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SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan NameSIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN
Plan identification number 002

SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DENTONS SIROTE, P. C. has sponsored the creation of one or more 401k plans.

Company Name:DENTONS SIROTE, P. C.
Employer identification number (EIN):630649626
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01LEE WATTS2023-10-12 LEE WATTS2023-10-12
0022021-01-01LEE WATTS2022-10-12 LEE WATTS2022-10-12
0022020-01-01W. TODD CARLISLE2021-10-14 W. TODD CARLISLE2021-10-14
0022019-01-01W. TODD CARLISLE2020-10-13 W. TODD CARLISLE2020-10-13
0022018-01-01JOSEPH T. RITCHEY2019-10-09 JOSEPH T. RITCHEY2019-10-09
0022017-01-01
0022016-01-01
0022015-01-01TODD CARLISLE
0022014-01-01TODD CARLISLE
0022013-01-01DAVID WHITSON
0022012-01-01DAVID WHITSON
0022011-01-01DAVID WHITSON
0022010-01-01DAVID WHITSON DAVID WHITSON2011-10-13
0022009-01-01DAVID WHITSON DAVID WHITSON2010-09-27

Plan Statistics for SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN

Measure Date Value
2022: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01509
Total number of active participants reported on line 7a of the Form 55002022-01-01142
Number of retired or separated participants receiving benefits2022-01-01176
Number of other retired or separated participants entitled to future benefits2022-01-01187
Total of all active and inactive participants2022-01-01505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01508
Number of participants with account balances2022-01-01507
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01534
Total number of active participants reported on line 7a of the Form 55002021-01-01145
Number of retired or separated participants receiving benefits2021-01-01141
Number of other retired or separated participants entitled to future benefits2021-01-01190
Total of all active and inactive participants2021-01-01476
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01478
Number of participants with account balances2021-01-01476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0110
2020: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01520
Total number of active participants reported on line 7a of the Form 55002020-01-01167
Number of retired or separated participants receiving benefits2020-01-01162
Number of other retired or separated participants entitled to future benefits2020-01-01194
Total of all active and inactive participants2020-01-01523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01525
Number of participants with account balances2020-01-01524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0136
2019: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01520
Total number of active participants reported on line 7a of the Form 55002019-01-01303
Number of retired or separated participants receiving benefits2019-01-0176
Number of other retired or separated participants entitled to future benefits2019-01-01131
Total of all active and inactive participants2019-01-01510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01511
Number of participants with account balances2019-01-01511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0118
2018: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01523
Total number of active participants reported on line 7a of the Form 55002018-01-01312
Number of retired or separated participants receiving benefits2018-01-0173
Number of other retired or separated participants entitled to future benefits2018-01-01116
Total of all active and inactive participants2018-01-01501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01503
Number of participants with account balances2018-01-01500
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0115
2017: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01508
Total number of active participants reported on line 7a of the Form 55002017-01-01305
Number of retired or separated participants receiving benefits2017-01-0176
Number of other retired or separated participants entitled to future benefits2017-01-01120
Total of all active and inactive participants2017-01-01501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01502
Number of participants with account balances2017-01-01501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0140
2016: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01475
Total number of active participants reported on line 7a of the Form 55002016-01-01329
Number of retired or separated participants receiving benefits2016-01-0158
Number of other retired or separated participants entitled to future benefits2016-01-01102
Total of all active and inactive participants2016-01-01489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01489
Number of participants with account balances2016-01-01489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0141
2015: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01476
Total number of active participants reported on line 7a of the Form 55002015-01-01335
Number of retired or separated participants receiving benefits2015-01-0127
Number of other retired or separated participants entitled to future benefits2015-01-0190
Total of all active and inactive participants2015-01-01452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01452
Number of participants with account balances2015-01-01452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0131
2014: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01443
Total number of active participants reported on line 7a of the Form 55002014-01-01332
Number of retired or separated participants receiving benefits2014-01-0127
Number of other retired or separated participants entitled to future benefits2014-01-0183
Total of all active and inactive participants2014-01-01442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01442
Number of participants with account balances2014-01-01442
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0133
2013: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01446
Total number of active participants reported on line 7a of the Form 55002013-01-01308
Number of retired or separated participants receiving benefits2013-01-0126
Number of other retired or separated participants entitled to future benefits2013-01-0183
Total of all active and inactive participants2013-01-01417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01417
Number of participants with account balances2013-01-01417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0134
2012: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01452
Total number of active participants reported on line 7a of the Form 55002012-01-01317
Number of retired or separated participants receiving benefits2012-01-0133
Number of other retired or separated participants entitled to future benefits2012-01-0180
Total of all active and inactive participants2012-01-01430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01430
Number of participants with account balances2012-01-01430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0152
2011: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01405
Total number of active participants reported on line 7a of the Form 55002011-01-01334
Number of retired or separated participants receiving benefits2011-01-0120
