LEFOLDT & CO., P.A. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan LEFOLDT & CO 401K PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2016: LEFOLDT & CO 401K PROFIT SHARING PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 11 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 5 |
| Total of all active and inactive participants | 2016-01-01 | 16 |
| Total participants | 2016-01-01 | 16 |
| Number of participants with account balances | 2016-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 1 |
| 2015: LEFOLDT & CO 401K PROFIT SHARING PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 17 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 11 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 5 |
| Total of all active and inactive participants | 2015-01-01 | 16 |
| Total participants | 2015-01-01 | 16 |
| Number of participants with account balances | 2015-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: LEFOLDT & CO 401K PROFIT SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 10 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 7 |
| Total of all active and inactive participants | 2014-01-01 | 17 |
| Total participants | 2014-01-01 | 17 |
| Number of participants with account balances | 2014-01-01 | 17 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 3 |
| 2013: LEFOLDT & CO 401K PROFIT SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 13 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 5 |
| Total of all active and inactive participants | 2013-01-01 | 18 |
| Total participants | 2013-01-01 | 18 |
| Number of participants with account balances | 2013-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 1 |
| 2012: LEFOLDT & CO 401K PROFIT SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 17 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 12 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 4 |
| Total of all active and inactive participants | 2012-01-01 | 16 |
| Total participants | 2012-01-01 | 16 |
| Number of participants with account balances | 2012-01-01 | 16 |
| 2011: LEFOLDT & CO 401K PROFIT SHARING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 13 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 3 |
| Total of all active and inactive participants | 2011-01-01 | 16 |
| Total participants | 2011-01-01 | 16 |
| Number of participants with account balances | 2011-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2010: LEFOLDT & CO 401K PROFIT SHARING PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 13 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 2 |
| Total of all active and inactive participants | 2010-01-01 | 15 |
| Total participants | 2010-01-01 | 15 |
| Number of participants with account balances | 2010-01-01 | 15 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 1 |
| 2009: LEFOLDT & CO 401K PROFIT SHARING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 14 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 14 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 4 |
| Total of all active and inactive participants | 2009-01-01 | 18 |
| Total participants | 2009-01-01 | 18 |
| Number of participants with account balances | 2009-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2016 : LEFOLDT & CO 401K PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-12-31 | $985 |
| Total income from all sources | 2016-12-31 | $394,757 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $5,118 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $4,133 |
| Total plan assets at end of year | 2016-12-31 | $4,185,318 |
| Total plan assets at beginning of year | 2016-12-31 | $3,794,694 |
| Value of fidelity bond covering the plan | 2016-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $105,890 |
| Other income received | 2016-12-31 | $201,867 |
| Net income (gross income less expenses) | 2016-12-31 | $389,639 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $4,184,333 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,794,694 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $87,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $985 |
| 2015 : LEFOLDT & CO 401K PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $201,148 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $1,241 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $1,241 |
| Total plan assets at end of year | 2015-12-31 | $3,794,694 |
| Total plan assets at beginning of year | 2015-12-31 | $3,594,787 |
| Value of fidelity bond covering the plan | 2015-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $98,758 |
| Other income received | 2015-12-31 | $-4,798 |
| Net income (gross income less expenses) | 2015-12-31 | $199,907 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $3,794,694 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $3,594,787 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $107,188 |
| 2014 : LEFOLDT & CO 401K PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $405,830 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $32,837 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $32,837 |
| Total plan assets at end of year | 2014-12-31 | $3,594,787 |
| Total plan assets at beginning of year | 2014-12-31 | $3,221,794 |
| Value of fidelity bond covering the plan | 2014-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $105,358 |
| Contributions received from other sources (not participants or employers) | 2014-12-31 | $1,765 |
| Other income received | 2014-12-31 | $169,589 |
| Net income (gross income less expenses) | 2014-12-31 | $372,993 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $3,594,787 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,221,794 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $129,118 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2013 : LEFOLDT & CO 401K PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $514,814 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $69,382 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $69,382 |
| Total plan assets at end of year | 2013-12-31 | $3,221,794 |
| Total plan assets at beginning of year | 2013-12-31 | $2,776,362 |
| Value of fidelity bond covering the plan | 2013-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $124,224 |
| Other income received | 2013-12-31 | $323,340 |
| Net income (gross income less expenses) | 2013-12-31 | $445,432 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $3,221,794 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,776,362 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $67,250 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| 2012 : LEFOLDT & CO 401K PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $449,459 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $28,518 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $28,518 |
| Total plan assets at end of year | 2012-12-31 | $2,776,362 |
| Total plan assets at beginning of year | 2012-12-31 | $2,355,421 |
| Value of fidelity bond covering the plan | 2012-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $111,632 |
| Other income received | 2012-12-31 | $222,727 |
| Net income (gross income less expenses) | 2012-12-31 | $420,941 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $2,776,362 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,355,421 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $115,100 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : LEFOLDT & CO 401K PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $241,224 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $4,500 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $4,500 |
| Total plan assets at end of year | 2011-12-31 | $2,355,421 |
| Total plan assets at beginning of year | 2011-12-31 | $2,118,697 |
| Value of fidelity bond covering the plan | 2011-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $96,135 |
| Other income received | 2011-12-31 | $14,653 |
| Net income (gross income less expenses) | 2011-12-31 | $236,724 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $2,355,421 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,118,697 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $130,436 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2010 : LEFOLDT & CO 401K PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $362,202 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $30,875 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $30,875 |
| Total plan assets at end of year | 2010-12-31 | $2,118,697 |
| Total plan assets at beginning of year | 2010-12-31 | $1,787,370 |
| Value of fidelity bond covering the plan | 2010-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $88,514 |
| Other income received | 2010-12-31 | $175,028 |
| Net income (gross income less expenses) | 2010-12-31 | $331,327 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $2,118,697 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,787,370 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $98,660 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2016: LEFOLDT & CO 401K PROFIT SHARING PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: LEFOLDT & CO 401K PROFIT SHARING PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: LEFOLDT & CO 401K PROFIT SHARING PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: LEFOLDT & CO 401K PROFIT SHARING PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: LEFOLDT & CO 401K PROFIT SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: LEFOLDT & CO 401K PROFIT SHARING PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: LEFOLDT & CO 401K PROFIT SHARING PLAN 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Plan funding arrangement – Insurance | Yes |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: LEFOLDT & CO 401K PROFIT SHARING PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | GH5662 |
| Policy instance | 1 |
| Insurance contract or identification number | GH5662 | | Number of Individuals Covered | 16 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $10,945 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $10,945 | | Insurance broker organization code? | 3 | | Insurance broker name | LPL FINANCIAL CORPORATION |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | GH5662 |
| Policy instance | 1 |
| Insurance contract or identification number | GH5662 | | Number of Individuals Covered | 17 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $10,263 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,390 | | Insurance broker organization code? | 3 | | Insurance broker name | PRUDENTIAL INSURANCE AGENCY, LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | GH5662 |
| Policy instance | 1 |
| Insurance contract or identification number | GH5662 | | Number of Individuals Covered | 18 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $8,609 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $8,609 | | Insurance broker organization code? | 3 | | Insurance broker name | PRUDENTIAL INSURANCE AGENCY, LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | GH5662 |
| Policy instance | 1 |
| Insurance contract or identification number | GH5662 | | Number of Individuals Covered | 16 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $7,370 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $6,163 | | Insurance broker organization code? | 3 | | Insurance broker name | PRUCO SECURITIES, LLC |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | GH5662 |
| Policy instance | 1 |
| Insurance contract or identification number | GH5662 | | Number of Individuals Covered | 16 | | Insurance policy start date | 2011-07-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $3,310 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | PH0203 |
| Policy instance | 2 |
| Insurance contract or identification number | PH0203 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-06-30 | | Total amount of commissions paid to insurance broker | USD $3,222 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | PH0203 |
| Policy instance | 1 |
| Insurance contract or identification number | PH0203 | | Number of Individuals Covered | 15 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $5,515 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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