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CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameCHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 001

CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

CHAS. W. ASHBY CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:CHAS. W. ASHBY CO., INC.
Employer identification number (EIN):630495804
NAIC Classification:335900

Additional information about CHAS. W. ASHBY CO., INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0819801

More information about CHAS. W. ASHBY CO., INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-11-01
0012020-11-01
0012019-11-01
0012018-11-01
0012017-11-01
0012016-11-01ROBERT RIGSBY
0012015-11-01ROBERT RIGSBY
0012015-11-01
0012014-11-01ROBERT RIGSBY
0012013-11-01ROBERT RIGSBY
0012012-11-01ROBERT RIGSBY
0012011-11-01ROBERT RIGSBY
0012009-11-01ROBERT RIGSBY

Plan Statistics for CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2021: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-11-0129
Total number of active participants reported on line 7a of the Form 55002021-11-0128
Number of retired or separated participants receiving benefits2021-11-010
Number of other retired or separated participants entitled to future benefits2021-11-011
Total of all active and inactive participants2021-11-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-11-010
Total participants2021-11-0129
Number of participants with account balances2021-11-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-11-011
2020: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-11-0129
Total number of active participants reported on line 7a of the Form 55002020-11-0129
Number of retired or separated participants receiving benefits2020-11-010
Number of other retired or separated participants entitled to future benefits2020-11-010
Total of all active and inactive participants2020-11-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-11-010
Total participants2020-11-0129
Number of participants with account balances2020-11-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-11-010
2019: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-11-0122
Total number of active participants reported on line 7a of the Form 55002019-11-0129
Number of retired or separated participants receiving benefits2019-11-010
Number of other retired or separated participants entitled to future benefits2019-11-010
Total of all active and inactive participants2019-11-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-11-010
Total participants2019-11-0129
Number of participants with account balances2019-11-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-11-010
2018: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-11-0117
Total number of active participants reported on line 7a of the Form 55002018-11-0121
Number of retired or separated participants receiving benefits2018-11-010
Number of other retired or separated participants entitled to future benefits2018-11-010
Total of all active and inactive participants2018-11-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-11-010
Total participants2018-11-0121
Number of participants with account balances2018-11-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-11-010
2017: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-11-0118
Total number of active participants reported on line 7a of the Form 55002017-11-0117
Number of retired or separated participants receiving benefits2017-11-010
Number of other retired or separated participants entitled to future benefits2017-11-010
Total of all active and inactive participants2017-11-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-11-010
Total participants2017-11-0117
Number of participants with account balances2017-11-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-11-010
2016: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-11-0119
Total number of active participants reported on line 7a of the Form 55002016-11-0118
Number of retired or separated participants receiving benefits2016-11-010
Number of other retired or separated participants entitled to future benefits2016-11-010
Total of all active and inactive participants2016-11-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-11-010
Total participants2016-11-0118
2015: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-11-0120
Total number of active participants reported on line 7a of the Form 55002015-11-0119
Total of all active and inactive participants2015-11-0119
Total participants2015-11-0119
2014: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-11-0119
Total number of active participants reported on line 7a of the Form 55002014-11-0120
Total of all active and inactive participants2014-11-0120
Total participants2014-11-0120
Number of participants with account balances2014-11-0119
2013: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-0117
Total number of active participants reported on line 7a of the Form 55002013-11-0119
Total of all active and inactive participants2013-11-0119
Total participants2013-11-0119
Number of participants with account balances2013-11-0116
2012: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-0114
Total number of active participants reported on line 7a of the Form 55002012-11-0115
Number of retired or separated participants receiving benefits2012-11-010
Number of other retired or separated participants entitled to future benefits2012-11-010
Total of all active and inactive participants2012-11-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-11-010
Total participants2012-11-0115
Number of participants with account balances2012-11-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-010
2011: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-0115
Total number of active participants reported on line 7a of the Form 55002011-11-0115
Total of all active and inactive participants2011-11-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-11-010
Total participants2011-11-0115
Number of participants with account balances2011-11-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-11-010
2009: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-11-0114
Total number of active participants reported on line 7a of the Form 55002009-11-0114
Number of retired or separated participants receiving benefits2009-11-010
Number of other retired or separated participants entitled to future benefits2009-11-010
Total of all active and inactive participants2009-11-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-11-010
Total participants2009-11-0114
Number of participants with account balances2009-11-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-11-010