Number of other retired or separated participants entitled to future benefits2011-01-0168
Total of all active and inactive participants2011-01-01422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01422
Number of participants with account balances2011-01-01422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0139
2010: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01389
Total number of active participants reported on line 7a of the Form 55002010-01-01322
Number of retired or separated participants receiving benefits2010-01-0111
Number of other retired or separated participants entitled to future benefits2010-01-0150
Total of all active and inactive participants2010-01-01383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01383
Number of participants with account balances2010-01-01383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0124
2009: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01353
Total number of active participants reported on line 7a of the Form 55002009-01-01296
Number of retired or separated participants receiving benefits2009-01-0113
Number of other retired or separated participants entitled to future benefits2009-01-0151
Total of all active and inactive participants2009-01-01360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01360
Number of participants with account balances2009-01-01360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0119

Financial Data on SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN

Measure Date Value
2022 : SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-11,591,379
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$10,419,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$10,048,008
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,128,505
Value of total assets at end of year2022-12-31$95,274,118
Value of total assets at beginning of year2022-12-31$117,284,791
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$371,286
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,201,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,201,595
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,124,576
Participant contributions at end of year2022-12-31$29,004
Participant contributions at beginning of year2022-12-31$69,565
Assets. Other investments not covered elsewhere at end of year2022-12-31$23,398,096
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$26,996,472
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$424,429
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$95,295
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$77,296
Other income not declared elsewhere2022-12-31$-3,346,221
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-22,010,673
Value of net assets at end of year (total assets less liabilities)2022-12-31$95,274,118
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$117,284,791
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$371,286
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$69,887,962
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$88,515,270
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$285,059
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$27,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$27,176
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-14,575,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,579,500
Employer contributions (assets) at end of year2022-12-31$1,578,702
Employer contributions (assets) at beginning of year2022-12-31$1,599,012
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$10,048,008
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DIPIAZZA LAROCCA HEETER & CO, LLC
Accountancy firm EIN2022-12-31263731278
2021 : SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$18,570,341
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$16,096,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$15,711,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,827,602
Value of total assets at end of year2021-12-31$117,284,791
Value of total assets at beginning of year2021-12-31$114,810,501
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$384,071
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,700,499
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,700,499
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,196,620
Participant contributions at end of year2021-12-31$69,565
Participant contributions at beginning of year2021-12-31$67,850
Assets. Other investments not covered elsewhere at end of year2021-12-31$26,996,472
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$23,945,938
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$31,969
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$77,296
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$18,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,474,290
Value of net assets at end of year (total assets less liabilities)2021-12-31$117,284,791
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$114,810,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$384,071
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$88,515,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$88,555,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$27,176
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$414,793
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$414,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$11,042,240
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,599,013
Employer contributions (assets) at end of year2021-12-31$1,599,012
Employer contributions (assets) at beginning of year2021-12-31$1,807,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$15,711,980
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DIPIAZZA LAROCCA HEETER & CO, LLC
Accountancy firm EIN2021-12-31263731278
2020 : SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$25,488
Total income from all sources (including contributions)2020-12-31$9,882,102
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$10,958,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$10,784,687
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,253,459
Value of total assets at end of year2020-12-31$114,810,500
Value of total assets at beginning of year2020-12-31$115,912,788
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$174,215
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,779,259
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,779,259
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,258,347
Participant contributions at end of year2020-12-31$67,850
Participant contributions at beginning of year2020-12-31$51,953
Assets. Other investments not covered elsewhere at end of year2020-12-31$23,945,937
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$24,589,391
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$134,916
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$18,710
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$81,194
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,814
Other income not declared elsewhere2020-12-31$2,278,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-1,076,800
Value of net assets at end of year (total assets less liabilities)2020-12-31$114,810,500
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$115,887,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$174,215
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$88,555,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$88,412,358
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$414,793
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$462,874
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$462,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,571,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,860,196
Employer contributions (assets) at end of year2020-12-31$1,807,739
Employer contributions (assets) at beginning of year2020-12-31$2,315,018
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$10,784,687
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$23,674
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31DIPIAZZA LAROCCA HEETER & CO. LLC
Accountancy firm EIN2020-12-31263731278
2019 : SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$25,488
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$25,488
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$8,833
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$8,833
Total income from all sources (including contributions)2019-12-31$22,141,350
Total income from all sources (including contributions)2019-12-31$22,141,350
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$9,789,651
Total of all expenses incurred2019-12-31$9,789,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$9,603,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$9,603,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,844,371
Value of total assets at end of year2019-12-31$115,912,788
Value of total assets at end of year2019-12-31$115,912,788
Value of total assets at beginning of year2019-12-31$103,544,434
Value of total assets at beginning of year2019-12-31$103,544,434
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$186,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$186,176
Total interest from all sources2019-12-31$22
Total interest from all sources2019-12-31$22
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,461,164
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,461,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,461,164
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,461,164
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,525,361
Contributions received from participants2019-12-31$1,525,361
Participant contributions at end of year2019-12-31$51,953
Participant contributions at beginning of year2019-12-31$34,838
Participant contributions at beginning of year2019-12-31$34,838
Assets. Other investments not covered elsewhere at end of year2019-12-31$24,589,391
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$24,007,459
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$24,007,459
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,992
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$81,194
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$81,194
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$19,719
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$19,719
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,814
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,814
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$97
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$97
Other income not declared elsewhere2019-12-31$4,687,361
Other income not declared elsewhere2019-12-31$4,687,361
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$12,351,699
Value of net income/loss2019-12-31$12,351,699
Value of net assets at end of year (total assets less liabilities)2019-12-31$115,887,300
Value of net assets at end of year (total assets less liabilities)2019-12-31$115,887,300
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$103,535,601
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$103,535,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$186,176
Investment advisory and management fees2019-12-31$186,176
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$88,412,358
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$88,412,358
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$76,786,259
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$76,786,259
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$462,874
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$462,874
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$395,603
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$395,603
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$395,603
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$395,603
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$22
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$22
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$11,148,432
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$11,148,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,315,018
Contributions received in cash from employer2019-12-31$2,315,018
Employer contributions (assets) at end of year2019-12-31$2,315,018
Employer contributions (assets) at end of year2019-12-31$2,315,018
Employer contributions (assets) at beginning of year2019-12-31$2,300,556
Employer contributions (assets) at beginning of year2019-12-31$2,300,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$9,603,475
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$9,603,475
Liabilities. Value of benefit claims payable at end of year2019-12-31$23,674
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$8,736
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$8,736
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31DIPIAZZA LAROCCA HEETER & CO. LLC
Accountancy firm name2019-12-31DIPIAZZA LAROCCA HEETER & CO. LLC
Accountancy firm EIN2019-12-31263731278
Accountancy firm EIN2019-12-31263731278
2018 : SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$8,833
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$4,905
Total income from all sources (including contributions)2018-12-31$-2,079,940
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$10,111,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$9,886,298
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,166,777
Value of total assets at end of year2018-12-31$103,544,434
Value of total assets at beginning of year2018-12-31$115,732,133
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$225,389
Total interest from all sources2018-12-31$17
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,448,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,448,912
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,402,850
Participant contributions at end of year2018-12-31$34,838
Participant contributions at beginning of year2018-12-31$33,043
Assets. Other investments not covered elsewhere at end of year2018-12-31$24,007,459
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$28,301,445
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$462,813
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$19,719
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$37,326
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$97
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$25
Other income not declared elsewhere2018-12-31$-1,820,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-12,191,627
Value of net assets at end of year (total assets less liabilities)2018-12-31$103,535,601
