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EVONIK CORPORATION 401(K) SAVINGS PLAN 401k Plan overview

Plan NameEVONIK CORPORATION 401(K) SAVINGS PLAN
Plan identification number 002

EVONIK CORPORATION 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EVONIK CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:EVONIK CORPORATION
Employer identification number (EIN):630673043
NAIC Classification:325100

Additional information about EVONIK CORPORATION

Jurisdiction of Incorporation: New Jersey Division of Revenue and Enterprise Services
Incorporation Date:
Company Identification Number: 0100056320

More information about EVONIK CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EVONIK CORPORATION 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01RANDY CHERKIS
0022016-01-01RANDY CHERKIS
0022015-01-01RANDY CHERKIS
0022014-01-01RANDY CHERKIS
0022013-01-01RANDY CHERKIS
0022012-01-01WILLIAM DORCAS
0022011-01-01WILLIAM DORCAS
0022010-01-01WILLIAM DORCAS
0022009-01-01WILLIAM DORCAS WILLIAM DORCAS2010-10-12
0022008-01-01

Plan Statistics for EVONIK CORPORATION 401(K) SAVINGS PLAN

401k plan membership statisitcs for EVONIK CORPORATION 401(K) SAVINGS PLAN

Measure Date Value
2022: EVONIK CORPORATION 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-016,176
Total number of active participants reported on line 7a of the Form 55002022-01-014,883
Number of retired or separated participants receiving benefits2022-01-0185
Number of other retired or separated participants entitled to future benefits2022-01-011,990
Total of all active and inactive participants2022-01-016,958
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-016,960
Number of participants with account balances2022-01-016,960
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0185
2021: EVONIK CORPORATION 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-015,539
Total number of active participants reported on line 7a of the Form 55002021-01-014,640
Number of retired or separated participants receiving benefits2021-01-0177
Number of other retired or separated participants entitled to future benefits2021-01-011,456
Total of all active and inactive participants2021-01-016,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-016,174
Number of participants with account balances2021-01-016,174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0161
2020: EVONIK CORPORATION 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-015,997
Total number of active participants reported on line 7a of the Form 55002020-01-014,266
Number of retired or separated participants receiving benefits2020-01-0170
Number of other retired or separated participants entitled to future benefits2020-01-011,202
Total of all active and inactive participants2020-01-015,538
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-015,538
Number of participants with account balances2020-01-015,538
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0137
2019: EVONIK CORPORATION 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-016,352
Total number of active participants reported on line 7a of the Form 55002019-01-014,710
Number of retired or separated participants receiving benefits2019-01-0169
Number of other retired or separated participants entitled to future benefits2019-01-011,218
Total of all active and inactive participants2019-01-015,997
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-015,997
Number of participants with account balances2019-01-015,997
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0149
2018: EVONIK CORPORATION 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-015,919
Total number of active participants reported on line 7a of the Form 55002018-01-014,929
Number of retired or separated participants receiving benefits2018-01-0165
Number of other retired or separated participants entitled to future benefits2018-01-011,358
Total of all active and inactive participants2018-01-016,352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-016,352
Number of participants with account balances2018-01-016,299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0139
2017: EVONIK CORPORATION 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-015,195
Total number of active participants reported on line 7a of the Form 55002017-01-014,618
Number of retired or separated participants receiving benefits2017-01-0154
Number of other retired or separated participants entitled to future benefits2017-01-011,247
Total of all active and inactive participants2017-01-015,919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-015,919
Number of participants with account balances2017-01-015,780
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0148
2016: EVONIK CORPORATION 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-015,241
Total number of active participants reported on line 7a of the Form 55002016-01-013,871
Number of retired or separated participants receiving benefits2016-01-0149
Number of other retired or separated participants entitled to future benefits2016-01-011,158
Total of all active and inactive participants2016-01-015,078
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-015,078
Number of participants with account balances2016-01-015,049
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0120
2015: EVONIK CORPORATION 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014,989
Total number of active participants reported on line 7a of the Form 55002015-01-014,181
Number of retired or separated participants receiving benefits2015-01-0140
Number of other retired or separated participants entitled to future benefits2015-01-011,016
Total of all active and inactive participants2015-01-015,237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-015,237
Number of participants with account balances2015-01-014,940
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0133
2014: EVONIK CORPORATION 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014,817
Total number of active participants reported on line 7a of the Form 55002014-01-013,947
Number of retired or separated participants receiving benefits2014-01-0129
Number of other retired or separated participants entitled to future benefits2014-01-011,013
Total of all active and inactive participants2014-01-014,989
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-014,989
Number of participants with account balances2014-01-014,830
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0137
2013: EVONIK CORPORATION 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014,811
Total number of active participants reported on line 7a of the Form 55002013-01-013,858
Number of retired or separated participants receiving benefits2013-01-0123
Number of other retired or separated participants entitled to future benefits2013-01-01936
Total of all active and inactive participants2013-01-014,817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-014,817
Number of participants with account balances2013-01-014,817
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0136
2012: EVONIK CORPORATION 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,712
Total number of active participants reported on line 7a of the Form 55002012-01-013,859
Number of retired or separated participants receiving benefits2012-01-0119
Number of other retired or separated participants entitled to future benefits2012-01-01933
Total of all active and inactive participants2012-01-014,811
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-014,811
Number of participants with account balances2012-01-014,811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0146
2011: EVONIK CORPORATION 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014,793
Total number of active participants reported on line 7a of the Form 55002011-01-013,815
Number of retired or separated participants receiving benefits2011-01-0114
Number of other retired or separated participants entitled to future benefits2011-01-01883
Total of all active and inactive participants2011-01-014,712
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-014,712
Number of participants with account balances2011-01-014,712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01110
2010: EVONIK CORPORATION 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-014,169
Total number of active participants reported on line 7a of the Form 55002010-01-013,985
