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EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 401k Plan overview

Plan NameEASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN
Plan identification number 002

EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

EASTER SEALS ALABAMA, INC. has sponsored the creation of one or more 401k plans.

Company Name:EASTER SEALS ALABAMA, INC.
Employer identification number (EIN):630320188
NAIC Classification:624310
NAIC Description:Vocational Rehabilitation Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022019-01-01
0022018-01-01
0022017-01-01LYNN ARMSTRONG
0022016-01-01LYNN ARMSTRONG
0022015-01-01LYNN ARMSTRONG
0022014-03-01LYNN ARMSTRONG
0022013-03-01LYNN ARMSTRONG
0022012-03-01LYNN ARMSTRONG
0022011-03-01LYNN ARMSTRONG
0022009-03-01LYNN BOZEMAN
0022009-03-01LYNN BOZEMAN

Plan Statistics for EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN

401k plan membership statisitcs for EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN

Measure Date Value
2022: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01400
Total number of active participants reported on line 7a of the Form 55002022-01-01251
Number of retired or separated participants receiving benefits2022-01-0137
Number of other retired or separated participants entitled to future benefits2022-01-01133
Total of all active and inactive participants2022-01-01421
Total participants2022-01-01421
Number of participants with account balances2022-01-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0122
2021: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01410
Total number of active participants reported on line 7a of the Form 55002021-01-01257
Number of retired or separated participants receiving benefits2021-01-0136
Number of other retired or separated participants entitled to future benefits2021-01-01107
Total of all active and inactive participants2021-01-01400
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01400
Number of participants with account balances2021-01-01312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0115
2020: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01352
Total number of active participants reported on line 7a of the Form 55002020-01-01287
Number of retired or separated participants receiving benefits2020-01-0142
Number of other retired or separated participants entitled to future benefits2020-01-0181
Total of all active and inactive participants2020-01-01410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01410
Number of participants with account balances2020-01-01316
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0120
2019: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01354
Total number of active participants reported on line 7a of the Form 55002019-01-01292
Number of retired or separated participants receiving benefits2019-01-0119
Number of other retired or separated participants entitled to future benefits2019-01-0141
Total of all active and inactive participants2019-01-01352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01352
Number of participants with account balances2019-01-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0113
2018: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01314
Total number of active participants reported on line 7a of the Form 55002018-01-01292
Number of retired or separated participants receiving benefits2018-01-0115
Number of other retired or separated participants entitled to future benefits2018-01-0147
Total of all active and inactive participants2018-01-01354
Total participants2018-01-01354
Number of participants with account balances2018-01-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0117
2017: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01322
Total number of active participants reported on line 7a of the Form 55002017-01-01262
Number of retired or separated participants receiving benefits2017-01-0118
Number of other retired or separated participants entitled to future benefits2017-01-0134
Total of all active and inactive participants2017-01-01314
Total participants2017-01-01314
Number of participants with account balances2017-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01320
Total number of active participants reported on line 7a of the Form 55002016-01-01263
Number of retired or separated participants receiving benefits2016-01-0120
Number of other retired or separated participants entitled to future benefits2016-01-0139
Total of all active and inactive participants2016-01-01322
Total participants2016-01-01322
Number of participants with account balances2016-01-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0111
2015: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01318
Total number of active participants reported on line 7a of the Form 55002015-01-01253
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0167
Total of all active and inactive participants2015-01-01320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01320
Number of participants with account balances2015-01-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0116
2014: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2014 401k membership
Total participants, beginning-of-year2014-03-01320
Total number of active participants reported on line 7a of the Form 55002014-03-01272
Number of retired or separated participants receiving benefits2014-03-018
Number of other retired or separated participants entitled to future benefits2014-03-0138
Total of all active and inactive participants2014-03-01318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-03-010
Total participants2014-03-01318
Number of participants with account balances2014-03-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-03-0113
2013: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2013 401k membership
Total participants, beginning-of-year2013-03-01252
Total number of active participants reported on line 7a of the Form 55002013-03-01271
Number of retired or separated participants receiving benefits2013-03-010
Number of other retired or separated participants entitled to future benefits2013-03-0149
Total of all active and inactive participants2013-03-01320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-03-010
Total participants2013-03-01320
Number of participants with account balances2013-03-01320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-03-015
2012: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2012 401k membership
Total participants, beginning-of-year2012-03-01261
Total number of active participants reported on line 7a of the Form 55002012-03-01210
Number of retired or separated participants receiving benefits2012-03-010
Number of other retired or separated participants entitled to future benefits2012-03-0142
Total of all active and inactive participants2012-03-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-03-010
Total participants2012-03-01252
Number of participants with account balances2012-03-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-03-013
2011: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2011 401k membership
Total participants, beginning-of-year2011-03-01300
Total number of active participants reported on line 7a of the Form 55002011-03-01250
Number of retired or separated participants receiving benefits2011-03-010
Number of other retired or separated participants entitled to future benefits2011-03-0111
Total of all active and inactive participants2011-03-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-03-010
Total participants2011-03-01261
Number of participants with account balances2011-03-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-03-0116
2009: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2009 401k membership
Total participants, beginning-of-year2009-03-01290
Total number of active participants reported on line 7a of the Form 55002009-03-01233
Number of retired or separated participants receiving benefits2009-03-010
Number of other retired or separated participants entitled to future benefits2009-03-0127
Total of all active and inactive participants2009-03-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-03-010
Total participants2009-03-01260
Number of participants with account balances2009-03-01210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-03-016

Financial Data on EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN

Measure Date Value
2022 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-350,007
Total of all expenses incurred2022-12-31$570,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$505,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$542,826
Value of total assets at end of year2022-12-31$5,107,810
Value of total assets at beginning of year2022-12-31$6,028,131
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$64,682
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$98,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$98,833
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$358,749
Participant contributions at end of year2022-12-31$26,327
Participant contributions at beginning of year2022-12-31$27,600
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$9,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-920,321
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,107,810
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,028,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$5,068,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$5,985,445
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-991,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$174,240
Employer contributions (assets) at end of year2022-12-31$12,768
Employer contributions (assets) at beginning of year2022-12-31$15,086
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$505,632
Contract administrator fees2022-12-31$64,682
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CARR, RIGGS & INGRAM LLC
Accountancy firm EIN2022-12-31721396621
2021 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$1,177,178
Total of all expenses incurred2021-12-31$622,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$562,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$536,546
Value of total assets at end of year2021-12-31$6,028,131
Value of total assets at beginning of year2021-12-31$5,473,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$60,453
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$101,635
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$101,635
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$351,204
Participant contributions at end of year2021-12-31$27,600
Participant contributions at beginning of year2021-12-31$39,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$554,605
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,028,131
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$5,473,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$5,985,445
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$5,413,089
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$538,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$185,342
Employer contributions (assets) at end of year2021-12-31$15,086
Employer contributions (assets) at beginning of year2021-12-31$21,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$562,120
Contract administrator fees2021-12-31$60,453
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CARR, RIGGS & INGRAM LLC
Accountancy firm EIN2021-12-31721396621
2020 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$1,258,109
Total of all expenses incurred2020-12-31$810,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$754,597
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$617,720
Value of total assets at end of year2020-12-31$5,473,526
Value of total assets at beginning of year2020-12-31$5,026,078
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$56,064
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$78,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$78,601
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$360,998
Participant contributions at end of year2020-12-31$39,296
Participant contributions at beginning of year2020-12-31$26,189
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$60,808
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$447,448
Value of net assets at end of year (total assets less liabilities)2020-12-31$5,473,526
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,026,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$56,064
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$5,413,089
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,984,568
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$561,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$195,914
Employer contributions (assets) at end of year2020-12-31$21,141
Employer contributions (assets) at beginning of year2020-12-31$15,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$754,597
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CARR, RIGGS & INGRAM LLC
Accountancy firm EIN2020-12-31721396621
2019 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$1,459,810
Total income from all sources (including contributions)2019-12-31$1,459,810
Total of all expenses incurred2019-12-31$451,799
Total of all expenses incurred2019-12-31$451,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$389,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$389,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$569,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$569,895
Value of total assets at end of year2019-12-31$5,026,078
Value of total assets at end of year2019-12-31$5,026,078
Value of total assets at beginning of year2019-12-31$4,018,067
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$62,377
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$62,377
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$98,408
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$98,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$98,408
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$98,408
Administrative expenses professional fees incurred2019-12-31$22,977
Administrative expenses professional fees incurred2019-12-31$22,977
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$370,132
Contributions received from participants2019-12-31$370,132
Participant contributions at end of year2019-12-31$26,189
Participant contributions at end of year2019-12-31$26,189
Participant contributions at beginning of year2019-12-31$28,795
Participant contributions at beginning of year2019-12-31$28,795
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,055
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,055
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,008,011
Value of net income/loss2019-12-31$1,008,011
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,026,078
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,026,078
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,018,067
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,018,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$23,292
Investment advisory and management fees2019-12-31$23,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,568,084
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,984,568
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,984,568
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$406,639
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$406,639
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$791,507
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$791,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$198,708
Contributions received in cash from employer2019-12-31$198,708
Employer contributions (assets) at end of year2019-12-31$15,321
Employer contributions (assets) at beginning of year2019-12-31$14,549
Employer contributions (assets) at beginning of year2019-12-31$14,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$389,422
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$389,422
Contract administrator fees2019-12-31$16,108
Contract administrator fees2019-12-31$16,108
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm name2019-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2019-12-31711396621
Accountancy firm EIN2019-12-31711396621
2018 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$250,997
Total of all expenses incurred2018-12-31$310,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$258,812
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$558,058
Value of total assets at end of year2018-12-31$4,018,067
Value of total assets at beginning of year2018-12-31$4,077,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$51,267
Total interest from all sources2018-12-31$4,174
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$51,236
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$51,236
Administrative expenses professional fees incurred2018-12-31$20,573
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$362,092
Participant contributions at end of year2018-12-31$28,795
Participant contributions at beginning of year2018-12-31$27,338
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,597
Other income not declared elsewhere2018-12-31$990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-59,082
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,018,067
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,077,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,568,084
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,669,997
Interest earned on other investments2018-12-31$4,174
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$406,639
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$364,596
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-363,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$192,369
Employer contributions (assets) at end of year2018-12-31$14,549
Employer contributions (assets) at beginning of year2018-12-31$15,218
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$258,812
Contract administrator fees2018-12-31$30,694
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2018-12-31711396621
2017 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,075,345
Total of all expenses incurred2017-12-31$277,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$230,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$558,308
Value of total assets at end of year2017-12-31$4,077,149
Value of total assets at beginning of year2017-12-31$3,279,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$47,423
Total interest from all sources2017-12-31$3,579
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$50,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$50,882
