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BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 401k Plan overview

Plan NameBROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA
Plan identification number 001

BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BROOKWOOD INTERNISTS, PC has sponsored the creation of one or more 401k plans.

Company Name:BROOKWOOD INTERNISTS, PC
Employer identification number (EIN):631266801
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01TODD SCHULTZ, MD
0012017-01-01TODD SCHULTZ, MD
0012016-01-01TODD SCHULTZ, MD
0012015-01-01TODD SCHULTZ, MD
0012014-01-01TODD SCHULTZ, MD
0012013-01-01TODD SCHULTZ, MD
0012012-01-01TODD SCHULTZ, MD
0012011-01-01TODD SCHULTZ, MD
0012009-01-01TIMOTHY REAL

Plan Statistics for BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA

401k plan membership statisitcs for BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA

Measure Date Value
2022: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2022 401k membership
Total participants, beginning-of-year2022-01-0144
Total number of active participants reported on line 7a of the Form 55002022-01-0130
Number of other retired or separated participants entitled to future benefits2022-01-018
Total of all active and inactive participants2022-01-0138
Total participants2022-01-0138
Number of participants with account balances2022-01-0137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2021 401k membership
Total participants, beginning-of-year2021-01-0145
Total number of active participants reported on line 7a of the Form 55002021-01-0124
Number of other retired or separated participants entitled to future benefits2021-01-0114
Total of all active and inactive participants2021-01-0138
Total participants2021-01-0138
Number of participants with account balances2021-01-0137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2020 401k membership
Total participants, beginning-of-year2020-01-0146
Total number of active participants reported on line 7a of the Form 55002020-01-0133
Number of other retired or separated participants entitled to future benefits2020-01-0111
Total of all active and inactive participants2020-01-0144
Total participants2020-01-0144
Number of participants with account balances2020-01-0137
2019: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2019 401k membership
Total participants, beginning-of-year2019-01-0146
Total number of active participants reported on line 7a of the Form 55002019-01-0137
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-017
Total of all active and inactive participants2019-01-0145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-0146
Number of participants with account balances2019-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2018 401k membership
Total participants, beginning-of-year2018-01-0135
Total number of active participants reported on line 7a of the Form 55002018-01-0132
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-017
Total of all active and inactive participants2018-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-0141
Number of participants with account balances2018-01-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2017 401k membership
Total participants, beginning-of-year2017-01-0140
Total number of active participants reported on line 7a of the Form 55002017-01-0127
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-018
Total of all active and inactive participants2017-01-0135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0135
Number of participants with account balances2017-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2016 401k membership
Total participants, beginning-of-year2016-01-0146
Total number of active participants reported on line 7a of the Form 55002016-01-0128
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0140
Number of participants with account balances2016-01-0127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2015 401k membership
Total participants, beginning-of-year2015-01-0141
Total number of active participants reported on line 7a of the Form 55002015-01-0134
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-0147
Number of participants with account balances2015-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2014 401k membership
Total participants, beginning-of-year2014-01-0134
Total number of active participants reported on line 7a of the Form 55002014-01-0133
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-016
Total of all active and inactive participants2014-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0141
Number of participants with account balances2014-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2013 401k membership
Total participants, beginning-of-year2013-01-0136
Total number of active participants reported on line 7a of the Form 55002013-01-0127
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-013
Total of all active and inactive participants2013-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0134
Number of participants with account balances2013-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2012 401k membership
Total participants, beginning-of-year2012-01-0136
Total number of active participants reported on line 7a of the Form 55002012-01-0129
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-016
Total of all active and inactive participants2012-01-0136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0136
Number of participants with account balances2012-01-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2011 401k membership
Total participants, beginning-of-year2011-01-0137
Total number of active participants reported on line 7a of the Form 55002011-01-0127
Number of retired or separated participants receiving benefits2011-01-015
Number of other retired or separated participants entitled to future benefits2011-01-014
Total of all active and inactive participants2011-01-0136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0136
Number of participants with account balances2011-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2009 401k membership
Total participants, beginning-of-year2009-01-0139
Total number of active participants reported on line 7a of the Form 55002009-01-0132
Number of other retired or separated participants entitled to future benefits2009-01-013
Total of all active and inactive participants2009-01-0135
Total participants2009-01-0135
Number of participants with account balances2009-01-0135

