?>
Logo

AUSTAL USA, LLC 401(K) PLAN 401k Plan overview

Plan NameAUSTAL USA, LLC 401(K) PLAN
Plan identification number 001

AUSTAL USA, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AUSTAL USA, LLC has sponsored the creation of one or more 401k plans.

Company Name:AUSTAL USA, LLC
Employer identification number (EIN):631238756
NAIC Classification:336610

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AUSTAL USA, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SHERYL WAINWRIGHT
0012017-01-01SHERYL WAINWRIGHT
0012016-01-01SHERYL WAINWRIGHT
0012015-01-01SHERYL WAINWRIGHT
0012014-01-01SHERYL WAINWRIGHT
0012013-01-01SHERYL WAINWRIGHT
0012012-01-01DEBORAH KNEPTON DEBORAH KNEPTON2013-10-15
0012011-01-01LEE ANNE STROECKER
0012009-01-01TERRI LINDLEY

Plan Statistics for AUSTAL USA, LLC 401(K) PLAN

401k plan membership statisitcs for AUSTAL USA, LLC 401(K) PLAN

Measure Date Value
2022: AUSTAL USA, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,032
Total number of active participants reported on line 7a of the Form 55002022-01-012,524
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-01385
Total of all active and inactive participants2022-01-012,915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-012,918
Number of participants with account balances2022-01-011,989
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0135
2021: AUSTAL USA, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,496
Total number of active participants reported on line 7a of the Form 55002021-01-012,674
Number of retired or separated participants receiving benefits2021-01-014
Number of other retired or separated participants entitled to future benefits2021-01-01351
Total of all active and inactive participants2021-01-013,029
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-013,032
Number of participants with account balances2021-01-012,092
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01105
2020: AUSTAL USA, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,572
Total number of active participants reported on line 7a of the Form 55002020-01-013,181
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01313
Total of all active and inactive participants2020-01-013,496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-013,496
Number of participants with account balances2020-01-012,324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0115
2019: AUSTAL USA, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,633
Total number of active participants reported on line 7a of the Form 55002019-01-013,262
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01288
Total of all active and inactive participants2019-01-013,552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-013,552
Number of participants with account balances2019-01-012,298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0146
2018: AUSTAL USA, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,846
Total number of active participants reported on line 7a of the Form 55002018-01-013,401
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01217
Total of all active and inactive participants2018-01-013,619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-013,619
Number of participants with account balances2018-01-012,140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0122
2017: AUSTAL USA, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013,970
Total number of active participants reported on line 7a of the Form 55002017-01-013,581
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01196
Total of all active and inactive participants2017-01-013,777
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-013,777
Number of participants with account balances2017-01-012,020
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0146
2016: AUSTAL USA, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,028
Total number of active participants reported on line 7a of the Form 55002016-01-013,758
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01150
Total of all active and inactive participants2016-01-013,908
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-013,908
Number of participants with account balances2016-01-011,827
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0131
2015: AUSTAL USA, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,688
Total number of active participants reported on line 7a of the Form 55002015-01-013,780
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01183
Total of all active and inactive participants2015-01-013,963
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-013,963
Number of participants with account balances2015-01-011,703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0149
2014: AUSTAL USA, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,438
Total number of active participants reported on line 7a of the Form 55002014-01-013,501
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01128
Total of all active and inactive participants2014-01-013,629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-013,629
Number of participants with account balances2014-01-011,462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0144
2013: AUSTAL USA, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,778
Total number of active participants reported on line 7a of the Form 55002013-01-013,181
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0180
Total of all active and inactive participants2013-01-013,262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013,262
Number of participants with account balances2013-01-011,186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0133
2012: AUSTAL USA, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,916
Total number of active participants reported on line 7a of the Form 55002012-01-012,636
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0162
Total of all active and inactive participants2012-01-012,699
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012,699
Number of participants with account balances2012-01-011,036
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0150
2011: AUSTAL USA, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,766
Total number of active participants reported on line 7a of the Form 55002011-01-011,806
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0145
Total of all active and inactive participants2011-01-011,851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,851
Number of participants with account balances2011-01-01845
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0117
2009: AUSTAL USA, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01413
Total number of active participants reported on line 7a of the Form 55002009-01-01415
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0145
Total of all active and inactive participants2009-01-01460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01460
Number of participants with account balances2009-01-01460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0132

