401k Plan data: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN plan

UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 401k Plan overview

Plan Name	UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN
Plan identification number	002

UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UMICORE USA INC. has sponsored the creation of one or more 401k plans.

Company Name: UMICORE USA INC.

Employer identification number (EIN): 621551944

NAIC Classification: 325100

Additional information about UMICORE USA INC.

Jurisdiction of Incorporation: Virginia Secretary of State

Incorporation Date: 2011-12-22

Company Identification Number: F188276

Legal Registered Office Address: 4701 Cox Rd Ste 285

Glen Allen
United States of America (USA)
23060-6808

More information about UMICORE USA INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 GALEN M. JONES GALEN M. JONES 2018-10-02
002 2016-01-01 GALEN M. JONES
002 2015-01-01 GALEN JONES GALEN JONES 2016-10-07
002 2014-01-01 GALEN JONES
002 2013-01-01 GALEN JONES
002 2012-01-01 GALEN JONES
002 2011-01-01 GALEN JONES
002 2009-01-01 MICHAEL O'BRIEN

Plan Statistics for UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN

401k plan membership statisitcs for UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN

Measure Date Value
2022: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 746
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 444
Number of retired or separated participants receiving benefits 2022-01-01 20
Number of other retired or separated participants entitled to future benefits 2022-01-01 257
Total of all active and inactive participants 2022-01-01 721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 5
Total participants 2022-01-01 726
Number of participants with account balances 2022-01-01 704
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 32
2021: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 746
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 440
Number of retired or separated participants receiving benefits 2021-01-01 16
Number of other retired or separated participants entitled to future benefits 2021-01-01 286
Total of all active and inactive participants 2021-01-01 742
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 4
Total participants 2021-01-01 746
Number of participants with account balances 2021-01-01 721
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 24
2020: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 817
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 449
Number of retired or separated participants receiving benefits 2020-01-01 12
Number of other retired or separated participants entitled to future benefits 2020-01-01 280
Total of all active and inactive participants 2020-01-01 741
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 5
Total participants 2020-01-01 746
Number of participants with account balances 2020-01-01 727
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 14
2019: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 830
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 600
Number of retired or separated participants receiving benefits 2019-01-01 15
Number of other retired or separated participants entitled to future benefits 2019-01-01 198
Total of all active and inactive participants 2019-01-01 813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 4
Total participants 2019-01-01 817
Number of participants with account balances 2019-01-01 787
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 20
2018: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 828
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 612
Number of retired or separated participants receiving benefits 2018-01-01 15
Number of other retired or separated participants entitled to future benefits 2018-01-01 199
Total of all active and inactive participants 2018-01-01 826
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 4
Total participants 2018-01-01 830
Number of participants with account balances 2018-01-01 801
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 16
2017: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 830
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 559
Number of retired or separated participants receiving benefits 2017-01-01 13
Number of other retired or separated participants entitled to future benefits 2017-01-01 254
Total of all active and inactive participants 2017-01-01 826
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 2
Total participants 2017-01-01 828
Number of participants with account balances 2017-01-01 800
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 27
2016: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 852
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 611
Number of retired or separated participants receiving benefits 2016-01-01 8
Number of other retired or separated participants entitled to future benefits 2016-01-01 210
Total of all active and inactive participants 2016-01-01 829
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 830
Number of participants with account balances 2016-01-01 795
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 29
2015: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 888
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 631
Number of retired or separated participants receiving benefits 2015-01-01 4
Number of other retired or separated participants entitled to future benefits 2015-01-01 216
Total of all active and inactive participants 2015-01-01 851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 852
Number of participants with account balances 2015-01-01 821
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 41
2014: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 834
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 732
Number of retired or separated participants receiving benefits 2014-01-01 3
Number of other retired or separated participants entitled to future benefits 2014-01-01 152
Total of all active and inactive participants 2014-01-01 887
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 888
Number of participants with account balances 2014-01-01 851
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 16
2013: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 890
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 652
Number of retired or separated participants receiving benefits 2013-01-01 5
Number of other retired or separated participants entitled to future benefits 2013-01-01 177
Total of all active and inactive participants 2013-01-01 834
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 834
Number of participants with account balances 2013-01-01 800
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 39
2012: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 853
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 699
Number of retired or separated participants receiving benefits 2012-01-01 4
Number of other retired or separated participants entitled to future benefits 2012-01-01 187
Total of all active and inactive participants 2012-01-01 890
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 890
Number of participants with account balances 2012-01-01 857
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 26
2011: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 787
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 675
Number of retired or separated participants receiving benefits 2011-01-01 4
Number of other retired or separated participants entitled to future benefits 2011-01-01 174
Total of all active and inactive participants 2011-01-01 853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 853
Number of participants with account balances 2011-01-01 824
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 20
2009: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 801
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 557
Number of retired or separated participants receiving benefits 2009-01-01 3
Number of other retired or separated participants entitled to future benefits 2009-01-01 177
Total of all active and inactive participants 2009-01-01 737
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 737
Number of participants with account balances 2009-01-01 706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 23

