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NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 401k Plan overview

Plan NameNAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001
Plan identification number 001

NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NAPLES NATIONAL GOLF CLUB has sponsored the creation of one or more 401k plans.

Company Name:NAPLES NATIONAL GOLF CLUB
Employer identification number (EIN):650150321
NAIC Classification:713900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01LYNN MARR LYNN MARR2018-05-01
0012016-01-01LYNN MARR LYNN MARR2017-07-21
0012015-01-01LYNN MARR LYNN MARR2016-04-06
0012014-01-01LYNN MARR LYNN MARR2015-04-15
0012013-01-01LYNN MARR LYNN MARR2014-05-28
0012012-01-01LYNN MARR LYNN MARR2013-06-26
0012011-01-01LYNN MARR LYNN MARR2012-07-06
0012009-01-01LYNN MARR

Plan Statistics for NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001

401k plan membership statisitcs for NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001

Measure Date Value
2018: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2018 401k membership
Total participants, beginning-of-year2018-01-0122
Total number of active participants reported on line 7a of the Form 55002018-01-0148
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-0150
Total participants2018-01-0150
Number of participants with account balances2018-01-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2017 401k membership
Total participants, beginning-of-year2017-01-0121
Total number of active participants reported on line 7a of the Form 55002017-01-0119
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0122
Number of participants with account balances2017-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2016 401k membership
Total participants, beginning-of-year2016-01-0123
Total number of active participants reported on line 7a of the Form 55002016-01-0120
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0121
Number of participants with account balances2016-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2015 401k membership
Total participants, beginning-of-year2015-01-0152
Total number of active participants reported on line 7a of the Form 55002015-01-0118
Number of retired or separated participants receiving benefits2015-01-015
Total of all active and inactive participants2015-01-0123
Total participants2015-01-0123
Number of participants with account balances2015-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2014 401k membership
Total participants, beginning-of-year2014-01-0154
Total number of active participants reported on line 7a of the Form 55002014-01-0120
Number of retired or separated participants receiving benefits2014-01-013
Total of all active and inactive participants2014-01-0123
Total participants2014-01-0123
Number of participants with account balances2014-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2013 401k membership
Total participants, beginning-of-year2013-01-0141
Total number of active participants reported on line 7a of the Form 55002013-01-0118
Number of retired or separated participants receiving benefits2013-01-014
Total of all active and inactive participants2013-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0122
Number of participants with account balances2013-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2012 401k membership
Total participants, beginning-of-year2012-01-0156
Total number of active participants reported on line 7a of the Form 55002012-01-0154
Number of retired or separated participants receiving benefits2012-01-012
Total of all active and inactive participants2012-01-0156
Total participants2012-01-0156
Number of participants with account balances2012-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2011 401k membership
Total participants, beginning-of-year2011-01-0146
Total number of active participants reported on line 7a of the Form 55002011-01-0145
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0146
Number of participants with account balances2011-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2009 401k membership
Total participants, beginning-of-year2009-01-0150
Total number of active participants reported on line 7a of the Form 55002009-01-0146
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0148
Number of participants with account balances2009-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001

Measure Date Value
2018 : NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2018 401k financial data
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$134,183
Expenses. Total of all expenses incurred2018-12-31$297,035
Benefits paid (including direct rollovers)2018-12-31$296,210
Total plan assets at end of year2018-12-31$1,396,639
Total plan assets at beginning of year2018-12-31$1,559,491
Value of fidelity bond covering the plan2018-12-31$250,000
Total contributions received or receivable from participants2018-12-31$145,791
Other income received2018-12-31$-86,802
Net income (gross income less expenses)2018-12-31$-162,852
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,396,639
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,559,491
Assets. Value of participant loans2018-12-31$16,754
Total contributions received or receivable from employer(s)2018-12-31$75,194
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$825
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2017 401k financial data
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$366,832
Expenses. Total of all expenses incurred2017-12-31$45,718
Benefits paid (including direct rollovers)2017-12-31$34,000
Total plan assets at end of year2017-12-31$1,559,491
Total plan assets at beginning of year2017-12-31$1,238,377
Value of fidelity bond covering the plan2017-12-31$250,000
Total contributions received or receivable from participants2017-12-31$121,718
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$179,554
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$321,114
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,559,491
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,238,377
Assets. Value of participant loans2017-12-31$18,600
Total contributions received or receivable from employer(s)2017-12-31$65,560
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$11,368
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$350
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2016 401k financial data
Total income from all sources2016-12-31$242,580
Expenses. Total of all expenses incurred2016-12-31$30,070
Benefits paid (including direct rollovers)2016-12-31$29,737
Total plan assets at end of year2016-12-31$1,238,377
Total plan assets at beginning of year2016-12-31$1,025,867
Value of fidelity bond covering the plan2016-12-31$250,000
Total contributions received or receivable from participants2016-12-31$114,376
Other income received2016-12-31$64,941
Net income (gross income less expenses)2016-12-31$212,510
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,238,377
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,025,867
Assets. Value of participant loans2016-12-31$35,983
Total contributions received or receivable from employer(s)2016-12-31$63,263
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$333
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2015 401k financial data
Total income from all sources2015-12-31$181,831
Expenses. Total of all expenses incurred2015-12-31$5,328
Benefits paid (including direct rollovers)2015-12-31$4,828
Total plan assets at end of year2015-12-31$1,025,867
Total plan assets at beginning of year2015-12-31$849,364
Value of fidelity bond covering the plan2015-12-31$250,000
Total contributions received or receivable from participants2015-12-31$67,132
Other income received2015-12-31$-7,294
Net income (gross income less expenses)2015-12-31$176,503
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,025,867
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$849,364
Assets. Value of participant loans2015-12-31$20,128
Total contributions received or receivable from employer(s)2015-12-31$121,993
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$500
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2014 401k financial data
Total income from all sources2014-12-31$209,467
Expenses. Total of all expenses incurred2014-12-31$21,117
Benefits paid (including direct rollovers)2014-12-31$20,685
Total plan assets at end of year2014-12-31$849,364
Total plan assets at beginning of year2014-12-31$661,014
Value of fidelity bond covering the plan2014-12-31$250,000
Total contributions received or receivable from participants2014-12-31$103,875
Other income received2014-12-31$50,766
Net income (gross income less expenses)2014-12-31$188,350
Net plan assets at end of year (total assets less liabilities)2014-12-31$849,364
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$661,014
Assets. Value of participant loans2014-12-31$11,076
Total contributions received or receivable from employer(s)2014-12-31$54,826
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$432
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2013 401k financial data
Total income from all sources2013-12-31$270,401
Expenses. Total of all expenses incurred2013-12-31$498,381
Benefits paid (including direct rollovers)2013-12-31$497,781
Total plan assets at end of year2013-12-31$661,014
Total plan assets at beginning of year2013-12-31$888,994
Value of fidelity bond covering the plan2013-12-31$250,000
Total contributions received or receivable from participants2013-12-31$100,647
Other income received2013-12-31$115,715
Net income (gross income less expenses)2013-12-31$-227,980
Net plan assets at end of year (total assets less liabilities)2013-12-31$661,014
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$888,994
Assets. Value of participant loans2013-12-31$9,377
Total contributions received or receivable from employer(s)2013-12-31$54,039
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$600
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2012 401k financial data
Total income from all sources2012-12-31$242,858
Expenses. Total of all expenses incurred2012-12-31$148,155
Benefits paid (including direct rollovers)2012-12-31$147,880
Total plan assets at end of year2012-12-31$888,994
Total plan assets at beginning of year2012-12-31$794,291
Value of fidelity bond covering the plan2012-12-31$250,000
Total contributions received or receivable from participants2012-12-31$97,871
Other income received2012-12-31$91,427
Net income (gross income less expenses)2012-12-31$94,703
Net plan assets at end of year (total assets less liabilities)2012-12-31$888,994
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$794,291
Assets. Value of participant loans2012-12-31$8,966
Total contributions received or receivable from employer(s)2012-12-31$53,560
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$275
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2011 401k financial data
Total income from all sources2011-12-31$116,574
Expenses. Total of all expenses incurred2011-12-31$3,724
Benefits paid (including direct rollovers)2011-12-31$3,674
Total plan assets at end of year2011-12-31$794,291
Total plan assets at beginning of year2011-12-31$681,441
Value of fidelity bond covering the plan2011-12-31$250,000
Total contributions received or receivable from participants2011-12-31$80,031
Contributions received from other sources (not participants or employers)2011-12-31$3,554
Other income received2011-12-31$-7,215
Net income (gross income less expenses)2011-12-31$112,850
Net plan assets at end of year (total assets less liabilities)2011-12-31$794,291
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$681,441
Assets. Value of participant loans2011-12-31$10,769
Total contributions received or receivable from employer(s)2011-12-31$40,204
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$50
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2010 401k financial data
Total income from all sources2010-12-31$173,917
Expenses. Total of all expenses incurred2010-12-31$127,966
Benefits paid (including direct rollovers)2010-12-31$127,966
Total plan assets at end of year2010-12-31$681,441
Total plan assets at beginning of year2010-12-31$635,490
Value of fidelity bond covering the plan2010-12-31$250,000
Total contributions received or receivable from participants2010-12-31$74,897
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$62,411
Net income (gross income less expenses)2010-12-31$45,951
Net plan assets at end of year (total assets less liabilities)2010-12-31$681,441
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$635,490
Total contributions received or receivable from employer(s)2010-12-31$36,609
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0

Form 5500 Responses for NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001

2018: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NAPLES NATIONAL GOLF CLUB PROFIT SHARING PLAN AND TRUST#001 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875814
Policy instance 1
Insurance contract or identification number875814
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,422
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $3,422
Insurance broker organization code?4
Insurance broker nameTBS AGENCY INC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number927351
Policy instance 2
Insurance contract or identification number927351
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875814
Policy instance 1
Insurance contract or identification number875814
Number of Individuals Covered23
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $2,319
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $2,319
Insurance broker organization code?4
Insurance broker nameTBS AGENCY INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875814
Policy instance 1
Insurance contract or identification number875814
Number of Individuals Covered23
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,861
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $1,861
Insurance broker organization code?4
Insurance broker nameTBS AGENCY INC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number927351
Policy instance 2
Insurance contract or identification number927351
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number927351
Policy instance 2
Insurance contract or identification number927351
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875814
Policy instance 1
Insurance contract or identification number875814
Number of Individuals Covered22
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,430
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $2,022
Insurance broker organization code?4
Insurance broker namePENSION CONSULTANTS & ADMINISTRATOR
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number927351
Policy instance 2
Insurance contract or identification number927351
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875814
Policy instance 1
Insurance contract or identification number875814
Number of Individuals Covered23
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $3,008
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $1,414
Insurance broker organization code?4
Insurance broker namePENSION CONSULTANTS & ADMINISTRATOR
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number875814
Policy instance 1
Insurance contract or identification number875814
Number of Individuals Covered21
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $7,735
Total amount of fees paid to insurance companyUSD $0
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number927351
Policy instance 2
Insurance contract or identification number927351
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $2,205
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number927351
Policy instance 1
Insurance contract or identification number927351
Number of Individuals Covered14
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,903
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,903
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC

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