401k Plan data: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST plan

GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST
Plan identification number	001

GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GOODWYN, MILLS & CAWOOD, INC. has sponsored the creation of one or more 401k plans.

Company Name: GOODWYN, MILLS & CAWOOD, INC.

Employer identification number (EIN): 630906620

NAIC Classification: 541330
NAIC Description: Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 AMANDA DAVIS 2021-09-20
001 2019-01-01 STEPHANIE TURNER 2020-10-01
001 2018-01-01 STEPHANIE TURNER 2019-10-15
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 STEPHANIE TURNER
001 2013-01-01 BARBARA BAKER
001 2012-01-01 BARBARA BAKER
001 2011-01-01 BARBARA BAKER
001 2010-01-01 BARBARA BAKER
001 2009-01-01 BARBARA BAKER
001 2009-01-01 BARBARA BAKER
001 2008-01-01

Plan Statistics for GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST

Measure Date Value
2020: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 521
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 408
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 140
Total of all active and inactive participants 2020-01-01 548
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 548
Number of participants with account balances 2020-01-01 536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 43
2019: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 476
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 378
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 90
Total of all active and inactive participants 2019-01-01 468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 468
Number of participants with account balances 2019-01-01 408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 18
2018: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 425
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 339
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 74
Total of all active and inactive participants 2018-01-01 413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 413
Number of participants with account balances 2018-01-01 343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 11
2017: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 344
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 311
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 70
Total of all active and inactive participants 2017-01-01 381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 381
Number of participants with account balances 2017-01-01 298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 10
2016: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 311
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 257
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 56
Total of all active and inactive participants 2016-01-01 313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 313
Number of participants with account balances 2016-01-01 259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 4
2015: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 309
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 248
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 58
Total of all active and inactive participants 2015-01-01 306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 306
Number of participants with account balances 2015-01-01 241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 13
2014: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 286
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 233
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 40
Total of all active and inactive participants 2014-01-01 273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 273
Number of participants with account balances 2014-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 6
2013: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 302
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 231
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 40
Total of all active and inactive participants 2013-01-01 271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 271
Number of participants with account balances 2013-01-01 223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 322
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 258
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 40
Total of all active and inactive participants 2012-01-01 298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 298
Number of participants with account balances 2012-01-01 240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 4
2011: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 310
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 260
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 39
Total of all active and inactive participants 2011-01-01 299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 299
Number of participants with account balances 2011-01-01 238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 10
2010: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 323
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 255
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 45
Total of all active and inactive participants 2010-01-01 300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 300
Number of participants with account balances 2010-01-01 244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 9
2009: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 300
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 262
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 43
Total of all active and inactive participants 2009-01-01 305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 305
Number of participants with account balances 2009-01-01 242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 14

Measure	Date	Value
2020: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	521
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	408
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	140
Total of all active and inactive participants	2020-01-01	548
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	548
Number of participants with account balances	2020-01-01	536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	43
2019: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	476
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	378
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	90
Total of all active and inactive participants	2019-01-01	468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	468
Number of participants with account balances	2019-01-01	408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	18
2018: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	425
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	339
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	74
Total of all active and inactive participants	2018-01-01	413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	413
Number of participants with account balances	2018-01-01	343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	11
2017: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	344
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	311
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	70
Total of all active and inactive participants	2017-01-01	381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	381
Number of participants with account balances	2017-01-01	298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	10
2016: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	311
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	257
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	56
Total of all active and inactive participants	2016-01-01	313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	313
Number of participants with account balances	2016-01-01	259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	4
2015: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	309
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	248
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	58
Total of all active and inactive participants	2015-01-01	306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	306
Number of participants with account balances	2015-01-01	241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	13
2014: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	286
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	233
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	40
Total of all active and inactive participants	2014-01-01	273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	273
Number of participants with account balances	2014-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	6
2013: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	302
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	231
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	40
Total of all active and inactive participants	2013-01-01	271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	271
Number of participants with account balances	2013-01-01	223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	322
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	258
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	40
Total of all active and inactive participants	2012-01-01	298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	298
Number of participants with account balances	2012-01-01	240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	4
2011: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	310
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	260
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	39
Total of all active and inactive participants	2011-01-01	299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	299
Number of participants with account balances	2011-01-01	238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	10
2010: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	323
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	255
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	45
Total of all active and inactive participants	2010-01-01	300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	300
Number of participants with account balances	2010-01-01	244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	9
2009: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	300
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	262
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	43
Total of all active and inactive participants	2009-01-01	305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	305
Number of participants with account balances	2009-01-01	242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	14