Measure	Date	Value
2022: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	746
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	444
Number of retired or separated participants receiving benefits	2022-01-01	20
Number of other retired or separated participants entitled to future benefits	2022-01-01	257
Total of all active and inactive participants	2022-01-01	721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	5
Total participants	2022-01-01	726
Number of participants with account balances	2022-01-01	704
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	32
2021: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	746
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	440
Number of retired or separated participants receiving benefits	2021-01-01	16
Number of other retired or separated participants entitled to future benefits	2021-01-01	286
Total of all active and inactive participants	2021-01-01	742
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	4
Total participants	2021-01-01	746
Number of participants with account balances	2021-01-01	721
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	24
2020: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	817
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	449
Number of retired or separated participants receiving benefits	2020-01-01	12
Number of other retired or separated participants entitled to future benefits	2020-01-01	280
Total of all active and inactive participants	2020-01-01	741
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	5
Total participants	2020-01-01	746
Number of participants with account balances	2020-01-01	727
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	14
2019: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	830
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	600
Number of retired or separated participants receiving benefits	2019-01-01	15
Number of other retired or separated participants entitled to future benefits	2019-01-01	198
Total of all active and inactive participants	2019-01-01	813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	4
Total participants	2019-01-01	817
Number of participants with account balances	2019-01-01	787
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	20
2018: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	828
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	612
Number of retired or separated participants receiving benefits	2018-01-01	15
Number of other retired or separated participants entitled to future benefits	2018-01-01	199
Total of all active and inactive participants	2018-01-01	826
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	4
Total participants	2018-01-01	830
Number of participants with account balances	2018-01-01	801
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	16
2017: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	830
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	559
Number of retired or separated participants receiving benefits	2017-01-01	13
Number of other retired or separated participants entitled to future benefits	2017-01-01	254
Total of all active and inactive participants	2017-01-01	826
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	2
Total participants	2017-01-01	828
Number of participants with account balances	2017-01-01	800
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	27
2016: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	852
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	611
Number of retired or separated participants receiving benefits	2016-01-01	8
Number of other retired or separated participants entitled to future benefits	2016-01-01	210
Total of all active and inactive participants	2016-01-01	829
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	830
Number of participants with account balances	2016-01-01	795
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	29
2015: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	888
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	631
Number of retired or separated participants receiving benefits	2015-01-01	4
Number of other retired or separated participants entitled to future benefits	2015-01-01	216
Total of all active and inactive participants	2015-01-01	851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	852
Number of participants with account balances	2015-01-01	821
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	41
2014: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	834
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	732
Number of retired or separated participants receiving benefits	2014-01-01	3
Number of other retired or separated participants entitled to future benefits	2014-01-01	152
Total of all active and inactive participants	2014-01-01	887
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	888
Number of participants with account balances	2014-01-01	851
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	16
2013: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	890
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	652
Number of retired or separated participants receiving benefits	2013-01-01	5
Number of other retired or separated participants entitled to future benefits	2013-01-01	177
Total of all active and inactive participants	2013-01-01	834
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	834
Number of participants with account balances	2013-01-01	800
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	39
2012: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	853
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	699
Number of retired or separated participants receiving benefits	2012-01-01	4
Number of other retired or separated participants entitled to future benefits	2012-01-01	187
Total of all active and inactive participants	2012-01-01	890
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	890
Number of participants with account balances	2012-01-01	857
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	26
2011: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	787
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	675
Number of retired or separated participants receiving benefits	2011-01-01	4
Number of other retired or separated participants entitled to future benefits	2011-01-01	174
Total of all active and inactive participants	2011-01-01	853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	853
Number of participants with account balances	2011-01-01	824
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	20
2009: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	801
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	557
Number of retired or separated participants receiving benefits	2009-01-01	3
Number of other retired or separated participants entitled to future benefits	2009-01-01	177
Total of all active and inactive participants	2009-01-01	737
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	737
Number of participants with account balances	2009-01-01	706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	23

Financial Data on UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN

Measure	Date	Value
2022 : UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-14,202,224
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$11,855,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$11,745,421
Value of total corrective distributions	2022-12-31	$1,306
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$7,053,721
Value of total assets at end of year	2022-12-31	$110,560,559
Value of total assets at beginning of year	2022-12-31	$136,618,470
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$108,960
Total interest from all sources	2022-12-31	$68,330
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$4,949,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$4,949,035
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$3,656,814
Participant contributions at end of year	2022-12-31	$1,488,785
Participant contributions at beginning of year	2022-12-31	$1,350,366
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$186,974
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$807
Other income not declared elsewhere	2022-12-31	$2,339
Administrative expenses (other) incurred	2022-12-31	$108,960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-26,057,911
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$110,560,559
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$136,618,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$95,643,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$120,168,252
Interest on participant loans	2022-12-31	$68,330
Value of interest in common/collective trusts at end of year	2022-12-31	$11,475,187
Value of interest in common/collective trusts at beginning of year	2022-12-31	$13,292,132
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-25,295,506
Net investment gain or loss from common/collective trusts	2022-12-31	$-980,143
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$3,209,933
Employer contributions (assets) at end of year	2022-12-31	$1,953,093
Employer contributions (assets) at beginning of year	2022-12-31	$1,807,720
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$11,744,614
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN	2022-12-31	561415202
2021 : UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$23,252,231
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$16,898,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$16,762,508
Value of total corrective distributions	2021-12-31	$5,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$6,865,594
Value of total assets at end of year	2021-12-31	$136,618,470
Value of total assets at beginning of year	2021-12-31	$130,264,801
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$130,265
Total interest from all sources	2021-12-31	$69,648
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$6,285,283
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$6,285,283
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$3,572,841
Participant contributions at end of year	2021-12-31	$1,350,366
Participant contributions at beginning of year	2021-12-31	$1,466,546
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$232,441
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$7,486
Administrative expenses (other) incurred	2021-12-31	$130,265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$6,353,669
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$136,618,470
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$130,264,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$120,168,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$111,264,800
Interest on participant loans	2021-12-31	$69,648
Value of interest in common/collective trusts at end of year	2021-12-31	$13,292,132
Value of interest in common/collective trusts at beginning of year	2021-12-31	$15,660,519
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$9,821,240
Net investment gain or loss from common/collective trusts	2021-12-31	$210,466
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$3,060,312
Employer contributions (assets) at end of year	2021-12-31	$1,807,720
Employer contributions (assets) at beginning of year	2021-12-31	$1,872,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$16,755,022
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN	2021-12-31	561415202
2020 : UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$23,104,354
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$11,572,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$11,346,540
Expenses. Certain deemed distributions of participant loans	2020-12-31	$-10,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$7,092,561
Value of total assets at end of year	2020-12-31	$130,264,801
Value of total assets at beginning of year	2020-12-31	$118,732,779
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$236,399
Total interest from all sources	2020-12-31	$91,225
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$4,056,617
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$4,056,617
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$3,784,449
Participant contributions at end of year	2020-12-31	$1,466,546
Participant contributions at beginning of year	2020-12-31	$1,937,077
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$109,169
Administrative expenses (other) incurred	2020-12-31	$236,399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$11,532,022
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$130,264,801
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$118,732,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$111,264,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$101,725,465
Interest on participant loans	2020-12-31	$91,225
Value of interest in common/collective trusts at end of year	2020-12-31	$15,660,519
Value of interest in common/collective trusts at beginning of year	2020-12-31	$12,628,384
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$11,555,639
Net investment gain or loss from common/collective trusts	2020-12-31	$308,312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$3,198,943
Employer contributions (assets) at end of year	2020-12-31	$1,872,936
Employer contributions (assets) at beginning of year	2020-12-31	$2,441,853
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$11,346,540
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN	2020-12-31	561415202
2019 : UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$28,977,045
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$7,427,151
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$7,316,960
Expenses. Certain deemed distributions of participant loans	2019-12-31	$10,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$9,191,651
Value of total assets at end of year	2019-12-31	$118,732,779
Value of total assets at beginning of year	2019-12-31	$97,182,885
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$99,584
Total interest from all sources	2019-12-31	$113,696
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$3,776,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$3,776,867
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$4,227,719
Participant contributions at end of year	2019-12-31	$1,937,077
Participant contributions at beginning of year	2019-12-31	$2,215,950
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$998,380
Administrative expenses (other) incurred	2019-12-31	$99,584
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$21,549,894
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$118,732,779
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$97,182,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$101,725,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$81,819,220
Interest on participant loans	2019-12-31	$113,696
Value of interest in common/collective trusts at end of year	2019-12-31	$12,628,384
Value of interest in common/collective trusts at beginning of year	2019-12-31	$10,751,158
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$15,663,512
Net investment gain or loss from common/collective trusts	2019-12-31	$231,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$3,965,552
Employer contributions (assets) at end of year	2019-12-31	$2,441,853
Employer contributions (assets) at beginning of year	2019-12-31	$2,396,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$7,316,960
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN	2019-12-31	561415202
2018 : UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$5,958,344
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$11,564,630
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$11,527,442
Expenses. Certain deemed distributions of participant loans	2018-12-31	$2,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$10,369,530
Value of total assets at end of year	2018-12-31	$97,182,885
Value of total assets at beginning of year	2018-12-31	$102,789,171
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$35,130
Total interest from all sources	2018-12-31	$104,553
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$3,750,503
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$3,750,503
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$4,009,399
Participant contributions at end of year	2018-12-31	$2,215,950
Participant contributions at beginning of year	2018-12-31	$2,093,535
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$503
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$2,512,465
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$304
Administrative expenses (other) incurred	2018-12-31	$35,130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-5,606,286
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$97,182,885
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$102,789,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$81,819,220
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$87,908,638
Interest on participant loans	2018-12-31	$104,553
Value of interest in common/collective trusts at end of year	2018-12-31	$10,751,158
Value of interest in common/collective trusts at beginning of year	2018-12-31	$10,594,965
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-8,350,295
Net investment gain or loss from common/collective trusts	2018-12-31	$84,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$3,847,666
Employer contributions (assets) at end of year	2018-12-31	$2,396,557
Employer contributions (assets) at beginning of year	2018-12-31	$2,191,530
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$11,527,138
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN	2018-12-31	561415202
2017 : UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$21,621,120
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$5,432,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,326,899
Expenses. Certain deemed distributions of participant loans	2017-12-31	$8,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$7,609,886
Value of total assets at end of year	2017-12-31	$102,789,171
Value of total assets at beginning of year	2017-12-31	$86,600,819
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$97,279
Total interest from all sources	2017-12-31	$90,213
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$3,153,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$3,153,700
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$3,698,997
Participant contributions at end of year	2017-12-31	$2,093,535
Participant contributions at beginning of year	2017-12-31	$1,819,708
Participant contributions at end of year	2017-12-31	$503
Participant contributions at beginning of year	2017-12-31	$100,470
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$354,194
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$428
Administrative expenses (other) incurred	2017-12-31	$97,279
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$16,188,352
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$102,789,171
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$86,600,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$87,908,638
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$71,326,386
Interest on participant loans	2017-12-31	$90,213
Value of interest in common/collective trusts at end of year	2017-12-31	$10,594,965
Value of interest in common/collective trusts at beginning of year	2017-12-31	$11,126,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$10,580,420
Net investment gain or loss from common/collective trusts	2017-12-31	$186,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$3,556,695
Employer contributions (assets) at end of year	2017-12-31	$2,191,530
Employer contributions (assets) at beginning of year	2017-12-31	$2,227,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,326,471
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN	2017-12-31	561415202
2016 : UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$13,547,391
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$6,639,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$6,497,143
Expenses. Certain deemed distributions of participant loans	2016-12-31	$5,360
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$7,532,820
Value of total assets at end of year	2016-12-31	$86,600,819
Value of total assets at beginning of year	2016-12-31	$79,692,504
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$136,573
Total interest from all sources	2016-12-31	$75,793
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$2,386,468
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$2,386,468
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,531,908
Participant contributions at end of year	2016-12-31	$1,819,708
Participant contributions at beginning of year	2016-12-31	$1,837,857
Participant contributions at end of year	2016-12-31	$100,470
Participant contributions at beginning of year	2016-12-31	$97,556
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$468,308
Administrative expenses (other) incurred	2016-12-31	$136,573
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$6,908,315
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$86,600,819
