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REGIONS FINANCIAL CORPORATION 401K PLAN 401k Plan overview

Plan NameREGIONS FINANCIAL CORPORATION 401K PLAN
Plan identification number 012

REGIONS FINANCIAL CORPORATION 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

REGIONS FINANCIAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:REGIONS FINANCIAL CORPORATION
Employer identification number (EIN):630589368
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about REGIONS FINANCIAL CORPORATION

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2004-12-03
Company Identification Number: 0800421505
Legal Registered Office Address: PO BOX 11007

BIRMINGHAM
United States of America (USA)
35288

More information about REGIONS FINANCIAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan REGIONS FINANCIAL CORPORATION 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0122022-01-01
0122021-01-01
0122020-01-01
0122019-01-01
0122019-01-01
0122018-01-01
0122017-01-01CHRIS GLAUB CHRIS GLAUB2018-10-09
0122016-01-01CHRIS GLAUB CHRIS GLAUB2017-10-11
0122015-01-01CHRIS GLAUB CHRIS GLAUB2016-10-13
0122014-01-01CHRIS GLAUB CHRIS GLAUB2015-10-15
0122013-01-01CHRISTOPHER GLAUB CHRISTOPHER GLAUB2014-10-16
0122012-01-01CHRISTOPHER GLAUB CHRISTOPHER GLAUB2013-10-11
0122011-01-01CHRISTOPHER A. GLAUB
0122010-01-01CHRISTOPHER A. GLAUB
0122009-01-01CHRISTOPHER A. GLAUB

Plan Statistics for REGIONS FINANCIAL CORPORATION 401K PLAN

401k plan membership statisitcs for REGIONS FINANCIAL CORPORATION 401K PLAN

Measure Date Value
2022: REGIONS FINANCIAL CORPORATION 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0129,511
Total number of active participants reported on line 7a of the Form 55002022-01-0120,733
Number of retired or separated participants receiving benefits2022-01-01866
Number of other retired or separated participants entitled to future benefits2022-01-019,034
Total of all active and inactive participants2022-01-0130,633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01137
Total participants2022-01-0130,770
Number of participants with account balances2022-01-0129,634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: REGIONS FINANCIAL CORPORATION 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0128,631
Total number of active participants reported on line 7a of the Form 55002021-01-0120,809
Number of retired or separated participants receiving benefits2021-01-01579
Number of other retired or separated participants entitled to future benefits2021-01-018,116
Total of all active and inactive participants2021-01-0129,504
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-017
Total participants2021-01-0129,511
Number of participants with account balances2021-01-0128,315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: REGIONS FINANCIAL CORPORATION 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0129,009
Total number of active participants reported on line 7a of the Form 55002020-01-0120,553
Number of retired or separated participants receiving benefits2020-01-01581
Number of other retired or separated participants entitled to future benefits2020-01-017,490
Total of all active and inactive participants2020-01-0128,624
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-016
Total participants2020-01-0128,630
Number of participants with account balances2020-01-0127,849
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: REGIONS FINANCIAL CORPORATION 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0129,418
Total number of active participants reported on line 7a of the Form 55002019-01-0120,778
Number of retired or separated participants receiving benefits2019-01-01620
Number of other retired or separated participants entitled to future benefits2019-01-017,596
Total of all active and inactive participants2019-01-0128,994
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0115
Total participants2019-01-0129,009
Number of participants with account balances2019-01-0128,195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: REGIONS FINANCIAL CORPORATION 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0130,904
Total number of active participants reported on line 7a of the Form 55002018-01-0121,278
Number of retired or separated participants receiving benefits2018-01-0136
Number of other retired or separated participants entitled to future benefits2018-01-018,090
Total of all active and inactive participants2018-01-0129,404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0114
Total participants2018-01-0129,418
Number of participants with account balances2018-01-0128,583
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: REGIONS FINANCIAL CORPORATION 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0131,688
Total number of active participants reported on line 7a of the Form 55002017-01-0123,700
Number of retired or separated participants receiving benefits2017-01-01541
Number of other retired or separated participants entitled to future benefits2017-01-016,625
Total of all active and inactive participants2017-01-0130,866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0138
Total participants2017-01-0130,904
Number of participants with account balances2017-01-0129,967
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: REGIONS FINANCIAL CORPORATION 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0134,288
Total number of active participants reported on line 7a of the Form 55002016-01-0123,029
Number of retired or separated participants receiving benefits2016-01-01512
Number of other retired or separated participants entitled to future benefits2016-01-018,029
Total of all active and inactive participants2016-01-0131,570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01118
Total participants2016-01-0131,688
Number of participants with account balances2016-01-0130,273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: REGIONS FINANCIAL CORPORATION 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0131,170
Total number of active participants reported on line 7a of the Form 55002015-01-0124,320
Number of retired or separated participants receiving benefits2015-01-01456
Number of other retired or separated participants entitled to future benefits2015-01-019,387
Total of all active and inactive participants2015-01-0134,163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01125
Total participants2015-01-0134,288
Number of participants with account balances2015-01-0130,066
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: REGIONS FINANCIAL CORPORATION 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0131,482