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$115,727,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$225,389
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$76,786,259
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$84,728,146
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$395,603
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$328,154
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$328,154
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$17
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,874,692
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,301,114
Employer contributions (assets) at end of year2018-12-31$2,300,556
Employer contributions (assets) at beginning of year2018-12-31$2,304,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$9,886,298
Liabilities. Value of benefit claims payable at end of year2018-12-31$8,736
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$4,880
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31DIPIAZZA LAROCCA HEETER & CO. LLC
Accountancy firm EIN2018-12-31263731278
2017 : SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4,905
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4,880
Total income from all sources (including contributions)2017-12-31$16,662,374
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,839,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,633,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,724,466
Value of total assets at end of year2017-12-31$115,732,133
Value of total assets at beginning of year2017-12-31$102,908,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$205,557
Total interest from all sources2017-12-31$6
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,198,762
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,198,762
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,412,124
Participant contributions at end of year2017-12-31$33,043
Participant contributions at beginning of year2017-12-31$269,120
Assets. Other investments not covered elsewhere at end of year2017-12-31$28,301,445
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$24,946,334
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$7,645
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$37,326
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$34,827
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$25
Other income not declared elsewhere2017-12-31$3,530,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$12,823,301
Value of net assets at end of year (total assets less liabilities)2017-12-31$115,727,228
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$102,903,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$205,557
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$84,728,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$75,252,904
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$328,154
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$27,274
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$27,274
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,208,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,304,697
Employer contributions (assets) at end of year2017-12-31$2,304,019
Employer contributions (assets) at beginning of year2017-12-31$2,378,348
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,633,516
Liabilities. Value of benefit claims payable at end of year2017-12-31$4,880
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$4,880
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31DIPIAZZA LAROCCA HEETER & CO. LLC
Accountancy firm EIN2017-12-31263731278
2016 : SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$4,880
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$8,010
Total income from all sources (including contributions)2016-12-31$12,147,701
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,993,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,795,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,738,193
Value of total assets at end of year2016-12-31$102,908,807
Value of total assets at beginning of year2016-12-31$95,758,088
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$198,455
Total interest from all sources2016-12-31$5
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,947,548
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,947,548
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,359,030
Participant contributions at end of year2016-12-31$269,120
Participant contributions at beginning of year2016-12-31$93,450
Assets. Other investments not covered elsewhere at end of year2016-12-31$24,946,334
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$23,474,418
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$34,827
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$65,632
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$1,471,379
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$7,153,849
Value of net assets at end of year (total assets less liabilities)2016-12-31$102,903,927
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$95,750,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$198,455
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$75,252,904
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$67,853,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$27,274
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,927,630
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,927,630
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$5
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,990,576
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,379,163
Employer contributions (assets) at end of year2016-12-31$2,378,348
Employer contributions (assets) at beginning of year2016-12-31$2,343,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,795,397
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Liabilities. Value of benefit claims payable at end of year2016-12-31$4,880
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$8,010
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31DIPIAZZA LAROCCA HEETER & CO. LLC
Accountancy firm EIN2016-12-31263731278
2015 : SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$8,010
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,862
Total income from all sources (including contributions)2015-12-31$2,459,189
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,472,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,267,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,908,420
Value of total assets at end of year2015-12-31$95,758,088
Value of total assets at beginning of year2015-12-31$96,766,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$205,049
Total interest from all sources2015-12-31$112
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,729,993
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,729,993
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,486,433
Participant contributions at end of year2015-12-31$93,450
Participant contributions at beginning of year2015-12-31$394,797
Assets. Other investments not covered elsewhere at end of year2015-12-31$23,474,418
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$23,433,270
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$6,515
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$65,632
