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ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 401k Plan overview

Plan NameALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN
Plan identification number 004

ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALEXANDER PROUDFOOT COMPANY has sponsored the creation of one or more 401k plans.

Company Name:ALEXANDER PROUDFOOT COMPANY
Employer identification number (EIN):650117058
NAIC Classification:541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01MELANIE WILLIAMSON
0042016-01-01MELANIE WILLIAMSON

Plan Statistics for ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN

401k plan membership statisitcs for ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN

Measure Date Value
2022: ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01286
Total number of active participants reported on line 7a of the Form 55002022-01-0126
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01237
Total of all active and inactive participants2022-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01264
Number of participants with account balances2022-01-01257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01314
Total number of active participants reported on line 7a of the Form 55002021-01-0131
Number of retired or separated participants receiving benefits2021-01-0151
Number of other retired or separated participants entitled to future benefits2021-01-01204
Total of all active and inactive participants2021-01-01286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01286
Number of participants with account balances2021-01-01283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-019
2020: ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01357
Total number of active participants reported on line 7a of the Form 55002020-01-0134
Number of retired or separated participants receiving benefits2020-01-0147
Number of other retired or separated participants entitled to future benefits2020-01-01233
Total of all active and inactive participants2020-01-01314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01314
Number of participants with account balances2020-01-01313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-016
2019: ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01398
Total number of active participants reported on line 7a of the Form 55002019-01-0154
Number of retired or separated participants receiving benefits2019-01-0141
Number of other retired or separated participants entitled to future benefits2019-01-01262
Total of all active and inactive participants2019-01-01357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01357
Number of participants with account balances2019-01-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01470
Total number of active participants reported on line 7a of the Form 55002018-01-0153
Number of retired or separated participants receiving benefits2018-01-0145
Number of other retired or separated participants entitled to future benefits2018-01-01300
Total of all active and inactive participants2018-01-01398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01398
Number of participants with account balances2018-01-01378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-016
2017: ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01716
Total number of active participants reported on line 7a of the Form 55002017-01-0162
Number of retired or separated participants receiving benefits2017-01-0147
Number of other retired or separated participants entitled to future benefits2017-01-01361
Total of all active and inactive participants2017-01-01470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01470
Number of participants with account balances2017-01-01455
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0112
2016: ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01824
Total number of active participants reported on line 7a of the Form 55002016-01-01139
Number of retired or separated participants receiving benefits2016-01-01114
Number of other retired or separated participants entitled to future benefits2016-01-01462
Total of all active and inactive participants2016-01-01715
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01716
Number of participants with account balances2016-01-01683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010

