?>
Logo

SYMBION 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameSYMBION 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 001

SYMBION 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SYMBION, INC. has sponsored the creation of one or more 401k plans.

Company Name:SYMBION, INC.
Employer identification number (EIN):621615675
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SYMBION 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01NITA HILL
0012016-01-01
0012015-01-01NITA HILL
0012014-01-01NITA HILL
0012013-01-01NITA HILL
0012012-01-01SHARON TERRY
0012011-01-01SHARON TERRY
0012010-01-01SHARON TERRY
0012009-01-01SHARON TERRY SHARON TERRY2010-10-08

Plan Statistics for SYMBION 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for SYMBION 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2016: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,044
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,204
Total number of active participants reported on line 7a of the Form 55002015-01-011,607
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01437
Total of all active and inactive participants2015-01-012,044
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012,044
Number of participants with account balances2015-01-011,570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,773
Total number of active participants reported on line 7a of the Form 55002014-01-011,725
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01348
Total of all active and inactive participants2014-01-012,073
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012,073
Number of participants with account balances2014-01-011,511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,943
Total number of active participants reported on line 7a of the Form 55002013-01-011,213
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01417
Total of all active and inactive participants2013-01-011,630
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,630
Number of participants with account balances2013-01-011,630
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0113
2012: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,129
Total number of active participants reported on line 7a of the Form 55002012-01-011,379
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01419
Total of all active and inactive participants2012-01-011,798
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,798
Number of participants with account balances2012-01-011,798
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0116
2011: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,184
Total number of active participants reported on line 7a of the Form 55002011-01-011,575
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01344
Total of all active and inactive participants2011-01-011,919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,919
Number of participants with account balances2011-01-011,919
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0125
2010: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012,331
Total number of active participants reported on line 7a of the Form 55002010-01-011,847
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01337
Total of all active and inactive participants2010-01-012,184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-012,184
Number of participants with account balances2010-01-012,184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0121
2009: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,280
Total number of active participants reported on line 7a of the Form 55002009-01-011,508
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01490
Total of all active and inactive participants2009-01-011,998
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,998
Number of participants with account balances2009-01-011,998
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0132

Financial Data on SYMBION 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2016 : SYMBION 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-11-30$0
Total transfer of assets from this plan2016-11-30$57,277,564
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$1,307
Total income from all sources (including contributions)2016-11-30$7,922,944
Total loss/gain on sale of assets2016-11-30$0
Total of all expenses incurred2016-11-30$7,204,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$7,114,986
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$4,510,666
Value of total assets at end of year2016-11-30$0
Value of total assets at beginning of year2016-11-30$56,560,873
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$89,960
Total interest from all sources2016-11-30$62,313
Total dividends received (eg from common stock, registered investment company shares)2016-11-30$291,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-11-30$291,754
Administrative expenses professional fees incurred2016-11-30$36,800
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$1,000,000
If this is an individual account plan, was there a blackout period2016-11-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-30$0
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Contributions received from participants2016-11-30$3,794,165
Participant contributions at end of year2016-11-30$0
Participant contributions at beginning of year2016-11-30$3,115
Income. Received or receivable in cash from other sources (including rollovers)2016-11-30$716,501
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-11-30$1,307
Other income not declared elsewhere2016-11-30$47,647
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Value of net income/loss2016-11-30$717,998
Value of net assets at end of year (total assets less liabilities)2016-11-30$0
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$56,559,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Investment advisory and management fees2016-11-30$53,160
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-11-30$50,228,915
Interest earned on other investments2016-11-30$62,313
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-11-30$5,521,042
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-11-30$3,010,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30No
Was there a failure to transmit to the plan any participant contributions2016-11-30Yes
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Employer contributions (assets) at end of year2016-11-30$0
Employer contributions (assets) at beginning of year2016-11-30$807,801
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$7,114,986
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-11-30Yes
Did the plan have assets held for investment2016-11-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30Yes
Opinion of an independent qualified public accountant for this plan2016-11-30Disclaimer
Accountancy firm name2016-11-30FRASIER, DEAN & HOWARD PLLC
Accountancy firm EIN2016-11-30621073578
2015 : SYMBION 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets from this plan2015-12-31$278
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,307
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,382
Total income from all sources (including contributions)2015-12-31$4,836,611
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$8,117,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$8,053,691
Expenses. Certain deemed distributions of participant loans2015-12-31$4,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,268,847
Value of total assets at end of year2015-12-31$56,560,873
Value of total assets at beginning of year2015-12-31$59,842,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$59,399
Total interest from all sources2015-12-31$63,197
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,367,243
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,367,243
Administrative expenses professional fees incurred2015-12-31$13,993
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,176,949
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$4,469
Participant contributions at end of year2015-12-31$3,115
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$284,097
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,307
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$1,382
Other income not declared elsewhere2015-12-31$45,024
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,280,948
Value of net assets at end of year (total assets less liabilities)2015-12-31$56,559,566
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$59,840,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$45,406
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$50,228,915
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$54,281,398
Interest earned on other investments2015-12-31$63,197
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$5,521,042
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$5,100,116
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,907,700
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$807,801
Employer contributions (assets) at end of year2015-12-31$807,801
Employer contributions (assets) at beginning of year2015-12-31$456,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,053,691
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FRASIER, DEAN & HOWARD PLLC
Accountancy firm EIN2015-12-31621073578
2014 : SYMBION 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$1,472,923
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,382
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$8,942,842
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$7,023,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,955,792
Value of total corrective distributions2014-12-31$1,140
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,428,254
Value of total assets at end of year2014-12-31$59,842,174
Value of total assets at beginning of year2014-12-31$59,394,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$66,834
Total interest from all sources2014-12-31$64,867
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,512,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,512,215
Administrative expenses professional fees incurred2014-12-31$25,534
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,069,563
Participant contributions at end of year2014-12-31$4,469
Participant contributions at beginning of year2014-12-31$4,468
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$33,355
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$902,500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$1,382
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$45,049
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,919,076
Value of net assets at end of year (total assets less liabilities)2014-12-31$59,840,792
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$59,394,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$41,300
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$54,281,398
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$53,845,181
Interest on participant loans2014-12-31$1
Interest earned on other investments2014-12-31$64,866
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$5,100,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$5,045,613
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$892,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$456,191
Employer contributions (assets) at end of year2014-12-31$456,191
Employer contributions (assets) at beginning of year2014-12-31$466,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,955,792
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FRASIER, DEAN & HOWARD PLLC
Accountancy firm EIN2014-12-31621073578
2013 : SYMBION 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$42,488
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$15,310,227
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$8,214,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$8,106,718
Value of total corrective distributions2013-12-31$23,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,878,882
Value of total assets at end of year2013-12-31$59,394,639
Value of total assets at beginning of year2013-12-31$52,256,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$84,192
Total interest from all sources2013-12-31$57,918
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,867,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,867,754
Administrative expenses professional fees incurred2013-12-31$51,152
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,145,160
Participant contributions at end of year2013-12-31$4,468
Participant contributions at beginning of year2013-12-31$7,917
Participant contributions at end of year2013-12-31$33,355
Participant contributions at beginning of year2013-12-31$5,296
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$270,388
Other income not declared elsewhere2013-12-31$44,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,095,891
Value of net assets at end of year (total assets less liabilities)2013-12-31$59,394,639
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$52,256,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$33,040
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$53,845,181
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$47,473,378
Interest on participant loans2013-12-31$52
Interest earned on other investments2013-12-31$57,861
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$5,045,613
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,265,341
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,460,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$463,334
Employer contributions (assets) at end of year2013-12-31$466,022
Employer contributions (assets) at beginning of year2013-12-31$504,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$8,106,718
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FRASIER, DEAN & HOWARD PLLC
Accountancy firm EIN2013-12-31621073578
2012 : SYMBION 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$11,211,650
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,977,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,903,824
Value of total corrective distributions2012-12-31$5,680
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,305,615
Value of total assets at end of year2012-12-31$52,256,260
Value of total assets at beginning of year2012-12-31$47,021,783
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$67,669
Total interest from all sources2012-12-31$81,360
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,630,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,630,674
Administrative expenses professional fees incurred2012-12-31$35,900
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,636,131
Participant contributions at end of year2012-12-31$7,917
Participant contributions at beginning of year2012-12-31$13,511
Participant contributions at end of year2012-12-31$5,296
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$165,156
Other income not declared elsewhere2012-12-31$47,430
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,234,477
Value of net assets at end of year (total assets less liabilities)2012-12-31$52,256,260
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$47,021,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$31,769
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$47,473,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$0
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$40,265,304
Interest on participant loans2012-12-31$303
Interest earned on other investments2012-12-31$81,039
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$18
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,265,341
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$6,191,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,146,571
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$504,328
Employer contributions (assets) at end of year2012-12-31$504,328
Employer contributions (assets) at beginning of year2012-12-31$551,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,903,824
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FRASIER, DEAN & HOWARD PLLC
Accountancy firm EIN2012-12-31621073578
2011 : SYMBION 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,793,521
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,122,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,088,170
Value of total corrective distributions2011-12-31$11,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,677,273
Value of total assets at end of year2011-12-31$47,021,783
Value of total assets at beginning of year2011-12-31$46,350,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$23,217
Total interest from all sources2011-12-31$1,756,168
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,869,255
Participant contributions at end of year2011-12-31$13,511
Participant contributions at beginning of year2011-12-31$25,840
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$249,907
Administrative expenses (other) incurred2011-12-31$23,217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$670,911
Value of net assets at end of year (total assets less liabilities)2011-12-31$47,021,783
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$46,350,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$40,265,304
Value of interest in pooled separate accounts at beginning of year2011-12-31$40,586,187
Interest on participant loans2011-12-31$885
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,755,283
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$6,191,718
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$5,186,273
Net investment gain/loss from pooled separate accounts2011-12-31$-2,639,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$558,111
Employer contributions (assets) at end of year2011-12-31$551,250
Employer contributions (assets) at beginning of year2011-12-31$552,572
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,088,170
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FRASIER, DEAN & HOWARD, PLLC
Accountancy firm EIN2011-12-31621073578
2010 : SYMBION 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$1,994,613
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$10,879,669
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,696,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,678,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,783,033
Value of total assets at end of year2010-12-31$46,350,872
Value of total assets at beginning of year2010-12-31$36,173,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$18,402
Total interest from all sources2010-12-31$1,073,661
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,857,906
Participant contributions at end of year2010-12-31$25,840
Participant contributions at beginning of year2010-12-31$26,532
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$156,882
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$342,885
Administrative expenses (other) incurred2010-12-31$18,402
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,182,692
Value of net assets at end of year (total assets less liabilities)2010-12-31$46,350,872
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$36,173,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$40,586,187
Value of interest in pooled separate accounts at beginning of year2010-12-31$31,089,620
Interest on participant loans2010-12-31$2,320
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,071,341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$5,186,273
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$4,588,027
Net investment gain/loss from pooled separate accounts2010-12-31$4,022,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$582,242
Employer contributions (assets) at end of year2010-12-31$552,572
Employer contributions (assets) at beginning of year2010-12-31$312,506
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,678,575
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FRASIER, DEAN & HOWARD, PLLC
Accountancy firm EIN2010-12-31621073578