Number of retired or separated participants receiving benefits2010-01-0113
Number of other retired or separated participants entitled to future benefits2010-01-01795
Total of all active and inactive participants2010-01-014,793
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-014,793
Number of participants with account balances2010-01-014,793
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0137
2009: EVONIK CORPORATION 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,933
Total number of active participants reported on line 7a of the Form 55002009-01-013,351
Number of retired or separated participants receiving benefits2009-01-0112
Number of other retired or separated participants entitled to future benefits2009-01-01804
Total of all active and inactive participants2009-01-014,167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-014,169
Number of participants with account balances2009-01-014,163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01104

Financial Data on EVONIK CORPORATION 401(K) SAVINGS PLAN

Measure Date Value
2022 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-16,026,924
Total unrealized appreciation/depreciation of assets2022-12-31$-16,026,924
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$120,906
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$145,449,547
Total income from all sources (including contributions)2022-12-31$-154,403,391
Total loss/gain on sale of assets2022-12-31$-14,118,844
Total of all expenses incurred2022-12-31$123,747,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$122,484,467
Expenses. Certain deemed distributions of participant loans2022-12-31$-1,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$113,885,568
Value of total assets at end of year2022-12-31$1,218,816,980
Value of total assets at beginning of year2022-12-31$1,642,296,417
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,264,852
Total interest from all sources2022-12-31$7,187,371
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$9,948,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$9,910,558
Administrative expenses professional fees incurred2022-12-31$775,962
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$25,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$50,277,424
Participant contributions at end of year2022-12-31$18,790,737
Participant contributions at beginning of year2022-12-31$18,312,586
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$11,893,159
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$3,190,219
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$157,299,218
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$120,906
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$145,449,547
Administrative expenses (other) incurred2022-12-31$11,211
Total non interest bearing cash at end of year2022-12-31$2,020
Total non interest bearing cash at beginning of year2022-12-31$1,615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-278,150,796
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,218,696,074
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,496,846,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$79,495
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$627,402,429
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$605,788,852
Value of interest in pooled separate accounts at end of year2022-12-31$334,723,557
Value of interest in pooled separate accounts at beginning of year2022-12-31$589,959,511
Interest on participant loans2022-12-31$906,344
Income. Interest from US Government securities2022-12-31$3,395,908
Income. Interest from corporate debt instruments2022-12-31$2,694,782
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,098,508
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$7,994,530
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$7,994,530
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$190,337
Asset value of US Government securities at end of year2022-12-31$134,326,606
Asset value of US Government securities at beginning of year2022-12-31$165,232,233
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-136,609,318
Net investment gain/loss from pooled separate accounts2022-12-31$-118,669,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$51,714,985
Employer contributions (assets) at end of year2022-12-31$38,856
Income. Dividends from common stock2022-12-31$38,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$122,484,467
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$96,130,040
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$94,382,427
Contract administrator fees2022-12-31$398,184
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$2,114,008
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$3,325,445
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$2,139,296,524
Aggregate carrying amount (costs) on sale of assets2022-12-31$2,153,415,368
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN,LLP
Accountancy firm EIN2022-12-31410746749
2021 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-6,165,885
Total unrealized appreciation/depreciation of assets2021-12-31$-6,165,885
Total transfer of assets to this plan2021-12-31$11,151,499
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$145,449,547
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$77,683,982
Total income from all sources (including contributions)2021-12-31$258,982,329
Total loss/gain on sale of assets2021-12-31$-5,689,624
Total of all expenses incurred2021-12-31$114,904,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$113,570,970
Expenses. Certain deemed distributions of participant loans2021-12-31$44,104
Value of total corrective distributions2021-12-31$157,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$108,473,063
Value of total assets at end of year2021-12-31$1,642,296,417
Value of total assets at beginning of year2021-12-31$1,419,301,855
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,132,358
Total interest from all sources2021-12-31$4,873,019
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$7,507,317
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$7,470,554
Administrative expenses professional fees incurred2021-12-31$528,782
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$25,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$48,743,196
Participant contributions at end of year2021-12-31$18,312,586
Participant contributions at beginning of year2021-12-31$16,961,355
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$10,904,284
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$157,299,218
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$52,934,616
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$145,449,547
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$77,683,982
Administrative expenses (other) incurred2021-12-31$521,111
Total non interest bearing cash at end of year2021-12-31$1,615
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$144,077,498
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,496,846,870
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,341,617,873
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$82,465
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$605,788,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$490,905,644
Value of interest in pooled separate accounts at end of year2021-12-31$589,959,511
Value of interest in pooled separate accounts at beginning of year2021-12-31$515,700,197
Interest on participant loans2021-12-31$964,094
Income. Interest from US Government securities2021-12-31$1,265,291
Income. Interest from corporate debt instruments2021-12-31$2,625,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$7,994,530
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$10,143,388
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$10,143,388
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$18,381
Asset value of US Government securities at end of year2021-12-31$165,232,233
Asset value of US Government securities at beginning of year2021-12-31$142,113,477
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$91,751,085
Net investment gain/loss from pooled separate accounts2021-12-31$58,233,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$48,825,583
Income. Dividends from common stock2021-12-31$36,763
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$113,570,970
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$94,382,427
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$186,789,639
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$3,325,445
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$3,753,539
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$3,422,885,337
Aggregate carrying amount (costs) on sale of assets2021-12-31$3,428,574,961
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SOBEL & CO. LLC
Accountancy firm EIN2021-12-31221430039
2020 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$5,054,309
Total unrealized appreciation/depreciation of assets2020-12-31$5,054,309
Total transfer of assets to this plan2020-12-31$52,152,613
Total transfer of assets from this plan2020-12-31$86,712,126
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$77,683,982
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$3,805,412
Total income from all sources (including contributions)2020-12-31$293,116,409
Total loss/gain on sale of assets2020-12-31$7,263,768
Total of all expenses incurred2020-12-31$90,584,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$89,676,854
Expenses. Certain deemed distributions of participant loans2020-12-31$-4,785
Value of total corrective distributions2020-12-31$97,109
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$92,820,096
Value of total assets at end of year2020-12-31$1,419,301,855
Value of total assets at beginning of year2020-12-31$1,177,450,809
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$815,242
Total interest from all sources2020-12-31$5,943,746
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$5,914,975
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$5,876,819
Administrative expenses professional fees incurred2020-12-31$730,940
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$25,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$42,405,686
Participant contributions at end of year2020-12-31$16,961,355
Participant contributions at beginning of year2020-12-31$20,564,343
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$9,396,238
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$52,934,616
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$1,608,313
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$77,683,982
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$3,805,412
Administrative expenses (other) incurred2020-12-31$7,669
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$202,531,989
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,341,617,873
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,173,645,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$76,633
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$490,905,644
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$425,916,830
Value of interest in pooled separate accounts at end of year2020-12-31$515,700,197
Value of interest in pooled separate accounts at beginning of year2020-12-31$491,141,587
Interest on participant loans2020-12-31$973,659
Income. Interest from US Government securities2020-12-31$2,030,943
Income. Interest from corporate debt instruments2020-12-31$2,882,842
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$10,143,388
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$6,937,381
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$6,937,381
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$56,302
Asset value of US Government securities at end of year2020-12-31$142,113,477
Asset value of US Government securities at beginning of year2020-12-31$147,869,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$68,531,221
Net investment gain/loss from pooled separate accounts2020-12-31$107,588,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$41,018,172
Income. Dividends from common stock2020-12-31$38,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$89,676,854
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$186,789,639
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$79,443,176
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$3,753,539
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$3,969,461
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$1,112,741,100
Aggregate carrying amount (costs) on sale of assets2020-12-31$1,105,477,332
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SOBEL & CO. LLC
Accountancy firm EIN2020-12-31221430039
2019 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$3,262,980
Total unrealized appreciation/depreciation of assets2019-12-31$3,262,980
Total transfer of assets from this plan2019-12-31$20,454,849
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$3,805,412
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,688,636
Total income from all sources (including contributions)2019-12-31$311,885,022
Total loss/gain on sale of assets2019-12-31$3,888,155
Total of all expenses incurred2019-12-31$77,188,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$76,421,298
Expenses. Certain deemed distributions of participant loans2019-12-31$12,638
Value of total corrective distributions2019-12-31$83,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$98,291,563
Value of total assets at end of year2019-12-31$1,177,450,809
Value of total assets at beginning of year2019-12-31$961,091,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$670,490
Total interest from all sources2019-12-31$6,434,520
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$6,297,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$6,250,007
Administrative expenses professional fees incurred2019-12-31$484,683
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$25,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$47,165,261
Participant contributions at end of year2019-12-31$20,564,343
Participant contributions at beginning of year2019-12-31$20,904,949
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,171,652
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,608,313
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,122,515
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$3,805,412
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$1,688,636
Other income not declared elsewhere2019-12-31$1,325,068
Administrative expenses (other) incurred2019-12-31$111,898
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$234,696,912
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,173,645,397
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$959,403,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$73,909
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$425,916,830
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$334,666,047
Value of interest in pooled separate accounts at end of year2019-12-31$491,141,587
Value of interest in pooled separate accounts at beginning of year2019-12-31$389,422,078
Interest on participant loans2019-12-31$1,105,129
Income. Interest from US Government securities2019-12-31$2,816,606
Income. Interest from corporate debt instruments2019-12-31$2,413,597
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$6,937,381
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$3,687,010
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$3,687,010
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$99,188
Asset value of US Government securities at end of year2019-12-31$147,869,718
Asset value of US Government securities at beginning of year2019-12-31$133,286,267
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$88,199,985
Net investment gain/loss from pooled separate accounts2019-12-31$104,185,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$45,954,650
Income. Dividends from common stock2019-12-31$47,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$76,421,298
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$79,443,176
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$74,269,592
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$3,969,461
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$3,733,512
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$602,865,306
Aggregate carrying amount (costs) on sale of assets2019-12-31$598,977,151
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SOBEL & CO. LLC
Accountancy firm EIN2019-12-31221430039
2018 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-4,115,752
Total unrealized appreciation/depreciation of assets2018-12-31$-4,115,752
Total transfer of assets to this plan2018-12-31$2,816,881
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,688,636
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$38,558,851
Total loss/gain on sale of assets2018-12-31$-386,932
Total of all expenses incurred2018-12-31$85,140,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$84,313,568
Expenses. Certain deemed distributions of participant loans2018-12-31$63,742
Value of total corrective distributions2018-12-31$104,995
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$100,864,949
Value of total assets at end of year2018-12-31$961,091,970
Value of total assets at beginning of year2018-12-31$1,003,167,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$658,085
Total interest from all sources2018-12-31$5,838,874
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$5,496,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$5,444,237
Administrative expenses professional fees incurred2018-12-31$417,949
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$46,490,864
Participant contributions at end of year2018-12-31$20,904,949
Participant contributions at beginning of year2018-12-31$18,065,094
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$9,189,333
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,122,515
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$1,059,212
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$1,688,636
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$743,724
Administrative expenses (other) incurred2018-12-31$168,793
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-46,581,539
Value of net assets at end of year (total assets less liabilities)2018-12-31$959,403,334
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,003,167,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$71,343
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$334,666,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$413,050,090
Value of interest in pooled separate accounts at end of year2018-12-31$389,422,078
Value of interest in pooled separate accounts at beginning of year2018-12-31$378,222,064
Interest on participant loans2018-12-31$1,006,310
Income. Interest from US Government securities2018-12-31$2,539,916
Income. Interest from corporate debt instruments2018-12-31$2,230,255
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$3,687,010
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,394,230
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,394,230
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$62,393
Asset value of US Government securities at end of year2018-12-31$133,286,267
Asset value of US Government securities at beginning of year2018-12-31$109,772,742
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-48,543,390
Net investment gain/loss from pooled separate accounts2018-12-31$-21,339,015
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$45,184,752
Income. Dividends from common stock2018-12-31$52,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$84,313,568
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$74,269,592
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$74,684,360
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$3,733,512
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$5,920,200
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$542,169,554
Aggregate carrying amount (costs) on sale of assets2018-12-31$542,556,486
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SOBEL & CO. LLC
Accountancy firm EIN2018-12-31221430039
2017 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$1,566,014
Total unrealized appreciation/depreciation of assets2017-12-31$1,566,014
Total transfer of assets to this plan2017-12-31$72,048,851
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$234,700,480
Total loss/gain on sale of assets2017-12-31$-1,101,751
Total of all expenses incurred2017-12-31$68,130,026
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$67,169,255
Expenses. Certain deemed distributions of participant loans2017-12-31$28,540
Value of total corrective distributions2017-12-31$79,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$103,259,176
Value of total assets at end of year2017-12-31$1,003,167,992
Value of total assets at beginning of year2017-12-31$764,548,687
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$852,462
Total interest from all sources2017-12-31$5,114,242
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$4,357,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$4,272,945
Administrative expenses professional fees incurred2017-12-31$692,001
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$7,266
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$42,714,257
Participant contributions at end of year2017-12-31$18,065,094
Participant contributions at beginning of year2017-12-31$16,225,078
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$19,491,997
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$1,059,212
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$945,673
Other income not declared elsewhere2017-12-31$316,694
Administrative expenses (other) incurred2017-12-31$108,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$166,570,454
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,003,167,992
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$764,548,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at beginning of year2017-12-31$204,847
Investment advisory and management fees2017-12-31$52,414
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$413,050,090
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$264,250,380
Value of interest in pooled separate accounts at end of year2017-12-31$378,222,064
Value of interest in pooled separate accounts at beginning of year2017-12-31$289,940,599
Interest on participant loans2017-12-31$758,377
Interest earned on other investments2017-12-31$11,565
Income. Interest from US Government securities2017-12-31$1,999,660
Income. Interest from corporate debt instruments2017-12-31$2,321,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,394,230
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$8,322,310
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$8,322,310
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$23,464
Asset value of US Government securities at end of year2017-12-31$109,772,742
Asset value of US Government securities at beginning of year2017-12-31$102,197,643
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$51,432,538
Net investment gain/loss from pooled separate accounts2017-12-31$69,755,607
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$41,052,922
Income. Dividends from preferred stock2017-12-31$215
Income. Dividends from common stock2017-12-31$84,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$67,169,255
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$74,684,360
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$74,088,564
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$5,920,200
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$8,366,327
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$443,834,460
Aggregate carrying amount (costs) on sale of assets2017-12-31$444,936,211
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SOBEL & CO LLC
Accountancy firm EIN2017-12-31221430039
2016 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-1,876,750
Total unrealized appreciation/depreciation of assets2016-12-31$-1,876,750
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$110,083,885
Total loss/gain on sale of assets2016-12-31$1,090,852
Total of all expenses incurred2016-12-31$57,472,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$56,252,108
Expenses. Certain deemed distributions of participant loans2016-12-31$9,405
Value of total corrective distributions2016-12-31$56,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$70,712,508
Value of total assets at end of year2016-12-31$764,548,687
Value of total assets at beginning of year2016-12-31$711,937,492
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,154,494
Total interest from all sources2016-12-31$5,003,617
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,365,869
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,272,523
Administrative expenses professional fees incurred2016-12-31$985,645
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$7,266
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$4,022
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$34,470,534
Participant contributions at end of year2016-12-31$16,225,078
Participant contributions at beginning of year2016-12-31$16,438,750
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,890,580
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$945,673
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$664,839
Other income not declared elsewhere2016-12-31$594,630
Administrative expenses (other) incurred2016-12-31$84,644
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$52,611,195
Value of net assets at end of year (total assets less liabilities)2016-12-31$764,548,687
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$711,937,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$204,847
Assets. partnership/joint venture interests at beginning of year2016-12-31$174,394
Investment advisory and management fees2016-12-31$84,205
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$264,250,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$237,597,066
Value of interest in pooled separate accounts at end of year2016-12-31$289,940,599
Value of interest in pooled separate accounts at beginning of year2016-12-31$283,352,340
Interest on participant loans2016-12-31$696,205
Interest earned on other investments2016-12-31$15,785
Income. Interest from US Government securities2016-12-31$2,172,703
Income. Interest from corporate debt instruments2016-12-31$2,108,508
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$8,322,310
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$4,432,775
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$4,432,775
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$10,416
Asset value of US Government securities at end of year2016-12-31$102,197,643
Asset value of US Government securities at beginning of year2016-12-31$101,647,956
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$24,844,874
Net investment gain/loss from pooled separate accounts2016-12-31$5,348,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$31,351,394
Employer contributions (assets) at beginning of year2016-12-31$1,200,000
Income. Dividends from preferred stock2016-12-31$205
Income. Dividends from common stock2016-12-31$93,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$56,252,108
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$74,088,564
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$60,503,736
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$8,366,327
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$5,921,614
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$458,027,871
Aggregate carrying amount (costs) on sale of assets2016-12-31$456,937,019
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SOBEL & CO LLC
Accountancy firm EIN2016-12-31221430039
2015 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-3,896,781
Total unrealized appreciation/depreciation of assets2015-12-31$-3,896,781
Total transfer of assets to this plan2015-12-31$148,252
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$7,126
Total income from all sources (including contributions)2015-12-31$65,799,837
Total loss/gain on sale of assets2015-12-31$146,615
Total of all expenses incurred2015-12-31$54,069,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$53,409,939
Expenses. Certain deemed distributions of participant loans2015-12-31$53,801
Value of total corrective distributions2015-12-31$114,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$64,532,869
Value of total assets at end of year2015-12-31$711,937,492
Value of total assets at beginning of year2015-12-31$700,066,065
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$491,746
Total interest from all sources2015-12-31$4,455,089
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,945,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,864,937
Administrative expenses professional fees incurred2015-12-31$331,480
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$4,022
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$32,619,273
Participant contributions at end of year2015-12-31$16,438,750
Participant contributions at beginning of year2015-12-31$16,011,903
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$7,871,195
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$664,839
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$670,931
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$7,126
Other income not declared elsewhere2015-12-31$402,532
Administrative expenses (other) incurred2015-12-31$91,319
Total non interest bearing cash at beginning of year2015-12-31$57,749
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$11,730,301
Value of net assets at end of year (total assets less liabilities)2015-12-31$711,937,492
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$700,058,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$174,394
Assets. partnership/joint venture interests at beginning of year2015-12-31$414,116
Investment advisory and management fees2015-12-31$68,947
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$237,597,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$237,339,781
Value of interest in pooled separate accounts at end of year2015-12-31$283,352,340
Value of interest in pooled separate accounts at beginning of year2015-12-31$243,873,137
Interest on participant loans2015-12-31$691,873
Interest earned on other investments2015-12-31$38,010
Income. Interest from US Government securities2015-12-31$1,589,901
Income. Interest from corporate debt instruments2015-12-31$2,130,355
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$4,432,775
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$9,966,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$9,966,608
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$4,950
Asset value of US Government securities at end of year2015-12-31$101,647,956
Asset value of US Government securities at beginning of year2015-12-31$92,744,504
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-11,258,008
Net investment gain/loss from pooled separate accounts2015-12-31$7,471,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$24,042,401
Employer contributions (assets) at end of year2015-12-31$1,200,000
Income. Dividends from preferred stock2015-12-31$15
Income. Dividends from common stock2015-12-31$80,575
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$53,409,939
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$60,503,736
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$60,767,354
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$5,921,614
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$38,219,982
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$425,111,181
Aggregate carrying amount (costs) on sale of assets2015-12-31$424,964,566
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SOBEL & CO LLC
Accountancy firm EIN2015-12-31221430039
2014 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$6,131,085
Total unrealized appreciation/depreciation of assets2014-12-31$6,131,085
Total transfer of assets to this plan2014-12-31$5,818,395
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$7,126
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,390,788
Total income from all sources (including contributions)2014-12-31$100,575,769
Total loss/gain on sale of assets2014-12-31$-1,040,905
Total of all expenses incurred2014-12-31$47,301,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$46,939,924
Expenses. Certain deemed distributions of participant loans2014-12-31$15,154
Value of total corrective distributions2014-12-31$6,778
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$59,908,763
Value of total assets at end of year2014-12-31$700,066,065
Value of total assets at beginning of year2014-12-31$643,357,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$339,996
Total interest from all sources2014-12-31$4,314,520
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,377,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,560,950
Administrative expenses professional fees incurred2014-12-31$160,306
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$30,684,268
Participant contributions at end of year2014-12-31$16,011,903
Participant contributions at beginning of year2014-12-31$15,633,427
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$7,329,469
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$670,931
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,050,650
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$7,126
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$2,390,788
Other income not declared elsewhere2014-12-31$41,568
Administrative expenses (other) incurred2014-12-31$81,493
Total non interest bearing cash at end of year2014-12-31$57,749
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$53,273,917
Value of net assets at end of year (total assets less liabilities)2014-12-31$700,058,939
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$640,966,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$414,116
Assets. partnership/joint venture interests at beginning of year2014-12-31$477,988
Investment advisory and management fees2014-12-31$98,197
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$237,339,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$234,574,052
Value of interest in pooled separate accounts at end of year2014-12-31$243,873,137
Value of interest in pooled separate accounts at beginning of year2014-12-31$206,729,094
Interest on participant loans2014-12-31$685,176
Interest earned on other investments2014-12-31$41,363
Income. Interest from US Government securities2014-12-31$1,757,913
Income. Interest from corporate debt instruments2014-12-31$1,789,417
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$9,966,608
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$9,377,977
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$9,377,977
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$40,651
Asset value of US Government securities at end of year2014-12-31$92,744,504
Asset value of US Government securities at beginning of year2014-12-31$86,990,533
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$12,909,799
Net investment gain/loss from pooled separate accounts2014-12-31$13,933,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$21,895,026
Income. Dividends from common stock2014-12-31$816,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$46,939,924
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$60,767,354
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$51,404,982
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$38,219,982
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$37,118,712
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$465,421,093
Aggregate carrying amount (costs) on sale of assets2014-12-31$466,461,998
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SOBEL & CO LLC
Accountancy firm EIN2014-12-31221430039
2013 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,538,572
Total unrealized appreciation/depreciation of assets2013-12-31$1,538,572
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,390,788
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,499,151
Total income from all sources (including contributions)2013-12-31$149,097,666
Total loss/gain on sale of assets2013-12-31$578,843
Total of all expenses incurred2013-12-31$39,411,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$38,696,842
Expenses. Certain deemed distributions of participant loans2013-12-31$40,755
Value of total corrective distributions2013-12-31$374,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$55,533,503
Value of total assets at end of year2013-12-31$643,357,415
Value of total assets at beginning of year2013-12-31$532,779,119
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$298,529
Total interest from all sources2013-12-31$3,849,025
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,694,266
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,993,744
Administrative expenses professional fees incurred2013-12-31$128,454
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$2,112
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$29,331,094
Participant contributions at end of year2013-12-31$15,633,427
Participant contributions at beginning of year2013-12-31$14,467,700
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$5,532,455
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,050,650
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$786,831
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$2,390,788
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$1,499,151
Other income not declared elsewhere2013-12-31$140,636
Administrative expenses (other) incurred2013-12-31$67,388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$109,686,659
Value of net assets at end of year (total assets less liabilities)2013-12-31$640,966,627
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$531,279,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$477,988
Assets. partnership/joint venture interests at beginning of year2013-12-31$314,065
Investment advisory and management fees2013-12-31$102,687
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$234,574,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$173,157,822
Value of interest in pooled separate accounts at end of year2013-12-31$206,729,094
Value of interest in pooled separate accounts at beginning of year2013-12-31$171,995,819
Interest on participant loans2013-12-31$655,140
Interest earned on other investments2013-12-31$40,387
Income. Interest from US Government securities2013-12-31$1,544,514
Income. Interest from corporate debt instruments2013-12-31$1,603,982
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$9,377,977
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$8,811,181
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$8,811,181
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$5,002
Asset value of US Government securities at end of year2013-12-31$86,990,533
Asset value of US Government securities at beginning of year2013-12-31$93,199,723
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$49,179,727
Net investment gain/loss from pooled separate accounts2013-12-31$34,583,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$20,669,954
Income. Dividends from preferred stock2013-12-31$233
Income. Dividends from common stock2013-12-31$700,289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$38,696,842
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$51,404,982
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$38,188,951
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$37,118,712
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$31,854,915
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$449,951,948
Aggregate carrying amount (costs) on sale of assets2013-12-31$449,373,105
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SOBEL & CO LLC
Accountancy firm EIN2013-12-31221430039
2012 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$1,761,724
Total unrealized appreciation/depreciation of assets2012-12-31$1,761,724
Total transfer of assets to this plan2012-12-31$2,826,749
Total transfer of assets from this plan2012-12-31$774,186
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,499,151
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$-436
Total income from all sources (including contributions)2012-12-31$108,907,128
Total loss/gain on sale of assets2012-12-31$806,421
Total of all expenses incurred2012-12-31$32,686,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$31,791,432
Expenses. Certain deemed distributions of participant loans2012-12-31$21,833
Value of total corrective distributions2012-12-31$377,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$52,293,919
Value of total assets at end of year2012-12-31$532,779,119
Value of total assets at beginning of year2012-12-31$453,006,453
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$496,309
Total interest from all sources2012-12-31$3,717,037
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,375,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,202,474
Administrative expenses professional fees incurred2012-12-31$249,968
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$2,112
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$33,471
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$28,385,007
Participant contributions at end of year2012-12-31$14,467,700
Participant contributions at beginning of year2012-12-31$13,679,390
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,094,432
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$786,831
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,247,663
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$1,499,151
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$-436
Other income not declared elsewhere2012-12-31$535,769
Administrative expenses (other) incurred2012-12-31$75,043
Total non interest bearing cash at beginning of year2012-12-31$54
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$76,220,516
Value of net assets at end of year (total assets less liabilities)2012-12-31$531,279,968
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$453,006,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$314,065
Assets. partnership/joint venture interests at beginning of year2012-12-31$428,640
Investment advisory and management fees2012-12-31$171,298
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$173,157,822
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$146,736,199
Value of interest in pooled separate accounts at end of year2012-12-31$171,995,819
Value of interest in pooled separate accounts at beginning of year2012-12-31$162,536,093
Interest on participant loans2012-12-31$619,651
Interest earned on other investments2012-12-31$30,587
Income. Interest from US Government securities2012-12-31$1,171,513
Income. Interest from corporate debt instruments2012-12-31$1,891,351
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$8,811,181
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$6,432,768
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$6,432,768
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$3,935
Asset value of US Government securities at end of year2012-12-31$93,199,723
Asset value of US Government securities at beginning of year2012-12-31$60,256,225
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$19,232,796
Net investment gain/loss from pooled separate accounts2012-12-31$27,184,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$19,814,480
Income. Dividends from preferred stock2012-12-31$665
Income. Dividends from common stock2012-12-31$172,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$31,791,432
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$38,188,951
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$56,256,913
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$31,854,915
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$5,399,037
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$417,993,382
Aggregate carrying amount (costs) on sale of assets2012-12-31$417,186,961
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SOBEL & CO LLC
Accountancy firm EIN2012-12-31221430039
2011 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$3,373,272
Total unrealized appreciation/depreciation of assets2011-12-31$3,373,272
Total transfer of assets from this plan2011-12-31$10,471,398
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$-436
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$-27
Total income from all sources (including contributions)2011-12-31$46,608,324
Total loss/gain on sale of assets2011-12-31$-1,602,807
Total of all expenses incurred2011-12-31$37,602,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$36,975,380
Expenses. Certain deemed distributions of participant loans2011-12-31$56,230
Value of total corrective distributions2011-12-31$264,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$51,127,534
Value of total assets at end of year2011-12-31$453,006,453
Value of total assets at beginning of year2011-12-31$454,471,967
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$306,060
Total interest from all sources2011-12-31$4,474,303
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,971,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,882,099
Administrative expenses professional fees incurred2011-12-31$72,655
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$33,471
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$38,355
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$29,174,793
Participant contributions at end of year2011-12-31$13,679,390
Participant contributions at beginning of year2011-12-31$13,499,923
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,059,894
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,247,663
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,399,958
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$-436
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$-27
Other income not declared elsewhere2011-12-31$278,971
Administrative expenses (other) incurred2011-12-31$104,405
Total non interest bearing cash at end of year2011-12-31$54
Total non interest bearing cash at beginning of year2011-12-31$454
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$9,006,293
Value of net assets at end of year (total assets less liabilities)2011-12-31$453,006,889
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$454,471,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$428,640
Assets. partnership/joint venture interests at beginning of year2011-12-31$502,782
Investment advisory and management fees2011-12-31$129,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$146,736,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$120,592,169
Value of interest in pooled separate accounts at end of year2011-12-31$162,536,093
Value of interest in pooled separate accounts at beginning of year2011-12-31$205,272,956
Interest on participant loans2011-12-31$659,348
Interest earned on other investments2011-12-31$37,318
Income. Interest from US Government securities2011-12-31$1,409,530
Income. Interest from corporate debt instruments2011-12-31$2,361,787
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$6,432,768
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$4,731,060
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$4,731,060
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$6,320
Asset value of US Government securities at end of year2011-12-31$60,256,225
Asset value of US Government securities at beginning of year2011-12-31$48,041,662
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-8,800,275
Net investment gain/loss from pooled separate accounts2011-12-31$-4,214,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$18,892,847
Income. Dividends from preferred stock2011-12-31$1,754
Income. Dividends from common stock2011-12-31$87,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$36,975,380
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$56,256,913
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$53,911,264
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$5,399,037
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$6,481,384
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$242,756,332
Aggregate carrying amount (costs) on sale of assets2011-12-31$244,359,139
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SOBEL & CO LLC
Accountancy firm EIN2011-12-31221430039
2010 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,508,265
Total unrealized appreciation/depreciation of assets2010-12-31$1,508,265
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$-27
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$96,215,843
Total loss/gain on sale of assets2010-12-31$237,988
Total of all expenses incurred2010-12-31$21,535,662
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$20,950,213
Expenses. Certain deemed distributions of participant loans2010-12-31$31,442
Value of total corrective distributions2010-12-31$273,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$55,497,978
Value of total assets at end of year2010-12-31$454,471,967
Value of total assets at beginning of year2010-12-31$379,791,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$280,409
Total interest from all sources2010-12-31$4,313,704
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,046,880
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$960,483
Administrative expenses professional fees incurred2010-12-31$147,624
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$38,355
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$36,575
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$27,908,358
Participant contributions at end of year2010-12-31$13,499,923
Participant contributions at beginning of year2010-12-31$12,497,102
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$11,243,082
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,399,958
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$872,365
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$-27
Other income not declared elsewhere2010-12-31$337,646
Administrative expenses (other) incurred2010-12-31$87,067
Total non interest bearing cash at end of year2010-12-31$454
Total non interest bearing cash at beginning of year2010-12-31$228,261
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$74,680,181
Value of net assets at end of year (total assets less liabilities)2010-12-31$454,471,994
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$379,791,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$502,782
Assets. partnership/joint venture interests at beginning of year2010-12-31$261,548
Investment advisory and management fees2010-12-31$45,718
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$120,592,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$88,960,238
Value of interest in pooled separate accounts at end of year2010-12-31$205,272,956
Value of interest in pooled separate accounts at beginning of year2010-12-31$179,616,296
Interest on participant loans2010-12-31$737,703
Interest earned on other investments2010-12-31$25,300
Income. Interest from US Government securities2010-12-31$894,417
Income. Interest from corporate debt instruments2010-12-31$2,648,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$4,731,060
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$4,281,033
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$4,281,033
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$7,610
Asset value of US Government securities at end of year2010-12-31$48,041,662
Asset value of US Government securities at beginning of year2010-12-31$34,283,662
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$14,610,620
Net investment gain/loss from pooled separate accounts2010-12-31$18,662,762
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$16,346,538
Income. Dividends from preferred stock2010-12-31$1,927
Income. Dividends from common stock2010-12-31$84,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$20,950,213
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$53,911,264
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$52,799,833
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$6,481,384
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$5,954,900
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$204,698,222
Aggregate carrying amount (costs) on sale of assets2010-12-31$204,460,234
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SOBEL & CO LLC
Accountancy firm EIN2010-12-31221430039
2009 : EVONIK CORPORATION 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for EVONIK CORPORATION 401(K) SAVINGS PLAN

2022: EVONIK CORPORATION 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: EVONIK CORPORATION 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: EVONIK CORPORATION 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: EVONIK CORPORATION 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: EVONIK CORPORATION 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: EVONIK CORPORATION 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: EVONIK CORPORATION 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EVONIK CORPORATION 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EVONIK CORPORATION 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EVONIK CORPORATION 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EVONIK CORPORATION 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EVONIK CORPORATION 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: EVONIK CORPORATION 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: EVONIK CORPORATION 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes
2008: EVONIK CORPORATION 401(K) SAVINGS PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041164
Policy instance 2
Insurance contract or identification number041164
Number of Individuals Covered6960
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-62153
Policy instance 1
Insurance contract or identification numberGA-62153
Number of Individuals Covered6960
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041164
Policy instance 2
Insurance contract or identification number041164
Number of Individuals Covered6174
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-62153
Policy instance 1
Insurance contract or identification numberGA-62153
Number of Individuals Covered6174
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041164
Policy instance 2
Insurance contract or identification number041164
Number of Individuals Covered5538
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-62153
Policy instance 1
Insurance contract or identification numberGA-62153
Number of Individuals Covered5538
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-62153
Policy instance 1
Insurance contract or identification numberGA-62153
Number of Individuals Covered5997
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041164
Policy instance 2
Insurance contract or identification number041164
Number of Individuals Covered5997
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-62153
Policy instance 1
Insurance contract or identification numberGA-62153
Number of Individuals Covered6299
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041164
Policy instance 2
Insurance contract or identification number041164
Number of Individuals Covered6299
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041164
Policy instance 2
Insurance contract or identification number041164
Number of Individuals Covered5919
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-62153
Policy instance 1
Insurance contract or identification numberGA-62153
Number of Individuals Covered5919
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041164
Policy instance 2
Insurance contract or identification number041164
Number of Individuals Covered5237
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-62153
Policy instance 1
Insurance contract or identification numberGA-62153
Number of Individuals Covered5237
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-62153
Policy instance 2
Insurance contract or identification numberGA-62153
Number of Individuals Covered4830
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041164
Policy instance 1
Insurance contract or identification number041164
Number of Individuals Covered4830
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041164
Policy instance 1
Insurance contract or identification number041164
Number of Individuals Covered4817
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-62153
Policy instance 2
Insurance contract or identification numberGA-62153
Number of Individuals Covered4817
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-62153
Policy instance 2
Insurance contract or identification numberGA-62153
Number of Individuals Covered4811
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041164
Policy instance 1
Insurance contract or identification number041164
Number of Individuals Covered4811
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-62153
Policy instance 1
Insurance contract or identification numberGA-62153
Number of Individuals Covered4712
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041164
Policy instance 2
Insurance contract or identification number041164
Number of Individuals Covered4712
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberGA-62153
Policy instance 1
Insurance contract or identification numberGA-62153
Number of Individuals Covered4793
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041164
Policy instance 2
Insurance contract or identification number041164
Number of Individuals Covered4793
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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