Financial Data on AUSTAL USA, LLC 401(K) PLAN

Measure Date Value
2022 : AUSTAL USA, LLC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-3,209,991
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$10,720,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$10,305,515
Expenses. Certain deemed distributions of participant loans2022-12-31$58,950
Value of total corrective distributions2022-12-31$120,098
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$13,070,686
Value of total assets at end of year2022-12-31$96,487,923
Value of total assets at beginning of year2022-12-31$110,418,487
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$236,010
Total interest from all sources2022-12-31$189,171
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$610,068
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$610,068
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$8,785,994
Participant contributions at end of year2022-12-31$4,158,374
Participant contributions at beginning of year2022-12-31$3,888,082
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$416,444
Other income not declared elsewhere2022-12-31$13,207
Administrative expenses (other) incurred2022-12-31$236,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-13,930,564
Value of net assets at end of year (total assets less liabilities)2022-12-31$96,487,923
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$110,418,487
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$15,422,108
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$21,435,260
Interest on participant loans2022-12-31$189,171
Value of interest in common/collective trusts at end of year2022-12-31$76,907,441
Value of interest in common/collective trusts at beginning of year2022-12-31$85,095,145
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,872,606
Net investment gain or loss from common/collective trusts2022-12-31$-13,220,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,868,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$10,305,515
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2022-12-31721396621
2021 : AUSTAL USA, LLC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$27,376,500
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$10,831,413
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$10,461,300
Expenses. Certain deemed distributions of participant loans2021-12-31$31,251
Value of total corrective distributions2021-12-31$163,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$14,012,069
Value of total assets at end of year2021-12-31$110,418,487
Value of total assets at beginning of year2021-12-31$93,873,400
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$175,312
Total interest from all sources2021-12-31$240,801
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,259,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,259,076
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$9,625,452
Participant contributions at end of year2021-12-31$3,888,082
Participant contributions at beginning of year2021-12-31$4,369,084
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$74,974
Other income not declared elsewhere2021-12-31$-271,049
Administrative expenses (other) incurred2021-12-31$175,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$16,545,087
Value of net assets at end of year (total assets less liabilities)2021-12-31$110,418,487
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$93,873,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$21,435,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$54,336,489
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$20,466,484
Interest on participant loans2021-12-31$213,928
Interest earned on other investments2021-12-31$26,873
Value of interest in common/collective trusts at end of year2021-12-31$85,095,145
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$14,701,343
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,425,014
Net investment gain or loss from common/collective trusts2021-12-31$8,710,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,311,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$10,461,300
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2021-12-31721396621
2020 : AUSTAL USA, LLC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$29,627,617
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$21,953,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$21,334,103
Expenses. Certain deemed distributions of participant loans2020-12-31$30
Value of total corrective distributions2020-12-31$210,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$13,772,593
Value of total assets at end of year2020-12-31$93,873,400
Value of total assets at beginning of year2020-12-31$86,199,022
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$409,094
Total interest from all sources2020-12-31$678,245
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$419,879
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$419,879
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$9,274,909
Participant contributions at end of year2020-12-31$4,369,084
Participant contributions at beginning of year2020-12-31$4,972,981
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$230,724
Other income not declared elsewhere2020-12-31$92,170
Administrative expenses (other) incurred2020-12-31$409,094
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,674,378
Value of net assets at end of year (total assets less liabilities)2020-12-31$93,873,400
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$86,199,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$54,336,489
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$50,306,678
Value of interest in pooled separate accounts at end of year2020-12-31$20,466,484
Value of interest in pooled separate accounts at beginning of year2020-12-31$17,468,870
Interest on participant loans2020-12-31$267,934
Interest earned on other investments2020-12-31$410,311
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$14,701,343
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$13,450,391
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,785,106
Net investment gain/loss from pooled separate accounts2020-12-31$7,879,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,266,960
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$21,334,103
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2020-12-31721396621
2019 : AUSTAL USA, LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$28,127,932
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$7,087,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,812,271
Expenses. Certain deemed distributions of participant loans2019-12-31$8,225
Value of total corrective distributions2019-12-31$130,993
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$14,305,023
Value of total assets at end of year2019-12-31$86,199,022
Value of total assets at beginning of year2019-12-31$65,158,652
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$136,073
Total interest from all sources2019-12-31$578,738
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$-1,011,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$-1,011,029
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$9,480,682
Participant contributions at end of year2019-12-31$4,972,981
Participant contributions at beginning of year2019-12-31$4,504,546
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$414,307
Other income not declared elsewhere2019-12-31$23,642
Administrative expenses (other) incurred2019-12-31$136,073
Total non interest bearing cash at end of year2019-12-31$102
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$21,040,370
Value of net assets at end of year (total assets less liabilities)2019-12-31$86,199,022
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$65,158,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$50,306,678
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$50,961,157
Value of interest in pooled separate accounts at end of year2019-12-31$17,468,870
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$267,928
Interest earned on other investments2019-12-31$310,810
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$13,450,391
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$9,692,949
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$13,972,184
Net investment gain/loss from pooled separate accounts2019-12-31$259,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,410,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,812,271
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RUSSELL THOMPSON BUTLER HOUSTON, LL
Accountancy firm EIN2019-12-31630965059
2018 : AUSTAL USA, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$9,149,024
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,432,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,218,673
Expenses. Certain deemed distributions of participant loans2018-12-31$88
Value of total corrective distributions2018-12-31$151,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$12,928,421
Value of total assets at end of year2018-12-31$65,158,652
Value of total assets at beginning of year2018-12-31$61,442,155
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$62,568
Total interest from all sources2018-12-31$471,835
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$531,129
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$531,129
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$8,400,785
Participant contributions at end of year2018-12-31$4,504,546
Participant contributions at beginning of year2018-12-31$3,696,105
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$533,944
Other income not declared elsewhere2018-12-31$-26,797
Administrative expenses (other) incurred2018-12-31$62,568
Total non interest bearing cash at beginning of year2018-12-31$639
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$3,716,497
Value of net assets at end of year (total assets less liabilities)2018-12-31$65,158,652
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$61,442,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$50,961,157
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$49,539,229
Interest on participant loans2018-12-31$205,745
Interest earned on other investments2018-12-31$266,090
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$9,692,949
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$8,206,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,755,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,993,692
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,218,673
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RUSSELL THOMPSON BUTLER HOUSTON, LL
Accountancy firm EIN2018-12-31630965059
2017 : AUSTAL USA, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$20,296,768
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,938,824
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,740,287
Expenses. Certain deemed distributions of participant loans2017-12-31$1,137
Value of total corrective distributions2017-12-31$117,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$11,703,145
Value of total assets at end of year2017-12-31$61,442,155
Value of total assets at beginning of year2017-12-31$45,084,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$79,899
Total interest from all sources2017-12-31$349,120
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$382,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$382,524
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$7,346,356
Participant contributions at end of year2017-12-31$3,696,105
Participant contributions at beginning of year2017-12-31$3,036,841
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$857,188
Other income not declared elsewhere2017-12-31$641
Administrative expenses (other) incurred2017-12-31$79,899
Total non interest bearing cash at end of year2017-12-31$639
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$16,357,944
Value of net assets at end of year (total assets less liabilities)2017-12-31$61,442,155
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$45,084,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$49,539,229
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$35,402,133
Interest on participant loans2017-12-31$142,843
Interest earned on other investments2017-12-31$206,277
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$8,206,182
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$6,645,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,861,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,499,601
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,740,287
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RUSSELL THOMPSON BUTLER HOUSTON, LL
Accountancy firm EIN2017-12-31630965059
2016 : AUSTAL USA, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$12,413,515
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,567,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,372,355
Expenses. Certain deemed distributions of participant loans2016-12-31$1,877
Value of total corrective distributions2016-12-31$91,380
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$10,211,748
Value of total assets at end of year2016-12-31$45,084,211
Value of total assets at beginning of year2016-12-31$35,237,750
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$101,442
Total interest from all sources2016-12-31$280,770
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$334,359
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$334,359
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$6,334,768
Participant contributions at end of year2016-12-31$3,036,841
Participant contributions at beginning of year2016-12-31$2,435,949
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$767,175
Other income not declared elsewhere2016-12-31$-675
Administrative expenses (other) incurred2016-12-31$101,442
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$9,846,461
Value of net assets at end of year (total assets less liabilities)2016-12-31$45,084,211
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$35,237,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$35,402,133
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$27,843,940
Interest on participant loans2016-12-31$112,609
Interest earned on other investments2016-12-31$168,161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$6,645,237
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,957,753
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,587,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,109,805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,372,355
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RUSSELL THOMPSON BUTLER HOUSTON, LL
Accountancy firm EIN2016-12-31630965059
2015 : AUSTAL USA, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$8,220,612
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,421,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,209,280
Expenses. Certain deemed distributions of participant loans2015-12-31$4,789
Value of total corrective distributions2015-12-31$149,559
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$8,609,281
Value of total assets at end of year2015-12-31$35,237,750
Value of total assets at beginning of year2015-12-31$29,438,212
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$57,446
Total interest from all sources2015-12-31$207,401
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$255,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$255,066
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,574,448
Participant contributions at end of year2015-12-31$2,435,949
Participant contributions at beginning of year2015-12-31$1,600,512
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$362,684
Other income not declared elsewhere2015-12-31$-18
Administrative expenses (other) incurred2015-12-31$57,446
Total non interest bearing cash at end of year2015-12-31$108
Total non interest bearing cash at beginning of year2015-12-31$43
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$5,799,538
Value of net assets at end of year (total assets less liabilities)2015-12-31$35,237,750
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$29,438,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$27,843,940
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$24,185,380
Interest on participant loans2015-12-31$83,793
Interest earned on other investments2015-12-31$123,608
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,957,753
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$3,652,277
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-851,118
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,672,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,209,280
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RUSSELL THOMPSON BUTLER HOUSTON, LL
Accountancy firm EIN2015-12-31630965059
2014 : AUSTAL USA, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$8,616,049
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,344,400
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,192,601
Expenses. Certain deemed distributions of participant loans2014-12-31$6,991
Value of total corrective distributions2014-12-31$110,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,326,930
Value of total assets at end of year2014-12-31$29,438,212
Value of total assets at beginning of year2014-12-31$23,166,563