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$83,924
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-150,365
Total non interest bearing cash at end of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,013,234
Value of net assets at end of year (total assets less liabilities)2015-12-31$95,750,078
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$96,763,312
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$205,049
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$67,853,636
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$68,736,364
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,927,630
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,939,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,939,256
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$112
Asset value of US Government securities at end of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,028,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,415,472
Employer contributions (assets) at end of year2015-12-31$2,343,322
Employer contributions (assets) at beginning of year2015-12-31$2,178,563
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,267,374
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at end of year2015-12-31$8,010
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$2,862
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31DIPIAZZA LAROCCA HEETER & CO. LLC
Accountancy firm EIN2015-12-31263731278
2014 : SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,862
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$4,347
Total income from all sources (including contributions)2014-12-31$8,465,632
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,671,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,472,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,600,530
Value of total assets at end of year2014-12-31$96,766,174
Value of total assets at beginning of year2014-12-31$89,973,981
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$199,547
Total interest from all sources2014-12-31$141
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,915,688
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,915,688
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,420,702
Participant contributions at end of year2014-12-31$394,797
Participant contributions at beginning of year2014-12-31$468,538
Assets. Other investments not covered elsewhere at end of year2014-12-31$23,433,270
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$21,543,245
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,265
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$83,924
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$90,151
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,579
Other income not declared elsewhere2014-12-31$1,655,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,793,678
Value of net assets at end of year (total assets less liabilities)2014-12-31$96,763,312
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$89,969,634
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$199,547
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$68,736,364
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$63,913,487
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,939,256
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,837,295
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,837,295
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$141
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,293,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,178,563
Employer contributions (assets) at end of year2014-12-31$2,178,563
Employer contributions (assets) at beginning of year2014-12-31$2,121,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,472,407
Liabilities. Value of benefit claims payable at end of year2014-12-31$2,862
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$2,768
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31DIPIAZZA LAROCCA HEETER & CO. LLC
Accountancy firm EIN2014-12-31263731278
2013 : SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$4,347
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,009
Total income from all sources (including contributions)2013-12-31$14,333,209
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,003,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$844,414
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,582,639
Value of total assets at end of year2013-12-31$89,973,981
Value of total assets at beginning of year2013-12-31$76,641,832
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$158,984
Total interest from all sources2013-12-31$115
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,724,642
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,724,642
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,416,211
Participant contributions at end of year2013-12-31$468,538
Participant contributions at beginning of year2013-12-31$79,600
Assets. Other investments not covered elsewhere at end of year2013-12-31$21,543,245
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$17,932,780
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,835
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$90,151
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$60,906
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,579
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$139
Other income not declared elsewhere2013-12-31$2,294,361
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,329,811
Value of net assets at end of year (total assets less liabilities)2013-12-31$89,969,634
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$76,639,823
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$158,984
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$63,913,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$54,624,333
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,837,295
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,789,778
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,789,778
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$115
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$6,731,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,164,593
Employer contributions (assets) at end of year2013-12-31$2,121,265
Employer contributions (assets) at beginning of year2013-12-31$2,154,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$844,414
Liabilities. Value of benefit claims payable at end of year2013-12-31$2,768
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$1,870
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31DIPIAZZA LAROCCA HEETER & CO. LLC
Accountancy firm EIN2013-12-31263731278
2012 : SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,009
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$678
Total income from all sources (including contributions)2012-12-31$11,749,735
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,831,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,677,714
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,532,285
Value of total assets at end of year2012-12-31$76,641,832
Value of total assets at beginning of year2012-12-31$70,722,356
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$153,876
Total interest from all sources2012-12-31$1,634,118
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,362,647
Participant contributions at end of year2012-12-31$79,600
Participant contributions at beginning of year2012-12-31$443,522
Assets. Other investments not covered elsewhere at end of year2012-12-31$17,932,780
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$16,648,309
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$6,057
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$60,906
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$109,731
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$139
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$678
Other income not declared elsewhere2012-12-31$1,860,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,918,145
Value of net assets at end of year (total assets less liabilities)2012-12-31$76,639,823
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$70,721,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$153,876
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$54,624,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$49,852,530
Income. Interest from corporate debt instruments2012-12-31$1,634,011
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,789,778
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,406,993
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,406,993
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$107
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,723,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,163,581
Employer contributions (assets) at end of year2012-12-31$2,154,435
Employer contributions (assets) at beginning of year2012-12-31$2,261,271
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,677,714
Liabilities. Value of benefit claims payable at end of year2012-12-31$1,870
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31DIPIAZZA LAROCCA HEETER & CO. LLC
Accountancy firm EIN2012-12-31263731278
2011 : SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$678
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,188
Total income from all sources (including contributions)2011-12-31$3,884,119
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,563,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,426,646
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,040,537
Value of total assets at end of year2011-12-31$70,722,356
Value of total assets at beginning of year2011-12-31$68,405,651
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$137,258
Total interest from all sources2011-12-31$1,821
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,518,112
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,518,112
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,459,495
Participant contributions at end of year2011-12-31$443,522
Participant contributions at beginning of year2011-12-31$496,925
Assets. Other investments not covered elsewhere at end of year2011-12-31$16,648,309
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$16,027,286
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$317,094
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$109,731
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$144,135
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$678
Other income not declared elsewhere2011-12-31$373,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,320,215
Value of net assets at end of year (total assets less liabilities)2011-12-31$70,721,678
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$68,401,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$137,258
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$49,852,530
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$46,224,175
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,406,993
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,281,816
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,281,816
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,821
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,049,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,263,948
Employer contributions (assets) at end of year2011-12-31$2,261,271
Employer contributions (assets) at beginning of year2011-12-31$2,231,314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,426,646
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$4,188
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31DIPIAZZA LAROCCA HEETER & CO. LLC
Accountancy firm EIN2011-12-31263731278
2010 : SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,188
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,193
Total income from all sources (including contributions)2010-12-31$11,206,998
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,623,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,501,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,821,930
Value of total assets at end of year2010-12-31$68,405,651
Value of total assets at beginning of year2010-12-31$58,818,661
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$121,073
Total interest from all sources2010-12-31$4,368
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,415,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,415,697
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,518,432
Participant contributions at end of year2010-12-31$496,925
Participant contributions at beginning of year2010-12-31$432,702
Assets. Other investments not covered elsewhere at end of year2010-12-31$16,027,286
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$14,088,528
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$402
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$144,135
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$108,572
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$241
Other income not declared elsewhere2010-12-31$1,683,327
Total non interest bearing cash at beginning of year2010-12-31$6,377
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,583,995
Value of net assets at end of year (total assets less liabilities)2010-12-31$68,401,463
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$58,817,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$121,073
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$46,224,175
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$38,825,122
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,281,816
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,199,239
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,199,239
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$4,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,281,676
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,303,096
Employer contributions (assets) at end of year2010-12-31$2,231,314
Employer contributions (assets) at beginning of year2010-12-31$2,158,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,501,930
Liabilities. Value of benefit claims payable at end of year2010-12-31$4,188
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$952
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31DIPIAZZA LAROCCA HEETER & CO. LLC
Accountancy firm EIN2010-12-31263731278

Form 5500 Responses for SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN

2022: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SIROTE & PERMUTT, P.C. PROFIT SHARING 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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