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$79,692,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$71,326,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$64,817,694
Interest on participant loans	2016-12-31	$75,793
Value of interest in common/collective trusts at end of year	2016-12-31	$11,126,265
Value of interest in common/collective trusts at beginning of year	2016-12-31	$10,630,167
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$3,353,926
Net investment gain or loss from common/collective trusts	2016-12-31	$198,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$3,532,604
Employer contributions (assets) at end of year	2016-12-31	$2,227,990
Employer contributions (assets) at beginning of year	2016-12-31	$2,309,230
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$6,497,143
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN	2016-12-31	561415202
2015 : UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$8,465,189
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$7,734,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$7,685,577
Value of total corrective distributions	2015-12-31	$1,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$8,569,021
Value of total assets at end of year	2015-12-31	$79,692,504
Value of total assets at beginning of year	2015-12-31	$78,962,066
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$48,114
Total interest from all sources	2015-12-31	$84,533
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$3,109,085
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$3,109,085
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$3,658,340
Participant contributions at end of year	2015-12-31	$1,837,857
Participant contributions at beginning of year	2015-12-31	$2,092,078
Participant contributions at end of year	2015-12-31	$97,556
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,197,349
Administrative expenses (other) incurred	2015-12-31	$48,114
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$730,438
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$79,692,504
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$78,962,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$64,817,694
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$63,732,916
Interest on participant loans	2015-12-31	$84,533
Value of interest in common/collective trusts at end of year	2015-12-31	$10,630,167
Value of interest in common/collective trusts at beginning of year	2015-12-31	$10,811,371
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-3,496,457
Net investment gain or loss from common/collective trusts	2015-12-31	$199,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$3,713,332
Employer contributions (assets) at end of year	2015-12-31	$2,309,230
Employer contributions (assets) at beginning of year	2015-12-31	$2,325,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$7,685,577
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN	2015-12-31	561415202
2014 : UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$1,226,876
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$12,638,658
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$5,595,671
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,554,413
Expenses. Certain deemed distributions of participant loans	2014-12-31	$-3,892
Value of total corrective distributions	2014-12-31	$6,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$7,818,859
Value of total assets at end of year	2014-12-31	$78,962,066
Value of total assets at beginning of year	2014-12-31	$70,692,203
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$38,918
Total interest from all sources	2014-12-31	$86,124
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$2,290,448
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$2,290,448
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$3,391,110
Participant contributions at end of year	2014-12-31	$2,092,078
Participant contributions at beginning of year	2014-12-31	$1,926,726
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$744,512
Administrative expenses (other) incurred	2014-12-31	$38,918
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$7,042,987
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$78,962,066
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$70,692,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$63,732,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$54,028,539
Interest on participant loans	2014-12-31	$86,124
Value of interest in common/collective trusts at end of year	2014-12-31	$10,811,371
Value of interest in common/collective trusts at beginning of year	2014-12-31	$12,637,435
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,584,686
Net investment gain or loss from common/collective trusts	2014-12-31	$-141,459
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$3,683,237
Employer contributions (assets) at end of year	2014-12-31	$2,325,701
Employer contributions (assets) at beginning of year	2014-12-31	$2,099,503
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,554,413
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN	2014-12-31	561415202
2013 : UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$16,807,053
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$4,907,871
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,827,884
Expenses. Certain deemed distributions of participant loans	2013-12-31	$894
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$6,893,356
Value of total assets at end of year	2013-12-31	$70,692,203
Value of total assets at beginning of year	2013-12-31	$58,793,021
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$79,093
Total interest from all sources	2013-12-31	$79,373
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,797,073
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,797,073
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,176,520
Participant contributions at end of year	2013-12-31	$1,926,726
Participant contributions at beginning of year	2013-12-31	$1,904,664
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$355,946
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$79,093
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$11,899,182
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$70,692,203
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$58,793,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$54,028,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$43,202,056
Interest on participant loans	2013-12-31	$79,373
Value of interest in common/collective trusts at end of year	2013-12-31	$12,637,435
Value of interest in common/collective trusts at beginning of year	2013-12-31	$11,531,573
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$8,082,949
Net investment gain or loss from common/collective trusts	2013-12-31	$-45,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$3,360,890
Employer contributions (assets) at end of year	2013-12-31	$2,099,503
Employer contributions (assets) at beginning of year	2013-12-31	$2,154,728
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,827,884
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN	2013-12-31	561415202
