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CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameCENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST
Plan identification number 001

CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. has sponsored the creation of one or more 401k plans.

Company Name:CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A.
Employer identification number (EIN):630791700
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01
0012020-07-01
0012019-07-01
0012018-07-01
0012017-07-01
0012016-07-01
0012015-07-01
0012014-07-01
0012013-07-01
0012012-07-01ROGER S. DUGGAR2013-09-30 ROGER S. DUGGAR2013-09-30
0012011-07-01ROGER S. DUGGAR2012-10-23 ROGER S. DUGGAR2012-10-23
0012010-07-01ROGER S DUGGAR2011-09-26

Plan Statistics for CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST

Measure Date Value
2021: CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-07-012
Total number of active participants reported on line 7a of the Form 55002021-07-011
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-010
Total of all active and inactive participants2021-07-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-011
Number of participants with account balances2021-07-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-010
2020: CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-07-013
Total number of active participants reported on line 7a of the Form 55002020-07-010
Number of retired or separated participants receiving benefits2020-07-011
Number of other retired or separated participants entitled to future benefits2020-07-011
Total of all active and inactive participants2020-07-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-012
Number of participants with account balances2020-07-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-010
2019: CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-07-0110
Total number of active participants reported on line 7a of the Form 55002019-07-016
Number of retired or separated participants receiving benefits2019-07-011
Number of other retired or separated participants entitled to future benefits2019-07-011
Total of all active and inactive participants2019-07-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-018
Number of participants with account balances2019-07-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
2018: CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-07-018
Total number of active participants reported on line 7a of the Form 55002018-07-017
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-012
Total of all active and inactive participants2018-07-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-019
Number of participants with account balances2018-07-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-011

Financial Data on CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022 : CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Transfers to/from the plan2022-06-30$0
Total plan liabilities at end of year2022-06-30$0
Total plan liabilities at beginning of year2022-06-30$0
Total income from all sources2022-06-30$-18,571
Expenses. Total of all expenses incurred2022-06-30$335,610
Benefits paid (including direct rollovers)2022-06-30$335,610
Total plan assets at end of year2022-06-30$150,000
Total plan assets at beginning of year2022-06-30$504,181
Value of fidelity bond covering the plan2022-06-30$300,000
Total contributions received or receivable from participants2022-06-30$0
Expenses. Other expenses not covered elsewhere2022-06-30$0
Contributions received from other sources (not participants or employers)2022-06-30$0
Other income received2022-06-30$-18,571
Noncash contributions received2022-06-30$0
Net income (gross income less expenses)2022-06-30$-354,181
Net plan assets at end of year (total assets less liabilities)2022-06-30$150,000
Net plan assets at beginning of year (total assets less liabilities)2022-06-30$504,181
Total contributions received or receivable from employer(s)2022-06-30$0
Value of certain deemed distributions of participant loans2022-06-30$0
Value of corrective distributions2022-06-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-06-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-06-30$0
2021 : CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Transfers to/from the plan2021-06-30$0
Total plan liabilities at end of year2021-06-30$0
Total plan liabilities at beginning of year2021-06-30$0
Total income from all sources2021-06-30$102,382
Expenses. Total of all expenses incurred2021-06-30$1,627
Benefits paid (including direct rollovers)2021-06-30$1,627
Total plan assets at end of year2021-06-30$504,181
Total plan assets at beginning of year2021-06-30$403,426
Value of fidelity bond covering the plan2021-06-30$300,000
Total contributions received or receivable from participants2021-06-30$6,000
Expenses. Other expenses not covered elsewhere2021-06-30$0
Contributions received from other sources (not participants or employers)2021-06-30$0
Other income received2021-06-30$93,039
Noncash contributions received2021-06-30$0
Net income (gross income less expenses)2021-06-30$100,755
Net plan assets at end of year (total assets less liabilities)2021-06-30$504,181
Net plan assets at beginning of year (total assets less liabilities)2021-06-30$403,426
Total contributions received or receivable from employer(s)2021-06-30$3,343
Value of certain deemed distributions of participant loans2021-06-30$0
Value of corrective distributions2021-06-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-06-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
2020 : CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Transfers to/from the plan2020-06-30$0
Total plan liabilities at end of year2020-06-30$0
Total plan liabilities at beginning of year2020-06-30$0
Total income from all sources2020-06-30$22,679
Expenses. Total of all expenses incurred2020-06-30$122,955
Benefits paid (including direct rollovers)2020-06-30$122,732
Total plan assets at end of year2020-06-30$403,426
Total plan assets at beginning of year2020-06-30$503,702
Value of fidelity bond covering the plan2020-06-30$300,000
Total contributions received or receivable from participants2020-06-30$9,082
Expenses. Other expenses not covered elsewhere2020-06-30$0
Contributions received from other sources (not participants or employers)2020-06-30$0
Noncash contributions received2020-06-30$5,183
Net income (gross income less expenses)2020-06-30$-100,276
Net plan assets at end of year (total assets less liabilities)2020-06-30$403,426
Net plan assets at beginning of year (total assets less liabilities)2020-06-30$503,702
Total contributions received or receivable from employer(s)2020-06-30$8,414
Value of certain deemed distributions of participant loans2020-06-30$0
Value of corrective distributions2020-06-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-06-30$223
2019 : CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Transfers to/from the plan2019-06-30$0
Total plan liabilities at end of year2019-06-30$0
Total plan liabilities at beginning of year2019-06-30$0
Total income from all sources2019-06-30$25,163
Expenses. Total of all expenses incurred2019-06-30$232,655
Benefits paid (including direct rollovers)2019-06-30$231,516
Total plan assets at end of year2019-06-30$503,702
Total plan assets at beginning of year2019-06-30$711,194
Value of fidelity bond covering the plan2019-06-30$300,000
Total contributions received or receivable from participants2019-06-30$18,590
Expenses. Other expenses not covered elsewhere2019-06-30$0
Contributions received from other sources (not participants or employers)2019-06-30$0
Other income received2019-06-30$-9,585
Noncash contributions received2019-06-30$0
Net income (gross income less expenses)2019-06-30$-207,492
Net plan assets at end of year (total assets less liabilities)2019-06-30$503,702
Net plan assets at beginning of year (total assets less liabilities)2019-06-30$711,194
Total contributions received or receivable from employer(s)2019-06-30$16,158
Value of certain deemed distributions of participant loans2019-06-30$0
Value of corrective distributions2019-06-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-06-30$1,139
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0

Form 5500 Responses for CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST

2021: CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: CENTRAL ALABAMA OB-GYN ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberB98-80006
Policy instance 1
Insurance contract or identification numberB98-80006
Number of Individuals Covered0
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $1
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1
Insurance broker organization code?6
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberB98-80006
Policy instance 1
Insurance contract or identification numberB98-80006
Number of Individuals Covered2
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $13
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13
Insurance broker organization code?6
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberB98-80006
Policy instance 1
Insurance contract or identification numberB98-80006
Number of Individuals Covered8
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $718
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $718
Insurance broker organization code?6
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberB98-80006
Policy instance 1
Insurance contract or identification numberB98-80006
Number of Individuals Covered8
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $1,238
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,238
Insurance broker organization code?6

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