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VANGUARD 401K RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameVANGUARD 401K RETIREMENT SAVINGS PLAN
Plan identification number 001

VANGUARD 401K RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VANGUARD HEALTH MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name:VANGUARD HEALTH MANAGEMENT, INC.
Employer identification number (EIN):621698183
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VANGUARD 401K RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01BONNIE ANGEL
0012013-01-01BONNIE ANGEL
0012012-01-01LARRY FULTZ
0012011-01-01LARRY FULTZ
0012009-01-01LARRY FULTZ

Plan Statistics for VANGUARD 401K RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for VANGUARD 401K RETIREMENT SAVINGS PLAN

Measure Date Value
2014: VANGUARD 401K RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0142,483
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: VANGUARD 401K RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0144,830
Total number of active participants reported on line 7a of the Form 55002013-01-0134,414
Number of retired or separated participants receiving benefits2013-01-01323
Number of other retired or separated participants entitled to future benefits2013-01-017,746
Total of all active and inactive participants2013-01-0142,483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0142,483
Number of participants with account balances2013-01-0127,494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: VANGUARD 401K RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0144,107
Total number of active participants reported on line 7a of the Form 55002012-01-0137,803
Number of retired or separated participants receiving benefits2012-01-01226
Number of other retired or separated participants entitled to future benefits2012-01-016,801
Total of all active and inactive participants2012-01-0144,830
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0144,830
Number of participants with account balances2012-01-0129,883
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: VANGUARD 401K RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0139,273
Total number of active participants reported on line 7a of the Form 55002011-01-0137,029
Number of retired or separated participants receiving benefits2011-01-01402
Number of other retired or separated participants entitled to future benefits2011-01-013,425
Total of all active and inactive participants2011-01-0140,856
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0140,856
Number of participants with account balances2011-01-0130,316
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: VANGUARD 401K RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0122,732
Total number of active participants reported on line 7a of the Form 55002009-01-0117,609
Number of retired or separated participants receiving benefits2009-01-0172
Number of other retired or separated participants entitled to future benefits2009-01-013,608
Total of all active and inactive participants2009-01-0121,289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0121,289
Number of participants with account balances2009-01-019,846
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on VANGUARD 401K RETIREMENT SAVINGS PLAN

