401k Plan data: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN plan

SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN
Plan identification number	001

SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SPIEGEL & SPIEGEL PA has sponsored the creation of one or more 401k plans.

Company Name: SPIEGEL & SPIEGEL PA

Employer identification number (EIN): 650026131

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 SIMONE SPIEGEL SIMONE SPIEGEL 2018-08-27
001 2016-01-01 SIMONE SPIEGEL SIMONE SPIEGEL 2017-08-24
001 2015-01-01 SIMONE SPIEGEL SIMONE SPIEGEL 2016-08-11
001 2014-01-01 SIMONE SPIEGEL SIMONE SPIEGEL 2015-10-12
001 2013-01-01 SIMONE SPIEGEL SIMONE SPIEGEL 2014-09-08
001 2012-01-01 SIMONE SPIEGEL SIMONE SPIEGEL 2013-08-27
001 2011-01-01 SIMONE SPIEGEL SIMONE SPIEGEL 2012-10-10
001 2009-01-01 SIMONE SPIEGEL SIMONE SPIEGEL 2010-10-11

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	SIMONE SPIEGEL	SIMONE SPIEGEL	2018-08-27
001	2016-01-01	SIMONE SPIEGEL	SIMONE SPIEGEL	2017-08-24
001	2015-01-01	SIMONE SPIEGEL	SIMONE SPIEGEL	2016-08-11
001	2014-01-01	SIMONE SPIEGEL	SIMONE SPIEGEL	2015-10-12
001	2013-01-01	SIMONE SPIEGEL	SIMONE SPIEGEL	2014-09-08
001	2012-01-01	SIMONE SPIEGEL	SIMONE SPIEGEL	2013-08-27
001	2011-01-01	SIMONE SPIEGEL	SIMONE SPIEGEL	2012-10-10
001	2009-01-01	SIMONE SPIEGEL	SIMONE SPIEGEL	2010-10-11

Plan Statistics for SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN

401k plan membership statisitcs for SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN

Measure Date Value
2017: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 13
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 13
Number of participants with account balances 2017-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 10
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 1
Total of all active and inactive participants 2016-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 11
Number of participants with account balances 2016-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 10
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 11
Number of participants with account balances 2015-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 9
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 10
Number of participants with account balances 2014-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 8
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 9
Number of participants with account balances 2013-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 9
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 10
Number of participants with account balances 2012-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 8
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 8
Number of participants with account balances 2011-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 7
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 8
Number of participants with account balances 2009-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2017: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	13
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	13
Number of participants with account balances	2017-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	10
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	1
Total of all active and inactive participants	2016-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	11
Number of participants with account balances	2016-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	10
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	11
Number of participants with account balances	2015-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	9
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	10
Number of participants with account balances	2014-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	8
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	9
Number of participants with account balances	2013-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	9
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	10
Number of participants with account balances	2012-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	8
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	8
Number of participants with account balances	2011-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	7
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	8
Number of participants with account balances	2009-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN

Measure	Date	Value
2017 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$45,197,563
Total plan liabilities at beginning of year	2017-12-31	$52,672,468
Total income from all sources	2017-12-31	$5,747,905
Expenses. Total of all expenses incurred	2017-12-31	$6,746
Benefits paid (including direct rollovers)	2017-12-31	$1,240
Total plan assets at end of year	2017-12-31	$112,971,942
Total plan assets at beginning of year	2017-12-31	$114,705,688
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$96,770
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$5,492,979
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$5,741,159
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$67,774,379
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$62,033,220
Assets. Value of real-estate (other than employer real property)	2017-12-31	$110,240,000
Total contributions received or receivable from employer(s)	2017-12-31	$158,156
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$5,506
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$52,672,468
Total plan liabilities at beginning of year	2016-12-31	$60,078,533
Total income from all sources	2016-12-31	$4,830,731
Expenses. Total of all expenses incurred	2016-12-31	$62,247
Benefits paid (including direct rollovers)	2016-12-31	$58,804
Total plan assets at end of year	2016-12-31	$114,705,688
Total plan assets at beginning of year	2016-12-31	$117,343,269
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$90,571
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$4,598,108
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$4,768,484
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$62,033,220
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$57,264,736
Assets. Value of participant loans	2016-12-31	$0
Assets. Value of real-estate (other than employer real property)	2016-12-31	$111,858,870
Total contributions received or receivable from employer(s)	2016-12-31	$142,052
Value of certain deemed distributions of participant loans	2016-12-31	$1,880
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$1,563
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$60,078,533
Total plan liabilities at beginning of year	2015-12-31	$64,125,138
Total income from all sources	2015-12-31	$13,222,857
Expenses. Total of all expenses incurred	2015-12-31	$5,987
Benefits paid (including direct rollovers)	2015-12-31	$1,145
Total plan assets at end of year	2015-12-31	$117,343,269
Total plan assets at beginning of year	2015-12-31	$108,173,004
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$85,670
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$12,999,075
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$13,216,870
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$57,264,736
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$44,047,866
Assets. Value of participant loans	2015-12-31	$2,498
Assets. Value of real-estate (other than employer real property)	2015-12-31	$113,900,000
Total contributions received or receivable from employer(s)	2015-12-31	$138,112
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$4,842
2014 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$64,125,138
Total plan liabilities at beginning of year	2014-12-31	$67,838,050
Total income from all sources	2014-12-31	$4,965,347
Expenses. Total of all expenses incurred	2014-12-31	$124,583
Benefits paid (including direct rollovers)	2014-12-31	$79,060
Total plan assets at end of year	2014-12-31	$108,173,004
Total plan assets at beginning of year	2014-12-31	$107,045,152
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$80,559
Expenses. Other expenses not covered elsewhere	2014-12-31	$5,607
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$4,758,082
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$4,840,764
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$44,047,866
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$39,207,102
Assets. Value of participant loans	2014-12-31	$0
Assets. Value of real-estate (other than employer real property)	2014-12-31	$101,480,000
Total contributions received or receivable from employer(s)	2014-12-31	$126,706
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$39,916
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$67,838,050
Total plan liabilities at beginning of year	2013-12-31	$71,681,427
Total income from all sources	2013-12-31	$3,131,038
Expenses. Total of all expenses incurred	2013-12-31	$3,095
Benefits paid (including direct rollovers)	2013-12-31	$773
Total plan assets at end of year	2013-12-31	$107,045,152
Total plan assets at beginning of year	2013-12-31	$107,760,586
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$74,488
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$2,935,321
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$3,127,943
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$39,207,102
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$36,079,159
Assets. Value of participant loans	2013-12-31	$162
Assets. Value of real-estate (other than employer real property)	2013-12-31	$102,680,000
Total contributions received or receivable from employer(s)	2013-12-31	$121,229
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$2,322
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$71,681,427
Total plan liabilities at beginning of year	2012-12-31	$53,457,413
Total income from all sources	2012-12-31	$3,135,574
Expenses. Total of all expenses incurred	2012-12-31	$2,857
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$107,760,586
Total plan assets at beginning of year	2012-12-31	$86,403,855
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$65,629
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$2,943,523
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$3,132,717
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$36,079,159
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$32,946,442
Assets. Value of participant loans	2012-12-31	$4,400
Assets. Value of real-estate (other than employer real property)	2012-12-31	$104,955,000
Total contributions received or receivable from employer(s)	2012-12-31	$126,422
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$2,857
2011 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$53,457,413
Total plan liabilities at beginning of year	2011-12-31	$39,160,581
Total income from all sources	2011-12-31	$15,452,564
Expenses. Total of all expenses incurred	2011-12-31	$77,083
Benefits paid (including direct rollovers)	2011-12-31	$64,288
Total plan assets at end of year	2011-12-31	$86,403,855
Total plan assets at beginning of year	2011-12-31	$56,731,542
Value of fidelity bond covering the plan	2011-12-31	$1,000,000
Total contributions received or receivable from participants	2011-12-31	$64,113
Expenses. Other expenses not covered elsewhere	2011-12-31	$4,817
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$15,276,496
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$15,375,481
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$32,946,442
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$17,570,961
Assets. Value of participant loans	2011-12-31	$8,468
Assets. Value of real-estate (other than employer real property)	2011-12-31	$82,400,000
Total contributions received or receivable from employer(s)	2011-12-31	$111,955
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$7,978
2010 : SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$39,160,581
Total plan liabilities at beginning of year	2010-12-31	$32,362,797
Total income from all sources	2010-12-31	$4,000,975
Expenses. Total of all expenses incurred	2010-12-31	$2,988
Benefits paid (including direct rollovers)	2010-12-31	$2,914
Total plan assets at end of year	2010-12-31	$56,731,542
Total plan assets at beginning of year	2010-12-31	$45,935,771
Value of fidelity bond covering the plan	2010-12-31	$51,422,000
Total contributions received or receivable from participants	2010-12-31	$51,220
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$3,847,111
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$3,997,987
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$17,570,961
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$13,572,974
Assets. Value of participant loans	2010-12-31	$12,377
Assets. Value of real-estate (other than employer real property)	2010-12-31	$50,800,000
Total contributions received or receivable from employer(s)	2010-12-31	$102,644
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$74

Form 5500 Responses for SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN

2017: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SPIEGEL & SPIEGEL PA MONEY PURCHASE PENSION PLAN & 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

807317-000

Policy instance

Insurance contract or identification number	807317-000
Number of Individuals Covered	13
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $2,655
Total amount of fees paid to insurance company	USD $625
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,655
Insurance broker organization code?	3
Amount paid for insurance broker fees	625
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	ED FERGUSON & ASSOCIATES INC

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G37532

Policy instance

Insurance contract or identification number	G37532
Number of Individuals Covered	9
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $1,308
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,308
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3
Insurance broker name	SECURIAN FINANCIAL SERVICES

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G37532

Policy instance

Insurance contract or identification number	G37532
Number of Individuals Covered	7
Insurance policy start date	2014-08-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $8,386
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,386
Insurance broker organization code?	3
Insurance broker name	WILLIAM RUSCH

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

671443

Policy instance

Insurance contract or identification number	671443
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $2,942
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,942
Insurance broker organization code?	3
Insurance broker name	ANDREW B COOPER

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

671443

Policy instance

Insurance contract or identification number	671443
Number of Individuals Covered	7
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $2,351
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,351
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	ANDREW B COOPER

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

671443

Policy instance

Insurance contract or identification number	671443
Number of Individuals Covered	8
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $1,621
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,621
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	ANDREW B COOPER

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

671443

Policy instance

Insurance contract or identification number	671443
Number of Individuals Covered	6
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $1,204
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )

Policy contract number

671443

Policy instance

Insurance contract or identification number	671443
Number of Individuals Covered	6
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $1,080
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,080
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	WILLIAM RUSCH, CFP

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Company Name:	SPIEGEL & SPIEGEL PA
Employer identification number (EIN):	650026131
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers