401k Plan data: DIRECT GENERAL CORPORATION 401K PLAN & TRUST plan

DIRECT GENERAL CORPORATION 401K PLAN & TRUST 401k Plan overview

Plan Name	DIRECT GENERAL CORPORATION 401K PLAN & TRUST
Plan identification number	001

DIRECT GENERAL CORPORATION 401K PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DIRECT GENERAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: DIRECT GENERAL CORPORATION

Employer identification number (EIN): 621564496

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Additional information about DIRECT GENERAL CORPORATION

Jurisdiction of Incorporation: Tennessee Secretary of State Division of Business Services

Incorporation Date:

Company Identification Number: 000270737

More information about DIRECT GENERAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIRECT GENERAL CORPORATION 401K PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 LORI SHIELDS
001 2017-01-01
001 2016-01-01 LORI SHIELDS
001 2015-01-01 WILLIAM SMITH WILLIAM SMITH 2016-10-14
001 2014-01-01 WILLIAM SMITH WILLIAM SMITH 2015-10-12
001 2013-01-01 BILL SMITH BILL SMITH 2014-10-15
001 2012-01-01 WILLIAM SMITH WILLIAM SMITH 2013-10-15
001 2011-01-01 BILL SMITH BILL SMITH 2012-10-12
001 2010-01-01 WILLIAM SMITH WILLIAM SMITH 2011-10-11
001 2009-01-01 KIM W. NOWELL KIM W. NOWELL 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	LORI SHIELDS
001	2017-01-01
001	2016-01-01	LORI SHIELDS
001	2015-01-01	WILLIAM SMITH	WILLIAM SMITH	2016-10-14
001	2014-01-01	WILLIAM SMITH	WILLIAM SMITH	2015-10-12
001	2013-01-01	BILL SMITH	BILL SMITH	2014-10-15
001	2012-01-01	WILLIAM SMITH	WILLIAM SMITH	2013-10-15
001	2011-01-01	BILL SMITH	BILL SMITH	2012-10-12
001	2010-01-01	WILLIAM SMITH	WILLIAM SMITH	2011-10-11
001	2009-01-01	KIM W. NOWELL	KIM W. NOWELL	2010-10-14

Plan Statistics for DIRECT GENERAL CORPORATION 401K PLAN & TRUST

401k plan membership statisitcs for DIRECT GENERAL CORPORATION 401K PLAN & TRUST

Measure Date Value
2017: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 2,245
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 3
Total of all active and inactive participants 2016-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 3
Number of participants with account balances 2016-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2,159
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2,051
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 194
Total of all active and inactive participants 2015-01-01 2,245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 2,245
Number of participants with account balances 2015-01-01 964
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 51
2014: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,152
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,993
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 166
Total of all active and inactive participants 2014-01-01 2,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 2,159
Number of participants with account balances 2014-01-01 915
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 63
2013: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,915
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,008
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 144
Total of all active and inactive participants 2013-01-01 2,152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2,152
Number of participants with account balances 2013-01-01 875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 48
2012: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,925
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,767
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 148
Total of all active and inactive participants 2012-01-01 1,915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,915
Number of participants with account balances 2012-01-01 852
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 36
2011: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,158
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,754
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 169
Total of all active and inactive participants 2011-01-01 1,923
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 1,925
Number of participants with account balances 2011-01-01 905
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 45
2010: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 2,092
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,903
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 253
Total of all active and inactive participants 2010-01-01 2,156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 2
Total participants 2010-01-01 2,158
Number of participants with account balances 2010-01-01 849
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 115
2009: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,369
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,015
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 76
Total of all active and inactive participants 2009-01-01 2,091
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 2,092
Number of participants with account balances 2009-01-01 752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 14

Measure	Date	Value
2017: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2,245
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	3
Total of all active and inactive participants	2016-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	3
Number of participants with account balances	2016-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2,159
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2,051
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	194
Total of all active and inactive participants	2015-01-01	2,245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	2,245
Number of participants with account balances	2015-01-01	964
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	51
2014: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,152
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,993
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	166
Total of all active and inactive participants	2014-01-01	2,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	2,159
Number of participants with account balances	2014-01-01	915
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	63
2013: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,915
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,008
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	144
Total of all active and inactive participants	2013-01-01	2,152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2,152
Number of participants with account balances	2013-01-01	875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	48
2012: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,925
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,767
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	148
Total of all active and inactive participants	2012-01-01	1,915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,915
Number of participants with account balances	2012-01-01	852
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	36
2011: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,158
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,754
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	169
Total of all active and inactive participants	2011-01-01	1,923
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	1,925
Number of participants with account balances	2011-01-01	905
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	45
2010: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	2,092
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,903
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	253
Total of all active and inactive participants	2010-01-01	2,156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	2
Total participants	2010-01-01	2,158
Number of participants with account balances	2010-01-01	849
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	115
2009: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,369
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,015
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	76
Total of all active and inactive participants	2009-01-01	2,091
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	2,092
Number of participants with account balances	2009-01-01	752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	14

