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UNUM GROUP 401K RETIREMENT PLAN 401k Plan overview

Plan NameUNUM GROUP 401K RETIREMENT PLAN
Plan identification number 002

UNUM GROUP 401K RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNUM GROUP has sponsored the creation of one or more 401k plans.

Company Name:UNUM GROUP
Employer identification number (EIN):621598430
NAIC Classification:524140

Additional information about UNUM GROUP

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2491659

More information about UNUM GROUP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNUM GROUP 401K RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01ROB HECKER
0022016-01-01ROB HECKER
0022015-01-01ROB HECKER
0022014-01-01LINDA LEVESQUE
0022013-01-01LINDA LEVESQUE
0022012-01-01LINDA LEVESQUE
0022011-01-01LINDA LEVESQUE
0022010-01-01LINDA LEVESQUE
0022009-01-01LINDA LEVESQUE

Plan Statistics for UNUM GROUP 401K RETIREMENT PLAN

401k plan membership statisitcs for UNUM GROUP 401K RETIREMENT PLAN

Measure Date Value
2022: UNUM GROUP 401K RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0112,313
Total number of active participants reported on line 7a of the Form 55002022-01-019,604
Number of retired or separated participants receiving benefits2022-01-01154
Number of other retired or separated participants entitled to future benefits2022-01-013,244
Total of all active and inactive participants2022-01-0113,002
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0115
Total participants2022-01-0113,017
Number of participants with account balances2022-01-0112,811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: UNUM GROUP 401K RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0112,775
Total number of active participants reported on line 7a of the Form 55002021-01-018,931
Number of retired or separated participants receiving benefits2021-01-01155
Number of other retired or separated participants entitled to future benefits2021-01-013,220
Total of all active and inactive participants2021-01-0112,306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-017
Total participants2021-01-0112,313
Number of participants with account balances2021-01-0112,195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: UNUM GROUP 401K RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0112,737
Total number of active participants reported on line 7a of the Form 55002020-01-019,756
Number of retired or separated participants receiving benefits2020-01-0148
Number of other retired or separated participants entitled to future benefits2020-01-012,964
Total of all active and inactive participants2020-01-0112,768
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-017
Total participants2020-01-0112,775
Number of participants with account balances2020-01-0112,499
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: UNUM GROUP 401K RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0112,001
Total number of active participants reported on line 7a of the Form 55002019-01-019,823
Number of retired or separated participants receiving benefits2019-01-01154
Number of other retired or separated participants entitled to future benefits2019-01-012,755
Total of all active and inactive participants2019-01-0112,732
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-015
Total participants2019-01-0112,737
Number of participants with account balances2019-01-0112,263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: UNUM GROUP 401K RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0111,704
Total number of active participants reported on line 7a of the Form 55002018-01-019,129
Number of retired or separated participants receiving benefits2018-01-01139
Number of other retired or separated participants entitled to future benefits2018-01-012,726
Total of all active and inactive participants2018-01-0111,994
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-017
Total participants2018-01-0112,001
Number of participants with account balances2018-01-0111,680
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: UNUM GROUP 401K RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0111,671
Total number of active participants reported on line 7a of the Form 55002017-01-018,978
Number of retired or separated participants receiving benefits2017-01-01132
Number of other retired or separated participants entitled to future benefits2017-01-012,587
Total of all active and inactive participants2017-01-0111,697
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-017
Total participants2017-01-0111,704
Number of participants with account balances2017-01-0111,348
2016: UNUM GROUP 401K RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0111,184
Total number of active participants reported on line 7a of the Form 55002016-01-019,047
Number of retired or separated participants receiving benefits2016-01-01126
Number of other retired or separated participants entitled to future benefits2016-01-012,492
Total of all active and inactive participants2016-01-0111,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-0111,671
Number of participants with account balances2016-01-0111,289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: UNUM GROUP 401K RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0111,117
Total number of active participants reported on line 7a of the Form 55002015-01-018,719
Number of retired or separated participants receiving benefits2015-01-01115
Number of other retired or separated participants entitled to future benefits2015-01-012,345
Total of all active and inactive participants2015-01-0111,179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-0111,184
Number of participants with account balances2015-01-0111,048
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: UNUM GROUP 401K RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0110,966
Total number of active participants reported on line 7a of the Form 55002014-01-018,739
Number of retired or separated participants receiving benefits2014-01-01100
Number of other retired or separated participants entitled to future benefits2014-01-012,273
Total of all active and inactive participants2014-01-0111,112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-015
Total participants2014-01-0111,117
Number of participants with account balances2014-01-0110,971
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: UNUM GROUP 401K RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0110,902
Total number of active participants reported on line 7a of the Form 55002013-01-018,465
Number of retired or separated participants receiving benefits2013-01-0181
Number of other retired or separated participants entitled to future benefits2013-01-012,411
Total of all active and inactive participants2013-01-0110,957
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-019
Total participants2013-01-0110,966
Number of participants with account balances2013-01-0110,281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: UNUM GROUP 401K RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0111,237
