401k Plan data: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN plan

TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 401k Plan overview

Plan Name	TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN
Plan identification number	002

TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TUSCALOOSA EAR, NOSE, THROAT CENTER P.C. has sponsored the creation of one or more 401k plans.

Company Name: TUSCALOOSA EAR, NOSE, THROAT CENTER P.C.

Employer identification number (EIN): 630726764

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2021-01-01 DR. CARL STEPHENSON 2024-02-06
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01
002 2016-01-01 DR. CARL STEPHENSON
002 2015-01-01 CARLISLE STEPHENSON, III, MD
002 2014-01-01 DR. CARL STEPHENSON
002 2014-01-01 CARLISLE STEPHENSON, III, MD
002 2013-01-01 CARL STEPHENSON, III, MD
002 2012-01-01 CARL STEPHENSON III, MD
002 2011-01-01 CARL STEPHENSON III, MD
002 2009-01-01 CARL STEPHENSON III, MD

Plan Statistics for TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN

401k plan membership statisitcs for TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN

Measure Date Value
2017: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 46
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 21
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 24
Total of all active and inactive participants 2017-01-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 45
Number of participants with account balances 2017-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 6
2016: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 45
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 30
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 16
Total of all active and inactive participants 2016-01-01 46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 46
Number of participants with account balances 2016-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 48
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 25
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 18
Total of all active and inactive participants 2015-01-01 46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 46
Number of participants with account balances 2015-01-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 5
2014: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 30
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 30
Number of participants with account balances 2014-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 51
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 36
Number of retired or separated participants receiving benefits 2013-01-01 2
Number of other retired or separated participants entitled to future benefits 2013-01-01 12
Total of all active and inactive participants 2013-01-01 50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 50
Number of participants with account balances 2013-01-01 43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 32
Number of other retired or separated participants entitled to future benefits 2012-01-01 13
Total of all active and inactive participants 2012-01-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 45
Number of participants with account balances 2012-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 46
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 30
Number of other retired or separated participants entitled to future benefits 2011-01-01 12
Total of all active and inactive participants 2011-01-01 42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 42
Number of participants with account balances 2011-01-01 42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 47
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 31
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 14
Total of all active and inactive participants 2009-01-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 45
Number of participants with account balances 2009-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2017: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	46
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	21
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	24
Total of all active and inactive participants	2017-01-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	45
Number of participants with account balances	2017-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	6
2016: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	45
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	30
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	16
Total of all active and inactive participants	2016-01-01	46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	46
Number of participants with account balances	2016-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	48
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	25
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	18
Total of all active and inactive participants	2015-01-01	46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	46
Number of participants with account balances	2015-01-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	5
2014: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	30
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	30
Number of participants with account balances	2014-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	51
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	36
Number of retired or separated participants receiving benefits	2013-01-01	2
Number of other retired or separated participants entitled to future benefits	2013-01-01	12
Total of all active and inactive participants	2013-01-01	50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	50
Number of participants with account balances	2013-01-01	43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	32
Number of other retired or separated participants entitled to future benefits	2012-01-01	13
Total of all active and inactive participants	2012-01-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	45
Number of participants with account balances	2012-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	46
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	30
Number of other retired or separated participants entitled to future benefits	2011-01-01	12
Total of all active and inactive participants	2011-01-01	42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	42
Number of participants with account balances	2011-01-01	42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	47
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	31
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	14
Total of all active and inactive participants	2009-01-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	45
Number of participants with account balances	2009-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN

Measure	Date	Value
2017 : TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$1,463,711
Expenses. Total of all expenses incurred	2017-12-31	$94,255
Benefits paid (including direct rollovers)	2017-12-31	$67,805
Total plan assets at end of year	2017-12-31	$7,659,965
Total plan assets at beginning of year	2017-12-31	$6,290,509
Value of fidelity bond covering the plan	2017-12-31	$500,000
Assets. Value of tangible personal property	2017-12-31	$0
Total contributions received or receivable from participants	2017-12-31	$146,608
Other income received	2017-12-31	$1,063,272
Net income (gross income less expenses)	2017-12-31	$1,369,456
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$7,659,965
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$6,290,509
Total contributions received or receivable from employer(s)	2017-12-31	$253,831
Value of corrective distributions	2017-12-31	$52
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$26,398
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$620,173
Expenses. Total of all expenses incurred	2016-12-31	$1,234,996
Benefits paid (including direct rollovers)	2016-12-31	$1,213,784
Total plan assets at end of year	2016-12-31	$6,290,509
Total plan assets at beginning of year	2016-12-31	$6,905,332
Value of fidelity bond covering the plan	2016-12-31	$500,000
Assets. Value of tangible personal property	2016-12-31	$10,974
Total contributions received or receivable from participants	2016-12-31	$127,593
Other income received	2016-12-31	$266,002
Net income (gross income less expenses)	2016-12-31	$-614,823
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$6,290,509
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$6,905,332
Total contributions received or receivable from employer(s)	2016-12-31	$226,578
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$21,212
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$234,997
Expenses. Total of all expenses incurred	2015-12-31	$468,332
Benefits paid (including direct rollovers)	2015-12-31	$428,054
Total plan assets at end of year	2015-12-31	$6,905,332
Total plan assets at beginning of year	2015-12-31	$7,138,667
Value of fidelity bond covering the plan	2015-12-31	$500,000
Assets. Value of tangible personal property	2015-12-31	$35,594
Total contributions received or receivable from participants	2015-12-31	$124,200
Contributions received from other sources (not participants or employers)	2015-12-31	$20,000
Other income received	2015-12-31	$-135,610
Net income (gross income less expenses)	2015-12-31	$-233,335
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$6,905,332
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$7,138,667
Total contributions received or receivable from employer(s)	2015-12-31	$226,407
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$40,278
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$538,533
Expenses. Total of all expenses incurred	2014-12-31	$45,326
Benefits paid (including direct rollovers)	2014-12-31	$28,022
Total plan assets at end of year	2014-12-31	$7,450,987
Total plan assets at beginning of year	2014-12-31	$6,957,780
Value of fidelity bond covering the plan	2014-12-31	$500,000
Assets. Value of tangible personal property	2014-12-31	$2,236
Total contributions received or receivable from participants	2014-12-31	$124,321
Contributions received from other sources (not participants or employers)	2014-12-31	$4,900
Other income received	2014-12-31	$173,915
Net income (gross income less expenses)	2014-12-31	$493,207
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$7,450,987
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$6,957,780
Total contributions received or receivable from employer(s)	2014-12-31	$235,397
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$17,304
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$1,121,822
Expenses. Total of all expenses incurred	2013-12-31	$107,212
Benefits paid (including direct rollovers)	2013-12-31	$93,275
Total plan assets at end of year	2013-12-31	$6,957,780
Total plan assets at beginning of year	2013-12-31	$5,943,170
Value of fidelity bond covering the plan	2013-12-31	$500,000
Assets. Value of tangible personal property	2013-12-31	$24,061
Total contributions received or receivable from participants	2013-12-31	$127,018
Noncash contributions received	2013-12-31	$763,739
Net income (gross income less expenses)	2013-12-31	$1,014,610
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$6,957,780
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$5,943,170
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$14,671
Total contributions received or receivable from employer(s)	2013-12-31	$231,065
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$13,937
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$953,965
Expenses. Total of all expenses incurred	2012-12-31	$359,721
Benefits paid (including direct rollovers)	2012-12-31	$323,324
Total plan assets at end of year	2012-12-31	$5,943,170
Total plan assets at beginning of year	2012-12-31	$5,348,926
Value of fidelity bond covering the plan	2012-12-31	$500,000
Assets. Value of tangible personal property	2012-12-31	$37,165
Total contributions received or receivable from participants	2012-12-31	$119,469
Other income received	2012-12-31	$603,677
Net income (gross income less expenses)	2012-12-31	$594,244
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$5,943,170
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$5,348,926
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$16,474
Total contributions received or receivable from employer(s)	2012-12-31	$230,819
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$36,397
2011 : TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$-14,376
Expenses. Total of all expenses incurred	2011-12-31	$7,645,134
Benefits paid (including direct rollovers)	2011-12-31	$7,623,792
Total plan assets at end of year	2011-12-31	$5,350,927
Total plan assets at beginning of year	2011-12-31	$13,010,437
Value of fidelity bond covering the plan	2011-12-31	$500,000
Assets. Value of tangible personal property	2011-12-31	$40,055
Total contributions received or receivable from participants	2011-12-31	$127,198
Other income received	2011-12-31	$-361,638
Net income (gross income less expenses)	2011-12-31	$-7,659,510
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$5,350,927
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$13,010,437
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$25,915
Total contributions received or receivable from employer(s)	2011-12-31	$220,064
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$21,342
2010 : TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$2,459,602
Expenses. Total of all expenses incurred	2010-12-31	$264,490
Benefits paid (including direct rollovers)	2010-12-31	$264,490
Total plan assets at end of year	2010-12-31	$13,010,437
Total plan assets at beginning of year	2010-12-31	$10,815,325
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$120,976
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$2,118,610
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$2,195,112
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$13,010,437
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$10,815,325
Total contributions received or receivable from employer(s)	2010-12-31	$220,016