Financial Data on CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Total income from all sources2022-10-31$3,954,487
Expenses. Total of all expenses incurred2022-10-31$374,367
Benefits paid (including direct rollovers)2022-10-31$374,367
Total plan assets at end of year2022-10-31$19,310,470
Total plan assets at beginning of year2022-10-31$15,730,350
Value of fidelity bond covering the plan2022-10-31$500,000
Other income received2022-10-31$2,899,387
Net income (gross income less expenses)2022-10-31$3,580,120
Net plan assets at end of year (total assets less liabilities)2022-10-31$19,310,470
Net plan assets at beginning of year (total assets less liabilities)2022-10-31$15,730,350
Assets. Value of employer securities2022-10-31$15,896,600
Total contributions received or receivable from employer(s)2022-10-31$1,055,100
2021 : CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Total income from all sources2021-10-31$4,460,810
Expenses. Total of all expenses incurred2021-10-31$0
Total plan assets at end of year2021-10-31$15,730,350
Total plan assets at beginning of year2021-10-31$11,269,540
Value of fidelity bond covering the plan2021-10-31$500,000
Other income received2021-10-31$3,976,448
Net income (gross income less expenses)2021-10-31$4,460,810
Net plan assets at end of year (total assets less liabilities)2021-10-31$15,730,350
Net plan assets at beginning of year (total assets less liabilities)2021-10-31$11,269,540
Assets. Value of employer securities2021-10-31$13,021,200
Total contributions received or receivable from employer(s)2021-10-31$484,362
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-10-31$0
2020 : CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total income from all sources2020-10-31$704,665
Expenses. Total of all expenses incurred2020-10-31$0
Total plan assets at end of year2020-10-31$11,269,540
Total plan assets at beginning of year2020-10-31$10,564,875
Value of fidelity bond covering the plan2020-10-31$500,000
Other income received2020-10-31$-21,077
Net income (gross income less expenses)2020-10-31$704,665
Net plan assets at end of year (total assets less liabilities)2020-10-31$11,269,540
Net plan assets at beginning of year (total assets less liabilities)2020-10-31$10,564,875
Assets. Value of employer securities2020-10-31$9,100,400
Total contributions received or receivable from employer(s)2020-10-31$725,742
2019 : CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total income from all sources2019-10-31$2,347,156
Expenses. Total of all expenses incurred2019-10-31$0
Total plan assets at end of year2019-10-31$10,564,875
Total plan assets at beginning of year2019-10-31$8,217,719
Value of fidelity bond covering the plan2019-10-31$500,000
Other income received2019-10-31$1,732,214
Net income (gross income less expenses)2019-10-31$2,347,156
Net plan assets at end of year (total assets less liabilities)2019-10-31$10,564,875
Net plan assets at beginning of year (total assets less liabilities)2019-10-31$8,217,719
Assets. Value of employer securities2019-10-31$9,109,600
Total contributions received or receivable from employer(s)2019-10-31$614,942
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-10-31$0
2018 : CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-10-31$0
2017 : CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total income from all sources2017-10-31$603,547
Expenses. Total of all expenses incurred2017-10-31$284,492
Benefits paid (including direct rollovers)2017-10-31$284,492
Total plan assets at end of year2017-10-31$6,919,491
Total plan assets at beginning of year2017-10-31$6,600,436
Value of fidelity bond covering the plan2017-10-31$500,000
Other income received2017-10-31$87,047
Net income (gross income less expenses)2017-10-31$319,055
Net plan assets at end of year (total assets less liabilities)2017-10-31$6,919,491
Net plan assets at beginning of year (total assets less liabilities)2017-10-31$6,600,436
Assets. Value of employer securities2017-10-31$6,686,800
Total contributions received or receivable from employer(s)2017-10-31$516,500
2016 : CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total income from all sources2016-10-31$797,570
Expenses. Total of all expenses incurred2016-10-31$909,199
Benefits paid (including direct rollovers)2016-10-31$909,199
Total plan assets at end of year2016-10-31$7,066,580
Total plan assets at beginning of year2016-10-31$7,178,209
Value of fidelity bond covering the plan2016-10-31$500,000
Other income received2016-10-31$-43,188