Financial Data on GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2020 : GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$7,483,900
Total of all expenses incurred	2020-12-31	$1,068,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$934,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$3,500,673
Value of total assets at end of year	2020-12-31	$34,693,095
Value of total assets at beginning of year	2020-12-31	$28,277,703
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$134,243
Total interest from all sources	2020-12-31	$659,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$2,272,359
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$56,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$6,415,392
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$34,693,095
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$28,277,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Assets. partnership/joint venture interests at end of year	2020-12-31	$560,610
Assets. partnership/joint venture interests at beginning of year	2020-12-31	$555,823
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$30,547,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$25,009,633
Interest earned on other investments	2020-12-31	$659,528
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$1,403,370
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$921,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$3,323,699
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,172,231
Employer contributions (assets) at end of year	2020-12-31	$1,172,231
Employer contributions (assets) at beginning of year	2020-12-31	$696,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$934,265
Contract administrator fees	2020-12-31	$134,243
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$1,009,855
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$1,094,940
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	ALDRIDGE, BORDEN & COMPANY, P.C.
Accountancy firm EIN	2020-12-31	630781330
2019 : GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$647,973
Total unrealized appreciation/depreciation of assets	2019-12-31	$647,973
Total income from all sources (including contributions)	2019-12-31	$7,998,932
Total of all expenses incurred	2019-12-31	$896,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$793,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,782,118
Value of total assets at end of year	2019-12-31	$28,277,703
Value of total assets at beginning of year	2019-12-31	$21,175,691
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$102,990
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,862,436
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,223,473
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$7,102,012
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$28,277,703
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$21,175,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Assets. partnership/joint venture interests at end of year	2019-12-31	$555,823
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$499,059
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$25,009,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$17,999,274
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$921,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$1,068,546
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,568,841
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$696,209
Employer contributions (assets) at end of year	2019-12-31	$696,209
Employer contributions (assets) at beginning of year	2019-12-31	$569,312
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$793,930
Contract administrator fees	2019-12-31	$102,990
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$1,094,940
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$1,039,500
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ALDRIDGE, BORDEN & COMPANY, P.C.
Accountancy firm EIN	2019-12-31	630781330
2018 : GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$237,267
Total unrealized appreciation/depreciation of assets	2018-12-31	$237,267
Total income from all sources (including contributions)	2018-12-31	$1,584,582
Total of all expenses incurred	2018-12-31	$1,753,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,657,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,192,125
Value of total assets at end of year	2018-12-31	$21,175,691
Value of total assets at beginning of year	2018-12-31	$21,344,646
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$95,547
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,512,792
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$110,021
Administrative expenses (other) incurred	2018-12-31	$2,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-168,955
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$21,175,691
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$21,344,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Assets. partnership/joint venture interests at end of year	2018-12-31	$499,059
Assets. partnership/joint venture interests at beginning of year	2018-12-31	$435,742
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$17,999,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$18,645,943
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$1,068,546
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$972,925
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-844,810
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$569,312
Employer contributions (assets) at end of year	2018-12-31	$569,312
Employer contributions (assets) at beginning of year	2018-12-31	$505,486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,657,990
Contract administrator fees	2018-12-31	$93,137
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$1,039,500
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$784,550
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ALDRIDGE, BORDEN & COMPANY, P.C.
Accountancy firm EIN	2018-12-31	630781330
2017 : GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$235,350
Total unrealized appreciation/depreciation of assets	2017-12-31	$235,350
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$4,703,586
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$310,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$233,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,860,107
Value of total assets at end of year	2017-12-31	$21,344,646
Value of total assets at beginning of year	2017-12-31	$16,951,941
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$77,859
Total interest from all sources	2017-12-31	$474,728
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$8,875
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,232,161
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$122,460
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$4,392,705
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$21,344,646
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$16,951,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$435,742
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$374,342
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$18,645,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$14,395,886
Interest earned on other investments	2017-12-31	$474,728
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$972,925
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$1,136,328
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,124,526
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$505,486
