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CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 401k Plan overview

Plan NameCONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN
Plan identification number 001

CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CONTINENTAL BROKERAGE CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:CONTINENTAL BROKERAGE CORPORATION
Employer identification number (EIN):630755765
NAIC Classification:523140
NAIC Description:Commodity Contracts Brokerage

Additional information about CONTINENTAL BROKERAGE CORPORATION

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 1996-05-14
Company Identification Number: 19961125075
Legal Registered Office Address: 3901 W CHARLESTON BLVD

LAS VEGAS
United States of America (USA)
89102

More information about CONTINENTAL BROKERAGE CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01STEVE GULLEDGE2023-07-18
0012021-01-01STEVE GULLEDGE2022-07-25
0012020-01-01STEVE GULLEDGE2021-07-27
0012019-01-01STEVE GULLEDGE2020-07-25
0012018-01-01STEVE GULLEDGE2019-08-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01STEVE GULLEDGE
0012011-01-01STEVE GULLEDGE
0012009-01-01STEVE GULLEDGE

Plan Statistics for CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN

401k plan membership statisitcs for CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN

Measure Date Value
2022: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012
Total number of active participants reported on line 7a of the Form 55002022-01-012
Total of all active and inactive participants2022-01-012
Total participants2022-01-012
Number of participants with account balances2022-01-012
2021: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012
Total number of active participants reported on line 7a of the Form 55002021-01-012
Total of all active and inactive participants2021-01-012
Total participants2021-01-012
Number of participants with account balances2021-01-012
2020: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012
Total number of active participants reported on line 7a of the Form 55002020-01-012
Total of all active and inactive participants2020-01-012
Total participants2020-01-012
Number of participants with account balances2020-01-012
2019: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013
Total number of active participants reported on line 7a of the Form 55002019-01-012
Total of all active and inactive participants2019-01-012
Total participants2019-01-012
Number of participants with account balances2019-01-012
2018: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013
Total number of active participants reported on line 7a of the Form 55002018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-011
Total of all active and inactive participants2018-01-013
Total participants2018-01-013
Number of participants with account balances2018-01-013
2017: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013
Total number of active participants reported on line 7a of the Form 55002017-01-013
Total of all active and inactive participants2017-01-013
Total participants2017-01-013
Number of participants with account balances2017-01-013
2016: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013
Total number of active participants reported on line 7a of the Form 55002016-01-013
Total of all active and inactive participants2016-01-013
Total participants2016-01-013
Number of participants with account balances2016-01-013
2015: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013
Total number of active participants reported on line 7a of the Form 55002015-01-013
Total of all active and inactive participants2015-01-013
Total participants2015-01-013
Number of participants with account balances2015-01-013
2014: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013
Total number of active participants reported on line 7a of the Form 55002014-01-013
Total of all active and inactive participants2014-01-013
Total participants2014-01-013
Number of participants with account balances2014-01-013
2013: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013
Total number of active participants reported on line 7a of the Form 55002013-01-013
Total of all active and inactive participants2013-01-013
Total participants2013-01-013
Number of participants with account balances2013-01-013
2012: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012
Total number of active participants reported on line 7a of the Form 55002012-01-013
Total of all active and inactive participants2012-01-013
Total participants2012-01-013
Number of participants with account balances2012-01-013
2011: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012
Total number of active participants reported on line 7a of the Form 55002011-01-012
Total of all active and inactive participants2011-01-012
Total participants2011-01-012
Number of participants with account balances2011-01-012
2009: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012
Total number of active participants reported on line 7a of the Form 55002009-01-012
Total of all active and inactive participants2009-01-012
Total participants2009-01-012
Number of participants with account balances2009-01-012

Financial Data on CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN

Measure Date Value
2022 : CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources2022-12-31$-738,281
Expenses. Total of all expenses incurred2022-12-31$447,623
Benefits paid (including direct rollovers)2022-12-31$422,200
Total plan assets at end of year2022-12-31$4,755,430
Total plan assets at beginning of year2022-12-31$5,941,334
Value of fidelity bond covering the plan2022-12-31$250,000
Other income received2022-12-31$-804,405
Net income (gross income less expenses)2022-12-31$-1,185,904
Net plan assets at end of year (total assets less liabilities)2022-12-31$4,755,430
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$5,941,334
Total contributions received or receivable from employer(s)2022-12-31$66,124
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$25,423
2021 : CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources2021-12-31$666,970
Expenses. Total of all expenses incurred2021-12-31$25,779
Total plan assets at end of year2021-12-31$5,941,334
Total plan assets at beginning of year2021-12-31$5,300,143
Value of fidelity bond covering the plan2021-12-31$250,000
Other income received2021-12-31$602,606
Net income (gross income less expenses)2021-12-31$641,191
Net plan assets at end of year (total assets less liabilities)2021-12-31$5,941,334
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$5,300,143
Total contributions received or receivable from employer(s)2021-12-31$64,364
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$25,779
2020 : CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources2020-12-31$789,343
Expenses. Total of all expenses incurred2020-12-31$74,849
Benefits paid (including direct rollovers)2020-12-31$35,000
Total plan assets at end of year2020-12-31$5,300,143
Total plan assets at beginning of year2020-12-31$4,585,649
Value of fidelity bond covering the plan2020-12-31$250,000
Other income received2020-12-31$725,914
Net income (gross income less expenses)2020-12-31$714,494
Net plan assets at end of year (total assets less liabilities)2020-12-31$5,300,143
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$4,585,649
Total contributions received or receivable from employer(s)2020-12-31$63,429
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$39,849
2019 : CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$1,109,793
Expenses. Total of all expenses incurred2019-12-31$116,004
Benefits paid (including direct rollovers)2019-12-31$75,985
Total plan assets at end of year2019-12-31$4,585,649
Total plan assets at beginning of year2019-12-31$3,591,860
Value of fidelity bond covering the plan2019-12-31$250,000
Other income received2019-12-31$1,047,382
Net income (gross income less expenses)2019-12-31$993,789
Net plan assets at end of year (total assets less liabilities)2019-12-31$4,585,649
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$3,591,860
Total contributions received or receivable from employer(s)2019-12-31$62,411
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$40,019
2018 : CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$-335,117
Expenses. Total of all expenses incurred2018-12-31$54,596
Total plan assets at end of year2018-12-31$3,591,860
Total plan assets at beginning of year2018-12-31$3,981,573
Value of fidelity bond covering the plan2018-12-31$250,000
Other income received2018-12-31$-396,427
Net income (gross income less expenses)2018-12-31$-389,713
Net plan assets at end of year (total assets less liabilities)2018-12-31$3,591,860
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$3,981,573
Total contributions received or receivable from employer(s)2018-12-31$61,310
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$54,596
2017 : CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$617,292
Expenses. Total of all expenses incurred2017-12-31$46,340
Total plan assets at end of year2017-12-31$3,981,573
Total plan assets at beginning of year2017-12-31$3,410,621
Value of fidelity bond covering the plan2017-12-31$400,000
Other income received2017-12-31$546,273
Net income (gross income less expenses)2017-12-31$570,952
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,981,573
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$3,410,621
Total contributions received or receivable from employer(s)2017-12-31$71,019
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$46,340
2016 : CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$420,507
Expenses. Total of all expenses incurred2016-12-31$73,638
Benefits paid (including direct rollovers)2016-12-31$35,000
Total plan assets at end of year2016-12-31$3,410,621
Total plan assets at beginning of year2016-12-31$3,063,752
Value of fidelity bond covering the plan2016-12-31$350,000
Other income received2016-12-31$348,200
Net income (gross income less expenses)2016-12-31$346,869
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,410,621
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,063,752
Total contributions received or receivable from employer(s)2016-12-31$72,307
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$38,638
2015 : CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$-162,377
Expenses. Total of all expenses incurred2015-12-31$39,968
Total plan assets at end of year2015-12-31$3,063,752
Total plan assets at beginning of year2015-12-31$3,266,097
Value of fidelity bond covering the plan2015-12-31$350,000
Other income received2015-12-31$-231,333
Net income (gross income less expenses)2015-12-31$-202,345
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,063,752
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,266,097
Total contributions received or receivable from employer(s)2015-12-31$68,956
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$39,968
2014 : CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$226,554
