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HARBERT RETIREMENT PLAN 401k Plan overview

Plan NameHARBERT RETIREMENT PLAN
Plan identification number 002

HARBERT RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HARBERT MANAGEMENT CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:HARBERT MANAGEMENT CORPORATION
Employer identification number (EIN):631105435
NAIC Classification:523900

Additional information about HARBERT MANAGEMENT CORPORATION

Jurisdiction of Incorporation: Alabama Secretary of State
Incorporation Date: 1993-11-04
Company Identification Number: 160-166
Legal Registered Office Address: 57 ADAMS AVE MONTGOMERY, AL 36104-4045


United States of America (USA)

More information about HARBERT MANAGEMENT CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARBERT RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01STEPHANIE LEE2023-10-12
0022021-01-01STEPHANIE LEE2022-10-14
0022021-01-01STEPHANIE LEE2023-06-20
0022020-01-01STEPHANIE LEE2021-10-13
0022019-01-01PAMELA BLANKS2020-10-14
0022018-01-01PAMELA BLANKS2019-09-16
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01PAMELA BLANKS
0022013-01-01PAMELA BLANKS SONJA J. KEETON2014-10-15
0022012-01-01PAMELA BLANKS SONJA J. KEETON2013-10-15
0022011-01-01PAMELA BLANKS SONJA J. KEETON2012-10-15
0022010-01-01PAMELA BLANKS SONJA J. KEETON2011-10-14
0022009-01-01PRICEWATERHOUSECOOPERS LLP
0022009-01-01LEE DAVIS
0022009-01-01LEE DAVIS

Plan Statistics for HARBERT RETIREMENT PLAN

401k plan membership statisitcs for HARBERT RETIREMENT PLAN

Measure Date Value
2022: HARBERT RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01299
Total number of active participants reported on line 7a of the Form 55002022-01-01236
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-0178
Total of all active and inactive participants2022-01-01318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01318
Number of participants with account balances2022-01-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0118
2021: HARBERT RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01284
Total number of active participants reported on line 7a of the Form 55002021-01-01227
Number of retired or separated participants receiving benefits2021-01-014
Number of other retired or separated participants entitled to future benefits2021-01-0168
Total of all active and inactive participants2021-01-01299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01299
Number of participants with account balances2021-01-01273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0114
2020: HARBERT RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01278
Total number of active participants reported on line 7a of the Form 55002020-01-01219
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0165
Total of all active and inactive participants2020-01-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01284
Number of participants with account balances2020-01-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-018
2019: HARBERT RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01269
Total number of active participants reported on line 7a of the Form 55002019-01-01217
Number of retired or separated participants receiving benefits2019-01-017
Number of other retired or separated participants entitled to future benefits2019-01-0154
Total of all active and inactive participants2019-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01278
Number of participants with account balances2019-01-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-018
2018: HARBERT RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01270
Total number of active participants reported on line 7a of the Form 55002018-01-01202
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-0162
Total of all active and inactive participants2018-01-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01269
Number of participants with account balances2018-01-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: HARBERT RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01269
Total number of active participants reported on line 7a of the Form 55002017-01-01202
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-0164
Total of all active and inactive participants2017-01-01270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01270
Number of participants with account balances2017-01-01244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: HARBERT RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01269
Total number of active participants reported on line 7a of the Form 55002016-01-01201
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-0165
Total of all active and inactive participants2016-01-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01269
Number of participants with account balances2016-01-01237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: HARBERT RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01199
Total number of active participants reported on line 7a of the Form 55002015-01-01204
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-0162
Total of all active and inactive participants2015-01-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01269
Number of participants with account balances2015-01-01236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: HARBERT RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01228
Total number of active participants reported on line 7a of the Form 55002014-01-01199
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-0171
Total of all active and inactive participants2014-01-01273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01273
Number of participants with account balances2014-01-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0110
2013: HARBERT RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01256
Total number of active participants reported on line 7a of the Form 55002013-01-01193
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-0166
Total of all active and inactive participants2013-01-01262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01262
Number of participants with account balances2013-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0113
2012: HARBERT RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01278
Total number of active participants reported on line 7a of the Form 55002012-01-01190
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-0163
Total of all active and inactive participants2012-01-01256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01256
Number of participants with account balances2012-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: HARBERT RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01266
Total number of active participants reported on line 7a of the Form 55002011-01-01194
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-0181
Total of all active and inactive participants2011-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01278
Number of participants with account balances2011-01-01236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: HARBERT RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01283
Total number of active participants reported on line 7a of the Form 55002010-01-01188
Number of retired or separated participants receiving benefits2010-01-013
Number of other retired or separated participants entitled to future benefits2010-01-0175
Total of all active and inactive participants2010-01-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01266
Number of participants with account balances2010-01-01220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0114
2009: HARBERT RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01340
Total number of active participants reported on line 7a of the Form 55002009-01-01204
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-0176
Total of all active and inactive participants2009-01-01283
Total participants2009-01-01283
Number of participants with account balances2009-01-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0116