Administrative expenses professional fees incurred2017-12-31$20,532
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$364,753
Participant contributions at end of year2017-12-31$27,338
Participant contributions at beginning of year2017-12-31$27,046
Other income not declared elsewhere2017-12-31$477
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$797,388
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,077,149
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,279,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,669,997
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,929,868
Interest earned on other investments2017-12-31$3,579
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$364,596
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$307,947
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$462,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$193,555
Employer contributions (assets) at end of year2017-12-31$15,218
Employer contributions (assets) at beginning of year2017-12-31$14,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$230,534
Contract administrator fees2017-12-31$26,891
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2017-12-31721396621
2016 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$723,778
Total of all expenses incurred2016-12-31$299,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$250,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$570,269
Value of total assets at end of year2016-12-31$3,279,761
Value of total assets at beginning of year2016-12-31$2,855,158
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$49,079
Total interest from all sources2016-12-31$3,336
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$25,241
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$25,241
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$337,423
Participant contributions at end of year2016-12-31$27,046
Participant contributions at beginning of year2016-12-31$15,478
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$50,224
Other income not declared elsewhere2016-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$424,603
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,279,761
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,855,158
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$22,629
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,929,868
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,580,056
Interest earned on other investments2016-12-31$3,336
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$307,947
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$251,209
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$124,929
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$182,622
Employer contributions (assets) at end of year2016-12-31$14,900
Employer contributions (assets) at beginning of year2016-12-31$8,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$250,096
Contract administrator fees2016-12-31$26,450
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2016-12-31721396621
2015 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$499,531
Total of all expenses incurred2015-12-31$223,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$186,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$506,821
Value of total assets at end of year2015-12-31$2,855,158
Value of total assets at beginning of year2015-12-31$2,579,555
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$37,105
Total interest from all sources2015-12-31$2,740
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$48,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$48,841
Administrative expenses professional fees incurred2015-12-31$16,350
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$328,827
Participant contributions at end of year2015-12-31$15,478
Participant contributions at beginning of year2015-12-31$14,552
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$295
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$275,603
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,855,158
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,579,555
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,580,056
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,373,666
Interest earned on other investments2015-12-31$2,740
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$251,209
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$183,676
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-58,871
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$177,699
Employer contributions (assets) at end of year2015-12-31$8,415
Employer contributions (assets) at beginning of year2015-12-31$7,661
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$186,823
Contract administrator fees2015-12-31$20,755
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2015-12-31721396621
2014 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$494,261
Total of all expenses incurred2014-12-31$411,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$371,325
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$415,975
Value of total assets at end of year2014-12-31$2,579,555
Value of total assets at beginning of year2014-12-31$2,497,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$40,607
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$14,886
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$253,514
Participant contributions at end of year2014-12-31$14,552
Participant contributions at beginning of year2014-12-31$12,591
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$82,329
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,579,555
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,497,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$9,570
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,373,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,257,668
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$183,676
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$219,867
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$78,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$162,461
Employer contributions (assets) at end of year2014-12-31$7,661
Employer contributions (assets) at beginning of year2014-12-31$7,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$371,325
Contract administrator fees2014-12-31$16,151
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2014-12-31721396621
Total unrealized appreciation/depreciation of assets2014-02-28$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-02-28$0
Total income from all sources (including contributions)2014-02-28$725,674
Total loss/gain on sale of assets2014-02-28$0
Total of all expenses incurred2014-02-28$130,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-02-28$100,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-02-28$432,861
Value of total assets at end of year2014-02-28$2,497,226
Value of total assets at beginning of year2014-02-28$1,902,158
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-02-28$29,930
Total interest from all sources2014-02-28$2,840
Total dividends received (eg from common stock, registered investment company shares)2014-02-28$26,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-02-28No
Total dividends received from registered investment company shares (eg mutual funds)2014-02-28$26,557
Was this plan covered by a fidelity bond2014-02-28Yes
Value of fidelity bond cover2014-02-28$500,000
If this is an individual account plan, was there a blackout period2014-02-28No
Were there any nonexempt tranactions with any party-in-interest2014-02-28No
Contributions received from participants2014-02-28$278,340
Participant contributions at end of year2014-02-28$12,591
Participant contributions at beginning of year2014-02-28$20,179
Income. Received or receivable in cash from other sources (including rollovers)2014-02-28$4,098
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-02-28No
Value of net income/loss2014-02-28$595,068
Value of net assets at end of year (total assets less liabilities)2014-02-28$2,497,226
Value of net assets at beginning of year (total assets less liabilities)2014-02-28$1,902,158
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2014-02-28No
Were any leases to which the plan was party in default or uncollectible2014-02-28No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-02-28$2,257,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-02-28$1,682,127
Interest earned on other investments2014-02-28$2,840
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-02-28$219,867
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-02-28$189,331
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-02-28$263,416
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-02-28No
Was there a failure to transmit to the plan any participant contributions2014-02-28No
Has the plan failed to provide any benefit when due under the plan2014-02-28No
Contributions received in cash from employer2014-02-28$150,423
Employer contributions (assets) at end of year2014-02-28$7,100
Employer contributions (assets) at beginning of year2014-02-28$10,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-02-28$100,676
Contract administrator fees2014-02-28$29,930
Did the plan have assets held for investment2014-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-02-28Yes
Opinion of an independent qualified public accountant for this plan2014-02-28Disclaimer
Accountancy firm name2014-02-28WARREN AVERETT, LLC
Accountancy firm EIN2014-02-28454084437
2013 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-02-28$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-02-28$8,907
Total income from all sources (including contributions)2013-02-28$542,657
Total loss/gain on sale of assets2013-02-28$0
Total of all expenses incurred2013-02-28$226,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-02-28$212,405
Value of total corrective distributions2013-02-28$1,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-02-28$399,822
Value of total assets at end of year2013-02-28$1,902,158
Value of total assets at beginning of year2013-02-28$1,594,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-02-28$11,861
Total interest from all sources2013-02-28$2,904
Total dividends received (eg from common stock, registered investment company shares)2013-02-28$20,176
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-02-28No
Total dividends received from registered investment company shares (eg mutual funds)2013-02-28$20,176
Was this plan covered by a fidelity bond2013-02-28Yes
Value of fidelity bond cover2013-02-28$500,000
If this is an individual account plan, was there a blackout period2013-02-28No
Were there any nonexempt tranactions with any party-in-interest2013-02-28No
Contributions received from participants2013-02-28$266,441
Participant contributions at end of year2013-02-28$20,179
Participant contributions at beginning of year2013-02-28$21,305
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-02-28$8,907
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-02-28No
Value of net income/loss2013-02-28$316,600
Value of net assets at end of year (total assets less liabilities)2013-02-28$1,902,158
Value of net assets at beginning of year (total assets less liabilities)2013-02-28$1,585,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2013-02-28No
Were any leases to which the plan was party in default or uncollectible2013-02-28No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-02-28$1,682,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-02-28$1,560,181
Interest earned on other investments2013-02-28$2,904
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-02-28$189,331
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-02-28$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-02-28$119,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-02-28No
Was there a failure to transmit to the plan any participant contributions2013-02-28No
Has the plan failed to provide any benefit when due under the plan2013-02-28No
Contributions received in cash from employer2013-02-28$133,381
Employer contributions (assets) at end of year2013-02-28$10,521
Employer contributions (assets) at beginning of year2013-02-28$12,979
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-02-28$212,405
Contract administrator fees2013-02-28$11,861
Did the plan have assets held for investment2013-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-02-28Yes
