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CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameCFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

CFD RESEARCH CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:CFD RESEARCH CORPORATION
Employer identification number (EIN):630944385
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about CFD RESEARCH CORPORATION

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2017-10-17
Company Identification Number: 0802837907
Legal Registered Office Address: 6820 MOQUIN DR NW STE 300

HUNTSVILLE
United States of America (USA)
35806

More information about CFD RESEARCH CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01DAVID FRENCH DAVID FRENCH2018-07-19
0022016-01-01DAVID FRENCH DAVID FRENCH2017-10-11
0022015-01-01TERRI RICKMAN TERRI RICKMAN2016-10-05
0022014-01-01DAVID FRENCH DAVID FRENCH2015-10-07
0022013-01-01ASHOK SINGHAL
0022012-01-01ASHOK K. SINGHAL
0022011-01-01ASHOK K. SINGHAL
0022010-01-01ASHOK K. SINGHAL
0022009-01-01ASHOK K. SINGHAL

Plan Statistics for CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01167
Total number of active participants reported on line 7a of the Form 55002022-01-01134
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0122
Total of all active and inactive participants2022-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01156
Number of participants with account balances2022-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0123
2021: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01156
Total number of active participants reported on line 7a of the Form 55002021-01-01133
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0117
Total of all active and inactive participants2021-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01151
Number of participants with account balances2021-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0110
2020: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01143
Total number of active participants reported on line 7a of the Form 55002020-01-01129
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0117
Total of all active and inactive participants2020-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01146
Number of participants with account balances2020-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0114
2019: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01149
Total number of active participants reported on line 7a of the Form 55002019-01-01117
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0112
Total of all active and inactive participants2019-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01129
Number of participants with account balances2019-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0112
2018: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01127
Total number of active participants reported on line 7a of the Form 55002018-01-01108
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0127
Total of all active and inactive participants2018-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01137
Number of participants with account balances2018-01-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-016
2017: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01115
Total number of active participants reported on line 7a of the Form 55002017-01-0188
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-0120
Total of all active and inactive participants2017-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01113
Number of participants with account balances2017-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01113
Total number of active participants reported on line 7a of the Form 55002016-01-0182
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0128
Total of all active and inactive participants2016-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01110
Number of participants with account balances2016-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01107
Total number of active participants reported on line 7a of the Form 55002015-01-0182
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0125
Total of all active and inactive participants2015-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01107
Number of participants with account balances2015-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0196
Total number of active participants reported on line 7a of the Form 55002014-01-0171
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0122
Total of all active and inactive participants2014-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0195
Number of participants with account balances2014-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0196
Total number of active participants reported on line 7a of the Form 55002013-01-0172
Number of retired or separated participants receiving benefits2013-01-019
Number of other retired or separated participants entitled to future benefits2013-01-0113
Total of all active and inactive participants2013-01-0194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0194
Number of participants with account balances2013-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01103
Total number of active participants reported on line 7a of the Form 55002012-01-0173
Number of retired or separated participants receiving benefits2012-01-016
Number of other retired or separated participants entitled to future benefits2012-01-0115
Total of all active and inactive participants2012-01-0194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0194
Number of participants with account balances2012-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01107
Total number of active participants reported on line 7a of the Form 55002011-01-0176
Number of retired or separated participants receiving benefits2011-01-019
Number of other retired or separated participants entitled to future benefits2011-01-0115
Total of all active and inactive participants2011-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01100
Number of participants with account balances2011-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01107
Total number of active participants reported on line 7a of the Form 55002010-01-0189
Number of retired or separated participants receiving benefits2010-01-016
Number of other retired or separated participants entitled to future benefits2010-01-017
Total of all active and inactive participants2010-01-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01102
Number of participants with account balances2010-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-016
2009: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01108
Total number of active participants reported on line 7a of the Form 55002009-01-0182
Number of retired or separated participants receiving benefits2009-01-0111
Number of other retired or separated participants entitled to future benefits2009-01-018
Total of all active and inactive participants2009-01-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01102
Number of participants with account balances2009-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$4,259,110
Total unrealized appreciation/depreciation of assets2022-12-31$4,259,110
Total transfer of assets from this plan2022-12-31$893,366
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$2,684,124
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$3,279,796
Expenses. Interest paid2022-12-31$81,643
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$81,643
Total income from all sources (including contributions)2022-12-31$6,002,221
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$302,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$220,864
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,401,472
Value of total assets at end of year2022-12-31$21,415,659
Value of total assets at beginning of year2022-12-31$17,205,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$22
Total interest from all sources2022-12-31$5,394
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$2,684,124
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$3,279,796
Other income not declared elsewhere2022-12-31$336,245
Administrative expenses (other) incurred2022-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$5,699,692
Value of net assets at end of year (total assets less liabilities)2022-12-31$18,731,535
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$13,925,209
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$611,527
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$661,724
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$661,724
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$5,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$20,802,391
Assets. Invements in employer securities at beginning of year2022-12-31$16,543,281
Contributions received in cash from employer2022-12-31$1,401,472
Employer contributions (assets) at end of year2022-12-31$1,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$220,864
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WARREN AVERETT, LLC.