Financial Data on HARBERT RETIREMENT PLAN

Measure Date Value
2022 : HARBERT RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-14,660,934
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,262,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,234,808
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,007,081
Value of total assets at end of year2022-12-31$80,887,168
Value of total assets at beginning of year2022-12-31$100,811,007
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$28,097
Total interest from all sources2022-12-31$117,008
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,652,959
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,652,959
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,748,989
Participant contributions at end of year2022-12-31$206,928
Participant contributions at beginning of year2022-12-31$239,427
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$329,675
Other income not declared elsewhere2022-12-31$26,250
Administrative expenses (other) incurred2022-12-31$28,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-19,923,839
Value of net assets at end of year (total assets less liabilities)2022-12-31$80,887,168
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$100,811,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$72,236,786
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$94,422,506
Interest on participant loans2022-12-31$10,076
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$8,443,454
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$6,149,074
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$6,149,074
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$106,932
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-23,464,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,928,417
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,234,808
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WARREN AVERETT, LLC
Accountancy firm EIN2022-12-31454084437
2021 : HARBERT RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$19,670,195
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,225,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,224,631
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,355,597
Value of total assets at end of year2021-12-31$100,811,007
Value of total assets at beginning of year2021-12-31$86,366,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,339
Total interest from all sources2021-12-31$8,980
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$5,812,567
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,812,567
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,521,878
Participant contributions at end of year2021-12-31$239,427
Participant contributions at beginning of year2021-12-31$123,653
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$47,959
Administrative expenses (other) incurred2021-12-31$1,339
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$14,444,225
Value of net assets at end of year (total assets less liabilities)2021-12-31$100,811,007
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$86,366,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$94,422,506
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$80,031,054
Interest on participant loans2021-12-31$8,711
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$6,149,074
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$6,212,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$6,212,075
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$269
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$9,493,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,785,760
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,224,631
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31WARREN AVERETT, LLC
Accountancy firm EIN2021-12-31454084437
2020 : HARBERT RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$18,296,244
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,992,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,991,097
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,512,351
Value of total assets at end of year2020-12-31$86,366,782
Value of total assets at beginning of year2020-12-31$70,062,643
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,008
Total interest from all sources2020-12-31$21,580
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,606,955
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,606,955
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,286,385
Participant contributions at end of year2020-12-31$123,653
Participant contributions at beginning of year2020-12-31$166,008
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$415,133
Administrative expenses (other) incurred2020-12-31$1,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$16,304,139
Value of net assets at end of year (total assets less liabilities)2020-12-31$86,366,782
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$70,062,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$80,031,054
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$64,674,993
Interest on participant loans2020-12-31$7,901
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$6,212,075
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$5,221,642
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$5,221,642
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$13,679
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$11,155,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$810,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,991,097
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WARREN AVERETT, LLC
Accountancy firm EIN2020-12-31454084437
2019 : HARBERT RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$16,375,349
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,860,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,859,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,676,842
Value of total assets at end of year2019-12-31$70,062,643
Value of total assets at beginning of year2019-12-31$59,547,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$898
Total interest from all sources2019-12-31$12,254
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,396,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,396,028
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,936,282
Participant contributions at end of year2019-12-31$166,008
Participant contributions at beginning of year2019-12-31$288,718
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$53,861
Administrative expenses (other) incurred2019-12-31$898
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$10,514,832
Value of net assets at end of year (total assets less liabilities)2019-12-31$70,062,643
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$59,547,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$64,674,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$53,609,484
Interest on participant loans2019-12-31$12,254
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$5,221,642
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,649,609
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,649,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$11,290,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$686,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,859,619
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WARREN AVERETT, LLC
Accountancy firm EIN2019-12-31454084437
2018 : HARBERT RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-485,631
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,281,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,280,538
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,623,198