Opinion of an independent qualified public accountant for this plan2013-02-28Disclaimer
Accountancy firm name2013-02-28WARREN AVERETT, LLC
Accountancy firm EIN2013-02-28454084437
2012 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-02-29$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-02-29$8,907
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-02-29$0
Total income from all sources (including contributions)2012-02-29$438,325
Total loss/gain on sale of assets2012-02-29$0
Total of all expenses incurred2012-02-29$70,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-02-29$56,596
Value of total corrective distributions2012-02-29$4,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-02-29$402,721
Value of total assets at end of year2012-02-29$1,594,465
Value of total assets at beginning of year2012-02-29$1,217,533
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-02-29$9,168
Total interest from all sources2012-02-29$0
Total dividends received (eg from common stock, registered investment company shares)2012-02-29$15,816
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-02-29No
Total dividends received from registered investment company shares (eg mutual funds)2012-02-29$15,816
Was this plan covered by a fidelity bond2012-02-29Yes
Value of fidelity bond cover2012-02-29$500,000
If this is an individual account plan, was there a blackout period2012-02-29No
Were there any nonexempt tranactions with any party-in-interest2012-02-29No
Contributions received from participants2012-02-29$253,131
Participant contributions at end of year2012-02-29$21,305
Participant contributions at beginning of year2012-02-29$34,735
Income. Received or receivable in cash from other sources (including rollovers)2012-02-29$608
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-02-29$8,907
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-02-29No
Value of net income/loss2012-02-29$368,025
Value of net assets at end of year (total assets less liabilities)2012-02-29$1,585,558
Value of net assets at beginning of year (total assets less liabilities)2012-02-29$1,217,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-02-29No
Were any loans by the plan or fixed income obligations due to the plan in default2012-02-29No
Were any leases to which the plan was party in default or uncollectible2012-02-29No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-02-29$1,560,181
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-02-29$1,159,164
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-02-29$19,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-02-29No
Was there a failure to transmit to the plan any participant contributions2012-02-29No
Has the plan failed to provide any benefit when due under the plan2012-02-29No
Contributions received in cash from employer2012-02-29$148,982
Employer contributions (assets) at end of year2012-02-29$12,979
Employer contributions (assets) at beginning of year2012-02-29$23,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-02-29$56,596
Contract administrator fees2012-02-29$9,168
Did the plan have assets held for investment2012-02-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-02-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-02-29No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-02-29Yes
Opinion of an independent qualified public accountant for this plan2012-02-29Disclaimer
Accountancy firm name2012-02-29WARREN AVERETT, LLC
Accountancy firm EIN2012-02-29454084437
2011 : EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-02-28$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-02-28$0
Total income from all sources (including contributions)2011-02-28$540,111
Total loss/gain on sale of assets2011-02-28$0
Total of all expenses incurred2011-02-28$72,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-02-28$63,937
Value of total corrective distributions2011-02-28$2,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-02-28$393,292
Value of total assets at end of year2011-02-28$1,217,533
Value of total assets at beginning of year2011-02-28$750,114
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-02-28$6,499
Total interest from all sources2011-02-28$0
Total dividends received (eg from common stock, registered investment company shares)2011-02-28$10,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-02-28No
Total dividends received from registered investment company shares (eg mutual funds)2011-02-28$10,656
Was this plan covered by a fidelity bond2011-02-28Yes
Value of fidelity bond cover2011-02-28$500,000
If this is an individual account plan, was there a blackout period2011-02-28No
Were there any nonexempt tranactions with any party-in-interest2011-02-28No
Contributions received from participants2011-02-28$259,442
Participant contributions at end of year2011-02-28$34,735
Participant contributions at beginning of year2011-02-28$36,956
Other income not declared elsewhere2011-02-28$159
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-02-28No
Value of net income/loss2011-02-28$467,419
Value of net assets at end of year (total assets less liabilities)2011-02-28$1,217,533
Value of net assets at beginning of year (total assets less liabilities)2011-02-28$750,114
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2011-02-28No
Were any leases to which the plan was party in default or uncollectible2011-02-28No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-02-28$1,159,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-02-28$693,776
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-02-28$136,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-02-28No
Was there a failure to transmit to the plan any participant contributions2011-02-28No
Has the plan failed to provide any benefit when due under the plan2011-02-28No
Contributions received in cash from employer2011-02-28$133,850
Employer contributions (assets) at end of year2011-02-28$23,634
Employer contributions (assets) at beginning of year2011-02-28$19,382
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-02-28$63,937
Contract administrator fees2011-02-28$6,499
Did the plan have assets held for investment2011-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-02-28Yes
Opinion of an independent qualified public accountant for this plan2011-02-28Disclaimer