Financial Data on DIRECT GENERAL CORPORATION 401K PLAN & TRUST

Measure	Date	Value
2017 : DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2017 401k financial data
Total income from all sources	2017-10-04	$308
Expenses. Total of all expenses incurred	2017-10-04	$50,236
Benefits paid (including direct rollovers)	2017-10-04	$45,165
Total plan assets at end of year	2017-10-04	$0
Total plan assets at beginning of year	2017-10-04	$49,928
Value of fidelity bond covering the plan	2017-10-04	$500,000
Other income received	2017-10-04	$308
Net income (gross income less expenses)	2017-10-04	$-49,928
Net plan assets at end of year (total assets less liabilities)	2017-10-04	$0
Net plan assets at beginning of year (total assets less liabilities)	2017-10-04	$49,928
Expenses. Administrative service providers (salaries,fees and commissions)	2017-10-04	$5,071
2016 : DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$5,466,705
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$31,415,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$31,164,059
Value of total corrective distributions	2016-12-31	$107,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,518,699
Value of total assets at end of year	2016-12-31	$49,928
Value of total assets at beginning of year	2016-12-31	$25,999,188
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$144,082
Total interest from all sources	2016-12-31	$32,129
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$590,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$590,389
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,273,120
Participant contributions at end of year	2016-12-31	$4,300
Participant contributions at beginning of year	2016-12-31	$1,022,287
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$376,455
Other income not declared elsewhere	2016-12-31	$1,047
Administrative expenses (other) incurred	2016-12-31	$144,082
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-25,949,260
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$49,928
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$25,999,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$9,484
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$22,059,012
Interest on participant loans	2016-12-31	$32,129
Value of interest in common/collective trusts at end of year	2016-12-31	$36,144
Value of interest in common/collective trusts at beginning of year	2016-12-31	$2,917,889
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,279,517
Net investment gain or loss from common/collective trusts	2016-12-31	$44,924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$869,124
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$31,164,059
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	FAULKNER MACKIE & COCHRAN, PC
Accountancy firm EIN	2016-12-31	621517876
2015 : DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$4,494,139
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,747,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,472,261
Expenses. Certain deemed distributions of participant loans	2015-12-31	$26,120
Value of total corrective distributions	2015-12-31	$107,556
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,510,007
Value of total assets at end of year	2015-12-31	$25,999,188
Value of total assets at beginning of year	2015-12-31	$24,252,696
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$141,710
Total interest from all sources	2015-12-31	$34,212
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,162,086
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,162,086
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,513,739
Participant contributions at end of year	2015-12-31	$1,022,287
Participant contributions at beginning of year	2015-12-31	$974,161
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$945,922
Other income not declared elsewhere	2015-12-31	$1,038
Administrative expenses (other) incurred	2015-12-31	$141,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,746,492
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$25,999,188
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$24,252,696
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$22,059,012
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$20,853,601
Interest on participant loans	2015-12-31	$34,212
Value of interest in common/collective trusts at end of year	2015-12-31	$2,917,889
Value of interest in common/collective trusts at beginning of year	2015-12-31	$2,424,934
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,249,944
Net investment gain or loss from common/collective trusts	2015-12-31	$36,740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,050,346
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,472,261
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	FAULKNER MACKIE & COCHRAN, PC
Accountancy firm EIN	2015-12-31	621517876
2014 : DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$5,477,813
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,632,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,325,652
Expenses. Certain deemed distributions of participant loans	2014-12-31	$3,238
Value of total corrective distributions	2014-12-31	$154,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,855,579
Value of total assets at end of year	2014-12-31	$24,252,696
Value of total assets at beginning of year	2014-12-31	$22,407,758
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$149,904
Total interest from all sources	2014-12-31	$35,959
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,265,297
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,265,297
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,333,338
Participant contributions at end of year	2014-12-31	$974,161
Participant contributions at beginning of year	2014-12-31	$977,455
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$562,488
Other income not declared elsewhere	2014-12-31	$4,845
Administrative expenses (other) incurred	2014-12-31	$149,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,844,938
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$24,252,696
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$22,407,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$20,853,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$18,707,848
Interest on participant loans	2014-12-31	$35,959
Value of interest in common/collective trusts at end of year	2014-12-31	$2,424,934
Value of interest in common/collective trusts at beginning of year	2014-12-31	$2,722,455
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$284,136
Net investment gain or loss from common/collective trusts	2014-12-31	$31,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$959,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,325,652
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	FAULKNER MACKIE & COCHRAN, PC
Accountancy firm EIN	2014-12-31	621517876
2013 : DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$7,266,323
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,947,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,769,408
Expenses. Certain deemed distributions of participant loans	2013-12-31	$35,095
Value of total corrective distributions	2013-12-31	$54,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,724,603
Value of total assets at end of year	2013-12-31	$22,407,758
Value of total assets at beginning of year	2013-12-31	$18,088,465
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$87,607
Total interest from all sources	2013-12-31	$37,960
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$854,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$854,984
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,265,197
Participant contributions at end of year	2013-12-31	$977,455
Participant contributions at beginning of year	2013-12-31	$927,174
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$511,500
Other income not declared elsewhere	2013-12-31	$14,702
Administrative expenses (other) incurred	2013-12-31	$87,607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,319,293
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$22,407,758
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$18,088,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$18,707,848
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$14,646,620
Interest on participant loans	2013-12-31	$37,960
Value of interest in common/collective trusts at end of year	2013-12-31	$2,722,455
Value of interest in common/collective trusts at beginning of year	2013-12-31	$2,514,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,594,621
Net investment gain or loss from common/collective trusts	2013-12-31	$39,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$947,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,769,408
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	FAULKNER MACKIE & COCHRAN, PC
Accountancy firm EIN	2013-12-31	621517876
2012 : DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,893,269
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,316,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,223,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,110,919
Value of total assets at end of year	2012-12-31	$18,088,465
Value of total assets at beginning of year	2012-12-31	$16,511,763
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$92,685
Total interest from all sources	2012-12-31	$32,450
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$433,789
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$433,789
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,963,314
Participant contributions at end of year	2012-12-31	$927,174
Participant contributions at beginning of year	2012-12-31	$847,820
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$384,262
Other income not declared elsewhere	2012-12-31	$1,144
Administrative expenses (other) incurred	2012-12-31	$92,685
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,576,702
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$18,088,465
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$16,511,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$14,646,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$12,882,840
Interest on participant loans	2012-12-31	$32,450
Value of interest in common/collective trusts at end of year	2012-12-31	$2,514,671
Value of interest in common/collective trusts at beginning of year	2012-12-31	$2,781,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,276,708
Net investment gain or loss from common/collective trusts	2012-12-31	$38,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$763,343
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,223,882
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	FAULKNER MACKIE & COCHRAN, PC
Accountancy firm EIN	2012-12-31	621517876
2011 : DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,921,985
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,217,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,986,387
Value of total corrective distributions	2011-12-31	$127,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,883,710
Value of total assets at end of year	2011-12-31	$16,511,763
Value of total assets at beginning of year	2011-12-31	$16,807,402
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$103,876
Total interest from all sources	2011-12-31	$37,721
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$468,376
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$468,376
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,999,240
Participant contributions at end of year	2011-12-31	$847,820
Participant contributions at beginning of year	2011-12-31	$744,573
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$286,839
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$17,336
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-295,639
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$16,511,763
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$16,807,402
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$12,882,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$12,488,308
Interest on participant loans	2011-12-31	$37,721
Value of interest in common/collective trusts at end of year	2011-12-31	$2,781,103
Value of interest in common/collective trusts at beginning of year	2011-12-31	$3,557,185
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-520,723
Net investment gain or loss from common/collective trusts	2011-12-31	$52,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$597,631
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,986,387
Contract administrator fees	2011-12-31	$103,876
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FAULKNER MACKIE & COCHRAN, PC
Accountancy firm EIN	2011-12-31	621517876
2010 : DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,103,752
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,474,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,325,288
Expenses. Certain deemed distributions of participant loans	2010-12-31	$51,825
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,472,601
Value of total assets at end of year	2010-12-31	$16,807,402
Value of total assets at beginning of year	2010-12-31	$14,178,286
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$97,523
Total interest from all sources	2010-12-31	$33,107
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$201,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$201,582
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,787,973
Participant contributions at end of year	2010-12-31	$744,573
Participant contributions at beginning of year	2010-12-31	$692,298
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$51,370
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$17,336
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,629,116
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$16,807,402
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$14,178,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$35,588
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$12,488,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$10,211,121
Interest on participant loans	2010-12-31	$33,107
Value of interest in common/collective trusts at end of year	2010-12-31	$3,557,185
Value of interest in common/collective trusts at beginning of year	2010-12-31	$3,274,867
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,329,433
Net investment gain or loss from common/collective trusts	2010-12-31	$67,029
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$633,258
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,325,288
Contract administrator fees	2010-12-31	$61,935
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	FAULKNER MACKIE & COCHRAN, PC
Accountancy firm EIN	2010-12-31	621517876

Form 5500 Responses for DIRECT GENERAL CORPORATION 401K PLAN & TRUST

2017: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: DIRECT GENERAL CORPORATION 401K PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DIRECT GENERAL CORPORATION
Employer identification number (EIN):	621564496
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies

Jurisdiction of Incorporation:	Tennessee Secretary of State Division of Business Services
Incorporation Date:
Company Identification Number:	000270737