Measure Date Value
2014 : VANGUARD 401K RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-05-01$0
Total transfer of assets from this plan2014-05-01$1,005,819,184
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-05-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-05-01$0
Total income from all sources (including contributions)2014-05-01$21,805,466
Total loss/gain on sale of assets2014-05-01$0
Total of all expenses incurred2014-05-01$51,037,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-05-01$49,948,575
Expenses. Certain deemed distributions of participant loans2014-05-01$375,513
Value of total corrective distributions2014-05-01$646,493
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-05-01$2,466,637
Value of total assets at end of year2014-05-01$0
Value of total assets at beginning of year2014-05-01$1,035,051,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-05-01$66,821
Total interest from all sources2014-05-01$1,291,943
Total dividends received (eg from common stock, registered investment company shares)2014-05-01$18,507
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-05-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-05-01$0
Total dividends received from registered investment company shares (eg mutual funds)2014-05-01$18,507
Administrative expenses professional fees incurred2014-05-01$11,979
Was this plan covered by a fidelity bond2014-05-01Yes
Value of fidelity bond cover2014-05-01$1,000,000
If this is an individual account plan, was there a blackout period2014-05-01Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-05-01$0
Were there any nonexempt tranactions with any party-in-interest2014-05-01No
Contributions received from participants2014-05-01$2,620
Participant contributions at end of year2014-05-01$0
Participant contributions at beginning of year2014-05-01$15,934,891
Income. Received or receivable in cash from other sources (including rollovers)2014-05-01$98,718
Other income not declared elsewhere2014-05-01$183,447
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-05-01No
Value of net income/loss2014-05-01$-29,231,936
Value of net assets at end of year (total assets less liabilities)2014-05-01$0
Value of net assets at beginning of year (total assets less liabilities)2014-05-01$1,035,051,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-05-01No
Were any loans by the plan or fixed income obligations due to the plan in default2014-05-01No
Were any leases to which the plan was party in default or uncollectible2014-05-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-05-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-05-01$110,900,256
Value of interest in pooled separate accounts at end of year2014-05-01$0
Value of interest in pooled separate accounts at beginning of year2014-05-01$760,239,614
Interest on participant loans2014-05-01$184,525
Interest earned on other investments2014-05-01$1,107,418
Value of interest in common/collective trusts at end of year2014-05-01$0
Value of interest in common/collective trusts at beginning of year2014-05-01$45,028,077
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-05-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-05-01$102,948,282
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-05-01$303,654
Net investment gain/loss from pooled separate accounts2014-05-01$17,255,039
Net investment gain or loss from common/collective trusts2014-05-01$286,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-05-01No
Was there a failure to transmit to the plan any participant contributions2014-05-01No
Has the plan failed to provide any benefit when due under the plan2014-05-01No
Contributions received in cash from employer2014-05-01$2,365,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-05-01$49,948,575
Contract administrator fees2014-05-01$54,842
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-05-01Yes
Did the plan have assets held for investment2014-05-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-05-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-05-01Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-05-01Yes
Opinion of an independent qualified public accountant for this plan2014-05-01Disclaimer
Accountancy firm name2014-05-01LESLEY THOMAS SCHWARZ AND POSTMA
Accountancy firm EIN2014-05-01953864890
2013 : VANGUARD 401K RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$251,746,470
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$82,601,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$80,488,334
Expenses. Certain deemed distributions of participant loans2013-12-31$1,023,141
Value of total corrective distributions2013-12-31$733,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$109,481,617
Value of total assets at end of year2013-12-31$1,035,051,120
Value of total assets at beginning of year2013-12-31$865,906,361
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$356,391
Total interest from all sources2013-12-31$4,040,280
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$6,408,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2013-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$6,408,543
Administrative expenses professional fees incurred2013-12-31$68,051
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$91,227,188
Participant contributions at end of year2013-12-31$15,934,891
Participant contributions at beginning of year2013-12-31$13,860,098
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$5,632,470
Other income not declared elsewhere2013-12-31$414,755
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$169,144,759
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,035,051,120
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$865,906,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$110,900,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$80,119,405
Value of interest in pooled separate accounts at end of year2013-12-31$760,239,614
Value of interest in pooled separate accounts at beginning of year2013-12-31$649,315,647
Interest on participant loans2013-12-31$701,517
Interest earned on other investments2013-12-31$3,338,763
Value of interest in common/collective trusts at end of year2013-12-31$45,028,077
Value of interest in common/collective trusts at beginning of year2013-12-31$29,731,715
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$102,948,282
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$92,879,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$20,314,070
Net investment gain/loss from pooled separate accounts2013-12-31$100,250,961
Net investment gain or loss from common/collective trusts2013-12-31$10,836,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$12,621,959
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$80,488,334
Contract administrator fees2013-12-31$288,340
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LESLEY THOMAS SCHWARZ AND POSTMA
Accountancy firm EIN2013-12-31953864890
2012 : VANGUARD 401K RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$203,115,320
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$54,253,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$53,123,294
Expenses. Certain deemed distributions of participant loans2012-12-31$531,089
Value of total corrective distributions2012-12-31$180,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$118,098,320
Value of total assets at end of year2012-12-31$865,906,361
Value of total assets at beginning of year2012-12-31$717,044,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$418,460
Total interest from all sources2012-12-31$3,546,890
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,226,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,226,062