Financial Data on ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN

Measure Date Value
2022 : ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-7,356,345
Total of all expenses incurred2022-12-31$7,432,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,319,016
Value of total corrective distributions2022-12-31$1,519
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$206,187
Value of total assets at end of year2022-12-31$33,348,283
Value of total assets at beginning of year2022-12-31$48,136,823
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$111,660
Total interest from all sources2022-12-31$4,736
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$182,160
Participant contributions at end of year2022-12-31$78,349
Participant contributions at beginning of year2022-12-31$35,544
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$18,567
Total non interest bearing cash at end of year2022-12-31$162,083
Total non interest bearing cash at beginning of year2022-12-31$322,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-14,788,540
Value of net assets at end of year (total assets less liabilities)2022-12-31$33,348,283
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$48,136,823
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$29,383
Value of interest in pooled separate accounts at end of year2022-12-31$33,107,851
Value of interest in pooled separate accounts at beginning of year2022-12-31$47,779,256
Interest on participant loans2022-12-31$4,736
Net investment gain/loss from pooled separate accounts2022-12-31$-7,590,329
Net investment gain or loss from common/collective trusts2022-12-31$23,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$5,460
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,319,016
Contract administrator fees2022-12-31$82,277
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WINDHAM BRANNON, LLC
Accountancy firm EIN2022-12-31581763439
2021 : ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$6,664,566
Total of all expenses incurred2021-12-31$5,008,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,827,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$199,850
Value of total assets at end of year2021-12-31$48,136,823
Value of total assets at beginning of year2021-12-31$46,480,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$180,913
Total interest from all sources2021-12-31$2,014
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$201,083
Participant contributions at end of year2021-12-31$35,544
Participant contributions at beginning of year2021-12-31$31,833
Total non interest bearing cash at end of year2021-12-31$322,023
Total non interest bearing cash at beginning of year2021-12-31$405,237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,655,876
Value of net assets at end of year (total assets less liabilities)2021-12-31$48,136,823
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$46,480,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$37,366
Value of interest in pooled separate accounts at end of year2021-12-31$47,779,256
Value of interest in pooled separate accounts at beginning of year2021-12-31$46,043,877
Interest on participant loans2021-12-31$2,014
Net investment gain/loss from pooled separate accounts2021-12-31$6,442,119
Net investment gain or loss from common/collective trusts2021-12-31$20,583
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$-1,233
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,827,777
Contract administrator fees2021-12-31$143,547
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WINDHAM BRANNON, LLC
Accountancy firm EIN2021-12-31581763439
2020 : ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$6,123,799
Total of all expenses incurred2020-12-31$7,724,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,532,324
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$364,109
Value of total assets at end of year2020-12-31$46,480,947
Value of total assets at beginning of year2020-12-31$48,081,349
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$191,877
Total interest from all sources2020-12-31$1,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$269,037
Participant contributions at end of year2020-12-31$31,833
Participant contributions at beginning of year2020-12-31$9,195
Total non interest bearing cash at end of year2020-12-31$405,237
Total non interest bearing cash at beginning of year2020-12-31$286,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-1,600,402
Value of net assets at end of year (total assets less liabilities)2020-12-31$46,480,947
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$48,081,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$34,145
Value of interest in pooled separate accounts at end of year2020-12-31$46,043,877
Value of interest in pooled separate accounts at beginning of year2020-12-31$47,786,090
Interest on participant loans2020-12-31$1,580
Net investment gain/loss from pooled separate accounts2020-12-31$5,740,195
Net investment gain or loss from common/collective trusts2020-12-31$17,915
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$95,072
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,532,324
Contract administrator fees2020-12-31$157,732
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WINDHAM BRANNON, LLC
Accountancy firm EIN2020-12-31581763439
2019 : ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$10,458,250
Total of all expenses incurred2019-12-31$6,979,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,741,388
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$678,862
Value of total assets at end of year2019-12-31$48,081,349
Value of total assets at beginning of year2019-12-31$44,602,479
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$237,992
Total interest from all sources2019-12-31$1,449
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$416,218
Participant contributions at end of year2019-12-31$9,195
Participant contributions at beginning of year2019-12-31$16,376
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$182,285
Other income not declared elsewhere2019-12-31$-521
Total non interest bearing cash at end of year2019-12-31$286,064
Total non interest bearing cash at beginning of year2019-12-31$197,771
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,478,870
Value of net assets at end of year (total assets less liabilities)2019-12-31$48,081,349
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$44,602,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$38,579
Value of interest in pooled separate accounts at end of year2019-12-31$47,786,090
Value of interest in pooled separate accounts at beginning of year2019-12-31$44,388,332
Interest on participant loans2019-12-31$1,449
Net investment gain/loss from pooled separate accounts2019-12-31$9,765,724
Net investment gain or loss from common/collective trusts2019-12-31$12,736
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$80,359
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,741,388
Contract administrator fees2019-12-31$199,413
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WINDHAM BRANNON
Accountancy firm EIN2019-12-31581763439
2018 : ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$-2,261,045
Total of all expenses incurred2018-12-31$17,072,868
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$16,910,985
Expenses. Certain deemed distributions of participant loans2018-12-31$36,165
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$636,464
Value of total assets at end of year2018-12-31$44,602,479
Value of total assets at beginning of year2018-12-31$63,936,392
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$125,718
Total interest from all sources2018-12-31$8,136
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$750,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$464,651
Participant contributions at end of year2018-12-31$16,376
Participant contributions at beginning of year2018-12-31$300,449
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$19,840
Total non interest bearing cash at end of year2018-12-31$197,771
Total non interest bearing cash at beginning of year2018-12-31$224,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-19,333,913
Value of net assets at end of year (total assets less liabilities)2018-12-31$44,602,479
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$63,936,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$20,835
Value of interest in pooled separate accounts at end of year2018-12-31$44,388,332
Value of interest in pooled separate accounts at beginning of year2018-12-31$63,391,479
Interest on participant loans2018-12-31$8,136
Net investment gain/loss from pooled separate accounts2018-12-31$-2,916,744
Net investment gain or loss from common/collective trusts2018-12-31$11,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$171,813
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$16,910,985
Contract administrator fees2018-12-31$104,883
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WINDHAM BRANNON
Accountancy firm EIN2018-12-31581763439
2017 : ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$294
Total income from all sources (including contributions)2017-12-31$11,943,482
Total of all expenses incurred2017-12-31$25,273,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$25,202,188
Value of total corrective distributions2017-12-31$855
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,926,991
Value of total assets at end of year2017-12-31$63,936,392
Value of total assets at beginning of year2017-12-31$77,266,663
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$70,416
Total interest from all sources2017-12-31$25,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$750,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,060,086
Participant contributions at end of year2017-12-31$300,449
Participant contributions at beginning of year2017-12-31$630,582
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$325,759
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$19,840
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$294
Total non interest bearing cash at end of year2017-12-31$224,624
Total non interest bearing cash at beginning of year2017-12-31$204,632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-13,329,977
Value of net assets at end of year (total assets less liabilities)2017-12-31$63,936,392
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$77,266,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$63,391,479
Value of interest in pooled separate accounts at beginning of year2017-12-31$76,162,476
Interest on participant loans2017-12-31$25,984
Net investment gain/loss from pooled separate accounts2017-12-31$9,980,531
Net investment gain or loss from common/collective trusts2017-12-31$9,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$541,146
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$268,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$25,202,188
Contract administrator fees2017-12-31$70,416
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WINDHAM BRANNON
Accountancy firm EIN2017-12-31581763439
2016 : ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$294
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$13,953,197
Total of all expenses incurred2016-12-31$30,955,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$30,861,579
Value of total corrective distributions2016-12-31$3,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,493,501
Value of total assets at end of year2016-12-31$77,266,663
Value of total assets at beginning of year2016-12-31$94,268,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$90,098
Total interest from all sources2016-12-31$35,739
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$7,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,605,402
Participant contributions at end of year2016-12-31$630,582
Participant contributions at beginning of year2016-12-31$749,955
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$768,203
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$294
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$204,632
Total non interest bearing cash at beginning of year2016-12-31$261,595
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-17,002,149
Value of net assets at end of year (total assets less liabilities)2016-12-31$77,266,369
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$94,268,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$76,162,476
Value of interest in pooled separate accounts at beginning of year2016-12-31$90,756,734
Interest on participant loans2016-12-31$35,739
Net investment gain/loss from pooled separate accounts2016-12-31$7,396,977
Net investment gain or loss from common/collective trusts2016-12-31$26,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,119,896
Employer contributions (assets) at end of year2016-12-31$268,973
Employer contributions (assets) at beginning of year2016-12-31$2,500,234
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$30,861,579
Contract administrator fees2016-12-31$90,098
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WINDHAM BRANNON
Accountancy firm EIN2016-12-31581763439