Total number of active participants reported on line 7a of the Form 55002012-01-018,380
Number of retired or separated participants receiving benefits2012-01-01103
Number of other retired or separated participants entitled to future benefits2012-01-012,411
Total of all active and inactive participants2012-01-0110,894
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-018
Total participants2012-01-0110,902
Number of participants with account balances2012-01-0110,145
2011: UNUM GROUP 401K RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0111,561
Total number of active participants reported on line 7a of the Form 55002011-01-018,702
Number of retired or separated participants receiving benefits2011-01-01230
Number of other retired or separated participants entitled to future benefits2011-01-012,276
Total of all active and inactive participants2011-01-0111,208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0129
Total participants2011-01-0111,237
Number of participants with account balances2011-01-0110,334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: UNUM GROUP 401K RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0111,830
Total number of active participants reported on line 7a of the Form 55002010-01-018,858
Number of retired or separated participants receiving benefits2010-01-01257
Number of other retired or separated participants entitled to future benefits2010-01-012,319
Total of all active and inactive participants2010-01-0111,434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-01127
Total participants2010-01-0111,561
Number of participants with account balances2010-01-0110,438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: UNUM GROUP 401K RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0115,744
Total number of active participants reported on line 7a of the Form 55002009-01-019,102
Number of retired or separated participants receiving benefits2009-01-01207
Number of other retired or separated participants entitled to future benefits2009-01-012,441
Total of all active and inactive participants2009-01-0111,750
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0180
Total participants2009-01-0111,830
Number of participants with account balances2009-01-0110,373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UNUM GROUP 401K RETIREMENT PLAN

Measure Date Value
2022 : UNUM GROUP 401K RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$9,807,410
Total unrealized appreciation/depreciation of assets2022-12-31$9,807,410
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-237,785,586
Total loss/gain on sale of assets2022-12-31$573,097
Total of all expenses incurred2022-12-31$188,532,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$186,701,319
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$132,720,292
Value of total assets at end of year2022-12-31$1,823,433,108
Value of total assets at beginning of year2022-12-31$2,249,751,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,831,625
Total interest from all sources2022-12-31$807,727
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$20,050,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$19,267,385
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$20,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$60,282,468
Participant contributions at end of year2022-12-31$17,485,092
Participant contributions at beginning of year2022-12-31$17,163,428
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$6,222,434
Administrative expenses (other) incurred2022-12-31$716,428
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-426,318,530
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,823,433,108
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,249,751,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$1,115,197
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$842,591,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,088,980,814
Interest on participant loans2022-12-31$800,295
Value of interest in common/collective trusts at end of year2022-12-31$936,328,362
Value of interest in common/collective trusts at beginning of year2022-12-31$1,125,894,768
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$476,058
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$322,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$322,484
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$7,432
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-207,468,895
Net investment gain or loss from common/collective trusts2022-12-31$-194,275,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$24,449,900
Assets. Invements in employer securities at beginning of year2022-12-31$15,708,854
Contributions received in cash from employer2022-12-31$66,215,390
Employer contributions (assets) at end of year2022-12-31$2,102,272
Employer contributions (assets) at beginning of year2022-12-31$1,681,290
Income. Dividends from common stock2022-12-31$782,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$186,701,319
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$1,649,358
Aggregate carrying amount (costs) on sale of assets2022-12-31$1,076,261
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2022-12-31346565596
2021 : UNUM GROUP 401K RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$1,042,210
Total unrealized appreciation/depreciation of assets2021-12-31$1,042,210
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$440,091,684
Total loss/gain on sale of assets2021-12-31$131,122
Total of all expenses incurred2021-12-31$205,303,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$203,523,367
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$126,127,716
Value of total assets at end of year2021-12-31$2,249,751,638
Value of total assets at beginning of year2021-12-31$2,014,963,680
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,780,359
Total interest from all sources2021-12-31$936,768
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$39,734,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$38,965,827
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$20,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$56,528,719
Participant contributions at end of year2021-12-31$17,163,428
Participant contributions at beginning of year2021-12-31$18,190,833
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$5,762,206
Administrative expenses (other) incurred2021-12-31$588,306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$234,787,958
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,249,751,638
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,014,963,680
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$1,192,053
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,088,980,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,009,871,645
Interest on participant loans2021-12-31$936,768
Value of interest in common/collective trusts at end of year2021-12-31$1,125,894,768
Value of interest in common/collective trusts at beginning of year2021-12-31$969,564,647
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$322,484
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$374,331
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$374,331
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$116,786,912
Net investment gain or loss from common/collective trusts2021-12-31$155,332,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$15,708,854
Assets. Invements in employer securities at beginning of year2021-12-31$15,401,962
Contributions received in cash from employer2021-12-31$63,836,791
Employer contributions (assets) at end of year2021-12-31$1,681,290
Employer contributions (assets) at beginning of year2021-12-31$1,560,262
Income. Dividends from common stock2021-12-31$769,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$203,523,367
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$866,372
Aggregate carrying amount (costs) on sale of assets2021-12-31$735,250
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ERNST & YOUNG, LLC
Accountancy firm EIN2021-12-31346565596
2020 : UNUM GROUP 401K RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-4,179,035
Total unrealized appreciation/depreciation of assets2020-12-31$-4,179,035
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$403,693,341
Total loss/gain on sale of assets2020-12-31$-384,086
Total of all expenses incurred2020-12-31$151,458,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$149,973,711
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$133,708,502
Value of total assets at end of year2020-12-31$2,014,963,680
Value of total assets at beginning of year2020-12-31$1,762,728,830
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,484,780
Total interest from all sources2020-12-31$1,078,660
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$25,073,469
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$24,273,019
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$20,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$56,985,570
Participant contributions at end of year2020-12-31$18,190,833
Participant contributions at beginning of year2020-12-31$20,703,851
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$6,081,892
Administrative expenses (other) incurred2020-12-31$513,741
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$252,234,850
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,014,963,680
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,762,728,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$971,039
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,009,871,645
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$843,250,109
Interest on participant loans2020-12-31$1,078,660
Value of interest in common/collective trusts at end of year2020-12-31$969,564,647
Value of interest in common/collective trusts at beginning of year2020-12-31$876,227,497
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$374,331
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$338,840
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$338,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$121,834,797
Net investment gain or loss from common/collective trusts2020-12-31$126,561,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$15,401,962
Assets. Invements in employer securities at beginning of year2020-12-31$21,032,671
Contributions received in cash from employer2020-12-31$70,641,040
Employer contributions (assets) at end of year2020-12-31$1,560,262
Employer contributions (assets) at beginning of year2020-12-31$1,175,862
Income. Dividends from common stock2020-12-31$800,450
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$149,973,711
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$1,070,502
Aggregate carrying amount (costs) on sale of assets2020-12-31$1,454,588
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31ERNST & YOUNG, LLC
Accountancy firm EIN2020-12-31346565596
2019 : UNUM GROUP 401K RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-158,615
Total unrealized appreciation/depreciation of assets2019-12-31$-158,615
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$457,513,183
Total loss/gain on sale of assets2019-12-31$277,676
Total of all expenses incurred2019-12-31$168,839,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$167,058,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$123,947,024
Value of total assets at end of year2019-12-31$1,762,728,830
Value of total assets at beginning of year2019-12-31$1,474,055,039
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,781,356
Total interest from all sources2019-12-31$1,089,962
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$28,407,791
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$27,591,649
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$20,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$51,977,519
Participant contributions at end of year2019-12-31$20,703,851
Participant contributions at beginning of year2019-12-31$20,317,958
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$6,108,882
Administrative expenses (other) incurred2019-12-31$595,770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$288,673,791
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,762,728,830
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,474,055,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$1,185,586
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$843,250,109
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$747,098,318
Interest on participant loans2019-12-31$1,080,318
Value of interest in common/collective trusts at end of year2019-12-31$876,227,497
Value of interest in common/collective trusts at beginning of year2019-12-31$681,740,407
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$338,840
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$427,342
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$427,342
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$9,644
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$147,665,181
Net investment gain or loss from common/collective trusts2019-12-31$156,284,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$21,032,671
Assets. Invements in employer securities at beginning of year2019-12-31$23,112,512
Contributions received in cash from employer2019-12-31$65,860,623
Employer contributions (assets) at end of year2019-12-31$1,175,862
Employer contributions (assets) at beginning of year2019-12-31$1,358,502
Income. Dividends from common stock2019-12-31$816,142
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$167,058,036
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$2,198,834
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,921,158
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31ERNST & YOUNG, LLC
Accountancy firm EIN2019-12-31346565596
2018 : UNUM GROUP 401K RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$-20,058,787
Total unrealized appreciation/depreciation of assets2018-12-31$-20,058,787
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$18,011,882
Total loss/gain on sale of assets2018-12-31$-941,030
Total of all expenses incurred2018-12-31$129,959,022
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$128,387,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$115,308,334
Value of total assets at end of year2018-12-31$1,474,055,039
Value of total assets at beginning of year2018-12-31$1,586,002,179
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,571,145
Total interest from all sources2018-12-31$948,891
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$30,129,458
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$29,319,687
Administrative expenses professional fees incurred2018-12-31$1,571,145
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$20,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$49,791,501
Participant contributions at end of year2018-12-31$20,317,958
Participant contributions at beginning of year2018-12-31$19,818,733
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,945,411
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-111,947,140
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,474,055,039
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,586,002,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,214,956,121
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,250,329,461
Income. Interest from loans (other than to participants)2018-12-31$948,891
Value of interest in common/collective trusts at end of year2018-12-31$213,882,604
Value of interest in common/collective trusts at beginning of year2018-12-31$260,396,819
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$427,342
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$835,767
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$835,767
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-70,954,190
Net investment gain or loss from common/collective trusts2018-12-31$-36,420,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$23,112,512
Assets. Invements in employer securities at beginning of year2018-12-31$47,952,563
Contributions received in cash from employer2018-12-31$60,571,422
Employer contributions (assets) at end of year2018-12-31$1,358,502
Employer contributions (assets) at beginning of year2018-12-31$6,668,836
Income. Dividends from common stock2018-12-31$809,771
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$128,387,877
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$3,862,285
Aggregate carrying amount (costs) on sale of assets2018-12-31$4,803,315
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31ERNST & YOUNG, LLC
Accountancy firm EIN2018-12-31346565596
2017 : UNUM GROUP 401K RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$9,574,773
Total unrealized appreciation/depreciation of assets2017-12-31$9,574,773
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$373,659,451
Total loss/gain on sale of assets2017-12-31$467,174
Total of all expenses incurred2017-12-31$121,817,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$120,644,501
Expenses. Certain deemed distributions of participant loans2017-12-31$26,869
Value of total corrective distributions2017-12-31$9,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$123,524,222
Value of total assets at end of year2017-12-31$1,586,002,179
Value of total assets at beginning of year2017-12-31$1,334,160,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,137,275
Total interest from all sources2017-12-31$834,949
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$43,754,537
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$42,965,218
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$48,333,152
Participant contributions at end of year2017-12-31$19,818,733
Participant contributions at beginning of year2017-12-31$19,246,397
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,197,236
Administrative expenses (other) incurred2017-12-31$865,672
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$251,841,462
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,586,002,179
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,334,160,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$271,603
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,250,329,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,051,891,989
Interest on participant loans2017-12-31$834,949
Value of interest in common/collective trusts at end of year2017-12-31$260,396,819
Value of interest in common/collective trusts at beginning of year2017-12-31$219,173,906
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$835,767
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$712,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$712,125
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$175,692,198
Net investment gain or loss from common/collective trusts2017-12-31$19,811,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$47,952,563
Assets. Invements in employer securities at beginning of year2017-12-31$42,008,985
Contributions received in cash from employer2017-12-31$71,993,834
Employer contributions (assets) at end of year2017-12-31$6,668,836
Employer contributions (assets) at beginning of year2017-12-31$1,127,315
Income. Dividends from common stock2017-12-31$789,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$120,644,501
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$4,098,384
Aggregate carrying amount (costs) on sale of assets2017-12-31$3,631,210
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31ERNST & YOUNG, LLC
Accountancy firm EIN2017-12-31346565596
2016 : UNUM GROUP 401K RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$10,175,161
Total unrealized appreciation/depreciation of assets2016-12-31$10,175,161
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$214,629,686
Total loss/gain on sale of assets2016-12-31$455,299
Total of all expenses incurred2016-12-31$102,135,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$101,046,780
Expenses. Certain deemed distributions of participant loans2016-12-31$31,254
Value of total corrective distributions2016-12-31$1,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$120,947,891
Value of total assets at end of year2016-12-31$1,334,160,717
Value of total assets at beginning of year2016-12-31$1,221,666,666
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,055,870
Total interest from all sources2016-12-31$802,209
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$40,789,173
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$46,646,349
Participant contributions at end of year2016-12-31$19,246,397
Participant contributions at beginning of year2016-12-31$18,813,332
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$8,957,236
Administrative expenses (other) incurred2016-12-31$1,055,870
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$112,494,051
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,334,160,717
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,221,666,666
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,051,891,989
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,037,861,970
Interest on participant loans2016-12-31$802,209
Value of interest in common/collective trusts at end of year2016-12-31$219,173,906
Value of interest in common/collective trusts at beginning of year2016-12-31$123,002,189
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$712,125
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$865,870
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$865,870
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$41,675,829
Net investment gain or loss from common/collective trusts2016-12-31$-215,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$42,008,985
Assets. Invements in employer securities at beginning of year2016-12-31$40,328,771
Contributions received in cash from employer2016-12-31$65,344,306
Employer contributions (assets) at end of year2016-12-31$1,127,315
Employer contributions (assets) at beginning of year2016-12-31$794,534
Income. Dividends from preferred stock2016-12-31$842,538
Income. Dividends from common stock2016-12-31$39,946,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$101,046,780
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$8,954,702
Aggregate carrying amount (costs) on sale of assets2016-12-31$8,499,403
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31ERNST & YOUNG, LLC
Accountancy firm EIN2016-12-31346565596
2015 : UNUM GROUP 401K RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-1,526,246
Total unrealized appreciation/depreciation of assets2015-12-31$-1,526,246
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$125,409,991
Total loss/gain on sale of assets2015-12-31$-2,948
Total of all expenses incurred2015-12-31$104,380,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$103,412,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$115,836,839
Value of total assets at end of year2015-12-31$1,221,666,666
Value of total assets at beginning of year2015-12-31$1,200,636,848
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$967,260
Total interest from all sources2015-12-31$713,101
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$46,831,056
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$45,987,139
Administrative expenses professional fees incurred2015-12-31$967,260
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$49,988,658
Participant contributions at end of year2015-12-31$18,813,332
Participant contributions at beginning of year2015-12-31$18,490,344
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$21,029,818
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,221,666,666
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,200,636,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,047,817,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,022,502,152
Interest on participant loans2015-12-31$713,101
Value of interest in common/collective trusts at end of year2015-12-31$113,046,591
Value of interest in common/collective trusts at beginning of year2015-12-31$116,333,157
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$865,870
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$551,188
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$551,188
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-36,587,789
Net investment gain or loss from common/collective trusts2015-12-31$145,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$40,328,771
Assets. Invements in employer securities at beginning of year2015-12-31$41,808,982
Contributions received in cash from employer2015-12-31$65,848,181
Employer contributions (assets) at end of year2015-12-31$794,534
Employer contributions (assets) at beginning of year2015-12-31$951,025
Income. Dividends from common stock2015-12-31$843,917
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$103,412,913
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$12,961,619
Aggregate carrying amount (costs) on sale of assets2015-12-31$12,964,567
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31ERNST & YOUNG, LLC
Accountancy firm EIN2015-12-31346565596
2014 : UNUM GROUP 401K RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$135,873
Total unrealized appreciation/depreciation of assets2014-12-31$135,873
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$184,941,273
Total loss/gain on sale of assets2014-12-31$-79,332
Total of all expenses incurred2014-12-31$84,206,258
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$83,313,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$115,736,375
Value of total assets at end of year2014-12-31$1,200,636,848
Value of total assets at beginning of year2014-12-31$1,099,901,833
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$892,525
Total interest from all sources2014-12-31$708,611
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$49,552,270
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$48,736,502
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$892,525
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$50,234,694
Participant contributions at end of year2014-12-31$18,490,344
Participant contributions at beginning of year2014-12-31$16,833,221
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$100,735,015
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,200,636,848
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,099,901,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,022,502,152
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$917,159,080
Interest on participant loans2014-12-31$708,611
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$116,333,157
Value of interest in common/collective trusts at beginning of year2014-12-31$119,383,634
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$551,188
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,441,884
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,441,884
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$17,346,341
Net investment gain or loss from common/collective trusts2014-12-31$1,541,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$41,808,982
Assets. Invements in employer securities at beginning of year2014-12-31$44,143,269
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$65,501,681
Employer contributions (assets) at end of year2014-12-31$951,025
Employer contributions (assets) at beginning of year2014-12-31$528,563
Income. Dividends from common stock2014-12-31$815,768
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$83,313,733
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$412,182
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$14,579,210
Aggregate carrying amount (costs) on sale of assets2014-12-31$14,658,542
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31ERNST & YOUNG, LLC
Accountancy firm EIN2014-12-31346565596
2013 : UNUM GROUP 401K RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$16,851,481
Total unrealized appreciation/depreciation of assets2013-12-31$16,851,481