Financial Data on BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA

Measure Date Value
2022 : BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2022 401k financial data
Total income from all sources2022-12-31$-779,939
Expenses. Total of all expenses incurred2022-12-31$436,674
Benefits paid (including direct rollovers)2022-12-31$391,907
Total plan assets at end of year2022-12-31$7,599,883
Total plan assets at beginning of year2022-12-31$8,816,496
Value of fidelity bond covering the plan2022-12-31$500,000
Total contributions received or receivable from participants2022-12-31$300,994
Other income received2022-12-31$-1,356,680
Net income (gross income less expenses)2022-12-31$-1,216,613
Net plan assets at end of year (total assets less liabilities)2022-12-31$7,599,883
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$8,816,496
Total contributions received or receivable from employer(s)2022-12-31$275,747
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$44,767
2021 : BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2021 401k financial data
Total income from all sources2021-12-31$1,281,002
Expenses. Total of all expenses incurred2021-12-31$194,457
Benefits paid (including direct rollovers)2021-12-31$171,615
Total plan assets at end of year2021-12-31$8,816,496
Total plan assets at beginning of year2021-12-31$7,729,951
Value of fidelity bond covering the plan2021-12-31$500,000
Total contributions received or receivable from participants2021-12-31$302,173
Other income received2021-12-31$816,807
Net income (gross income less expenses)2021-12-31$1,086,545
Net plan assets at end of year (total assets less liabilities)2021-12-31$8,816,496
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$7,729,951
Total contributions received or receivable from employer(s)2021-12-31$162,022
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$22,842
2020 : BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2020 401k financial data
Total income from all sources2020-12-31$1,404,434
Expenses. Total of all expenses incurred2020-12-31$152,684
Benefits paid (including direct rollovers)2020-12-31$129,221
Total plan assets at end of year2020-12-31$7,729,951
Total plan assets at beginning of year2020-12-31$6,478,201
Value of fidelity bond covering the plan2020-12-31$500,000
Total contributions received or receivable from participants2020-12-31$302,193
Other income received2020-12-31$965,211
Net income (gross income less expenses)2020-12-31$1,251,750
Net plan assets at end of year (total assets less liabilities)2020-12-31$7,729,951
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$6,478,201
Total contributions received or receivable from employer(s)2020-12-31$137,030
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$23,463
2019 : BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2019 401k financial data
Total income from all sources2019-12-31$1,582,502
Expenses. Total of all expenses incurred2019-12-31$213,467
Benefits paid (including direct rollovers)2019-12-31$197,578
Total plan assets at end of year2019-12-31$6,478,201
Total plan assets at beginning of year2019-12-31$5,109,166
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$304,284
Other income received2019-12-31$1,075,828
Net income (gross income less expenses)2019-12-31$1,369,035
Net plan assets at end of year (total assets less liabilities)2019-12-31$6,478,201
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$5,109,166
Total contributions received or receivable from employer(s)2019-12-31$202,390
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$15,889
2018 : BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2018 401k financial data
Total income from all sources2018-12-31$121,400
Total plan assets at end of year2018-12-31$5,109,166
Total plan assets at beginning of year2018-12-31$4,987,766
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$301,741
Other income received2018-12-31$-318,482
Net income (gross income less expenses)2018-12-31$121,400
Net plan assets at end of year (total assets less liabilities)2018-12-31$5,109,166
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$4,987,766
Total contributions received or receivable from employer(s)2018-12-31$138,141
2017 : BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2017 401k financial data
Total income from all sources2017-12-31$995,028
Expenses. Total of all expenses incurred2017-12-31$63,227
Benefits paid (including direct rollovers)2017-12-31$63,227
Total plan assets at end of year2017-12-31$4,987,766
Total plan assets at beginning of year2017-12-31$4,055,965
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$259,009
Other income received2017-12-31$606,426
Net income (gross income less expenses)2017-12-31$931,801
Net plan assets at end of year (total assets less liabilities)2017-12-31$4,987,766
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$4,055,965
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022017-12-31$4,789
Total contributions received or receivable from employer(s)2017-12-31$129,593
2016 : BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2016 401k financial data
Total income from all sources2016-12-31$670,372
Expenses. Total of all expenses incurred2016-12-31$31,535
Benefits paid (including direct rollovers)2016-12-31$31,527
Total plan assets at end of year2016-12-31$4,055,965
Total plan assets at beginning of year2016-12-31$3,417,128
Value of fidelity bond covering the plan2016-12-31$432,000
Total contributions received or receivable from participants2016-12-31$254,760
Other income received2016-12-31$299,618
Net income (gross income less expenses)2016-12-31$638,837
Net plan assets at end of year (total assets less liabilities)2016-12-31$4,055,965
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,417,128
Total contributions received or receivable from employer(s)2016-12-31$115,994
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$8
2015 : BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2015 401k financial data
Total income from all sources2015-12-31$366,621
Expenses. Total of all expenses incurred2015-12-31$1,267,383
Benefits paid (including direct rollovers)2015-12-31$1,267,383
Total plan assets at end of year2015-12-31$3,417,128
Total plan assets at beginning of year2015-12-31$4,317,890
Value of fidelity bond covering the plan2015-12-31$432,000
Total contributions received or receivable from participants2015-12-31$270,251
Contributions received from other sources (not participants or employers)2015-12-31$50,000
Other income received2015-12-31$-61,975
Net income (gross income less expenses)2015-12-31$-900,762
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,417,128
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,317,890
Total contributions received or receivable from employer(s)2015-12-31$108,345
2014 : BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2014 401k financial data
Total income from all sources2014-12-31$559,467
Expenses. Total of all expenses incurred2014-12-31$7,971
Benefits paid (including direct rollovers)2014-12-31$7,971
Total plan assets at end of year2014-12-31$4,317,890
Total plan assets at beginning of year2014-12-31$3,766,394
Value of fidelity bond covering the plan2014-12-31$432,000
Total contributions received or receivable from participants2014-12-31$241,901
Other income received2014-12-31$217,629
Net income (gross income less expenses)2014-12-31$551,496
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,317,890
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,766,394
Total contributions received or receivable from employer(s)2014-12-31$99,937
2013 : BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2013 401k financial data
Total income from all sources2013-12-31$772,148
Expenses. Total of all expenses incurred2013-12-31$350,925
Benefits paid (including direct rollovers)2013-12-31$347,396
Total plan assets at end of year2013-12-31$3,766,394
Total plan assets at beginning of year2013-12-31$3,345,171
Value of fidelity bond covering the plan2013-12-31$377,000
Total contributions received or receivable from participants2013-12-31$205,263
Other income received2013-12-31$483,184
Net income (gross income less expenses)2013-12-31$421,223
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,766,394
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$3,345,171
Total contributions received or receivable from employer(s)2013-12-31$83,701
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$3,529
2012 : BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2012 401k financial data
Total income from all sources2012-12-31$716,379
Expenses. Total of all expenses incurred2012-12-31$463,691
Benefits paid (including direct rollovers)2012-12-31$459,034
Total plan assets at end of year2012-12-31$3,345,171
Total plan assets at beginning of year2012-12-31$3,092,483
Value of fidelity bond covering the plan2012-12-31$335,000
Total contributions received or receivable from participants2012-12-31$221,602
Other income received2012-12-31$401,964
Net income (gross income less expenses)2012-12-31$252,688
Net plan assets at end of year (total assets less liabilities)2012-12-31$3,345,171
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$3,092,483
Total contributions received or receivable from employer(s)2012-12-31$92,813
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$4,657
2011 : BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2011 401k financial data
Total income from all sources2011-12-31$238,393
Expenses. Total of all expenses incurred2011-12-31$15,930
Benefits paid (including direct rollovers)2011-12-31$11,349
Total plan assets at end of year2011-12-31$3,092,483
Total plan assets at beginning of year2011-12-31$2,870,020
Value of fidelity bond covering the plan2011-12-31$310,000
Total contributions received or receivable from participants2011-12-31$234,824
Other income received2011-12-31$-102,602
Net income (gross income less expenses)2011-12-31$222,463
Net plan assets at end of year (total assets less liabilities)2011-12-31$3,092,483
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,870,020
Total contributions received or receivable from employer(s)2011-12-31$106,171
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$4,581
2010 : BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2010 401k financial data
Total income from all sources2010-12-31$642,528
Expenses. Total of all expenses incurred2010-12-31$36,386
Benefits paid (including direct rollovers)2010-12-31$32,677
Total plan assets at end of year2010-12-31$2,870,020
Total plan assets at beginning of year2010-12-31$2,263,878
Value of fidelity bond covering the plan2010-12-31$288,000
Total contributions received or receivable from participants2010-12-31$227,649
Other income received2010-12-31$317,604
Net income (gross income less expenses)2010-12-31$606,142
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,870,020
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,263,878
Total contributions received or receivable from employer(s)2010-12-31$97,275
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$3,709

Form 5500 Responses for BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA

2022: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BROOKWOOD INTERNISTS, PC 401(K) PROFIT SHARING PLA 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG37091
Policy instance 1
Insurance contract or identification numberG37091
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $21,883
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,883
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG37091
Policy instance 1
Insurance contract or identification numberG37091
Number of Individuals Covered38
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $22,943
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,943
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG37091
Policy instance 1
Insurance contract or identification numberG37091
Number of Individuals Covered38
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $6,904
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,904
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG37091
Policy instance 1
Insurance contract or identification numberG37091
Number of Individuals Covered35
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $26,105
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,105
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG37091
Policy instance 1
Insurance contract or identification numberG37091
Number of Individuals Covered34
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $22,628
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,628
Insurance broker organization code?3
Insurance broker nameROYAL ALLIANCE ASSOCIATES INC
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG37091
Policy instance 1
Insurance contract or identification numberG37091
Number of Individuals Covered35
Insurance policy start date2016-01-01
Insurance policy end date2016-12-31
Total amount of commissions paid to insurance brokerUSD $18,511
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,511
Insurance broker organization code?3
Insurance broker nameROYAL ALLIANCE ASSOCIATES INC
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG37091
Policy instance 1
Insurance contract or identification numberG37091
Number of Individuals Covered40
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $19,643
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,643
Insurance broker organization code?3
Insurance broker nameROYAL ALLIANCE ASSOCIATES INC
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG37091
Policy instance 1
Insurance contract or identification numberG37091
Number of Individuals Covered37
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $20,300
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,300
Insurance broker organization code?3
Insurance broker nameROYAL ALLIANCE ASSOCIATES INC
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG37091
Policy instance 2
Insurance contract or identification numberG37091
Number of Individuals Covered33
Insurance policy start date2013-09-17
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $6,056
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,056
Insurance broker organization code?3
Insurance broker nameROYAL ALLIANCE ASSOCIATES INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number83333
Policy instance 1
Insurance contract or identification number83333
Number of Individuals Covered0
Insurance policy end date2013-09-16
Total amount of commissions paid to insurance brokerUSD $11,519
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,519
Insurance broker organization code?3
Insurance broker nameROYAL ALLIANCE ASSOCIATES INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number83333
Policy instance 1
Insurance contract or identification number83333
Number of Individuals Covered39
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $13,870
Total amount of fees paid to insurance companyUSD $393
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,045
Insurance broker organization code?3
Amount paid for insurance broker fees393
Insurance broker namePEARCE BEVILL LEESBURG MOORE, PC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number83333
Policy instance 1
Insurance contract or identification number83333
Number of Individuals Covered38
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $15,265
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number83333
Policy instance 1
Insurance contract or identification number83333
Number of Individuals Covered39
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $11,211
Total amount of fees paid to insurance companyUSD $982
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,211
Insurance broker organization code?3
Amount paid for insurance broker fees982
Insurance broker namePEARCE BEVILL LEESBURG MOORE, PC

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