Form 5500 Responses for SYMBION 401(K) RETIREMENT SAVINGS PLAN

2016: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: SYMBION 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number934646-01
Policy instance 1
Insurance contract or identification number934646-01
Number of Individuals Covered611
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,881
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,881
Insurance broker organization code?3
Insurance broker nameWILLIAM FRENCH
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number934646-01
Policy instance 1
Insurance contract or identification number934646-01
Number of Individuals Covered537
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $10,012
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
Commission paid to Insurance BrokerUSD $8,093
Insurance broker organization code?3
Insurance broker nameWILLIAM FRENCH
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number934646-01
Policy instance 1
Insurance contract or identification number934646-01
Number of Individuals Covered524
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $7,654
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
Commission paid to Insurance BrokerUSD $7,654
Insurance broker organization code?3
Insurance broker nameWILLIAM FRENCH
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number934646-01
Policy instance 1
Insurance contract or identification number934646-01
Number of Individuals Covered451
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $6,234
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
Commission paid to Insurance BrokerUSD $4,126
Insurance broker organization code?3
Insurance broker nameWILLIAM FRENCH
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number934646-01
Policy instance 1
Insurance contract or identification number934646-01
Number of Individuals Covered545
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $13,184
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number934646-01
Policy instance 1
Insurance contract or identification number934646-01
Number of Individuals Covered545
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $13,521
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
Commission paid to Insurance BrokerUSD $13,521
Insurance broker organization code?3
Insurance broker nameWILLIAM FRENCH

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3