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$257,260,756
Total loss/gain on sale of assets2013-12-31$4,310,915
Total of all expenses incurred2013-12-31$70,941,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$70,228,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$63,266,867
Value of total assets at end of year2013-12-31$1,099,901,833
Value of total assets at beginning of year2013-12-31$913,582,325
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$712,759
Total interest from all sources2013-12-31$674,126
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$40,962,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$40,157,487
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$41,526,606
Participant contributions at end of year2013-12-31$16,833,221
Participant contributions at beginning of year2013-12-31$16,168,622
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,958,077
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$712,759
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$186,319,508
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,099,901,833
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$913,582,325
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$917,159,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$742,190,355
Interest on participant loans2013-12-31$673,580
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$119,383,634
Value of interest in common/collective trusts at beginning of year2013-12-31$117,388,950
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,441,884
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$584,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$584,673
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$546
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$131,226,405
Net investment gain or loss from common/collective trusts2013-12-31$-31,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$44,143,269
Assets. Invements in employer securities at beginning of year2013-12-31$36,358,096
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$18,782,184
Employer contributions (assets) at end of year2013-12-31$528,563
Employer contributions (assets) at beginning of year2013-12-31$532,444
Income. Dividends from common stock2013-12-31$804,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$70,228,489
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$412,182
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$359,185
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$17,965,418
Aggregate carrying amount (costs) on sale of assets2013-12-31$13,654,503
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31ERNST & YOUNG, LLC
Accountancy firm EIN2013-12-31346565596
2012 : UNUM GROUP 401K RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$-293,204
Total unrealized appreciation/depreciation of assets2012-12-31$-293,204
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$163,102,365
Total loss/gain on sale of assets2012-12-31$147,056
Total of all expenses incurred2012-12-31$63,586,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$62,925,020
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$62,048,064
Value of total assets at end of year2012-12-31$913,582,325
Value of total assets at beginning of year2012-12-31$814,066,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$661,925
Total interest from all sources2012-12-31$675,803
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$25,704,797
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$24,811,939
Assets. Real estate other than employer real property at end of year2012-12-31$0
Assets. Real estate other than employer real property at beginning of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$40,897,434
Participant contributions at end of year2012-12-31$16,168,622
Participant contributions at beginning of year2012-12-31$16,134,054
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,262,258
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Assets. Loans (other than to participants) at end of year2012-12-31$0
Assets. Loans (other than to participants) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$661,925
Liabilities. Value of operating payables at end of year2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$99,515,420
Value of net assets at end of year (total assets less liabilities)2012-12-31$913,582,325
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$814,066,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$0
Assets. partnership/joint venture interests at beginning of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$742,190,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$635,172,624
Interest on participant loans2012-12-31$674,434
Value of interest in master investment trust accounts at end of year2012-12-31$0
Value of interest in master investment trust accounts at beginning of year2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$117,388,950
Value of interest in common/collective trusts at beginning of year2012-12-31$120,298,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$584,673
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,302,935
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,302,935
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,369
Assets. Value of investments in 103.12 investment entities at end of year2012-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2012-12-31$0
Asset value of US Government securities at end of year2012-12-31$0
Asset value of US Government securities at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$72,916,735
Net investment gain or loss from common/collective trusts2012-12-31$1,903,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$36,358,096
Assets. Invements in employer securities at beginning of year2012-12-31$40,322,417
Assets. Value of employer real property at end of year2012-12-31$0
Assets. Value of employer real property at beginning of year2012-12-31$0
Contributions received in cash from employer2012-12-31$18,888,372
Employer contributions (assets) at end of year2012-12-31$532,444
Employer contributions (assets) at beginning of year2012-12-31$538,782
Income. Dividends from common stock2012-12-31$892,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$62,925,020
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$359,185
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$297,342
Liabilities. Value of benefit claims payable at end of year2012-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2012-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$14,460,596
Aggregate carrying amount (costs) on sale of assets2012-12-31$14,313,540
Liabilities. Value of acquisition indebtedness at end of year2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ERNST & YOUNG, LLC
Accountancy firm EIN2012-12-31346565596
2011 : UNUM GROUP 401K RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-5,225,532
Total unrealized appreciation/depreciation of assets2011-12-31$-5,225,532