Form 5500 Responses for ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN

2022: ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALEXANDER PROUDFOOT COMPANY AND AFFILIATES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106612
Policy instance 1
Insurance contract or identification number106612
Number of Individuals Covered264
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19,024
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees19024
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106612
Policy instance 1
Insurance contract or identification number106612
Number of Individuals Covered286
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $23,311
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees23311
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106612
Policy instance 1
Insurance contract or identification number106612
Number of Individuals Covered308
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $21,436
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees17828
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106612
Policy instance 1
Insurance contract or identification number106612
Number of Individuals Covered343
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $23,357
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees23357
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106612
Policy instance 1
Insurance contract or identification number106612
Number of Individuals Covered383
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $37,923
Total amount of fees paid to insurance companyUSD $29,675
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $37,923
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?4
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number103905
Policy instance 1
Insurance contract or identification number103905
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-18
Total amount of commissions paid to insurance brokerUSD $54,049
Total amount of fees paid to insurance companyUSD $43,865
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $54,049
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?4
Insurance broker nameTHE PENSION STUDIO
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number106612
Policy instance 2
Insurance contract or identification number106612
Number of Individuals Covered455
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $13,595
Total amount of fees paid to insurance companyUSD $6,921
Commission paid to Insurance BrokerUSD $13,595
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?4
Insurance broker nameTHE PENSION STUDIO

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