401k Plan data: EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN plan

EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 401k Plan overview

Plan Name	EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN
Plan identification number	001

EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EXPRESS FINANCIAL SERVICES, LLC has sponsored the creation of one or more 401k plans.

Company Name: EXPRESS FINANCIAL SERVICES, LLC

Employer identification number (EIN): 621747854

NAIC Classification: 522291
NAIC Description: Consumer Lending

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 MADELINE HOLLIS
001 2012-01-01 MADELINE HOLLIS
001 2011-01-01 MADELINE HOLLIS
001 2009-01-01 MADELINE ESPINOZA

Plan id#	Filing Submission Date	Name of Administrator
001	2013-01-01	MADELINE HOLLIS
001	2012-01-01	MADELINE HOLLIS
001	2011-01-01	MADELINE HOLLIS
001	2009-01-01	MADELINE ESPINOZA

Plan Statistics for EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN

401k plan membership statisitcs for EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN

Measure Date Value
2013: EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 348
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 372
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 316
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 32
Total of all active and inactive participants 2012-01-01 348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 348
Number of participants with account balances 2012-01-01 197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 347
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 332
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 38
Total of all active and inactive participants 2011-01-01 370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 370
Number of participants with account balances 2011-01-01 198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 16
2009: EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 209
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 138
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 29
Total of all active and inactive participants 2009-01-01 167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 167
Number of participants with account balances 2009-01-01 104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 8

Measure	Date	Value
2013: EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	348
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	372
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	316
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	32
Total of all active and inactive participants	2012-01-01	348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	348
Number of participants with account balances	2012-01-01	197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	347
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	332
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	38
Total of all active and inactive participants	2011-01-01	370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	370
Number of participants with account balances	2011-01-01	198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	16
2009: EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	209
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	138
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	29
Total of all active and inactive participants	2009-01-01	167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	167
Number of participants with account balances	2009-01-01	104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	8

Financial Data on EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN

Measure	Date	Value
2013 : EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-05-08	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-05-08	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-05-08	$0
Total income from all sources (including contributions)	2013-05-08	$250,841
Total loss/gain on sale of assets	2013-05-08	$0
Total of all expenses incurred	2013-05-08	$2,010,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-05-08	$1,937,688
Value of total corrective distributions	2013-05-08	$56,562
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-05-08	$79,877
Value of total assets at end of year	2013-05-08	$0
Value of total assets at beginning of year	2013-05-08	$1,759,958
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-05-08	$16,549
Total interest from all sources	2013-05-08	$486
Total dividends received (eg from common stock, registered investment company shares)	2013-05-08	$4,469
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-05-08	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-05-08	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-05-08	$4,469
Was this plan covered by a fidelity bond	2013-05-08	Yes
Value of fidelity bond cover	2013-05-08	$265,000
If this is an individual account plan, was there a blackout period	2013-05-08	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-05-08	$0
Were there any nonexempt tranactions with any party-in-interest	2013-05-08	No
Contributions received from participants	2013-05-08	$74,307
Participant contributions at beginning of year	2013-05-08	$112,691
Participant contributions at beginning of year	2013-05-08	$10,187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-05-08	No
Value of net income/loss	2013-05-08	$-1,759,958
Value of net assets at end of year (total assets less liabilities)	2013-05-08	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-05-08	$1,759,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-05-08	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-05-08	No
Were any leases to which the plan was party in default or uncollectible	2013-05-08	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-05-08	$1,517,270
Interest on participant loans	2013-05-08	$486
Value of interest in common/collective trusts at beginning of year	2013-05-08	$117,512
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-05-08	$165,469
Net investment gain or loss from common/collective trusts	2013-05-08	$540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-05-08	No
Was there a failure to transmit to the plan any participant contributions	2013-05-08	No
Has the plan failed to provide any benefit when due under the plan	2013-05-08	No
Contributions received in cash from employer	2013-05-08	$5,570
Employer contributions (assets) at beginning of year	2013-05-08	$2,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-05-08	$1,937,688
Contract administrator fees	2013-05-08	$16,549
Did the plan have assets held for investment	2013-05-08	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-05-08	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-05-08	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-05-08	Yes
Opinion of an independent qualified public accountant for this plan	2013-05-08	Disclaimer
Accountancy firm name	2013-05-08	HLB GROSS COLLINS, P.C.
Accountancy firm EIN	2013-05-08	581367012
2012 : EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$594,617
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$271,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$216,273
Value of total corrective distributions	2012-12-31	$28,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$410,713
Value of total assets at end of year	2012-12-31	$1,759,958
Value of total assets at beginning of year	2012-12-31	$1,437,280
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$26,991
Total interest from all sources	2012-12-31	$3,776
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$29,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$29,146
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$265,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$276,453
Participant contributions at end of year	2012-12-31	$112,691
Participant contributions at beginning of year	2012-12-31	$60,593
Participant contributions at end of year	2012-12-31	$10,187
Participant contributions at beginning of year	2012-12-31	$905
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$45
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$322,678
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,759,958
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,437,280
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,517,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,212,670
Interest on participant loans	2012-12-31	$3,776
Value of interest in common/collective trusts at end of year	2012-12-31	$117,512
Value of interest in common/collective trusts at beginning of year	2012-12-31	$162,619
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$148,329
Net investment gain or loss from common/collective trusts	2012-12-31	$2,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$134,215
Employer contributions (assets) at end of year	2012-12-31	$2,298
Employer contributions (assets) at beginning of year	2012-12-31	$493
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$216,273
Contract administrator fees	2012-12-31	$26,991
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HLB GROSS COLLINS, P.C.
Accountancy firm EIN	2012-12-31	581367012
2011 : EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$422,121
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$316,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$292,887
Value of total corrective distributions	2011-12-31	$12,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$429,245
Value of total assets at end of year	2011-12-31	$1,437,280
Value of total assets at beginning of year	2011-12-31	$1,331,541
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$10,805
Total interest from all sources	2011-12-31	$3,351
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$21,857
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$21,857
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$265,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$255,101
Participant contributions at end of year	2011-12-31	$60,593
Participant contributions at beginning of year	2011-12-31	$87,352
Participant contributions at end of year	2011-12-31	$905
Participant contributions at beginning of year	2011-12-31	$789
Administrative expenses (other) incurred	2011-12-31	$5
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$105,739
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,437,280
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,331,541
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,212,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,080,136
Interest on participant loans	2011-12-31	$3,351
Value of interest in common/collective trusts at end of year	2011-12-31	$162,619
Value of interest in common/collective trusts at beginning of year	2011-12-31	$162,836
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-35,245
Net investment gain or loss from common/collective trusts	2011-12-31	$2,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$174,144
Employer contributions (assets) at end of year	2011-12-31	$493
Employer contributions (assets) at beginning of year	2011-12-31	$428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$292,887
Contract administrator fees	2011-12-31	$10,800
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HLB GROSS COLLINS, P.C.
Accountancy firm EIN	2011-12-31	581367012
2010 : EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$445,299
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$144,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$119,744
Value of total corrective distributions	2010-12-31	$14,175
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$290,468
Value of total assets at end of year	2010-12-31	$1,331,541
Value of total assets at beginning of year	2010-12-31	$1,030,258
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$10,097
Total interest from all sources	2010-12-31	$2,142
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$18,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$18,084
Administrative expenses professional fees incurred	2010-12-31	$10,097
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$265,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$208,537
Participant contributions at end of year	2010-12-31	$87,352
Participant contributions at beginning of year	2010-12-31	$52,794
Participant contributions at end of year	2010-12-31	$789
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$301,283
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,331,541
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,030,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,080,136
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$802,245
Interest on participant loans	2010-12-31	$2,118
Value of interest in common/collective trusts at end of year	2010-12-31	$162,836
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$175,219
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$175,219
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$24
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$133,231
Net investment gain or loss from common/collective trusts	2010-12-31	$1,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$81,931
Employer contributions (assets) at end of year	2010-12-31	$428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$119,744
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HLB GROSS COLLINS, P.C.
Accountancy firm EIN	2010-12-31	581367012
2009 : EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN

2013: EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: EXPRESS FINANCIAL SERVICES, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	EXPRESS FINANCIAL SERVICES, LLC
Employer identification number (EIN):	621747854
NAIC Classification:	522291
NAIC Description:	Consumer Lending