Total number of active participants reported on line 7a of the Form 55002014-01-0124,192
Number of retired or separated participants receiving benefits2014-01-01395
Number of other retired or separated participants entitled to future benefits2014-01-016,520
Total of all active and inactive participants2014-01-0131,107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0163
Total participants2014-01-0131,170
Number of participants with account balances2014-01-0126,502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: REGIONS FINANCIAL CORPORATION 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0132,449
Total number of active participants reported on line 7a of the Form 55002013-01-0124,696
Number of retired or separated participants receiving benefits2013-01-01314
Number of other retired or separated participants entitled to future benefits2013-01-016,396
Total of all active and inactive participants2013-01-0131,406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0176
Total participants2013-01-0131,482
Number of participants with account balances2013-01-0126,032
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: REGIONS FINANCIAL CORPORATION 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0130,463
Total number of active participants reported on line 7a of the Form 55002012-01-0123,332
Number of retired or separated participants receiving benefits2012-01-01261
Number of other retired or separated participants entitled to future benefits2012-01-018,766
Total of all active and inactive participants2012-01-0132,359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0190
Total participants2012-01-0132,449
Number of participants with account balances2012-01-0124,294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: REGIONS FINANCIAL CORPORATION 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0130,785
Total number of active participants reported on line 7a of the Form 55002011-01-0124,035
Number of retired or separated participants receiving benefits2011-01-01250
Number of other retired or separated participants entitled to future benefits2011-01-016,826
Total of all active and inactive participants2011-01-0131,111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0168
Total participants2011-01-0131,179
Number of participants with account balances2011-01-0122,443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2010: REGIONS FINANCIAL CORPORATION 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0133,887
Total number of active participants reported on line 7a of the Form 55002010-01-0125,109
Number of retired or separated participants receiving benefits2010-01-01210
Number of other retired or separated participants entitled to future benefits2010-01-017,004
Total of all active and inactive participants2010-01-0132,323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0157
Total participants2010-01-0132,380
Number of participants with account balances2010-01-0123,402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: REGIONS FINANCIAL CORPORATION 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0136,079
Total number of active participants reported on line 7a of the Form 55002009-01-0125,824
Number of retired or separated participants receiving benefits2009-01-0143
Number of other retired or separated participants entitled to future benefits2009-01-018,065
Total of all active and inactive participants2009-01-0133,932
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0135
Total participants2009-01-0133,967
Number of participants with account balances2009-01-0124,306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on REGIONS FINANCIAL CORPORATION 401K PLAN

Measure Date Value
2022 : REGIONS FINANCIAL CORPORATION 401K PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-10,190,815
Total unrealized appreciation/depreciation of assets2022-12-31$-10,190,815
Total transfer of assets to this plan2022-12-31$7,660,124
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-159,942,117
Total loss/gain on sale of assets2022-12-31$6,991,994
Total of all expenses incurred2022-12-31$243,000,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$241,769,334
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Value of total corrective distributions2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$242,841,425
Value of total assets at end of year2022-12-31$2,473,693,723
Value of total assets at beginning of year2022-12-31$2,868,976,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,231,054
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$1,009,719
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$41,816,489
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$29,590,806
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$125,835,307
Participant contributions at end of year2022-12-31$22,524,415
Participant contributions at beginning of year2022-12-31$21,390,327
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$23,492,669
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$3,230,904
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$2,873,001
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$0
Administrative expenses (other) incurred2022-12-31$0
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-402,942,505
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,473,693,723
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,868,976,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$653,342,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$738,875,648
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$1,009,719
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$1,446,304,825
Value of interest in common/collective trusts at beginning of year2022-12-31$1,737,416,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-127,561,658
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$-314,849,271
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$348,291,409
Assets. Invements in employer securities at beginning of year2022-12-31$368,420,188
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$93,513,449
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$12,225,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$241,769,334
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$1,231,054
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$67,841,436
Aggregate carrying amount (costs) on sale of assets2022-12-31$60,849,442
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ERNST & YOUNG
Accountancy firm EIN2022-12-31346565596
2021 : REGIONS FINANCIAL CORPORATION 401K PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$96,007,228
Total unrealized appreciation/depreciation of assets2021-12-31$96,007,228
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$654,589,525
Total loss/gain on sale of assets2021-12-31$11,949,928
Total of all expenses incurred2021-12-31$267,742,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$266,112,283
Expenses. Certain deemed distributions of participant loans2021-12-31$38,917
Value of total corrective distributions2021-12-31$63,565
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$225,106,142
Value of total assets at end of year2021-12-31$2,868,976,104
Value of total assets at beginning of year2021-12-31$2,482,129,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,527,805
Total interest from all sources2021-12-31$1,010,907
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$51,616,328
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$40,248,166
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$112,029,970
Participant contributions at end of year2021-12-31$21,390,327
Participant contributions at beginning of year2021-12-31$20,426,199
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$25,097,534
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$2,873,001
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$3,040,012
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$386,846,955
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,868,976,104
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,482,129,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$738,875,648
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$682,778,969
Interest on participant loans2021-12-31$1,010,907
Value of interest in common/collective trusts at end of year2021-12-31$1,737,416,940
Value of interest in common/collective trusts at beginning of year2021-12-31$1,462,076,306
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$92,743,433
Net investment gain or loss from common/collective trusts2021-12-31$176,155,559
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$368,420,188
Assets. Invements in employer securities at beginning of year2021-12-31$313,807,663
Contributions received in cash from employer2021-12-31$87,978,638
Income. Dividends from common stock2021-12-31$11,368,162
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$266,112,283
Contract administrator fees2021-12-31$1,527,805
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$116,831,333
Aggregate carrying amount (costs) on sale of assets2021-12-31$104,881,405
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ERNST & YOUNG
Accountancy firm EIN2021-12-31346565596
2020 : REGIONS FINANCIAL CORPORATION 401K PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-10,313,349
Total unrealized appreciation/depreciation of assets2020-12-31$-10,313,349
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$532,341,815
Total loss/gain on sale of assets2020-12-31$-7,896,602
Total of all expenses incurred2020-12-31$203,402,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$201,970,670
Expenses. Certain deemed distributions of participant loans2020-12-31$48,586
Value of total corrective distributions2020-12-31$3,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$206,033,704
Value of total assets at end of year2020-12-31$2,482,129,149
Value of total assets at beginning of year2020-12-31$2,153,189,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,379,294
Total interest from all sources2020-12-31$1,147,123
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$44,919,963
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$32,348,266
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$104,354,297
Participant contributions at end of year2020-12-31$20,426,199
Participant contributions at beginning of year2020-12-31$20,691,917
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$18,951,523
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$3,040,012
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$3,238,497
Administrative expenses (other) incurred2020-12-31$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$328,939,806
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,482,129,149
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,153,189,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$682,778,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$632,449,764
Interest on participant loans2020-12-31$1,147,123
Value of interest in common/collective trusts at end of year2020-12-31$1,462,076,306
Value of interest in common/collective trusts at beginning of year2020-12-31$1,142,037,029
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$37,103,422
Net investment gain or loss from common/collective trusts2020-12-31$261,347,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$313,807,663
Assets. Invements in employer securities at beginning of year2020-12-31$354,772,136
Contributions received in cash from employer2020-12-31$82,727,884
Income. Dividends from common stock2020-12-31$12,571,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$201,970,670
Contract administrator fees2020-12-31$1,378,994
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$88,134,399
Aggregate carrying amount (costs) on sale of assets2020-12-31$96,031,001
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31ERNST & YOUNG
Accountancy firm EIN2020-12-31346565596
2019 : REGIONS FINANCIAL CORPORATION 401K PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$78,245,848
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$78,245,848
Total unrealized appreciation/depreciation of assets2019-12-31$78,245,848
Total unrealized appreciation/depreciation of assets2019-12-31$78,245,848
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$603,406,018
Total income from all sources (including contributions)2019-12-31$603,406,018
Total loss/gain on sale of assets2019-12-31$5,331,143
Total loss/gain on sale of assets2019-12-31$5,331,143
Total of all expenses incurred2019-12-31$189,579,715
Total of all expenses incurred2019-12-31$189,579,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$187,772,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$187,772,973
Expenses. Certain deemed distributions of participant loans2019-12-31$23,218
Expenses. Certain deemed distributions of participant loans2019-12-31$23,218
Value of total corrective distributions2019-12-31$9,009
Value of total corrective distributions2019-12-31$9,009
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$186,914,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$186,914,535
Value of total assets at end of year2019-12-31$2,153,189,343
Value of total assets at end of year2019-12-31$2,153,189,343