Net income (gross income less expenses)2016-10-31$-111,629
Net plan assets at end of year (total assets less liabilities)2016-10-31$7,066,580
Net plan assets at beginning of year (total assets less liabilities)2016-10-31$7,178,209
Assets. Value of employer securities2016-10-31$6,599,800
Total contributions received or receivable from employer(s)2016-10-31$840,758
2015 : CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total income from all sources2015-10-31$1,013,412
Expenses. Total of all expenses incurred2015-10-31$96,328
Benefits paid (including direct rollovers)2015-10-31$96,328
Total plan assets at end of year2015-10-31$7,178,209
Total plan assets at beginning of year2015-10-31$6,261,125
Value of fidelity bond covering the plan2015-10-31$500,000
Other income received2015-10-31$390,033
Net income (gross income less expenses)2015-10-31$917,084
Net plan assets at end of year (total assets less liabilities)2015-10-31$7,178,209
Net plan assets at beginning of year (total assets less liabilities)2015-10-31$6,261,125
Assets. Value of employer securities2015-10-31$6,650,000
Total contributions received or receivable from employer(s)2015-10-31$623,379
2014 : CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total income from all sources2014-10-31$1,474,986
Expenses. Total of all expenses incurred2014-10-31$514,954
Benefits paid (including direct rollovers)2014-10-31$514,954
Total plan assets at end of year2014-10-31$6,261,125
Total plan assets at beginning of year2014-10-31$5,301,093
Value of fidelity bond covering the plan2014-10-31$500,000
Other income received2014-10-31$960,086
Net income (gross income less expenses)2014-10-31$960,032
Net plan assets at end of year (total assets less liabilities)2014-10-31$6,261,125
Net plan assets at beginning of year (total assets less liabilities)2014-10-31$5,301,093
Assets. Value of employer securities2014-10-31$6,260,000
Total contributions received or receivable from employer(s)2014-10-31$514,900
2013 : CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total income from all sources2013-10-31$467,261
Expenses. Total of all expenses incurred2013-10-31$447,229
Benefits paid (including direct rollovers)2013-10-31$447,229
Total plan assets at end of year2013-10-31$5,301,093
Total plan assets at beginning of year2013-10-31$5,281,061
Value of fidelity bond covering the plan2013-10-31$500,000
Other income received2013-10-31$20,039
Net income (gross income less expenses)2013-10-31$20,032
Net plan assets at end of year (total assets less liabilities)2013-10-31$5,301,093
Net plan assets at beginning of year (total assets less liabilities)2013-10-31$5,281,061
Assets. Value of employer securities2013-10-31$5,300,000
Total contributions received or receivable from employer(s)2013-10-31$447,222
2012 : CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total income from all sources2012-10-31$1,346,604
Expenses. Total of all expenses incurred2012-10-31$615,543
Benefits paid (including direct rollovers)2012-10-31$615,543
Total plan assets at end of year2012-10-31$5,281,061
Total plan assets at beginning of year2012-10-31$4,550,000
Value of fidelity bond covering the plan2012-10-31$500,000
Other income received2012-10-31$861,904
Net income (gross income less expenses)2012-10-31$731,061
Net plan assets at end of year (total assets less liabilities)2012-10-31$5,281,061
Net plan assets at beginning of year (total assets less liabilities)2012-10-31$4,550,000
Assets. Value of employer securities2012-10-31$5,280,000
Total contributions received or receivable from employer(s)2012-10-31$484,700
2011 : CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total income from all sources2011-10-31$2,223,560
Expenses. Total of all expenses incurred2011-10-31$2,796,982
Benefits paid (including direct rollovers)2011-10-31$2,796,982
Total plan assets at end of year2011-10-31$4,550,000
Total plan assets at beginning of year2011-10-31$5,123,422
Value of fidelity bond covering the plan2011-10-31$500,000
Contributions received from other sources (not participants or employers)2011-10-31$1,318,061
Other income received2011-10-31$405,398
Net income (gross income less expenses)2011-10-31$-573,422
Net plan assets at end of year (total assets less liabilities)2011-10-31$4,550,000
Net plan assets at beginning of year (total assets less liabilities)2011-10-31$5,123,422
Assets. Value of employer securities2011-10-31$4,550,000
Total contributions received or receivable from employer(s)2011-10-31$500,101
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-10-31$0

Form 5500 Responses for CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

2021: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-11-01Type of plan entitySingle employer plan
2021-11-01Submission has been amendedNo
2021-11-01This submission is the final filingNo
2021-11-01This return/report is a short plan year return/report (less than 12 months)No
2021-11-01Plan is a collectively bargained planNo
2021-11-01Plan funding arrangement – InsuranceYes
2021-11-01Plan funding arrangement – TrustYes
2021-11-01Plan benefit arrangement – InsuranceYes
2020: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-11-01Type of plan entitySingle employer plan
2020-11-01Submission has been amendedNo
2020-11-01This submission is the final filingNo
2020-11-01This return/report is a short plan year return/report (less than 12 months)No
2020-11-01Plan is a collectively bargained planNo
2020-11-01Plan funding arrangement – InsuranceYes
2020-11-01Plan funding arrangement – TrustYes
2020-11-01Plan benefit arrangement – InsuranceYes
2019: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-11-01Type of plan entitySingle employer plan
2019-11-01Submission has been amendedNo
2019-11-01This submission is the final filingNo
2019-11-01This return/report is a short plan year return/report (less than 12 months)No
2019-11-01Plan is a collectively bargained planNo
2019-11-01Plan funding arrangement – InsuranceYes
2019-11-01Plan funding arrangement – TrustYes
2019-11-01Plan benefit arrangement – InsuranceYes
2018: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-11-01Type of plan entitySingle employer plan
2018-11-01Submission has been amendedNo
2018-11-01This submission is the final filingNo
2018-11-01This return/report is a short plan year return/report (less than 12 months)No
2018-11-01Plan is a collectively bargained planNo
2018-11-01Plan funding arrangement – InsuranceYes
2018-11-01Plan funding arrangement – TrustYes
2018-11-01Plan benefit arrangement – InsuranceYes
2017: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-11-01Type of plan entitySingle employer plan
2017-11-01Submission has been amendedNo
2017-11-01This submission is the final filingNo
2017-11-01This return/report is a short plan year return/report (less than 12 months)No
2017-11-01Plan is a collectively bargained planNo
2017-11-01Plan funding arrangement – InsuranceYes
2017-11-01Plan funding arrangement – TrustYes
2017-11-01Plan benefit arrangement – InsuranceYes
2016: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-11-01Type of plan entitySingle employer plan
2016-11-01Submission has been amendedNo
2016-11-01This submission is the final filingNo
2016-11-01This return/report is a short plan year return/report (less than 12 months)No
2016-11-01Plan is a collectively bargained planNo
2016-11-01Plan funding arrangement – InsuranceYes
2016-11-01Plan funding arrangement – TrustYes
2016-11-01Plan benefit arrangement – InsuranceYes
2015: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-11-01Type of plan entitySingle employer plan
2015-11-01Submission has been amendedYes
2015-11-01This submission is the final filingNo
2015-11-01This return/report is a short plan year return/report (less than 12 months)No
2015-11-01Plan is a collectively bargained planNo
2015-11-01Plan funding arrangement – InsuranceYes
2015-11-01Plan funding arrangement – TrustYes
2015-11-01Plan benefit arrangement – InsuranceYes
2014: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Submission has been amendedNo
2014-11-01This submission is the final filingNo
2014-11-01This return/report is a short plan year return/report (less than 12 months)No
2014-11-01Plan is a collectively bargained planNo
2014-11-01Plan funding arrangement – InsuranceYes
2014-11-01Plan funding arrangement – TrustYes
2014-11-01Plan benefit arrangement – InsuranceYes
2013: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Submission has been amendedNo
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)No
2013-11-01Plan is a collectively bargained planNo
2013-11-01Plan funding arrangement – InsuranceYes
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement – InsuranceYes
2012: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedNo
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – InsuranceYes
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement – InsuranceYes
2011: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedNo
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – InsuranceYes
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement – InsuranceYes
2009: CHAS. W. ASHBY CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01Submission has been amendedNo
2009-11-01This submission is the final filingNo
2009-11-01This return/report is a short plan year return/report (less than 12 months)No
2009-11-01Plan is a collectively bargained planNo
2009-11-01Plan funding arrangement – InsuranceYes
2009-11-01Plan funding arrangement – TrustYes
2009-11-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3382
Policy instance 1
Insurance contract or identification numberGH3382
Number of Individuals Covered30
Insurance policy start date2021-11-01
Insurance policy end date2022-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3382
Policy instance 1
Insurance contract or identification numberGH3382
Number of Individuals Covered9
Insurance policy start date2020-11-01
Insurance policy end date2021-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3382
Policy instance 1
Insurance contract or identification numberGH3382
Number of Individuals Covered9
Insurance policy start date2019-11-01
Insurance policy end date2020-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3382
Policy instance 1
Insurance contract or identification numberGH3382
Number of Individuals Covered17
Insurance policy start date2018-11-01
Insurance policy end date2019-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH3382
Policy instance 1
Insurance contract or identification numberGH3382
Number of Individuals Covered17
Insurance policy start date2017-11-01
Insurance policy end date2018-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

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