401k Plan data: FINTECH 401K SAVINGS PLAN plan

FINTECH 401K SAVINGS PLAN 401k Plan overview

Plan Name	FINTECH 401K SAVINGS PLAN
Plan identification number	001

FINTECH 401K SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FINANCIAL INFORMATION TECHNOLOGIES, LLC has sponsored the creation of one or more 401k plans.

Company Name: FINANCIAL INFORMATION TECHNOLOGIES, LLC

Employer identification number (EIN): 650152732

NAIC Classification: 541512
NAIC Description: Computer Systems Design Services

Additional information about FINANCIAL INFORMATION TECHNOLOGIES, LLC

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 1989-05-22

Company Identification Number: C1640642

Legal Registered Office Address: 4100 Moorpark Ave., Suite 111

San Jose
United States of America (USA)
95117

More information about FINANCIAL INFORMATION TECHNOLOGIES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FINTECH 401K SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 BENJAMIN BOEHM 2023-07-21
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 BENJAMIN BOEHM 2019-06-18
001 2017-01-01 GLENN W. JONES, JR. 2018-07-30
001 2016-01-01 GLENN W. JONES, JR. 2017-07-24
001 2015-01-01 GLENN W. JONES, JR. 2016-07-27
001 2014-01-01 GLENN W. JONES, JR. 2015-07-10
001 2013-01-01 GLENN W. JONES, JR. 2014-07-11
001 2012-01-01 GLENN W. JONES, JR. 2013-07-12
001 2011-01-01 GLENN W. JONES, JR. 2012-05-11
001 2010-01-01 GLENN W. JONES, JR. 2011-07-18

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	BENJAMIN BOEHM	2023-07-21
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	BENJAMIN BOEHM	2019-06-18
001	2017-01-01	GLENN W. JONES, JR.	2018-07-30
001	2016-01-01	GLENN W. JONES, JR.	2017-07-24
001	2015-01-01	GLENN W. JONES, JR.	2016-07-27
001	2014-01-01	GLENN W. JONES, JR.	2015-07-10
001	2013-01-01	GLENN W. JONES, JR.	2014-07-11
001	2012-01-01	GLENN W. JONES, JR.	2013-07-12
001	2011-01-01	GLENN W. JONES, JR.	2012-05-11
001	2010-01-01	GLENN W. JONES, JR.	2011-07-18

Plan Statistics for FINTECH 401K SAVINGS PLAN

401k plan membership statisitcs for FINTECH 401K SAVINGS PLAN

Measure Date Value
2022: FINTECH 401K SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 170
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 143
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 49
Total of all active and inactive participants 2022-01-01 192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 193
Number of participants with account balances 2022-01-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 10
2021: FINTECH 401K SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 162
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 118
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 46
Total of all active and inactive participants 2021-01-01 164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 164
Number of participants with account balances 2021-01-01 147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 17
2020: FINTECH 401K SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 155
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 128
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 34
Total of all active and inactive participants 2020-01-01 162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 162
Number of participants with account balances 2020-01-01 142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 18
2019: FINTECH 401K SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 128
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 20
Total of all active and inactive participants 2019-01-01 148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 148
Number of participants with account balances 2019-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 7

Measure	Date	Value
2022: FINTECH 401K SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	170
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	143
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	49
Total of all active and inactive participants	2022-01-01	192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	193
Number of participants with account balances	2022-01-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	10
2021: FINTECH 401K SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	162
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	118
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	46
Total of all active and inactive participants	2021-01-01	164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	164
Number of participants with account balances	2021-01-01	147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	17
2020: FINTECH 401K SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	155
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	128
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	34
Total of all active and inactive participants	2020-01-01	162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	162
Number of participants with account balances	2020-01-01	142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	18
2019: FINTECH 401K SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	128
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	20
Total of all active and inactive participants	2019-01-01	148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	148
Number of participants with account balances	2019-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	7

Financial Data on FINTECH 401K SAVINGS PLAN

Measure	Date	Value
2022 : FINTECH 401K SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-66,620
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$856,947
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$797,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,420,060
Value of total assets at end of year	2022-12-31	$14,220,732
Value of total assets at beginning of year	2022-12-31	$15,144,299
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$59,460
Total interest from all sources	2022-12-31	$9,723
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Administrative expenses professional fees incurred	2022-12-31	$8,000
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,169,664
Participant contributions at end of year	2022-12-31	$57,954
Participant contributions at beginning of year	2022-12-31	$98,884
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$328,866
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-923,567
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$14,220,732
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$15,144,299
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$29,119
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$5,699,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$6,815,384
Interest on participant loans	2022-12-31	$2,871
Interest earned on other investments	2022-12-31	$6,852
Value of interest in common/collective trusts at end of year	2022-12-31	$6,668,136
Value of interest in common/collective trusts at beginning of year	2022-12-31	$7,143,052
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$873,348
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$354,864
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-2,496,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$921,530
Employer contributions (assets) at end of year	2022-12-31	$921,530
Employer contributions (assets) at beginning of year	2022-12-31	$732,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$797,487
Contract administrator fees	2022-12-31	$22,341
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	WARREN AVERETT, LLC
Accountancy firm EIN	2022-12-31	454084437
2021 : FINTECH 401K SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$3,971,185
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$3,926,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$3,863,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,691,236
Value of total assets at end of year	2021-12-31	$15,144,299
Value of total assets at beginning of year	2021-12-31	$15,100,021
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$63,109
Total interest from all sources	2021-12-31	$11,786
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Administrative expenses professional fees incurred	2021-12-31	$8,000
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$927,276
Participant contributions at end of year	2021-12-31	$98,884
Participant contributions at beginning of year	2021-12-31	$121,142
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$31,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$44,278
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$15,144,299
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$15,100,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$29,761
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$6,815,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$6,491,841
Interest on participant loans	2021-12-31	$4,703
Interest earned on other investments	2021-12-31	$7,083
Value of interest in common/collective trusts at end of year	2021-12-31	$7,143,052
Value of interest in common/collective trusts at beginning of year	2021-12-31	$7,181,228
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$354,864
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$588,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,268,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$732,115
Employer contributions (assets) at end of year	2021-12-31	$732,115
Employer contributions (assets) at beginning of year	2021-12-31	$717,508
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$3,863,798
Contract administrator fees	2021-12-31	$25,348
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	WARREN AVERETT, LLC
Accountancy firm EIN	2021-12-31	454084437
2020 : FINTECH 401K SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$3,775,778
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,052,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$999,428
Value of total corrective distributions	2020-12-31	$12,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,027,042
Value of total assets at end of year	2020-12-31	$15,100,021
Value of total assets at beginning of year	2020-12-31	$12,377,199
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$41,506
Total interest from all sources	2020-12-31	$16,426
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$856,956
Participant contributions at end of year	2020-12-31	$121,142
Participant contributions at beginning of year	2020-12-31	$62,918
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$452,578
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,722,822
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$15,100,021
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$12,377,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$24,313
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$6,491,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$5,039,872
Interest on participant loans	2020-12-31	$3,584
Interest earned on other investments	2020-12-31	$12,842
Value of interest in common/collective trusts at end of year	2020-12-31	$7,181,228
Value of interest in common/collective trusts at beginning of year	2020-12-31	$6,166,866
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$588,302
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$494,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,732,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$717,508
Employer contributions (assets) at end of year	2020-12-31	$717,508
Employer contributions (assets) at beginning of year	2020-12-31	$613,463
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$999,428
Contract administrator fees	2020-12-31	$17,193
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	WARREN AVERETT, LLC
Accountancy firm EIN	2020-12-31	454084437
2019 : FINTECH 401K SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$3,971,695
Total income from all sources (including contributions)	2019-12-31	$3,971,695
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$2,262,882
Total of all expenses incurred	2019-12-31	$2,262,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,232,954
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,510,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,510,883
Value of total assets at end of year	2019-12-31	$12,377,199
Value of total assets at end of year	2019-12-31	$12,377,199
Value of total assets at beginning of year	2019-12-31	$10,668,386
Value of total assets at beginning of year	2019-12-31	$10,668,386
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$29,928
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$29,928
Total interest from all sources	2019-12-31	$11,253
Total interest from all sources	2019-12-31	$11,253
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$8,289
Administrative expenses professional fees incurred	2019-12-31	$8,289
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$3,000,000
Value of fidelity bond cover	2019-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$832,340
Contributions received from participants	2019-12-31	$832,340
Participant contributions at end of year	2019-12-31	$62,918
Participant contributions at end of year	2019-12-31	$62,918
Participant contributions at beginning of year	2019-12-31	$92,096
Participant contributions at beginning of year	2019-12-31	$92,096
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$65,080
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$65,080
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,708,813
Value of net income/loss	2019-12-31	$1,708,813
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$12,377,199
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$12,377,199
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$10,668,386
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$10,668,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$21,639
Investment advisory and management fees	2019-12-31	$21,639
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$5,039,872
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$5,039,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$9,277,992
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$9,277,992
Interest on participant loans	2019-12-31	$3,661
Interest on participant loans	2019-12-31	$3,661
Interest earned on other investments	2019-12-31	$7,592
Interest earned on other investments	2019-12-31	$7,592
Value of interest in common/collective trusts at end of year	2019-12-31	$6,166,866
Value of interest in common/collective trusts at end of year	2019-12-31	$6,166,866
Value of interest in common/collective trusts at beginning of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$494,080
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$494,080
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$742,189
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$742,189
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,449,559
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,449,559
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$613,463
Contributions received in cash from employer	2019-12-31	$613,463
Employer contributions (assets) at end of year	2019-12-31	$613,463
Employer contributions (assets) at end of year	2019-12-31	$613,463
Employer contributions (assets) at beginning of year	2019-12-31	$556,109
Employer contributions (assets) at beginning of year	2019-12-31	$556,109
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,232,954
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,232,954
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	WARREN AVERETT, LLC
Accountancy firm name	2019-12-31	WARREN AVERETT, LLC
Accountancy firm EIN	2019-12-31	454084437
Accountancy firm EIN	2019-12-31	454084437

Form 5500 Responses for FINTECH 401K SAVINGS PLAN

2022: FINTECH 401K SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: FINTECH 401K SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: FINTECH 401K SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: FINTECH 401K SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

332858-01

Policy instance

Insurance contract or identification number	332858-01
Number of Individuals Covered	193
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

332858-01

Policy instance

Insurance contract or identification number	332858-01
Number of Individuals Covered	164
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

332858-01

Policy instance

Insurance contract or identification number	332858-01
Number of Individuals Covered	162
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

332858-01

Policy instance

Insurance contract or identification number	332858-01
Number of Individuals Covered	148
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $88
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $88
Insurance broker organization code?	3

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Company Name:	FINANCIAL INFORMATION TECHNOLOGIES, LLC
Employer identification number (EIN):	650152732
NAIC Classification:	541512
NAIC Description:	Computer Systems Design Services

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:	1989-05-22
Company Identification Number:	C1640642
Legal Registered Office Address:	4100 Moorpark Ave., Suite 111 San Jose United States of America (USA) 95117