Value of total assets at beginning of year2019-12-31$1,739,363,040
Value of total assets at beginning of year2019-12-31$1,739,363,040
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,774,515
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,774,515
Total interest from all sources2019-12-31$1,156,034
Total interest from all sources2019-12-31$1,156,034
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$41,190,832
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$41,190,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$28,294,448
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$28,294,448
Administrative expenses professional fees incurred2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$92,625,314
Contributions received from participants2019-12-31$92,625,314
Participant contributions at end of year2019-12-31$20,691,917
Participant contributions at end of year2019-12-31$20,691,917
Participant contributions at beginning of year2019-12-31$20,289,900
Participant contributions at beginning of year2019-12-31$20,289,900
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$19,007,135
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$19,007,135
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$3,238,497
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$3,238,497
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$3,210,066
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$3,210,066
Other income not declared elsewhere2019-12-31$0
Other income not declared elsewhere2019-12-31$0
Administrative expenses (other) incurred2019-12-31$1,600
Administrative expenses (other) incurred2019-12-31$1,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$413,826,303
Value of net income/loss2019-12-31$413,826,303
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,153,189,343
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,153,189,343
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,739,363,040
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,739,363,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$632,449,764
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$632,449,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$666,324,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$666,324,773
Interest on participant loans2019-12-31$1,156,034
Interest on participant loans2019-12-31$1,156,034
Interest earned on other investments2019-12-31$0
Interest earned on other investments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$1,142,037,029
Value of interest in common/collective trusts at end of year2019-12-31$1,142,037,029
Value of interest in common/collective trusts at beginning of year2019-12-31$742,747,742
Value of interest in common/collective trusts at beginning of year2019-12-31$742,747,742
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$94,470,740
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$94,470,740
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$196,096,886
Net investment gain or loss from common/collective trusts2019-12-31$196,096,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$354,772,136
Assets. Invements in employer securities at end of year2019-12-31$354,772,136
Assets. Invements in employer securities at beginning of year2019-12-31$306,790,559
Assets. Invements in employer securities at beginning of year2019-12-31$306,790,559
Contributions received in cash from employer2019-12-31$75,282,086
Contributions received in cash from employer2019-12-31$75,282,086
Income. Dividends from common stock2019-12-31$12,896,384
Income. Dividends from common stock2019-12-31$12,896,384
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$187,772,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$187,772,973
Contract administrator fees2019-12-31$1,772,915
Contract administrator fees2019-12-31$1,772,915
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$91,035,460
Aggregate proceeds on sale of assets2019-12-31$91,035,460
Aggregate carrying amount (costs) on sale of assets2019-12-31$85,704,317
Aggregate carrying amount (costs) on sale of assets2019-12-31$85,704,317
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31ERNST & YOUNG
Accountancy firm name2019-12-31ERNST & YOUNG
Accountancy firm EIN2019-12-31346565596
Accountancy firm EIN2019-12-31346565596
2018 : REGIONS FINANCIAL CORPORATION 401K PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-99,168,811
Total unrealized appreciation/depreciation of assets2018-12-31$-99,168,811
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$51,134,558
Total loss/gain on sale of assets2018-12-31$14,399,346
Total of all expenses incurred2018-12-31$281,617,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$279,688,766
Expenses. Certain deemed distributions of participant loans2018-12-31$18,492
Value of total corrective distributions2018-12-31$15,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$174,929,211
Value of total assets at end of year2018-12-31$1,739,363,040
Value of total assets at beginning of year2018-12-31$1,969,846,454
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,895,136
Total interest from all sources2018-12-31$1,074,961
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$53,763,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$42,838,205
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$89,040,908
Participant contributions at end of year2018-12-31$20,289,900
Participant contributions at beginning of year2018-12-31$22,000,456
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$19,435,783
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$3,210,066
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$2,311,140
Administrative expenses (other) incurred2018-12-31$900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-230,483,414
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,739,363,040
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,969,846,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$666,324,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$717,304,994
Interest on participant loans2018-12-31$1,074,961
Value of interest in common/collective trusts at end of year2018-12-31$742,747,742
Value of interest in common/collective trusts at beginning of year2018-12-31$783,662,373
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-76,948,616
Net investment gain or loss from common/collective trusts2018-12-31$-16,915,306
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$306,790,559
Assets. Invements in employer securities at beginning of year2018-12-31$444,567,491
Contributions received in cash from employer2018-12-31$66,452,520
Income. Dividends from common stock2018-12-31$10,925,568