Form 5500 Responses for TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN

2017: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: TUSCALOOSA EAR, NOSE, THROAT CENTER PC PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

814842

Policy instance

Insurance contract or identification number	814842
Number of Individuals Covered	34
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $3,538
Total amount of fees paid to insurance company	USD $898
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,538
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker organization code?	3
Insurance broker name	PLANTECH. LLP

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

814842

Policy instance

Insurance contract or identification number	814842
Number of Individuals Covered	31
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $3,056
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,445
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker organization code?	3
Insurance broker name	PLANTECH. LLP

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

814842

Policy instance

Insurance contract or identification number	814842
Number of Individuals Covered	32
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $2,965
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,372
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker organization code?	3
Insurance broker name	MARTIN, MARTIN, RANDALL & ASSOCIATE

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

814842

Policy instance

Insurance contract or identification number	814842
Number of Individuals Covered	29
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $1,877
Total amount of fees paid to insurance company	USD $784
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,877
Amount paid for insurance broker fees	315
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker organization code?	3
Insurance broker name	MARTIN, MARTIN, RANDALL & ASSOCIATE

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

814842

Policy instance

Insurance contract or identification number	814842
Number of Individuals Covered	27
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $1,501
Total amount of fees paid to insurance company	USD $595
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $1,501
Amount paid for insurance broker fees	220
Additional information about fees paid to insurance broker	COMMISSION
Insurance broker organization code?	3
Insurance broker name	MARTIN, MARTIN, RANDALL & ASSOCIATE

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The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
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Company Name:	TUSCALOOSA EAR, NOSE, THROAT CENTER P.C.
Employer identification number (EIN):	630726764
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2022-01-01
002	2021-01-01
002	2021-01-01	DR. CARL STEPHENSON	2024-02-06
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01
002	2016-01-01	DR. CARL STEPHENSON
002	2015-01-01	CARLISLE STEPHENSON, III, MD
002	2014-01-01	DR. CARL STEPHENSON
002	2014-01-01	CARLISLE STEPHENSON, III, MD
002	2013-01-01	CARL STEPHENSON, III, MD
002	2012-01-01	CARL STEPHENSON III, MD
002	2011-01-01	CARL STEPHENSON III, MD
002	2009-01-01	CARL STEPHENSON III, MD