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$90,532,836
Participant contributions at end of year2012-12-31$13,860,098
Participant contributions at beginning of year2012-12-31$12,550,325
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$5,584,718
Other income not declared elsewhere2012-12-31$649,069
Administrative expenses (other) incurred2012-12-31$290,547
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$148,861,844
Value of net assets at end of year (total assets less liabilities)2012-12-31$865,906,361
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$717,044,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$80,119,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$63,662,435
Value of interest in pooled separate accounts at end of year2012-12-31$649,315,647
Value of interest in pooled separate accounts at beginning of year2012-12-31$539,433,495
Interest on participant loans2012-12-31$636,961
Interest earned on other investments2012-12-31$2,909,929
Value of interest in common/collective trusts at end of year2012-12-31$29,731,715
Value of interest in common/collective trusts at beginning of year2012-12-31$22,987,054
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$92,879,496
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$78,411,208
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$9,943,039
Net investment gain/loss from pooled separate accounts2012-12-31$65,822,153
Net investment gain or loss from common/collective trusts2012-12-31$3,829,787
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$21,980,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$53,123,294
Contract administrator fees2012-12-31$127,913
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LESLEY THOMAS SCHWARZ AND POSTMA
Accountancy firm EIN2012-12-31953864890
2011 : VANGUARD 401K RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$13,051,869
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$315,400,537
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$49,298,352
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$44,045,573
Expenses. Certain deemed distributions of participant loans2011-12-31$4,950,719
Value of total corrective distributions2011-12-31$236,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$319,013,145
Value of total assets at end of year2011-12-31$717,044,517
Value of total assets at beginning of year2011-12-31$437,890,463
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$65,685
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$2,771,385
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,146,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,146,676
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$87,621,738
Participant contributions at end of year2011-12-31$12,550,325
Participant contributions at beginning of year2011-12-31$3,074,129
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$191,410,296
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Administrative expenses (other) incurred2011-12-31$1,835
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$266,102,185
Value of net assets at end of year (total assets less liabilities)2011-12-31$717,044,517
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$437,890,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$63,662,435
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$79,337,607
Value of interest in pooled separate accounts at end of year2011-12-31$539,433,495
Value of interest in pooled separate accounts at beginning of year2011-12-31$284,180,629
Interest on participant loans2011-12-31$539,482
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$2,231,903
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$22,987,054
Value of interest in common/collective trusts at beginning of year2011-12-31$17,911,142
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$78,411,208
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$53,386,956
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-9,590,827
Net investment gain/loss from pooled separate accounts2011-12-31$1,301,183
Net investment gain or loss from common/collective trusts2011-12-31$-241,025
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Assets. Value of employer real property at end of year2011-12-31$0
Assets. Value of employer real property at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$39,981,111
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$44,045,573
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Contract administrator fees2011-12-31$63,850
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LESLEY THOMAS SCHWARZ AND POSTMA
Accountancy firm EIN2011-12-31953864890
2010 : VANGUARD 401K RETIREMENT SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$1,753,828
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$117,029,224
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$22,750,851
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$22,477,927
Expenses. Certain deemed distributions of participant loans2010-12-31$90,071
Value of total corrective distributions2010-12-31$146,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$69,795,012
Value of total assets at end of year2010-12-31$437,890,463
Value of total assets at beginning of year2010-12-31$341,858,262
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$36,100
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$1,832,828
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$47,688,888
Participant contributions at end of year2010-12-31$3,074,129
Participant contributions at beginning of year2010-12-31$2,040,925
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$5,346,971
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$994
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$94,278,373
Value of net assets at end of year (total assets less liabilities)2010-12-31$437,890,463
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$341,858,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$79,337,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$60,272,162
Value of interest in pooled separate accounts at end of year2010-12-31$284,180,629
Value of interest in pooled separate accounts at beginning of year2010-12-31$220,153,627
Interest on participant loans2010-12-31$125,716
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$1,707,112
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$17,911,142
Value of interest in common/collective trusts at beginning of year2010-12-31$13,350,151
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$53,386,956
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$46,041,397
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$36,308,230
Net investment gain/loss from pooled separate accounts2010-12-31$6,426,617
Net investment gain or loss from common/collective trusts2010-12-31$2,666,537
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$16,759,153
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$22,477,927
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$35,106
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LESLEY THOMAS SCHWARZ AND POSTMA
Accountancy firm EIN2010-12-31953864890
2009 : VANGUARD 401K RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for VANGUARD 401K RETIREMENT SAVINGS PLAN

2014: VANGUARD 401K RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingYes
2014-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: VANGUARD 401K RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: VANGUARD 401K RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: VANGUARD 401K RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: VANGUARD 401K RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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