2012 : UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$12,062,871
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,575,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,545,094
Expenses. Certain deemed distributions of participant loans	2012-12-31	$8,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$6,929,501
Value of total assets at end of year	2012-12-31	$58,793,021
Value of total assets at beginning of year	2012-12-31	$49,306,101
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$22,256
Total interest from all sources	2012-12-31	$69,575
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,178,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,178,275
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$3,298,172
Participant contributions at end of year	2012-12-31	$1,904,664
Participant contributions at beginning of year	2012-12-31	$1,332,707
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$3,147
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$161,596
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$4,963
Administrative expenses (other) incurred	2012-12-31	$22,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$9,486,920
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$58,793,021
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$49,306,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$43,202,056
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$34,801,797
Interest on participant loans	2012-12-31	$69,575
Value of interest in common/collective trusts at end of year	2012-12-31	$11,531,573
Value of interest in common/collective trusts at beginning of year	2012-12-31	$11,093,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,565,339
Net investment gain or loss from common/collective trusts	2012-12-31	$320,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$3,469,733
Employer contributions (assets) at end of year	2012-12-31	$2,154,728
Employer contributions (assets) at beginning of year	2012-12-31	$2,075,293
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,540,131
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN	2012-12-31	561415202
2011 : UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$6,655,714
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,234,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,163,143
Expenses. Certain deemed distributions of participant loans	2011-12-31	$14,927
Value of total corrective distributions	2011-12-31	$9,305
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$6,680,175
Value of total assets at end of year	2011-12-31	$49,306,101
Value of total assets at beginning of year	2011-12-31	$44,884,768
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$47,006
Total interest from all sources	2011-12-31	$56,272
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,015,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,015,456
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,139,779
Participant contributions at end of year	2011-12-31	$1,332,707
Participant contributions at beginning of year	2011-12-31	$1,062,948
Participant contributions at end of year	2011-12-31	$3,147
Participant contributions at beginning of year	2011-12-31	$84,925
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$226,865
Administrative expenses (other) incurred	2011-12-31	$47,006
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$4,421,333
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$49,306,101
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$44,884,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$34,801,797
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$33,295,530
Interest on participant loans	2011-12-31	$56,272
Value of interest in common/collective trusts at end of year	2011-12-31	$11,093,157
Value of interest in common/collective trusts at beginning of year	2011-12-31	$8,617,935
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,547,071
Net investment gain or loss from common/collective trusts	2011-12-31	$450,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$3,313,531
Employer contributions (assets) at end of year	2011-12-31	$2,075,293
Employer contributions (assets) at beginning of year	2011-12-31	$1,823,430
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,163,143
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HUGHES, PITTMAN & GUPTON, LLP
Accountancy firm EIN	2011-12-31	561415202
2010 : UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$10,080,839
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,109,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,026,820
Expenses. Certain deemed distributions of participant loans	2010-12-31	$14,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$5,711,094
Value of total assets at end of year	2010-12-31	$44,884,768
Value of total assets at beginning of year	2010-12-31	$36,913,643
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$68,308
Total interest from all sources	2010-12-31	$44,287
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$655,132
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$655,132
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,710,820
Participant contributions at end of year	2010-12-31	$1,062,948
Participant contributions at beginning of year	2010-12-31	$814,673
Participant contributions at end of year	2010-12-31	$84,925
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$147,300
Administrative expenses (other) incurred	2010-12-31	$68,308
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$7,971,125
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$44,884,768
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$36,913,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$33,295,530
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$25,596,521
Interest on participant loans	2010-12-31	$44,287
Value of interest in common/collective trusts at end of year	2010-12-31	$8,617,935
Value of interest in common/collective trusts at beginning of year	2010-12-31	$8,805,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,268,994
Net investment gain or loss from common/collective trusts	2010-12-31	$401,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$2,852,974
Employer contributions (assets) at end of year	2010-12-31	$1,823,430
Employer contributions (assets) at beginning of year	2010-12-31	$1,696,951
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,026,820
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HUGHES PITTMAN & GUPTON, LLP
Accountancy firm EIN	2010-12-31	561415202

Form 5500 Responses for UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN

2022: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: UMICORE AFFILIATES 401(K) SAVINGS AND INVESTMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	UMICORE USA INC.
Employer identification number (EIN):	621551944
NAIC Classification:	325100

Jurisdiction of Incorporation:	Virginia Secretary of State
Incorporation Date:	2011-12-22
Company Identification Number:	F188276
Legal Registered Office Address:	4701 Cox Rd Ste 285 Glen Allen United States of America (USA) 23060-6808