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E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN 401k Plan overview

Plan NameE. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN
Plan identification number 001

E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

E. TENN. BRAIN AND SPINE CENTER PC has sponsored the creation of one or more 401k plans.

Company Name:E. TENN. BRAIN AND SPINE CENTER PC
Employer identification number (EIN):621819590
NAIC Classification:621399
NAIC Description:Offices of All Other Miscellaneous Health Practitioners

Form 5500 Filing Information

Submission information for form 5500 for 401k plan E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01DAVID A WILES2019-01-14
0012017-01-01DAVID A WILES2018-10-04
0012016-01-01DAVID A WILES2017-09-22
0012015-01-01DAVID A WILES
0012014-01-01DAVID A WILES
0012013-01-01DAVID A WILES
0012012-01-01DAVID A WILES
0012011-01-01DAVID A WILES
0012009-01-01DAVID A. WILES

Financial Data on E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN

Measure Date Value
2015 : E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN 2015 401k financial data
Total income from all sources2015-12-31$102,056
Expenses. Total of all expenses incurred2015-12-31$272,135
Benefits paid (including direct rollovers)2015-12-31$271,909
Total plan assets at end of year2015-12-31$2,767,105
Total plan assets at beginning of year2015-12-31$2,937,184
Value of fidelity bond covering the plan2015-12-31$300,000
Total contributions received or receivable from participants2015-12-31$190,949
Contributions received from other sources (not participants or employers)2015-12-31$1,250
Other income received2015-12-31$-194,832
Net income (gross income less expenses)2015-12-31$-170,079
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,767,105
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,937,184
Assets. Value of participant loans2015-12-31$27,595
Total contributions received or receivable from employer(s)2015-12-31$104,689
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$226
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN 2014 401k financial data
Total income from all sources2014-12-31$432,356
Expenses. Total of all expenses incurred2014-12-31$45,836
Benefits paid (including direct rollovers)2014-12-31$45,579
Total plan assets at end of year2014-12-31$2,937,184
Total plan assets at beginning of year2014-12-31$2,550,664
Value of fidelity bond covering the plan2014-12-31$300,000
Total contributions received or receivable from participants2014-12-31$168,225
Expenses. Other expenses not covered elsewhere2014-12-31$257
Other income received2014-12-31$159,872
Net income (gross income less expenses)2014-12-31$386,520
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,937,184
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,550,664
Assets. Value of participant loans2014-12-31$32,586
Assets. Value of assets in partnership/joint-venture interests2014-12-31$104,156
Total contributions received or receivable from employer(s)2014-12-31$104,259
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN 2013 401k financial data
Total income from all sources2013-12-31$656,581
Expenses. Total of all expenses incurred2013-12-31$56,649
Benefits paid (including direct rollovers)2013-12-31$54,837
Total plan assets at end of year2013-12-31$2,550,664
Total plan assets at beginning of year2013-12-31$1,950,732
Value of fidelity bond covering the plan2013-12-31$300,000
Total contributions received or receivable from participants2013-12-31$210,356
Expenses. Other expenses not covered elsewhere2013-12-31$1,812
Contributions received from other sources (not participants or employers)2013-12-31$58,492
Other income received2013-12-31$280,147
Net income (gross income less expenses)2013-12-31$599,932
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,550,664
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,950,732
Assets. Value of participant loans2013-12-31$45,283
Assets. Value of assets in partnership/joint-venture interests2013-12-31$104,156
Total contributions received or receivable from employer(s)2013-12-31$107,586
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$613,272
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$397,377
Expenses. Total of all expenses incurred2012-12-31$202,259
Benefits paid (including direct rollovers)2012-12-31$201,100
Total plan assets at end of year2012-12-31$1,950,732
Total plan assets at beginning of year2012-12-31$1,142,342
Value of fidelity bond covering the plan2012-12-31$200,000
Total contributions received or receivable from participants2012-12-31$196,760
Expenses. Other expenses not covered elsewhere2012-12-31$1,159
Contributions received from other sources (not participants or employers)2012-12-31$5,280
Other income received2012-12-31$89,317
Net income (gross income less expenses)2012-12-31$195,118
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,950,732
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,142,342
Assets. Value of participant loans2012-12-31$44,639
Assets. Value of assets in partnership/joint-venture interests2012-12-31$104,156
Total contributions received or receivable from employer(s)2012-12-31$106,020
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$212,008
Expenses. Total of all expenses incurred2011-12-31$3,042
Benefits paid (including direct rollovers)2011-12-31$2,848
Total plan assets at end of year2011-12-31$1,142,342
Total plan assets at beginning of year2011-12-31$933,376
Value of fidelity bond covering the plan2011-12-31$200,000
Total contributions received or receivable from participants2011-12-31$99,034
Contributions received from other sources (not participants or employers)2011-12-31$34,185
Other income received2011-12-31$886
Net income (gross income less expenses)2011-12-31$208,966
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,142,342
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$933,376
Assets. Value of participant loans2011-12-31$14,262
Assets. Value of assets in partnership/joint-venture interests2011-12-31$200,000
Total contributions received or receivable from employer(s)2011-12-31$77,903
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$194
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$209,394
Expenses. Total of all expenses incurred2010-12-31$7,782
Benefits paid (including direct rollovers)2010-12-31$7,683
Total plan assets at end of year2010-12-31$933,376
Total plan assets at beginning of year2010-12-31$731,764
Value of fidelity bond covering the plan2010-12-31$200,000
Total contributions received or receivable from participants2010-12-31$95,957
Expenses. Other expenses not covered elsewhere2010-12-31$99
Other income received2010-12-31$46,059
Net income (gross income less expenses)2010-12-31$201,612
Net plan assets at end of year (total assets less liabilities)2010-12-31$933,376
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$731,764
Assets. Value of participant loans2010-12-31$9,043
Assets. Value of assets in partnership/joint-venture interests2010-12-31$200,000
Total contributions received or receivable from employer(s)2010-12-31$67,378
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN

2015: E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: E. TENN. BRAIN AND SPINE CENTER PC SAFE HARBOR 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number8-02034
Policy instance 1

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