Accountancy firm EIN2022-12-31454084437
2021 : CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$1,793,310
Total unrealized appreciation/depreciation of assets2021-12-31$1,793,310
Total transfer of assets from this plan2021-12-31$160,961
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$3,279,796
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$3,861,595
Expenses. Interest paid2021-12-31$95,517
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$95,517
Total income from all sources (including contributions)2021-12-31$3,286,392
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$338,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$242,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,201,432
Value of total assets at end of year2021-12-31$17,205,005
Value of total assets at beginning of year2021-12-31$14,999,590
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$133
Total interest from all sources2021-12-31$237
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$3,279,796
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$3,861,595
Other income not declared elsewhere2021-12-31$291,413
Administrative expenses (other) incurred2021-12-31$133
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,948,175
Value of net assets at end of year (total assets less liabilities)2021-12-31$13,925,209
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,137,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$661,724
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$249,619
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$249,619
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$16,543,281
Assets. Invements in employer securities at beginning of year2021-12-31$14,749,971
Contributions received in cash from employer2021-12-31$1,201,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$242,567
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Qualified
Accountancy firm name2021-12-31WARREN AVERITT, LLC
Accountancy firm EIN2021-12-31454084437
2020 : CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$1,479,481
Total unrealized appreciation/depreciation of assets2020-12-31$1,479,481
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$58,549
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$3,861,595
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,754,988
Expenses. Interest paid2020-12-31$26,436
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$26,436
Total income from all sources (including contributions)2020-12-31$2,964,430
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$320,823
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$294,362
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,316,957
Value of total assets at end of year2020-12-31$14,999,590
Value of total assets at beginning of year2020-12-31$10,307,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$25
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$1,761
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$0
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$3,861,595
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,485,162
Other income not declared elsewhere2020-12-31$166,231
Administrative expenses (other) incurred2020-12-31$25
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$2,643,607
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,137,995
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,552,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$249,619
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$274,077
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$274,077
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1,761
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$0
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$0
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$14,749,971
Assets. Invements in employer securities at beginning of year2020-12-31$9,840,890
Contributions received in cash from employer2020-12-31$1,316,957
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$192,958
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$294,362
Contract administrator fees2020-12-31$0
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$269,826
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WARREN AVERRETT
Accountancy firm EIN2020-12-31454084437
2019 : CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,063,880
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,063,880
Total unrealized appreciation/depreciation of assets2019-12-31$1,063,880
Total unrealized appreciation/depreciation of assets2019-12-31$1,063,880
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$3,856
Total transfer of assets from this plan2019-12-31$3,856
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,754,988
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,754,988
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,557,440
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,557,440
Expenses. Interest paid2019-12-31$27,722
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$27,722
Expenses. Interest paid2019-12-31$27,722
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$27,722
Total income from all sources (including contributions)2019-12-31$2,002,402
Total income from all sources (including contributions)2019-12-31$2,002,402
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,086,224
Total of all expenses incurred2019-12-31$1,086,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,028,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,028,827
Value of total corrective distributions2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$663,678
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$663,678
Value of total assets at end of year2019-12-31$10,307,925
Value of total assets at end of year2019-12-31$10,307,925
Value of total assets at beginning of year2019-12-31$9,198,055
Value of total assets at beginning of year2019-12-31$9,198,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$29,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$29,675
Total income from rents2019-12-31$0
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$8,874
Total interest from all sources2019-12-31$8,874
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$19,873
Administrative expenses professional fees incurred2019-12-31$19,873
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$0
Contributions received from participants2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,485,162
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,485,162
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$1,557,440
Other income not declared elsewhere2019-12-31$265,970
Other income not declared elsewhere2019-12-31$265,970
Administrative expenses (other) incurred2019-12-31$10
Administrative expenses (other) incurred2019-12-31$10
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$916,178
Value of net income/loss2019-12-31$916,178
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,552,937
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,552,937
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,640,615
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,640,615
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Investment advisory and management fees2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$0
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$274,077
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$274,077
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$204,227
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$204,227
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$204,227
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$204,227
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$8,874
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$8,874
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$9,840,890
Assets. Invements in employer securities at end of year2019-12-31$9,840,890
Assets. Invements in employer securities at beginning of year2019-12-31$8,777,010
Assets. Invements in employer securities at beginning of year2019-12-31$8,777,010
Contributions received in cash from employer2019-12-31$663,678
Contributions received in cash from employer2019-12-31$663,678
Employer contributions (assets) at end of year2019-12-31$192,958
Employer contributions (assets) at end of year2019-12-31$192,958
Employer contributions (assets) at beginning of year2019-12-31$216,818
Employer contributions (assets) at beginning of year2019-12-31$216,818
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,028,827
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,028,827
Contract administrator fees2019-12-31$9,792
Contract administrator fees2019-12-31$9,792
Liabilities. Value of benefit claims payable at end of year2019-12-31$269,826
Liabilities. Value of benefit claims payable at end of year2019-12-31$269,826
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31WARREN AVERRETT
Accountancy firm EIN2019-12-31454084437
Accountancy firm EIN2019-12-31454084437
2018 : CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$864,403
Total unrealized appreciation/depreciation of assets2018-12-31$864,403
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$3,324
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,557,440
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,801,505
Expenses. Interest paid2018-12-31$34,920
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$34,920
Total income from all sources (including contributions)2018-12-31$1,865,150
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$392,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$318,668
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$650,358
Value of total assets at end of year2018-12-31$9,198,055
Value of total assets at beginning of year2018-12-31$7,972,745
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$38,863
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$2,088
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$19,744
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Amount of non-exempt transactions with any party-in-interest2018-12-31$0
Contributions received from participants2018-12-31$0
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$1,557,440
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$1,801,505
Other income not declared elsewhere2018-12-31$348,301
Administrative expenses (other) incurred2018-12-31$20
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$1,472,699
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,640,615
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,171,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$0
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$204,227
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$60,137
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$60,137
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,088
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$0
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$0
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$8,777,010
Assets. Invements in employer securities at beginning of year2018-12-31$7,912,608
Contributions received in cash from employer2018-12-31$650,358
Employer contributions (assets) at end of year2018-12-31$216,818
Employer contributions (assets) at beginning of year2018-12-31$0
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$318,668
Contract administrator fees2018-12-31$19,099
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31CRABTREE, ROWE & BERGER, P.C.
Accountancy firm EIN2018-12-31721541717
2017 : CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$-35,216
Total plan liabilities at end of year2017-12-31$1,801,505
Total plan liabilities at beginning of year2017-12-31$1,505
Total income from all sources2017-12-31$2,083,847
Expenses. Total of all expenses incurred2017-12-31$212,454
Benefits paid (including direct rollovers)2017-12-31$159,910
Total plan assets at end of year2017-12-31$7,972,745
Total plan assets at beginning of year2017-12-31$4,336,568
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$20,150
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$1,750,429
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$1,871,393
Net plan assets at end of year (total assets less liabilities)2017-12-31$6,171,240
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$4,335,063
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2017-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2017-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022017-12-31$0
Assets. Value of employer securities2017-12-31$7,912,608
Total contributions received or receivable from employer(s)2017-12-31$333,418
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$32,394
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$1,505
Total plan liabilities at beginning of year2016-12-31$1,505
Total income from all sources2016-12-31$292,538
Expenses. Total of all expenses incurred2016-12-31$148,012
Benefits paid (including direct rollovers)2016-12-31$141,423