Value of total assets at end of year2018-12-31$59,547,811
Value of total assets at beginning of year2018-12-31$62,314,681
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$701
Total interest from all sources2018-12-31$12,092
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,245,374
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,245,374
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,906,296
Participant contributions at end of year2018-12-31$288,718
Participant contributions at beginning of year2018-12-31$260,019
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$92,731
Administrative expenses (other) incurred2018-12-31$701
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,766,870
Value of net assets at end of year (total assets less liabilities)2018-12-31$59,547,811
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$62,314,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$53,609,484
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$57,586,252
Interest on participant loans2018-12-31$12,092
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$5,649,609
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$4,468,410
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$4,468,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,366,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$624,171
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,280,538
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WARREN AVERETT, LLC
Accountancy firm EIN2018-12-31454084437
2017 : HARBERT RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$12,939,026
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,382,133
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,381,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,803,407
Value of total assets at end of year2017-12-31$62,314,681
Value of total assets at beginning of year2017-12-31$50,757,788
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$806
Total interest from all sources2017-12-31$35,717
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,499,775
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,499,775
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,791,186
Participant contributions at end of year2017-12-31$260,019
Participant contributions at beginning of year2017-12-31$237,952
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$426,347
Administrative expenses (other) incurred2017-12-31$806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$11,556,893
Value of net assets at end of year (total assets less liabilities)2017-12-31$62,314,681
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$50,757,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$57,586,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$45,384,929
Interest on participant loans2017-12-31$10,043
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$4,468,410
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$5,134,907
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$5,134,907
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$25,674
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,600,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$585,874
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,381,327
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WARREN AVERETT, LLC
Accountancy firm EIN2017-12-31454084437
2016 : HARBERT RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,468,816
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,358,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,358,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,294,632
Value of total assets at end of year2016-12-31$50,757,788
Value of total assets at beginning of year2016-12-31$47,647,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$708
Total interest from all sources2016-12-31$9,022
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,447,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,447,035
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,740,071
Participant contributions at end of year2016-12-31$237,952
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$12,596
Administrative expenses (other) incurred2016-12-31$708
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$3,110,008
Value of net assets at end of year (total assets less liabilities)2016-12-31$50,757,788
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$47,647,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$45,384,929
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$43,151,050
Interest on participant loans2016-12-31$6,455
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$5,134,907
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$4,496,730
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$4,496,730
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,718,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$541,965
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,358,100
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WARREN AVERETT, LLC
Accountancy firm EIN2016-12-31454084437
2015 : HARBERT RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,322,968
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,500,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,500,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,588,691
Value of total assets at end of year2015-12-31$47,647,780
Value of total assets at beginning of year2015-12-31$45,825,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$100
Total interest from all sources2015-12-31$705
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,791,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,791,693
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,691,064
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$378,149
Administrative expenses (other) incurred2015-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$1,822,385
Value of net assets at end of year (total assets less liabilities)2015-12-31$47,647,780
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$45,825,395
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$43,151,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$40,790,170
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$4,496,730
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$5,035,225
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$5,035,225
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$705
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,058,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$519,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,500,483
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WARREN AVERETT, LLC
Accountancy firm EIN2015-12-31454084437
2014 : HARBERT RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,256,192
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,020,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,020,097
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,149,762
Value of total assets at end of year2014-12-31$45,825,395
Value of total assets at beginning of year2014-12-31$41,589,490
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$190
Total interest from all sources2014-12-31$436
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,846,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,846,525
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,540,752
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$59,851
Administrative expenses (other) incurred2014-12-31$190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,235,905
Value of net assets at end of year (total assets less liabilities)2014-12-31$45,825,395
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$41,589,490