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$279,688,766
Contract administrator fees2018-12-31$1,894,236
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$64,181,141
Aggregate carrying amount (costs) on sale of assets2018-12-31$49,781,795
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31ERNST & YOUNG
Accountancy firm EIN2018-12-31346565596
2017 : REGIONS FINANCIAL CORPORATION 401K PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$76,954,038
Total unrealized appreciation/depreciation of assets2017-12-31$76,954,038
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$475,849,351
Total loss/gain on sale of assets2017-12-31$1,868,996
Total of all expenses incurred2017-12-31$169,953,365
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$168,255,912
Expenses. Certain deemed distributions of participant loans2017-12-31$130,218
Value of total corrective distributions2017-12-31$5,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$167,430,341
Value of total assets at end of year2017-12-31$1,969,846,454
Value of total assets at beginning of year2017-12-31$1,663,950,468
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,561,878
Total interest from all sources2017-12-31$1,021,616
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$53,534,300
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$45,021,074
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$87,071,387
Participant contributions at end of year2017-12-31$22,000,456
Participant contributions at beginning of year2017-12-31$21,980,562
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$15,045,471
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$2,311,140
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,906,995
Administrative expenses (other) incurred2017-12-31$1,000
Total non interest bearing cash at end of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$305,895,986
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,969,846,454
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,663,950,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$717,304,994
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$559,492,750
Interest on participant loans2017-12-31$1,021,616
Interest earned on other investments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$783,662,373
Value of interest in common/collective trusts at beginning of year2017-12-31$665,041,259
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$79,295,690
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$95,744,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$444,567,491
Assets. Invements in employer securities at beginning of year2017-12-31$415,528,902
Contributions received in cash from employer2017-12-31$65,313,483
Income. Dividends from common stock2017-12-31$8,513,226
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$168,255,912
Contract administrator fees2017-12-31$1,560,878
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$59,565,882
Aggregate carrying amount (costs) on sale of assets2017-12-31$57,696,886
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31ERNST & YOUNG LLP
Accountancy firm EIN2017-12-31346565596
2016 : REGIONS FINANCIAL CORPORATION 401K PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$139,021,842
Total unrealized appreciation/depreciation of assets2016-12-31$139,021,842
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$388,929,476
Total loss/gain on sale of assets2016-12-31$7,219,943
Total of all expenses incurred2016-12-31$146,992,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$145,553,440
Expenses. Certain deemed distributions of participant loans2016-12-31$129,162
Value of total corrective distributions2016-12-31$14,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$152,106,687
Value of total assets at end of year2016-12-31$1,663,950,468
Value of total assets at beginning of year2016-12-31$1,422,013,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,295,246
Total interest from all sources2016-12-31$920,942
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$26,606,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$18,403,508
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$79,877,122
Participant contributions at end of year2016-12-31$21,980,562
Participant contributions at beginning of year2016-12-31$21,428,141
Participant contributions at end of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$12,050,910
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,906,995
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$2,006,593
Other income not declared elsewhere2016-12-31$61,698
Administrative expenses (other) incurred2016-12-31$1,295,246
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$241,936,896
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,663,950,468
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,422,013,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$559,492,750
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$496,672,696
Interest on participant loans2016-12-31$920,942
Value of interest in common/collective trusts at end of year2016-12-31$665,041,259
Value of interest in common/collective trusts at beginning of year2016-12-31$578,370,471
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$10,339
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$27,259,579
Net investment gain or loss from common/collective trusts2016-12-31$35,732,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$415,528,902
Assets. Invements in employer securities at beginning of year2016-12-31$323,535,671
Contributions received in cash from employer2016-12-31$60,178,655
Employer contributions (assets) at end of year2016-12-31$0
Income. Dividends from common stock2016-12-31$8,203,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$145,543,101
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$102,600,416
Aggregate carrying amount (costs) on sale of assets2016-12-31$95,380,473
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : REGIONS FINANCIAL CORPORATION 401K PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-26,944,901
Total unrealized appreciation/depreciation of assets2015-12-31$-26,944,901
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,006,593
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$127,717,686
Total loss/gain on sale of assets2015-12-31$-6,103,759
Total of all expenses incurred2015-12-31$152,421,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$150,690,916
Expenses. Certain deemed distributions of participant loans2015-12-31$762,837