Total plan assets at end of year2016-12-31$4,336,568
Total plan assets at beginning of year2016-12-31$4,192,042
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$0
Expenses. Other expenses not covered elsewhere2016-12-31$161
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$92,538
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$144,526
Net plan assets at end of year (total assets less liabilities)2016-12-31$4,335,063
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$4,190,537
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2016-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2016-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022016-12-31$0
Assets. Value of employer securities2016-12-31$4,123,568
Total contributions received or receivable from employer(s)2016-12-31$200,000
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$6,428
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$1,505
Total plan liabilities at beginning of year2015-12-31$43,759
Total income from all sources2015-12-31$775,177
Expenses. Total of all expenses incurred2015-12-31$168,870
Benefits paid (including direct rollovers)2015-12-31$155,229
Total plan assets at end of year2015-12-31$4,192,042
Total plan assets at beginning of year2015-12-31$3,627,989
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$0
Expenses. Other expenses not covered elsewhere2015-12-31$2,855
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$185,177
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$606,307
Net plan assets at end of year (total assets less liabilities)2015-12-31$4,190,537
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,584,230
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2015-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2015-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$0
Assets. Value of employer securities2015-12-31$3,663,440
Total contributions received or receivable from employer(s)2015-12-31$590,000
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$10,786
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$43,759
Total plan liabilities at beginning of year2014-12-31$8,421
Total income from all sources2014-12-31$940,370
Expenses. Total of all expenses incurred2014-12-31$151,320
Benefits paid (including direct rollovers)2014-12-31$150,832
Total plan assets at end of year2014-12-31$3,627,989
Total plan assets at beginning of year2014-12-31$2,803,601
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$0
Expenses. Other expenses not covered elsewhere2014-12-31$488
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$534,370
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$789,050
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,584,230
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,795,180
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2014-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2014-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$0
Assets. Value of employer securities2014-12-31$3,194,008
Total contributions received or receivable from employer(s)2014-12-31$406,000
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$8,421
Total plan liabilities at beginning of year2013-12-31$8,789
Total income from all sources2013-12-31$161,086
Expenses. Total of all expenses incurred2013-12-31$183,957
Benefits paid (including direct rollovers)2013-12-31$183,957
Total plan assets at end of year2013-12-31$2,803,601
Total plan assets at beginning of year2013-12-31$2,826,840
Value of fidelity bond covering the plan2013-12-31$500,000
Other income received2013-12-31$161,086
Net income (gross income less expenses)2013-12-31$-22,871
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,795,180
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,818,051
Assets. Value of employer securities2013-12-31$2,377,324
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$8,789
Total plan liabilities at beginning of year2012-12-31$1,547
Total income from all sources2012-12-31$268,097
Expenses. Total of all expenses incurred2012-12-31$193,612
Benefits paid (including direct rollovers)2012-12-31$193,612
Total plan assets at end of year2012-12-31$2,826,840
Total plan assets at beginning of year2012-12-31$2,745,113
Value of fidelity bond covering the plan2012-12-31$500,000
Other income received2012-12-31$168,097
Net income (gross income less expenses)2012-12-31$74,485
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,818,051
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,743,566
Assets. Value of employer securities2012-12-31$2,287,854
Total contributions received or receivable from employer(s)2012-12-31$100,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$1,547
Total plan liabilities at beginning of year2011-12-31$39,075
Total income from all sources2011-12-31$-112,546
Expenses. Total of all expenses incurred2011-12-31$250,223
Benefits paid (including direct rollovers)2011-12-31$250,223
Total plan assets at end of year2011-12-31$2,745,113
Total plan assets at beginning of year2011-12-31$3,145,410
Value of fidelity bond covering the plan2011-12-31$500,000
Other income received2011-12-31$-504,639
Net income (gross income less expenses)2011-12-31$-362,769
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,743,566
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$3,106,335
Assets. Value of employer securities2011-12-31$2,249,511
Total contributions received or receivable from employer(s)2011-12-31$392,093
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$39,075
Total plan liabilities at beginning of year2010-12-31$3,208
Total income from all sources2010-12-31$612,759
Expenses. Total of all expenses incurred2010-12-31$245,073
Benefits paid (including direct rollovers)2010-12-31$245,073
Total plan assets at end of year2010-12-31$3,145,410
Total plan assets at beginning of year2010-12-31$2,741,857
Value of fidelity bond covering the plan2010-12-31$500,000
Other income received2010-12-31$173,401
Net income (gross income less expenses)2010-12-31$367,686
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,106,335
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,738,649
Assets. Value of employer securities2010-12-31$2,589,493
Total contributions received or receivable from employer(s)2010-12-31$439,358
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

2022: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CFD RESEARCH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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