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$34,755
Total interest from all sources2014-12-31$154,988
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$268,625
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$268,625
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,343,335
Participant contributions at end of year2014-12-31$1,600,512
Participant contributions at beginning of year2014-12-31$1,209,692
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$782,025
Other income not declared elsewhere2014-12-31$-181
Administrative expenses (other) incurred2014-12-31$34,755
Total non interest bearing cash at end of year2014-12-31$43
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,271,649
Value of net assets at end of year (total assets less liabilities)2014-12-31$29,438,212
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$23,166,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$24,185,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$19,249,569
Interest on participant loans2014-12-31$54,485
Interest earned on other investments2014-12-31$100,503
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$3,652,277
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,707,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$865,687
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,201,570
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,192,601
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31RUSSELL THOMPSON BUTLER HOUSTON, LL
Accountancy firm EIN2014-12-31630965059
2013 : AUSTAL USA, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$9,273,232
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,534,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,458,598
Expenses. Certain deemed distributions of participant loans2013-12-31$6,725
Value of total corrective distributions2013-12-31$41,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,292,832
Value of total assets at end of year2013-12-31$23,166,563
Value of total assets at beginning of year2013-12-31$15,427,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$27,795
Total interest from all sources2013-12-31$100,819
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$162,057
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$162,057
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,279,902
Participant contributions at end of year2013-12-31$1,209,692
Participant contributions at beginning of year2013-12-31$721,080
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$337,142
Other income not declared elsewhere2013-12-31$6
Administrative expenses (other) incurred2013-12-31$27,795
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,738,661
Value of net assets at end of year (total assets less liabilities)2013-12-31$23,166,563
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$15,427,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$19,249,569
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,817,616
Interest on participant loans2013-12-31$36,128
Interest earned on other investments2013-12-31$64,691
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,707,302
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,889,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,717,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,675,788
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,458,598
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31RUSSELL THOMPSON BUTLER HOUSTON,LLP
Accountancy firm EIN2013-12-31630965059
2012 : AUSTAL USA, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,708,741
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$736,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$666,939
Value of total corrective distributions2012-12-31$51,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,095,351
Value of total assets at end of year2012-12-31$15,427,902
Value of total assets at beginning of year2012-12-31$10,455,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$18,086
Total interest from all sources2012-12-31$58,558
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$151,019
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$151,019
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,839,461
Participant contributions at end of year2012-12-31$721,080
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$308,255
Other income not declared elsewhere2012-12-31$-7,020
Administrative expenses (other) incurred2012-12-31$18,086
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,971,919
Value of net assets at end of year (total assets less liabilities)2012-12-31$15,427,902
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,455,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,817,616
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,306,468
Interest on participant loans2012-12-31$15,389
Interest earned on other investments2012-12-31$43,169
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,889,206
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,149,515
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,410,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$947,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$666,939
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31RUSSELL THOMPSON BUTLER HOUSTON,LLP
Accountancy firm EIN2012-12-31630965059
2011 : AUSTAL USA, LLC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,208,580
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$313,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$304,073
Value of total corrective distributions2011-12-31$9,699
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,552,961
Value of total assets at end of year2011-12-31$10,455,983
Value of total assets at beginning of year2011-12-31$7,561,175
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$29,703
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$105,197
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$105,197
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,237,035
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$308,214
Other income not declared elsewhere2011-12-31$318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,894,808
Value of net assets at end of year (total assets less liabilities)2011-12-31$10,455,983
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,561,175
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,306,468
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,659,768
Interest earned on other investments2011-12-31$29,703
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,149,515
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$901,407
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-479,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,007,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$304,073
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31RUSSELL THOMPSON BUTLER HOUSTON,LLP
Accountancy firm EIN2011-12-31630965059
2010 : AUSTAL USA, LLC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,619,058
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$375,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$358,144
Value of total corrective distributions2010-12-31$17,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,789,182
Value of total assets at end of year2010-12-31$7,561,175
Value of total assets at beginning of year2010-12-31$4,318,068
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$42
Total interest from all sources2010-12-31$19,468
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$59,381
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$59,381
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,474,416
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$620,412
Administrative expenses (other) incurred2010-12-31$42
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,243,107
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,561,175
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,318,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,659,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,883,875
Interest earned on other investments2010-12-31$19,468
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$901,407
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$434,193
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$751,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$694,354
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$358,144
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31RUSSELL THOMPSON BUTLER HOUSTON,LLP
Accountancy firm EIN2010-12-31630965059
2009 : AUSTAL USA, LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AUSTAL USA, LLC 401(K) PLAN

2022: AUSTAL USA, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AUSTAL USA, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AUSTAL USA, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AUSTAL USA, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AUSTAL USA, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AUSTAL USA, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AUSTAL USA, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AUSTAL USA, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AUSTAL USA, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AUSTAL USA, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AUSTAL USA, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AUSTAL USA, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AUSTAL USA, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002328
Policy instance 1
Insurance contract or identification number002328
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002328
Policy instance 1
Insurance contract or identification number002328
Number of Individuals Covered3496
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002328
Policy instance 1
Insurance contract or identification number002328
Number of Individuals Covered3552
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,577
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees9577
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002328
Policy instance 1
Insurance contract or identification number002328
Number of Individuals Covered3619
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,868
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees9868
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002328
Policy instance 1
Insurance contract or identification number002328
Number of Individuals Covered3777
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $10,473
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees10473
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY INSURANCE SERVICES
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002328
Policy instance 1
Insurance contract or identification number002328
Number of Individuals Covered3963
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $10,459
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees10459
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY INSURANCE SERVICES
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002328
Policy instance 1
Insurance contract or identification number002328
Number of Individuals Covered3629
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,776
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7776
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY INSURANCE SERVICES
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002328
Policy instance 1
Insurance contract or identification number002328
Number of Individuals Covered3262
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,476
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5476
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY INSURANCE SERVICES
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002328
Policy instance 1
Insurance contract or identification number002328
Number of Individuals Covered2699
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,015
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7015
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY INSURANCE SERVICES
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002328
Policy instance 1
Insurance contract or identification number002328
Number of Individuals Covered1851
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,822
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number002328
Policy instance 1
Insurance contract or identification number002328
Number of Individuals Covered1448
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,101
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3