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$40,790,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$37,574,286
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$5,035,225
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$4,015,204
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$4,015,204
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$436
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,259,469
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$549,159
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,020,097
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WARREN AVERETT, LLC
Accountancy firm EIN2014-12-31454084437
2013 : HARBERT RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$9,616,768
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,231,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,231,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,045,052
Value of total assets at end of year2013-12-31$41,589,490
Value of total assets at beginning of year2013-12-31$34,204,460
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$307
Total interest from all sources2013-12-31$360
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,696,660
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,696,660
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,495,525
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$67,805
Administrative expenses (other) incurred2013-12-31$307
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,385,030
Value of net assets at end of year (total assets less liabilities)2013-12-31$41,589,490
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$34,204,460
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$37,574,286
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$31,080,005
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$4,015,204
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,124,455
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,124,455
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$360
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,874,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$481,722
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,231,431
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2013-12-31134008324
2012 : HARBERT RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,860,099
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,546,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,545,847
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,919,103
Value of total assets at end of year2012-12-31$34,204,460
Value of total assets at beginning of year2012-12-31$30,890,547
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$339
Total interest from all sources2012-12-31$851,571
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,349,175
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$97,624
Administrative expenses (other) incurred2012-12-31$339
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,313,913
Value of net assets at end of year (total assets less liabilities)2012-12-31$34,204,460
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$30,890,547
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$31,080,005
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$27,516,887
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,124,455
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,373,660
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,373,660
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$851,571
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,089,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$472,304
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,545,847
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2012-12-31134008324
2011 : HARBERT RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,319,349
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,551,659
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,551,577
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,790,232
Value of total assets at end of year2011-12-31$30,890,547
Value of total assets at beginning of year2011-12-31$32,122,857
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$82
Total interest from all sources2011-12-31$747,445
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,390,942
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$19,085
Administrative expenses (other) incurred2011-12-31$82
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,232,310
Value of net assets at end of year (total assets less liabilities)2011-12-31$30,890,547
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$32,122,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$27,516,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$28,490,967
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,373,660
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,631,890
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,631,890
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$747,445
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,218,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$380,205
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,551,577
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2011-12-31134008324
2010 : HARBERT RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,710,779
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,503,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,503,144
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,162,897
Value of total assets at end of year2010-12-31$32,122,857
Value of total assets at beginning of year2010-12-31$29,915,552
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$330
Total interest from all sources2010-12-31$513,138
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,141,198
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$21,699
Administrative expenses (other) incurred2010-12-31$330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,207,305
Value of net assets at end of year (total assets less liabilities)2010-12-31$32,122,857
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$29,915,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$28,490,967
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$25,120,840
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,631,890
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$4,794,712
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$4,794,712
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$513,138
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,034,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,503,144
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN2010-12-31134008324

Form 5500 Responses for HARBERT RETIREMENT PLAN

2022: HARBERT RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HARBERT RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HARBERT RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HARBERT RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HARBERT RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HARBERT RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HARBERT RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HARBERT RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HARBERT RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HARBERT RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HARBERT RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HARBERT RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HARBERT RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HARBERT RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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