Value of total corrective distributions2015-12-31$25,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$140,692,554
Value of total assets at end of year2015-12-31$1,422,013,572
Value of total assets at beginning of year2015-12-31$1,444,710,756
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$942,334
Total interest from all sources2015-12-31$924,424
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$31,724,049
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$24,303,910
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$76,635,306
Participant contributions at end of year2015-12-31$21,428,141
Participant contributions at beginning of year2015-12-31$21,159,878
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$8,582,210
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$2,006,593
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,802,707
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$2,006,593
Other income not declared elsewhere2015-12-31$92,030
Administrative expenses (other) incurred2015-12-31$942,334
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-24,703,777
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,420,006,979
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,444,710,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$496,672,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$479,243,204
Interest on participant loans2015-12-31$924,424
Value of interest in common/collective trusts at end of year2015-12-31$578,370,471
Value of interest in common/collective trusts at beginning of year2015-12-31$562,165,268
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$12,305
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-21,107,472
Net investment gain or loss from common/collective trusts2015-12-31$8,440,761
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$323,535,671
Assets. Invements in employer securities at beginning of year2015-12-31$380,339,699
Contributions received in cash from employer2015-12-31$55,475,038
Income. Dividends from common stock2015-12-31$7,420,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$150,678,611
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$84,313,984
Aggregate carrying amount (costs) on sale of assets2015-12-31$90,417,743
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : REGIONS FINANCIAL CORPORATION 401K PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$23,077,919
Total unrealized appreciation/depreciation of assets2014-12-31$23,077,919
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$225,007,542
Total loss/gain on sale of assets2014-12-31$1,065,982
Total of all expenses incurred2014-12-31$116,942,960
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$116,024,627
Value of total corrective distributions2014-12-31$13,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$132,308,491
Value of total assets at end of year2014-12-31$1,444,710,756
Value of total assets at beginning of year2014-12-31$1,336,646,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$904,383
Total interest from all sources2014-12-31$902,937
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$38,288,198
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$31,701,755
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$71,053,687
Participant contributions at end of year2014-12-31$21,159,878
Participant contributions at beginning of year2014-12-31$18,384,533
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,139,140
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$9,969,958
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,802,707
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,084,568
Other income not declared elsewhere2014-12-31$94
Administrative expenses (other) incurred2014-12-31$904,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$108,064,582
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,444,710,756
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,336,646,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$479,243,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$428,110,317
Interest on participant loans2014-12-31$902,937
Value of interest in common/collective trusts at end of year2014-12-31$562,165,268
Value of interest in common/collective trusts at beginning of year2014-12-31$529,167,797
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$9,587
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-1,641,814
Net investment gain or loss from common/collective trusts2014-12-31$31,005,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$380,339,699
Assets. Invements in employer securities at beginning of year2014-12-31$358,759,819
Contributions received in cash from employer2014-12-31$51,284,846
Income. Dividends from common stock2014-12-31$6,586,443
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$116,015,040
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$30,566,181
Aggregate carrying amount (costs) on sale of assets2014-12-31$29,500,199
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013 : REGIONS FINANCIAL CORPORATION 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$95,148,450
Total unrealized appreciation/depreciation of assets2013-12-31$95,148,450
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$388,437,767
Total loss/gain on sale of assets2013-12-31$4,342,093
Total of all expenses incurred2013-12-31$101,142,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$100,251,818
Expenses. Certain deemed distributions of participant loans2013-12-31$1,153
Value of total corrective distributions2013-12-31$23,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$121,394,341
Value of total assets at end of year2013-12-31$1,336,646,174
Value of total assets at beginning of year2013-12-31$1,049,351,202
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$866,813
Total interest from all sources2013-12-31$742,086
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$20,532,551
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$16,932,761
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$66,315,702
Participant contributions at end of year2013-12-31$18,384,533
Participant contributions at beginning of year2013-12-31$15,459,807
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,139,140
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$34,875
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$8,121,564
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,084,568
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$358,501
Other income not declared elsewhere2013-12-31$126,819
Administrative expenses (other) incurred2013-12-31$866,813
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$287,294,972
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,336,646,174
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,049,351,202
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$428,110,317
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$596,881,552
Interest on participant loans2013-12-31$742,086
Value of interest in common/collective trusts at end of year2013-12-31$529,167,797
Value of interest in common/collective trusts at beginning of year2013-12-31$180,377,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$98,286,378
Net investment gain or loss from common/collective trusts2013-12-31$47,865,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$358,759,819
Assets. Invements in employer securities at beginning of year2013-12-31$256,238,847
Contributions received in cash from employer2013-12-31$46,957,075
Income. Dividends from common stock2013-12-31$3,599,790
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$100,251,818
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$7,887,366
Aggregate carrying amount (costs) on sale of assets2013-12-31$3,545,273
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012 : REGIONS FINANCIAL CORPORATION 401K PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$108,539,939
Total unrealized appreciation/depreciation of assets2012-12-31$108,539,939
Total transfer of assets from this plan2012-12-31$86,552
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$277,171,550
Total loss/gain on sale of assets2012-12-31$9,072,919
Total of all expenses incurred2012-12-31$83,822,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$83,153,594
Expenses. Certain deemed distributions of participant loans2012-12-31$1,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$95,171,147
Value of total assets at end of year2012-12-31$1,049,351,202
Value of total assets at beginning of year2012-12-31$856,088,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$667,849
Total interest from all sources2012-12-31$637,223
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$30,341,854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$28,937,225
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$59,329,348
Participant contributions at end of year2012-12-31$15,459,807
Participant contributions at beginning of year2012-12-31$14,569,623
Assets. Other investments not covered elsewhere at end of year2012-12-31$34,875
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$40,239
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,605,081
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$358,501
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$335,266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$193,349,046
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,049,351,202
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$856,088,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$596,881,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$527,873,118
Interest on participant loans2012-12-31$637,223
Value of interest in common/collective trusts at end of year2012-12-31$180,377,620
Value of interest in common/collective trusts at beginning of year2012-12-31$166,168,820
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$24,604,659
Net investment gain or loss from common/collective trusts2012-12-31$8,803,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$256,238,847
Assets. Invements in employer securities at beginning of year2012-12-31$147,101,642
Contributions received in cash from employer2012-12-31$31,236,718
Income. Dividends from common stock2012-12-31$1,404,629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$83,153,594
Contract administrator fees2012-12-31$667,849
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$100,154,602
Aggregate carrying amount (costs) on sale of assets2012-12-31$91,081,683
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG LLP
Accountancy firm EIN2012-12-31346565596
2011 : REGIONS FINANCIAL CORPORATION 401K PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-80,797,470
Total unrealized appreciation/depreciation of assets2011-12-31$-80,797,470
Total transfer of assets from this plan2011-12-31$401,098
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$27,133,452
Total loss/gain on sale of assets2011-12-31$-2,427,922
Total of all expenses incurred2011-12-31$80,562,732
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$79,002,247
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$102,464,244
Value of total assets at end of year2011-12-31$856,088,708
Value of total assets at beginning of year2011-12-31$909,919,086
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,560,485
Total interest from all sources2011-12-31$667,372
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$20,842,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$19,605,630
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$57,843,556
Participant contributions at end of year2011-12-31$14,569,623
Participant contributions at beginning of year2011-12-31$14,411,639
Assets. Other investments not covered elsewhere at end of year2011-12-31$40,239
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$42,952
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,513,155
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$335,266
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$278,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-53,429,280
Value of net assets at end of year (total assets less liabilities)2011-12-31$856,088,708
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$909,919,086
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$527,873,118
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$537,644,198
Interest on participant loans2011-12-31$667,372
Value of interest in common/collective trusts at end of year2011-12-31$166,168,820
Value of interest in common/collective trusts at beginning of year2011-12-31$159,680,390
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-17,599,091
Net investment gain or loss from common/collective trusts2011-12-31$3,983,795
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$147,101,642
Assets. Invements in employer securities at beginning of year2011-12-31$197,861,808
Contributions received in cash from employer2011-12-31$42,107,533
Income. Dividends from common stock2011-12-31$1,236,894
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$79,002,247
Contract administrator fees2011-12-31$1,560,485
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$102,625,542
Aggregate carrying amount (costs) on sale of assets2011-12-31$105,053,464
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : REGIONS FINANCIAL CORPORATION 401K PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$36,267,511
Total unrealized appreciation/depreciation of assets2010-12-31$36,267,511
Total transfer of assets from this plan2010-12-31$323,747
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$215,126,837
Total loss/gain on sale of assets2010-12-31$6,132,075
Total of all expenses incurred2010-12-31$86,253,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$85,436,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$101,176,593
Value of total assets at end of year2010-12-31$909,919,086
Value of total assets at beginning of year2010-12-31$781,369,710
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$817,423
Total interest from all sources2010-12-31$710,561
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$11,798,706
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$10,746,335
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$50,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$58,113,466
Participant contributions at end of year2010-12-31$14,411,639
Participant contributions at beginning of year2010-12-31$12,417,709
Assets. Other investments not covered elsewhere at end of year2010-12-31$42,952
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$43,417
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,806,904
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$278,099
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$242,046
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$128,873,123
Value of net assets at end of year (total assets less liabilities)2010-12-31$909,919,086
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$781,369,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$537,644,198
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$476,307,556
Interest on participant loans2010-12-31$711,027
Interest earned on other investments2010-12-31$-466
Value of interest in common/collective trusts at end of year2010-12-31$159,680,390
Value of interest in common/collective trusts at beginning of year2010-12-31$162,930,258
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$54,574,403
Net investment gain or loss from common/collective trusts2010-12-31$4,466,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$197,861,808
Assets. Invements in employer securities at beginning of year2010-12-31$129,428,724
Contributions received in cash from employer2010-12-31$40,256,223
Income. Dividends from preferred stock2010-12-31$1,052,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$85,436,291
Contract administrator fees2010-12-31$817,423
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$106,272,732
Aggregate carrying amount (costs) on sale of assets2010-12-31$100,140,657
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG LLP
Accountancy firm EIN2010-12-31346565596

Form 5500 Responses for REGIONS FINANCIAL CORPORATION 401K PLAN

2022: REGIONS FINANCIAL CORPORATION 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: REGIONS FINANCIAL CORPORATION 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: REGIONS FINANCIAL CORPORATION 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: REGIONS FINANCIAL CORPORATION 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: REGIONS FINANCIAL CORPORATION 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: REGIONS FINANCIAL CORPORATION 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: REGIONS FINANCIAL CORPORATION 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: REGIONS FINANCIAL CORPORATION 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: REGIONS FINANCIAL CORPORATION 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: REGIONS FINANCIAL CORPORATION 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: REGIONS FINANCIAL CORPORATION 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: REGIONS FINANCIAL CORPORATION 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: REGIONS FINANCIAL CORPORATION 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: REGIONS FINANCIAL CORPORATION 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number7591
Policy instance 1
Insurance contract or identification number7591
Number of Individuals Covered9
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $277
Total amount of fees paid to insurance companyUSD $277
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $277
Amount paid for insurance broker fees277
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameWILLIAM T. BRANCH
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number7591
Policy instance 1
Insurance contract or identification number7591
Number of Individuals Covered12
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $154
Total amount of fees paid to insurance companyUSD $154
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $154
Amount paid for insurance broker fees154
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameWILLIAM T. BRANCH
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number7591
Policy instance 1
Insurance contract or identification number7591
Number of Individuals Covered12
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $118
Total amount of fees paid to insurance companyUSD $118
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $118
Amount paid for insurance broker fees118
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameWILLIAM T. BRANCH
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number7591
Policy instance 1
Insurance contract or identification number7591
Number of Individuals Covered19
Insurance policy start date2012-01-01
Insurance policy end date2012-12-29
Total amount of commissions paid to insurance brokerUSD $292
Total amount of fees paid to insurance companyUSD $292
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $292
Amount paid for insurance broker fees292
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameWILLIAM T. BRANCH
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number7591
Policy instance 1
Insurance contract or identification number7591
Number of Individuals Covered20
Insurance policy start date2011-01-01
Insurance policy end date2011-12-29
Total amount of commissions paid to insurance brokerUSD $64
Total amount of fees paid to insurance companyUSD $64
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number7591
Policy instance 1
Insurance contract or identification number7591
Number of Individuals Covered21
Insurance policy start date2010-01-01
Insurance policy end date2010-12-29
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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