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THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 401k Plan overview

Plan NameTHE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN
Plan identification number 001

THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE EYE ASSOCIATES OF MANATEE, LLP has sponsored the creation of one or more 401k plans.

Company Name:THE EYE ASSOCIATES OF MANATEE, LLP
Employer identification number (EIN):650105559
NAIC Classification:621320
NAIC Description:Offices of Optometrists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01JOHN SWENCKI2019-10-21 JOHN SWENCKI2019-10-21
0012018-01-01JOHN SWENCKI2018-10-14 JOHN SWENCKI2018-10-14
0012018-01-01
0012018-01-01BETH ATKINS2020-10-14
0012017-01-01ROBERT MARSHALL ROBERT MARSHALL2018-10-15
0012016-01-01ROBERT MARSHALL ROBERT MARSHALL2017-11-30
0012015-01-01ROBERT MARSHALL ROBERT MARSHALL2016-09-14
0012014-01-01ROBERT MARSHALL ROBERT MARSHALL2015-10-07
0012013-01-01ROBERT MARSHALL ROBERT MARSHALL2014-07-10
0012012-01-01ROBERT MARSHALL ROBERT MARSHALL2013-06-21
0012011-01-01ROBERT MARSHALL ROBERT MARSHALL2012-07-23
0012010-01-01ROBERT MARSHALL ROBERT MARSHALL2011-08-06
0012009-01-01ROBERT MARSHALL ROBERT MARSHALL2010-09-14