Employer contributions (assets) at end of year	2017-12-31	$505,486
Employer contributions (assets) at beginning of year	2017-12-31	$434,785
Income. Dividends from common stock	2017-12-31	$8,875
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$233,022
Contract administrator fees	2017-12-31	$77,859
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$784,550
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$610,600
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ALDRIDGE, BORDEN & COMPANY, P.C.
Accountancy firm EIN	2017-12-31	630781330
2016 : GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$-149,576
Total unrealized appreciation/depreciation of assets	2016-12-31	$-149,576
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,956,223
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,680,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,665,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,875,727
Value of total assets at end of year	2016-12-31	$16,951,941
Value of total assets at beginning of year	2016-12-31	$16,676,012
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$14,399
Total interest from all sources	2016-12-31	$354,334
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$5,680
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,097,440
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$343,502
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$275,929
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$16,951,941
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$16,676,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$374,342
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$567,517
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$14,395,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$13,866,944
Interest earned on other investments	2016-12-31	$354,334
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,136,328
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,285,966
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$870,058
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$434,785
Employer contributions (assets) at end of year	2016-12-31	$434,785
Employer contributions (assets) at beginning of year	2016-12-31	$376,935
Income. Dividends from common stock	2016-12-31	$5,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,665,895
Contract administrator fees	2016-12-31	$14,399
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$610,600
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$578,650
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ALDRIDGE, BORDEN & COMPANY, P.C.
Accountancy firm EIN	2016-12-31	630781330
2015 : GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$237,208
Total unrealized appreciation/depreciation of assets	2015-12-31	$237,208
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,600,936
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$501,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$497,505
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,365,069
Value of total assets at end of year	2015-12-31	$16,676,012
Value of total assets at beginning of year	2015-12-31	$15,576,449
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,868
Total interest from all sources	2015-12-31	$34,954
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$4,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$965,103
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$21,186
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,099,563
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$16,676,012
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$15,576,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$567,517
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$355,964
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$13,866,944
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$13,305,597
Interest earned on other investments	2015-12-31	$34,954
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,285,966
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$983,945
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-41,265
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$378,780
Employer contributions (assets) at end of year	2015-12-31	$376,935
Employer contributions (assets) at beginning of year	2015-12-31	$362,943
Income. Dividends from common stock	2015-12-31	$4,970
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$497,505
Contract administrator fees	2015-12-31	$3,868
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$578,650
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$568,000
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ALDRIDGE, BORDEN & COMPANY, P.C.
Accountancy firm EIN	2015-12-31	630781330
2014 : GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$135,656
Total unrealized appreciation/depreciation of assets	2014-12-31	$135,656
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,260,354
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,578,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,574,919
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,324,113
Value of total assets at end of year	2014-12-31	$15,576,449
Value of total assets at beginning of year	2014-12-31	$14,894,816
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,802
Total interest from all sources	2014-12-31	$30,314
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$3,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$926,796
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$34,374
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$681,633
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$15,576,449
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$14,894,816
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$355,964
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$300,630
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$983,945
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,104,303
Interest earned on other investments	2014-12-31	$30,314
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$13,305,597
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$12,651,832
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$766,766
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$362,943
Employer contributions (assets) at end of year	2014-12-31	$362,943
Employer contributions (assets) at beginning of year	2014-12-31	$341,051
Income. Dividends from common stock	2014-12-31	$3,505
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,574,919
Contract administrator fees	2014-12-31	$3,802
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$568,000
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$497,000
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ALDRIDGE, BORDEN & COMPANY, P.C.
Accountancy firm EIN	2014-12-31	630781330
2013 : GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$-33,966
Total unrealized appreciation/depreciation of assets	2013-12-31	$-33,966
Total transfer of assets from this plan	2013-12-31	$372,320
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,520,012
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$786,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$783,019
Value of total corrective distributions	2013-12-31	$1,616
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,308,647
Value of total assets at end of year	2013-12-31	$14,894,816
Value of total assets at beginning of year	2013-12-31	$12,533,808
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,049
Total interest from all sources	2013-12-31	$39,942
