
Interest earned on other investments | 2020-12-31 | $1,195 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $69,223 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $58,366 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $139,593 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $15,888 |
Employer contributions (assets) at end of year | 2020-12-31 | $15,888 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $13,746 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $320,044 |
Contract administrator fees | 2020-12-31 | $6,089 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2020-12-31 | 621532536 |
2019 : SPFS, INC 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $3,941 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $17,326 |
Total income from all sources (including contributions) | 2019-12-31 | $281,803 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $68,996 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $61,520 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $86,340 |
Value of total assets at end of year | 2019-12-31 | $1,181,491 |
Value of total assets at beginning of year | 2019-12-31 | $982,069 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $7,476 |
Total interest from all sources | 2019-12-31 | $870 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $73,248 |
Participant contributions at end of year | 2019-12-31 | $2,424 |
Participant contributions at beginning of year | 2019-12-31 | $3,255 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $3,941 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $17,326 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $212,807 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $1,177,550 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $964,743 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $1,106,955 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $932,730 |
Interest earned on other investments | 2019-12-31 | $870 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $58,366 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $31,659 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $194,593 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $13,092 |
Employer contributions (assets) at end of year | 2019-12-31 | $13,746 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $14,425 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $61,520 |
Contract administrator fees | 2019-12-31 | $7,476 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2019-12-31 | 621532536 |
2018 : SPFS, INC 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $17,326 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $1,401 |
Total income from all sources (including contributions) | 2018-12-31 | $8,420 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $58,160 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $51,149 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $79,367 |
Value of total assets at end of year | 2018-12-31 | $982,069 |
Value of total assets at beginning of year | 2018-12-31 | $1,015,884 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $7,011 |
Total interest from all sources | 2018-12-31 | $416 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $67,195 |
Participant contributions at end of year | 2018-12-31 | $3,255 |
Participant contributions at beginning of year | 2018-12-31 | $2,467 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $17,326 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $1,401 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-49,740 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $964,743 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,014,483 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $932,730 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $970,162 |
Interest earned on other investments | 2018-12-31 | $416 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $31,659 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $29,712 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-71,363 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $12,172 |
Employer contributions (assets) at end of year | 2018-12-31 | $14,425 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $13,543 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $51,149 |
Contract administrator fees | 2018-12-31 | $7,011 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2018-12-31 | 621532536 |
2017 : SPFS, INC 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $1,401 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $6,457 |
Total income from all sources (including contributions) | 2017-12-31 | $217,889 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $23,277 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $14,585 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $83,454 |
Value of total assets at end of year | 2017-12-31 | $1,015,884 |
Value of total assets at beginning of year | 2017-12-31 | $826,328 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $8,692 |
Total interest from all sources | 2017-12-31 | $361 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $71,312 |
Participant contributions at end of year | 2017-12-31 | $0 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Participant contributions at end of year | 2017-12-31 | $2,467 |
Participant contributions at beginning of year | 2017-12-31 | $3,735 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $1,401 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $6,457 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $194,612 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $1,014,483 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $819,871 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $970,162 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $784,041 |
Interest earned on other investments | 2017-12-31 | $361 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $29,712 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $25,466 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $134,074 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $12,142 |
Employer contributions (assets) at end of year | 2017-12-31 | $13,543 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $13,086 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $14,585 |
Contract administrator fees | 2017-12-31 | $8,692 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2017-12-31 | 621532536 |
2016 : SPFS, INC 401(K) PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $6,457 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $120,476 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $14,720 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $7,320 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $68,173 |
Value of total assets at end of year | 2016-12-31 | $826,328 |
Value of total assets at beginning of year | 2016-12-31 | $714,115 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $7,400 |
Total interest from all sources | 2016-12-31 | $279 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $56,123 |
Participant contributions at end of year | 2016-12-31 | $0 |
Participant contributions at beginning of year | 2016-12-31 | $0 |
Participant contributions at end of year | 2016-12-31 | $3,735 |
Participant contributions at beginning of year | 2016-12-31 | $4,030 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $6,457 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $105,756 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $819,871 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $714,115 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $784,041 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $682,928 |
Interest earned on other investments | 2016-12-31 | $279 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $25,466 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $14,366 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $52,024 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $12,050 |
Employer contributions (assets) at end of year | 2016-12-31 | $13,086 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $12,791 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $7,320 |
Contract administrator fees | 2016-12-31 | $7,400 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2016-12-31 | 621532536 |
2015 : SPFS, INC 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $63,031 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $40,594 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $33,405 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $70,822 |
Value of total assets at end of year | 2015-12-31 | $714,115 |
Value of total assets at beginning of year | 2015-12-31 | $691,678 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $7,189 |
Total interest from all sources | 2015-12-31 | $199 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $58,031 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at beginning of year | 2015-12-31 | $0 |
Participant contributions at end of year | 2015-12-31 | $4,030 |
Participant contributions at beginning of year | 2015-12-31 | $136 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $22,437 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $714,115 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $691,678 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $682,928 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $671,441 |
Interest earned on other investments | 2015-12-31 | $199 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $14,366 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $10,710 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-7,990 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $12,791 |
Employer contributions (assets) at end of year | 2015-12-31 | $12,791 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $9,391 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $33,405 |
Contract administrator fees | 2015-12-31 | $7,189 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2015-12-31 | 621532536 |
2014 : SPFS, INC 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $92,373 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $26,141 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $20,087 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $52,994 |
Value of total assets at end of year | 2014-12-31 | $691,678 |
Value of total assets at beginning of year | 2014-12-31 | $625,446 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $6,054 |
Total interest from all sources | 2014-12-31 | $182 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $43,603 |
Participant contributions at end of year | 2014-12-31 | $0 |
Participant contributions at beginning of year | 2014-12-31 | $0 |
Participant contributions at end of year | 2014-12-31 | $136 |
Participant contributions at beginning of year | 2014-12-31 | $745 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $66,232 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $691,678 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $625,446 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $671,441 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $600,476 |
Interest on participant loans | 2014-12-31 | $0 |
Interest earned on other investments | 2014-12-31 | $182 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $10,710 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $15,072 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $39,197 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $9,391 |
Employer contributions (assets) at end of year | 2014-12-31 | $9,391 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $9,153 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $20,087 |
Contract administrator fees | 2014-12-31 | $6,054 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2014-12-31 | 621532536 |
2013 : SPFS, INC 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $138,941 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $81,495 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $75,556 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $52,409 |
Value of total assets at end of year | 2013-12-31 | $625,446 |
Value of total assets at beginning of year | 2013-12-31 | $568,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $5,939 |
Total interest from all sources | 2013-12-31 | $641 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | No |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $43,256 |
Participant contributions at end of year | 2013-12-31 | $745 |
Participant contributions at beginning of year | 2013-12-31 | $715 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $57,446 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $625,446 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $568,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | Yes |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $600,476 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $481,146 |
Interest earned on other investments | 2013-12-31 | $641 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $15,072 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $77,329 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $85,891 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $9,153 |
Employer contributions (assets) at end of year | 2013-12-31 | $9,153 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $8,810 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $75,556 |
Contract administrator fees | 2013-12-31 | $5,939 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2013-12-31 | 621532536 |
2012 : SPFS, INC 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total transfer of assets to this plan | 2012-12-31 | $486,512 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $98,953 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $17,465 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $12,061 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $47,401 |
Value of total assets at end of year | 2012-12-31 | $568,000 |
Value of total assets at beginning of year | 2012-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $5,404 |
Total interest from all sources | 2012-12-31 | $1,529 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | No |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $38,591 |
Participant contributions at end of year | 2012-12-31 | $715 |
Participant contributions at beginning of year | 2012-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $81,488 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $568,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $0 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $481,146 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $0 |
Interest earned on other investments | 2012-12-31 | $1,529 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $77,329 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $50,023 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $8,810 |
Employer contributions (assets) at end of year | 2012-12-31 | $8,810 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $12,061 |
Contract administrator fees | 2012-12-31 | $5,404 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | COULTER & JUSTUS |
Accountancy firm EIN | 2012-12-31 | 621532536 |