Expenses. Total of all expenses incurred2014-12-31$41,917
Total plan assets at end of year2014-12-31$3,266,097
Total plan assets at beginning of year2014-12-31$3,081,460
Value of fidelity bond covering the plan2014-12-31$350,000
Other income received2014-12-31$158,423
Net income (gross income less expenses)2014-12-31$184,637
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,266,097
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,081,460
Total contributions received or receivable from employer(s)2014-12-31$68,131
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$41,917
2013 : CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$563,431
Expenses. Total of all expenses incurred2013-12-31$71,911
Benefits paid (including direct rollovers)2013-12-31$35,000
Total plan assets at end of year2013-12-31$3,081,460
Total plan assets at beginning of year2013-12-31$2,589,940
Value of fidelity bond covering the plan2013-12-31$350,000
Other income received2013-12-31$494,548
Net income (gross income less expenses)2013-12-31$491,520
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,081,460
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,589,940
Total contributions received or receivable from employer(s)2013-12-31$68,883
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$36,911
2012 : CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$299,895
Expenses. Total of all expenses incurred2012-12-31$36,542
Total plan assets at end of year2012-12-31$2,589,940
Total plan assets at beginning of year2012-12-31$2,326,587
Value of fidelity bond covering the plan2012-12-31$250,000
Total contributions received or receivable from participants2012-12-31$10,026
Other income received2012-12-31$234,036
Net income (gross income less expenses)2012-12-31$263,353
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,589,940
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,326,587
Total contributions received or receivable from employer(s)2012-12-31$55,833
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$36,542
2011 : CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$-51,449
Expenses. Total of all expenses incurred2011-12-31$42,043
Total plan assets at end of year2011-12-31$2,326,587
Total plan assets at beginning of year2011-12-31$2,420,079
Value of fidelity bond covering the plan2011-12-31$250,000
Other income received2011-12-31$-106,273
Net income (gross income less expenses)2011-12-31$-93,492
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,326,587
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,420,079
Total contributions received or receivable from employer(s)2011-12-31$54,824
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$42,043
2010 : CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$228,131
Expenses. Total of all expenses incurred2010-12-31$32,136
Total plan assets at end of year2010-12-31$2,420,079
Total plan assets at beginning of year2010-12-31$2,224,084
Value of fidelity bond covering the plan2010-12-31$200,000
Other income received2010-12-31$173,391
Net income (gross income less expenses)2010-12-31$195,995
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,420,079
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,224,084
Total contributions received or receivable from employer(s)2010-12-31$54,740
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$32,136

Form 5500 Responses for CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN

2022: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CONTINENTAL BROKERAGE CORPORATION PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15563
Policy instance 1
Insurance contract or identification number15563
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15563
Policy instance 1
Insurance contract or identification number15563
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15563
Policy instance 1
Insurance contract or identification number15563
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15563
Policy instance 1
Insurance contract or identification number15563
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15563
Policy instance 1
Insurance contract or identification number15563
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker name
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15563
Policy instance 1
Insurance contract or identification number15563
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker name
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15563
Policy instance 1
Insurance contract or identification number15563
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2
Additional information about fees paid to insurance brokerPERSISTENCY FEES & OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameGREGORY DAVID WREN
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15563
Policy instance 1
Insurance contract or identification number15563
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $224
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees112
Additional information about fees paid to insurance brokerPERSISTENCY FEES & OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameGREGORY DAVID WREN
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15563
Policy instance 1
Insurance contract or identification number15563
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $224
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees112
Additional information about fees paid to insurance brokerPERSISTENCY FEES & OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameGREGORY DAVID WREN
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15563
Policy instance 1
Insurance contract or identification number15563
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15563
Policy instance 1
Insurance contract or identification number15563
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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