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$954,352
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$13,244
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,733,328
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$14,894,816
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$12,533,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$300,630
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$417,919
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,104,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,286,373
Interest earned on other investments	2013-12-31	$39,942
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$12,651,832
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$10,216,423
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,202,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$341,051
Employer contributions (assets) at end of year	2013-12-31	$341,051
Employer contributions (assets) at beginning of year	2013-12-31	$176,798
Income. Dividends from common stock	2013-12-31	$3,142
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$783,019
Contract administrator fees	2013-12-31	$2,049
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$497,000
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$436,295
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ALDRIDGE, BORDEN & COMPANY, P.C.
Accountancy firm EIN	2013-12-31	630781330
2012 : GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$11,995
Total unrealized appreciation/depreciation of assets	2012-12-31	$11,995
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,519,290
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$877,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$873,834
Value of total corrective distributions	2012-12-31	$1,099
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,138,317
Value of total assets at end of year	2012-12-31	$12,533,808
Value of total assets at beginning of year	2012-12-31	$10,892,089
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,638
Total interest from all sources	2012-12-31	$38,056
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$961,519
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$594
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,641,719
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$12,533,808
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$10,892,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$417,919
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$374,363
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,286,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,396,838
Interest earned on other investments	2012-12-31	$38,056
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$10,216,423
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$8,474,765
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,330,922
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$176,798
Employer contributions (assets) at end of year	2012-12-31	$176,798
Employer contributions (assets) at beginning of year	2012-12-31	$164,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$873,834
Contract administrator fees	2012-12-31	$2,638
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$436,295
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$480,670
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ALDRIDGE, BORDEN & COMPANY, P.C.
Accountancy firm EIN	2012-12-31	630781330
2011 : GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$5,294
Total unrealized appreciation/depreciation of assets	2011-12-31	$5,294
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$874,992
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$364,350
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$348,188
Value of total corrective distributions	2011-12-31	$14,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,079,860
Value of total assets at end of year	2011-12-31	$10,892,089
Value of total assets at beginning of year	2011-12-31	$10,381,447
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,000
Total interest from all sources	2011-12-31	$30,885
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$913,847
Participant contributions at end of year	2011-12-31	$594
Participant contributions at beginning of year	2011-12-31	$73
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$510,642
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$10,892,089
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$10,381,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$374,363
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$373,539
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,396,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$8,580,366
Interest earned on other investments	2011-12-31	$30,885
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$8,474,765
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$821,100
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-241,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$164,859
Employer contributions (assets) at end of year	2011-12-31	$164,859
Employer contributions (assets) at beginning of year	2011-12-31	$171,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$348,188
Contract administrator fees	2011-12-31	$2,000
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$480,670
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$435,200
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ALDRIDGE, BORDEN & COMPANY, P.C.
Accountancy firm EIN	2011-12-31	630781330
2010 : GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$79,495
Total unrealized appreciation/depreciation of assets	2010-12-31	$79,495
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,219,994
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,301,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,273,464
Value of total corrective distributions	2010-12-31	$26,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,039,835
Value of total assets at end of year	2010-12-31	$10,381,447
Value of total assets at beginning of year	2010-12-31	$9,462,859
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,875
Total interest from all sources	2010-12-31	$22,027
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$859,412
Participant contributions at end of year	2010-12-31	$73
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$9,254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$918,588
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$10,381,447
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$9,462,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$373,539
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$585,108
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$8,580,366
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$8,038,603
Interest earned on other investments	2010-12-31	$22,027
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$821,100
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$675,145
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,078,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$171,169
Employer contributions (assets) at end of year	2010-12-31	$171,169
Employer contributions (assets) at beginning of year	2010-12-31	$164,003
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,273,464
Contract administrator fees	2010-12-31	$1,875
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$435,200
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ALDRIDGE, BORDEN & COMPANY, P.C.
Accountancy firm EIN	2010-12-31	630781330
2009 : GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST

2020: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: GOODWYN, MILLS & CAWOOD, INC. 401K PROFIT SHARING PLAN AND TRUST 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

500079-01

Policy instance

Insurance contract or identification number	500079-01
Number of Individuals Covered	536
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $2,943
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,943
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

500079-01

Policy instance

Insurance contract or identification number	500079-01
Number of Individuals Covered	408
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $1,967
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,967
Additional information about fees paid to insurance broker	COMMISSIONS
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

500079-01

Policy instance

Insurance contract or identification number	500079-01
Number of Individuals Covered	343
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $2,804
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,804
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

500079-01

Policy instance

Insurance contract or identification number	500079-01
Number of Individuals Covered	298
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $2,164
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,164
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3
Insurance broker name	EVEREN SECURITIES INC.

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

878165

Policy instance

Insurance contract or identification number	878165
Number of Individuals Covered	241
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $37,651
Total amount of fees paid to insurance company	USD $7,447
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $37,651
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3
Insurance broker name	MALCOLM THOMPSON & ASSOCIATES

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

878165

Policy instance

Insurance contract or identification number	878165
Number of Individuals Covered	221
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $34,600
Total amount of fees paid to insurance company	USD $6,861
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $34,600
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3
Insurance broker name	MALCOLM THOMPSON & ASSOCIATES

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

878165

Policy instance

Insurance contract or identification number	878165
Number of Individuals Covered	223
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $31,267
Total amount of fees paid to insurance company	USD $6,050
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $25,651
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3
Insurance broker name	BBVA COMPASS INVESTMENTS SOLUTIONS

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

878165

Policy instance

Insurance contract or identification number	878165
Number of Individuals Covered	240
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $27,118
Total amount of fees paid to insurance company	USD $5,309
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $27,118
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3
Insurance broker name	MALCOLM THOMPSON & ASSOCIATES

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

878165

Policy instance

Insurance contract or identification number	878165
Number of Individuals Covered	238
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $24,716
Total amount of fees paid to insurance company	USD $4,861
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

878165

Policy instance

Insurance contract or identification number	878165
Number of Individuals Covered	244
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $20,739
Total amount of fees paid to insurance company	USD $4,094
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	GOODWYN, MILLS & CAWOOD, INC.
Employer identification number (EIN):	630906620
NAIC Classification:	541330
NAIC Description:	Engineering Services

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2020-01-01	AMANDA DAVIS	2021-09-20
001	2019-01-01	STEPHANIE TURNER	2020-10-01
001	2018-01-01	STEPHANIE TURNER	2019-10-15
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	STEPHANIE TURNER
001	2013-01-01	BARBARA BAKER
001	2012-01-01	BARBARA BAKER
001	2011-01-01	BARBARA BAKER
001	2010-01-01	BARBARA BAKER
001	2009-01-01	BARBARA BAKER
001	2009-01-01	BARBARA BAKER
001	2008-01-01