Plan Statistics for THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN

401k plan membership statisitcs for THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2018: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01273
Total number of active participants reported on line 7a of the Form 55002018-01-01240
Number of retired or separated participants receiving benefits2018-01-0121
Total of all active and inactive participants2018-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0140
Total participants2018-01-01301
Number of participants with account balances2018-01-01228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
2017: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01268
Total number of active participants reported on line 7a of the Form 55002017-01-01287
Number of retired or separated participants receiving benefits2017-01-016
Number of other retired or separated participants entitled to future benefits2017-01-0111
Total of all active and inactive participants2017-01-01304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01304
Number of participants with account balances2017-01-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01236
Total number of active participants reported on line 7a of the Form 55002016-01-01235
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-0133
Total of all active and inactive participants2016-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01274
Number of participants with account balances2016-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01225
Total number of active participants reported on line 7a of the Form 55002015-01-01212
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-0121
Total of all active and inactive participants2015-01-01239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01239
Number of participants with account balances2015-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01205
Total number of active participants reported on line 7a of the Form 55002014-01-01198
Number of retired or separated participants receiving benefits2014-01-018
Number of other retired or separated participants entitled to future benefits2014-01-0118
Total of all active and inactive participants2014-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01224
Number of participants with account balances2014-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01187
Total number of active participants reported on line 7a of the Form 55002013-01-01191
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0114
Total of all active and inactive participants2013-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01205
Number of participants with account balances2013-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01173
Total number of active participants reported on line 7a of the Form 55002012-01-01169
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0118
Total of all active and inactive participants2012-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01187
Number of participants with account balances2012-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01173
Total number of active participants reported on line 7a of the Form 55002011-01-01151
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0124
Total of all active and inactive participants2011-01-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01175
Number of participants with account balances2011-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01159
Total number of active participants reported on line 7a of the Form 55002010-01-01157
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0116
Total of all active and inactive participants2010-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01173
Number of participants with account balances2010-01-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01173
Total number of active participants reported on line 7a of the Form 55002009-01-01139
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0121
Total of all active and inactive participants2009-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01160
Number of participants with account balances2009-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2018 : THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2018 401k financial data
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
2017 : THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$13,337
Total unrealized appreciation/depreciation of assets2017-12-31$13,337
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,897,918
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$789,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$787,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$740,020
Value of total assets at end of year2017-12-31$8,311,806
Value of total assets at beginning of year2017-12-31$7,203,836
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,800
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$-627
Administrative expenses professional fees incurred2017-12-31$2,800
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$453,447
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$14,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,107,970
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,311,806
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,203,836
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,904
Value of interest in pooled separate accounts at end of year2017-12-31$6,902,084
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,551,162
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$11,177
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$11,177
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,138,051
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,194,435
Net investment gain/loss from pooled separate accounts2017-12-31$1,145,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$271,671
Employer contributions (assets) at end of year2017-12-31$271,671
Employer contributions (assets) at beginning of year2017-12-31$267,513
Income. Dividends from common stock2017-12-31$-627
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$787,148
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$117,613
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$54,032
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BRAXTON & HOLWAY, PA
Accountancy firm EIN2017-12-31650761778
2016 : THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-14,248
Total unrealized appreciation/depreciation of assets2016-12-31$-14,248
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,148,630
Total loss/gain on sale of assets2016-12-31$3,429
Total of all expenses incurred2016-12-31$265,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$263,323
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$784,943
Value of total assets at end of year2016-12-31$7,203,836
Value of total assets at beginning of year2016-12-31$6,320,453
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,924
Total interest from all sources2016-12-31$996
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$1,924
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$450,655
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$66,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$883,383
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,203,836
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,320,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,904
Value of interest in pooled separate accounts at end of year2016-12-31$5,551,162
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,276,126
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$11,177
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$6,985
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$6,985
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$996
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,194,435
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$749,226
Net investment gain/loss from pooled separate accounts2016-12-31$373,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$267,513
Employer contributions (assets) at end of year2016-12-31$267,513
Employer contributions (assets) at beginning of year2016-12-31$251,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$263,323
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$117,613
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$54,032
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$36,640
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$19,177
Aggregate carrying amount (costs) on sale of assets2016-12-31$15,748
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BRAXTON & HOLWAY, PA
Accountancy firm EIN2016-12-31650761778
2015 : THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-3,383
Total unrealized appreciation/depreciation of assets2015-12-31$-3,383
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$758,911
Total loss/gain on sale of assets2015-12-31$1,510
Total of all expenses incurred2015-12-31$627,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$624,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$736,803
Value of total assets at end of year2015-12-31$6,320,453
Value of total assets at beginning of year2015-12-31$6,188,977
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,144
Total interest from all sources2015-12-31$546
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$3,144
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$440,928
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$44,399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$131,476
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,320,453
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,188,977
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$5,276,126
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,154,137
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$6,985
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$6,289
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$6,289
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$546
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$749,226
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$717,332
Net investment gain/loss from pooled separate accounts2015-12-31$23,435
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$251,476
Employer contributions (assets) at end of year2015-12-31$251,476
Employer contributions (assets) at beginning of year2015-12-31$272,461
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$624,291
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$36,640
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$38,758
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$5,448
Aggregate carrying amount (costs) on sale of assets2015-12-31$3,938
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BRAXTON & HOLWAY, P.A.
Accountancy firm EIN2015-12-31650761778
2014 : THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$1,877
Total unrealized appreciation/depreciation of assets2014-12-31$1,877
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,095,357
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$296,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$295,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$750,437
Value of total assets at end of year2014-12-31$6,188,977
Value of total assets at beginning of year2014-12-31$5,390,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,239
Total interest from all sources2014-12-31$440
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$1,239
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$477,976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$798,626
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,188,977
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,390,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$5,154,137
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,343,146
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$6,289
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$5,913
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$5,913
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$440
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$717,332
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$773,433
Net investment gain/loss from pooled separate accounts2014-12-31$342,603
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$272,461
Employer contributions (assets) at end of year2014-12-31$272,461
Employer contributions (assets) at beginning of year2014-12-31$230,978
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$295,492
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$38,758
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$36,881
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LOTON L. WILLIAMS, CPA, PA
Accountancy firm EIN2014-12-31592354023
2013 : THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$9,641
Total unrealized appreciation/depreciation of assets2013-12-31$9,641
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,400,673
Total loss/gain on sale of assets2013-12-31$267
Total of all expenses incurred2013-12-31$128,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$126,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$668,530
Value of total assets at end of year2013-12-31$5,390,351
Value of total assets at beginning of year2013-12-31$4,118,336
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,995
Total interest from all sources2013-12-31$332
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$1,995
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$420,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$415,820
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$21,733
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,272,015
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,390,351
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,118,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$4,343,146
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,261,545
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$5,913
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$5,945
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$5,945
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$332
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$773,433
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$613,377
Net investment gain/loss from pooled separate accounts2013-12-31$721,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$230,977
Employer contributions (assets) at end of year2013-12-31$230,978
Employer contributions (assets) at beginning of year2013-12-31$210,763
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$126,663
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$36,881
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$26,706
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$4,022
Aggregate carrying amount (costs) on sale of assets2013-12-31$3,755
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LOTON L. WILLIAMS, CPA, PA
Accountancy firm EIN2013-12-31592354023
2012 : THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$8,828
Total unrealized appreciation/depreciation of assets2012-12-31$8,828
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,104,185
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$932,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$912,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$671,794
Value of total assets at end of year2012-12-31$4,118,336
Value of total assets at beginning of year2012-12-31$3,946,496
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$19,839
Total interest from all sources2012-12-31$159
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$15,289
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$420,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$409,851
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$51,180
Administrative expenses (other) incurred2012-12-31$4,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$171,840
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,118,336
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,946,496
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$0
Value of interest in pooled separate accounts at end of year2012-12-31$3,261,545
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,038,890
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$5,945
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$5,786
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$5,786
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$159
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$613,377
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$708,811
Net investment gain/loss from pooled separate accounts2012-12-31$423,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$210,763
Employer contributions (assets) at end of year2012-12-31$210,763
Employer contributions (assets) at beginning of year2012-12-31$175,131
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$912,506
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$26,706
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$17,878
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LOTON L. WILLIAMS, CPA, PA
Accountancy firm EIN2012-12-31592354023
2011 : THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$-10,735
Total unrealized appreciation/depreciation of assets2011-12-31$-10,735
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$428,298
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$719,584
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$713,572
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$498,025
Value of total assets at end of year2011-12-31$3,946,496
Value of total assets at beginning of year2011-12-31$4,237,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,012
Total interest from all sources2011-12-31$155
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$350,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$322,584
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$310
Administrative expenses (other) incurred2011-12-31$6,012
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$-291,286
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,946,496
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,237,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Value of interest in pooled separate accounts at end of year2011-12-31$3,038,890
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,493,892
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$5,786
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$5,631
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$5,631
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$155
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$708,811
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$552,172
Net investment gain/loss from pooled separate accounts2011-12-31$-59,147
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$175,131
Employer contributions (assets) at end of year2011-12-31$175,131
Employer contributions (assets) at beginning of year2011-12-31$157,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$713,572
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$17,878
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$28,613
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LOTON L. WILLIAMS, CPA, PA
Accountancy firm EIN2011-12-31592354023
2010 : THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,575
Total unrealized appreciation/depreciation of assets2010-12-31$1,575
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,154,831
Total loss/gain on sale of assets2010-12-31$-520
Total of all expenses incurred2010-12-31$639,503
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$633,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$869,157
Value of total assets at end of year2010-12-31$4,237,782
Value of total assets at beginning of year2010-12-31$3,722,454
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,267
Total interest from all sources2010-12-31$120
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$350,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$329,114
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$382,569
Administrative expenses (other) incurred2010-12-31$6,267
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$515,328
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,237,782
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,722,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$48,408
Value of interest in pooled separate accounts at end of year2010-12-31$3,493,892
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,851,868
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$5,631
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$8,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$8,106
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$120
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$552,172
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$630,161
Net investment gain/loss from pooled separate accounts2010-12-31$284,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$157,474
Employer contributions (assets) at end of year2010-12-31$157,474
Employer contributions (assets) at beginning of year2010-12-31$153,996
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$633,236
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$28,613
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$29,915
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$5,369
Aggregate carrying amount (costs) on sale of assets2010-12-31$5,889
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LOTON L. WILLIAMS, CPA, PA
Accountancy firm EIN2010-12-31592354023
2009 : THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN

2018: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE EYE ASSOCIATES PROFIT SHARING AND 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1125
Policy instance 1
Insurance contract or identification numberGH1125
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $32,980
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Number of Individuals Covered0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32,980
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1125
Policy instance 1
Insurance contract or identification numberGH1125
Number of Individuals Covered197
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $29,304
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $29,304
Insurance broker organization code?3
Insurance broker nameLASALLE ST SECURITIES LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1125
Policy instance 1
Insurance contract or identification numberGH1125
Number of Individuals Covered198
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $24,183
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $24,183
Insurance broker organization code?3
Insurance broker nameLASALLE ST SECURITIES LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1125
Policy instance 1
Insurance contract or identification numberGH1125
Number of Individuals Covered187
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $22,004
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $22,004
Insurance broker organization code?3
Insurance broker nameLASALLE ST SECURITIES LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1125
Policy instance 1
Insurance contract or identification numberGH1125
Number of Individuals Covered205
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $17,894
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $17,894
Insurance broker organization code?3
Insurance broker nameLASALLE ST SECURITIES LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1125
Policy instance 1
Insurance contract or identification numberGH1125
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $15,910
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $15,910
Insurance broker organization code?3
Insurance broker nameLASALLE ST SECURITIES LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1125
Policy instance 1
Insurance contract or identification numberGH1125
Number of Individuals Covered148
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $15,815
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH1125
Policy instance 1
Insurance contract or identification numberGH1125
Number of Individuals Covered155
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $14,300
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $14,300
Insurance broker organization code?3
Insurance broker nameLASALLE ST SECURITIES LLC

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