401k Plan data: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN plan

GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 401k Plan overview

Plan Name	GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN
Plan identification number	001

GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GULF GUARANTY LIFE INSURANCE CO. has sponsored the creation of one or more 401k plans.

Company Name: GULF GUARANTY LIFE INSURANCE CO.

Employer identification number (EIN): 640501131

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 CHRIS HORNE 2023-07-18
001 2021-01-01 CHRIS HORNE 2022-10-12
001 2020-01-01
001 2019-01-01
001 2019-01-01
001 2018-01-01 ANGIE SMITH 2019-10-08
001 2018-01-01
001 2017-01-01 ANGIE SMITH
001 2016-01-01 ROBERT BERRY ROBERT BERRY 2017-06-02
001 2016-01-01 ANGIE SMITH ANGIE SMITH 2018-06-18
001 2015-01-01 ROBERT M. BERRY ROBERT M. BERRY 2016-07-26
001 2014-01-01 ROBERT BERRY ROBERT BERRY 2015-06-17
001 2013-01-01 ROBERT BERRY ROBERT BERRY 2014-07-24
001 2012-01-01 ROBERT BERRY 2013-09-27 ROBERT BERRY 2013-09-27
001 2011-01-01 ROBERT BERRY 2012-05-09 ROBERT BERRY 2012-05-09
001 2010-01-01 ROBERT BERRY 2011-06-07 ROBERT BERRY 2011-06-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	CHRIS HORNE	2023-07-18
001	2021-01-01	CHRIS HORNE	2022-10-12
001	2020-01-01
001	2019-01-01
001	2019-01-01
001	2018-01-01	ANGIE SMITH	2019-10-08
001	2018-01-01
001	2017-01-01	ANGIE SMITH
001	2016-01-01	ROBERT BERRY		ROBERT BERRY	2017-06-02
001	2016-01-01	ANGIE SMITH		ANGIE SMITH	2018-06-18
001	2015-01-01	ROBERT M. BERRY		ROBERT M. BERRY	2016-07-26
001	2014-01-01	ROBERT BERRY		ROBERT BERRY	2015-06-17
001	2013-01-01	ROBERT BERRY		ROBERT BERRY	2014-07-24
001	2012-01-01	ROBERT BERRY	2013-09-27	ROBERT BERRY	2013-09-27
001	2011-01-01	ROBERT BERRY	2012-05-09	ROBERT BERRY	2012-05-09
001	2010-01-01	ROBERT BERRY	2011-06-07	ROBERT BERRY	2011-06-07

Plan Statistics for GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN

401k plan membership statisitcs for GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN

Measure Date Value
2017: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 41
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 23
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 17
Total of all active and inactive participants 2017-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 40
Number of participants with account balances 2017-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 40
2016: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 44
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 26
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 15
Total of all active and inactive participants 2016-01-01 41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 41
Number of participants with account balances 2016-01-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 28
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 15
Total of all active and inactive participants 2015-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 43
Number of participants with account balances 2015-01-01 43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 47
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 29
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 13
Total of all active and inactive participants 2014-01-01 42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 42
Number of participants with account balances 2014-01-01 42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 47
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 28
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 18
Total of all active and inactive participants 2013-01-01 46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 46
Number of participants with account balances 2013-01-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1

Measure	Date	Value
2017: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	41
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	23
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	17
Total of all active and inactive participants	2017-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	40
Number of participants with account balances	2017-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	40
2016: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	44
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	26
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	15
Total of all active and inactive participants	2016-01-01	41
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	41
Number of participants with account balances	2016-01-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	28
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	15
Total of all active and inactive participants	2015-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	43
Number of participants with account balances	2015-01-01	43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	47
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	29
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	13
Total of all active and inactive participants	2014-01-01	42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	42
Number of participants with account balances	2014-01-01	42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	47
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	28
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	18
Total of all active and inactive participants	2013-01-01	46
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	46
Number of participants with account balances	2013-01-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1