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$51,671,978
Total loss/gain on sale of assets2011-12-31$202,941
Total of all expenses incurred2011-12-31$54,349,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$53,743,804
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$62,415,516
Value of total assets at end of year2011-12-31$814,066,905
Value of total assets at beginning of year2011-12-31$816,744,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$606,149
Total interest from all sources2011-12-31$706,402
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$15,905,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$15,141,104
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$40,994,570
Participant contributions at end of year2011-12-31$16,134,054
Participant contributions at beginning of year2011-12-31$15,172,163
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,572,422
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Administrative expenses (other) incurred2011-12-31$606,149
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,677,975
Value of net assets at end of year (total assets less liabilities)2011-12-31$814,066,905
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$816,744,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$635,172,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$627,445,706
Interest on participant loans2011-12-31$704,825
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$120,298,751
Value of interest in common/collective trusts at beginning of year2011-12-31$124,342,443
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,302,935
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,160,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,160,744
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,577
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-25,875,437
Net investment gain or loss from common/collective trusts2011-12-31$3,543,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$40,322,417
Assets. Invements in employer securities at beginning of year2011-12-31$47,716,863
Assets. Value of employer real property at end of year2011-12-31$0
Assets. Value of employer real property at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$18,848,524
Employer contributions (assets) at end of year2011-12-31$538,782
Employer contributions (assets) at beginning of year2011-12-31$488,380
Income. Dividends from common stock2011-12-31$763,950
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$53,743,804
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$297,342
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$418,581
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$14,877,254
Aggregate carrying amount (costs) on sale of assets2011-12-31$14,674,313
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : UNUM GROUP 401K RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$8,634,400
Total unrealized appreciation/depreciation of assets2010-12-31$8,634,400
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$86,034
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$153,257,760
Total loss/gain on sale of assets2010-12-31$2,145,615
Total of all expenses incurred2010-12-31$49,005,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$48,557,100
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$61,398,680
Value of total assets at end of year2010-12-31$816,744,880
Value of total assets at beginning of year2010-12-31$712,579,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$448,761
Total interest from all sources2010-12-31$749,591
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$15,824,278
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$15,073,866
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$39,863,618
Participant contributions at end of year2010-12-31$15,172,163
Participant contributions at beginning of year2010-12-31$13,586,219
Participant contributions at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,408,888
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$426,268
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$448,761
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$104,251,899
Value of net assets at end of year (total assets less liabilities)2010-12-31$816,744,880
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$712,492,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$627,445,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$525,762,485
Interest on participant loans2010-12-31$747,429
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$124,342,443
Value of interest in common/collective trusts at beginning of year2010-12-31$126,331,431
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,160,744
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$927,408
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$927,408
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,162
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$59,633,217
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$4,871,979
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$47,716,863
Assets. Invements in employer securities at beginning of year2010-12-31$45,164,693
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$19,126,174
Employer contributions (assets) at end of year2010-12-31$488,380
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from common stock2010-12-31$750,412
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$48,557,100
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$418,581
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$380,511
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$86,034
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$17,124,713
Aggregate carrying amount (costs) on sale of assets2010-12-31$14,979,098
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ERNST & YOUNG LLP
Accountancy firm EIN2010-12-31346565596

Form 5500 Responses for UNUM GROUP 401K RETIREMENT PLAN

2022: UNUM GROUP 401K RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNUM GROUP 401K RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNUM GROUP 401K RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNUM GROUP 401K RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNUM GROUP 401K RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNUM GROUP 401K RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNUM GROUP 401K RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNUM GROUP 401K RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNUM GROUP 401K RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNUM GROUP 401K RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNUM GROUP 401K RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNUM GROUP 401K RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UNUM GROUP 401K RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: UNUM GROUP 401K RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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