Accountancy firm name2011-02-28WILSON, PRICE, BARRANCO, BLANKENSHI
Accountancy firm EIN2011-02-28721341561

Form 5500 Responses for EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN

2022: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2014 form 5500 responses
2014-03-01Type of plan entitySingle employer plan
2014-03-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-03-01Plan funding arrangement – InsuranceYes
2014-03-01Plan funding arrangement – TrustYes
2014-03-01Plan benefit arrangement – InsuranceYes
2014-03-01Plan benefit arrangement - TrustYes
2013: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2013 form 5500 responses
2013-03-01Type of plan entitySingle employer plan
2013-03-01Submission has been amendedNo
2013-03-01This submission is the final filingNo
2013-03-01This return/report is a short plan year return/report (less than 12 months)No
2013-03-01Plan is a collectively bargained planNo
2013-03-01Plan funding arrangement – InsuranceYes
2013-03-01Plan funding arrangement – TrustYes
2013-03-01Plan benefit arrangement – InsuranceYes
2013-03-01Plan benefit arrangement - TrustYes
2012: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2012 form 5500 responses
2012-03-01Type of plan entitySingle employer plan
2012-03-01Submission has been amendedNo
2012-03-01This submission is the final filingNo
2012-03-01This return/report is a short plan year return/report (less than 12 months)No
2012-03-01Plan is a collectively bargained planNo
2012-03-01Plan funding arrangement – InsuranceYes
2012-03-01Plan funding arrangement – TrustYes
2012-03-01Plan benefit arrangement – InsuranceYes
2012-03-01Plan benefit arrangement - TrustYes
2011: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2011 form 5500 responses
2011-03-01Type of plan entitySingle employer plan
2011-03-01Submission has been amendedNo
2011-03-01This submission is the final filingNo
2011-03-01This return/report is a short plan year return/report (less than 12 months)No
2011-03-01Plan is a collectively bargained planNo
2011-03-01Plan funding arrangement – TrustYes
2011-03-01Plan benefit arrangement - TrustYes
2009: EASTER SEALS ALABAMA, INC. DEFINED CONTRIBUTION PLAN 2009 form 5500 responses
2009-03-01Type of plan entitySingle employer plan
2009-03-01Submission has been amendedYes
2009-03-01This submission is the final filingNo
2009-03-01This return/report is a short plan year return/report (less than 12 months)No
2009-03-01Plan is a collectively bargained planNo
2009-03-01Plan funding arrangement – TrustYes
2009-03-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number31680023
Policy instance 1
Insurance contract or identification number31680023
Number of Individuals Covered0
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number31680023
Policy instance 1
Insurance contract or identification number31680023
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number31680023
Policy instance 1
Insurance contract or identification number31680023
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number31680023
Policy instance 2
Insurance contract or identification number31680023
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number460086
Policy instance 1
Insurance contract or identification number460086
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,621
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees9621
Additional information about fees paid to insurance brokerSERVICE FEE
Insurance broker organization code?5
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number460086
Policy instance 1
Insurance contract or identification number460086
Number of Individuals Covered359
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,324
Total amount of fees paid to insurance companyUSD $192
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,324
Insurance broker organization code?3
Amount paid for insurance broker fees192
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number460086
Policy instance 1
Insurance contract or identification number460086
Number of Individuals Covered352
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,131
Total amount of fees paid to insurance companyUSD $165
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,131
Insurance broker organization code?3
Amount paid for insurance broker fees165
Insurance broker nameMARTIN MARTIN RANDALL & ASSOCIATES
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number460086
Policy instance 1
Insurance contract or identification number460086
Number of Individuals Covered314
Insurance policy start date2015-01-01
Insurance policy end date2016-12-31
Total amount of commissions paid to insurance brokerUSD $511
Total amount of fees paid to insurance companyUSD $81
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees81
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $511
Insurance broker nameRAYMOND JAMES INS. GROUP
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number460086
Policy instance 1
Insurance contract or identification number460086
Number of Individuals Covered245
Insurance policy start date2014-03-01
Insurance policy end date2015-02-28
Total amount of fees paid to insurance companyUSD $9,103
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Amount paid for insurance broker fees9103
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
Insurance broker nameMARTIN MARTIN RANDALL & ASSOCIATES
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number460086
Policy instance 1
Insurance contract or identification number460086
Number of Individuals Covered0
Insurance policy start date2013-03-01
Insurance policy end date2014-02-28
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,264
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4264
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameMARTIN MARTIN RANDALL & ASSOCIATES
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered270
Insurance policy start date2012-03-01
Insurance policy end date2013-02-28
Total amount of commissions paid to insurance brokerUSD $6,438
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $6,438
Insurance broker organization code?3
Insurance broker nameSTERNE AGEE & LEACH INC.

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