Financial Data on GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN

Measure	Date	Value
2017 : GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$140
Total plan liabilities at beginning of year	2017-12-31	$140
Total income from all sources	2017-12-31	$396,718
Expenses. Total of all expenses incurred	2017-12-31	$184,642
Benefits paid (including direct rollovers)	2017-12-31	$184,594
Total plan assets at end of year	2017-12-31	$3,486,504
Total plan assets at beginning of year	2017-12-31	$3,274,428
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$76,763
Contributions received from other sources (not participants or employers)	2017-12-31	$4,925
Other income received	2017-12-31	$246,243
Net income (gross income less expenses)	2017-12-31	$212,076
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$3,486,364
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$3,274,288
Assets. Value of participant loans	2017-12-31	$8,721
Assets. Value of employer securities	2017-12-31	$6,250
Total contributions received or receivable from employer(s)	2017-12-31	$68,787
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$48
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$140
Total plan liabilities at beginning of year	2016-12-31	$140
Total income from all sources	2016-12-31	$306,050
Expenses. Total of all expenses incurred	2016-12-31	$525,453
Benefits paid (including direct rollovers)	2016-12-31	$525,188
Total plan assets at end of year	2016-12-31	$3,284,522
Total plan assets at beginning of year	2016-12-31	$3,503,925
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$80,943
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$152,969
Net income (gross income less expenses)	2016-12-31	$-219,403
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$3,284,382
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$3,503,785
Assets. Value of participant loans	2016-12-31	$11,394
Assets. Value of employer securities	2016-12-31	$6,250
Total contributions received or receivable from employer(s)	2016-12-31	$72,138
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$265
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$140
Total plan liabilities at beginning of year	2015-12-31	$4
Total income from all sources	2015-12-31	$112,108
Expenses. Total of all expenses incurred	2015-12-31	$271,335
Benefits paid (including direct rollovers)	2015-12-31	$271,329
Total plan assets at end of year	2015-12-31	$3,503,925
Total plan assets at beginning of year	2015-12-31	$3,663,016
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$79,246
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-40,932
Net income (gross income less expenses)	2015-12-31	$-159,227
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,503,785
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,663,012
Assets. Value of participant loans	2015-12-31	$10,198
Assets. Value of employer securities	2015-12-31	$6,250
Total contributions received or receivable from employer(s)	2015-12-31	$73,794
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$6
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$4
Total income from all sources	2014-12-31	$327,744
Expenses. Total of all expenses incurred	2014-12-31	$1,371,635
Benefits paid (including direct rollovers)	2014-12-31	$1,358,395
Total plan assets at end of year	2014-12-31	$3,663,016
Total plan assets at beginning of year	2014-12-31	$4,706,903
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$77,492
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$179,295
Net income (gross income less expenses)	2014-12-31	$-1,043,891
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,663,012
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$4,706,903
Assets. Value of participant loans	2014-12-31	$13,132
Assets. Value of employer securities	2014-12-31	$6,250
Total contributions received or receivable from employer(s)	2014-12-31	$70,957
Value of corrective distributions	2014-12-31	$12,962
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$278
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$619,682
Expenses. Total of all expenses incurred	2013-12-31	$815,616
Benefits paid (including direct rollovers)	2013-12-31	$814,698
Total plan assets at end of year	2013-12-31	$4,706,903
Total plan assets at beginning of year	2013-12-31	$4,902,837
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$102,919
Other income received	2013-12-31	$427,853
Net income (gross income less expenses)	2013-12-31	$-195,934
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$4,706,903
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$4,902,837
Assets. Value of participant loans	2013-12-31	$36,832
Assets. Value of employer securities	2013-12-31	$6,250
Total contributions received or receivable from employer(s)	2013-12-31	$88,910
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$918
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0

Form 5500 Responses for GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN

2017: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GULF GUARANTY LIFE INSURANCE COMPANY 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G36739

Policy instance

Insurance contract or identification number	G36739
Number of Individuals Covered	38
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $5,418
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,418
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3
Insurance broker name	PINNACLE INS AGENCY

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G36739

Policy instance

Insurance contract or identification number	G36739
Number of Individuals Covered	40
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $8,801
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,801
Insurance broker organization code?	3
Insurance broker name	PINNACLE INSURANCE AGENCY

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G36739

Policy instance

Insurance contract or identification number	G36739
Number of Individuals Covered	42
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $9,097
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,083
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	PINNACLE INSURANCE AGENCY

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G36739

Policy instance

Insurance contract or identification number	G36739
Number of Individuals Covered	44
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $10,600
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,600
Insurance broker organization code?	3
Insurance broker name	JEREMY NELSON

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Company Name:	GULF GUARANTY LIFE INSURANCE CO.
Employer identification number (EIN):	640501131
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages