?>
Logo

HEARX WEST, LLC 401(K) PLAN 401k Plan overview

Plan NameHEARX WEST, LLC 401(K) PLAN
Plan identification number 001

HEARX WEST, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HEARX WEST, LLC has sponsored the creation of one or more 401k plans.

Company Name:HEARX WEST, LLC
Employer identification number (EIN):650858341
NAIC Classification:446190

Additional information about HEARX WEST, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2927393

More information about HEARX WEST, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HEARX WEST, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JACKIE RUSH
0012017-01-01JACKIE RUSH
0012017-01-01JACKIE RUSH
0012016-01-01JACKIE RUSH2018-01-31
0012015-01-01JACKIE REDMOND2016-10-13
0012014-01-01JACKIE KIMBLE2015-10-12
0012013-01-01JACKIE KIMBLE2014-10-13
0012012-01-01JACKIE KIMBLE2013-10-07
0012011-01-01NICOLE ZOLNER2012-06-29

Plan Statistics for HEARX WEST, LLC 401(K) PLAN

401k plan membership statisitcs for HEARX WEST, LLC 401(K) PLAN

Measure Date Value
2022: HEARX WEST, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01212
Total number of active participants reported on line 7a of the Form 55002022-01-01125
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0166
Total of all active and inactive participants2022-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01191
Number of participants with account balances2022-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0135
2021: HEARX WEST, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01200
Total number of active participants reported on line 7a of the Form 55002021-01-01124
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0188
Total of all active and inactive participants2021-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01212
Number of participants with account balances2021-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0130
2020: HEARX WEST, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01230
Total number of active participants reported on line 7a of the Form 55002020-01-01109
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0191
Total of all active and inactive participants2020-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01200
Number of participants with account balances2020-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0119
2019: HEARX WEST, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01244
Total number of active participants reported on line 7a of the Form 55002019-01-01173
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0155
Total of all active and inactive participants2019-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01230
Number of participants with account balances2019-01-01218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0127
2018: HEARX WEST, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01193
Total number of active participants reported on line 7a of the Form 55002018-01-01179
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0163
Total of all active and inactive participants2018-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01244
Number of participants with account balances2018-01-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0131
2017: HEARX WEST, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01135
Total number of active participants reported on line 7a of the Form 55002017-01-01146
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0147
Total of all active and inactive participants2017-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01193
Number of participants with account balances2017-01-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0127

Financial Data on HEARX WEST, LLC 401(K) PLAN

Measure Date Value
2022 : HEARX WEST, LLC 401(K) PLAN 2022 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-96,940
Total of all expenses incurred2022-12-31$410,192
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$364,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$331,878
Value of total assets at end of year2022-12-31$2,155,698
Value of total assets at beginning of year2022-12-31$2,662,830
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$45,282
Total interest from all sources2022-12-31$5,855
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$40,615
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$40,615
Administrative expenses professional fees incurred2022-12-31$25,492
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$265,073
Participant contributions at end of year2022-12-31$36,892
Participant contributions at beginning of year2022-12-31$30,942
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$7,894
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Administrative expenses (other) incurred2022-12-31$19,572
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-507,132
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,155,698
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,662,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$218
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,971,997
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$2,419,414
Interest on participant loans2022-12-31$3,211
Interest earned on other investments2022-12-31$2,555
Value of interest in common/collective trusts at end of year2022-12-31$14,829
Value of interest in common/collective trusts at beginning of year2022-12-31$27,065
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$8,599
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$34,625
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$34,625
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$89
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$123,381
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$150,784
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-475,639
Net investment gain or loss from common/collective trusts2022-12-31$351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$58,911
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$364,910
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAZARS USA LLP
Accountancy firm EIN2022-12-31131459550
2021 : HEARX WEST, LLC 401(K) PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$9,723
Total income from all sources (including contributions)2021-12-31$639,775
Total of all expenses incurred2021-12-31$317,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$285,505
Expenses. Certain deemed distributions of participant loans2021-12-31$1,646
Value of total corrective distributions2021-12-31$11,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$293,408
Value of total assets at end of year2021-12-31$2,662,830
Value of total assets at beginning of year2021-12-31$2,349,895
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$18,451
Total interest from all sources2021-12-31$4,272
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$44,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$44,659
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$228,136
Participant contributions at end of year2021-12-31$30,942
Participant contributions at beginning of year2021-12-31$35,809
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$9,723
Administrative expenses (other) incurred2021-12-31$18,439
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$2,377
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$322,658
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,662,830
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,340,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$12
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$2,419,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$2,125,684
Interest on participant loans2021-12-31$1,399
Interest earned on other investments2021-12-31$2,873
Value of interest in common/collective trusts at end of year2021-12-31$27,065
Value of interest in common/collective trusts at beginning of year2021-12-31$28,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$34,625
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$20,111
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$20,111
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$150,784
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$137,018
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$297,017
Net investment gain or loss from common/collective trusts2021-12-31$419
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$65,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$285,505
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAZARS USA LLP
Accountancy firm EIN2021-12-31131459550
2020 : HEARX WEST, LLC 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$9,723
Total income from all sources (including contributions)2020-12-31$634,824
Total of all expenses incurred2020-12-31$220,922
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$180,968
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$369,715
Value of total assets at end of year2020-12-31$2,349,895
Value of total assets at beginning of year2020-12-31$1,926,270
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$39,954
Total interest from all sources2020-12-31$4,652
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$30,434
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$30,434
Administrative expenses professional fees incurred2020-12-31$23,500
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$296,564
Participant contributions at end of year2020-12-31$35,809
Participant contributions at beginning of year2020-12-31$30,861
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$4,544
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$9,723
Administrative expenses (other) incurred2020-12-31$16,454
Total non interest bearing cash at end of year2020-12-31$2,377
Total non interest bearing cash at beginning of year2020-12-31$27,843
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$413,902
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,340,172
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$1,926,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$2,125,684
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$1,738,618
Interest on participant loans2020-12-31$1,850
Interest earned on other investments2020-12-31$2,777
Value of interest in common/collective trusts at end of year2020-12-31$28,896
Value of interest in common/collective trusts at beginning of year2020-12-31$34,394
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$20,111
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$25
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$137,018
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$94,554
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$229,359
Net investment gain or loss from common/collective trusts2020-12-31$664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$68,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$180,968
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MAZARS USA LLP
Accountancy firm EIN2020-12-31131459550
2019 : HEARX WEST, LLC 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$833,058
Total of all expenses incurred2019-12-31$179,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$160,782
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$529,306
Value of total assets at end of year2019-12-31$1,926,270
Value of total assets at beginning of year2019-12-31$1,272,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$18,881
Total interest from all sources2019-12-31$3,577
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$32,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$32,728
Administrative expenses professional fees incurred2019-12-31$7,500
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$385,125
Participant contributions at end of year2019-12-31$30,861
Participant contributions at beginning of year2019-12-31$21,454
Administrative expenses (other) incurred2019-12-31$11,381
Total non interest bearing cash at end of year2019-12-31$27,843
Total non interest bearing cash at beginning of year2019-12-31$9,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$653,395
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,926,270
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,272,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,738,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,127,089
Interest on participant loans2019-12-31$1,346
Interest earned on other investments2019-12-31$2,231
Value of interest in common/collective trusts at end of year2019-12-31$34,394
Value of interest in common/collective trusts at beginning of year2019-12-31$47,045
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$94,554
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$67,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$266,523
Net investment gain or loss from common/collective trusts2019-12-31$924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$144,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$160,782
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAZARS USA LLP
Accountancy firm EIN2019-12-31131459550
2018 : HEARX WEST, LLC 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$357,758
Total of all expenses incurred2018-12-31$339,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$317,523
Expenses. Certain deemed distributions of participant loans2018-12-31$891
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$435,306
Value of total assets at end of year2018-12-31$1,272,875
Value of total assets at beginning of year2018-12-31$1,254,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$20,656
Total interest from all sources2018-12-31$1,057
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$21,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$21,952
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$286,045
Participant contributions at end of year2018-12-31$21,454
Participant contributions at beginning of year2018-12-31$12,904
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$40,377
Other income not declared elsewhere2018-12-31$666
Administrative expenses (other) incurred2018-12-31$20,656
Total non interest bearing cash at end of year2018-12-31$9,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$18,688
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,272,875
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,254,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,127,089
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,197,742
Interest on participant loans2018-12-31$1,057
Value of interest in common/collective trusts at end of year2018-12-31$47,045
Value of interest in common/collective trusts at beginning of year2018-12-31$43,541
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$67,964
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-101,523
Net investment gain or loss from common/collective trusts2018-12-31$300
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$108,884
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$317,523
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAZARS USA LLP
Accountancy firm EIN2018-12-31131459550
2017 : HEARX WEST, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$11,680
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$669,788
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$72,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$70,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$513,403
Value of total assets at end of year2017-12-31$1,254,187
Value of total assets at beginning of year2017-12-31$668,687
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,625
Total interest from all sources2017-12-31$426
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$42,565
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$42,565
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$261,994
Participant contributions at end of year2017-12-31$12,904
Participant contributions at beginning of year2017-12-31$10,683
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$156,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$597,180
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,254,187
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$668,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,197,742
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$627,586
Interest on participant loans2017-12-31$426
Value of interest in common/collective trusts at end of year2017-12-31$43,541
Value of interest in common/collective trusts at beginning of year2017-12-31$30,418
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$112,827
Net investment gain or loss from common/collective trusts2017-12-31$567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$95,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$70,983
Contract administrator fees2017-12-31$1,625
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLC
Accountancy firm EIN2017-12-31010720052

Form 5500 Responses for HEARX WEST, LLC 401(K) PLAN

2022: HEARX WEST, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HEARX WEST, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HEARX WEST, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HEARX WEST, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HEARX WEST, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HEARX WEST, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberQK63118
Policy instance 1
Insurance contract or identification numberQK63118
Number of Individuals Covered191
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberQK63118
Policy instance 1
Insurance contract or identification numberQK63118
Number of Individuals Covered212
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberQK63118
Policy instance 1
Insurance contract or identification numberQK63118
Number of Individuals Covered200
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberQK63118
Policy instance 1
Insurance contract or identification numberQK63118
Number of Individuals Covered218
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberQK63118
Policy instance 1
Insurance contract or identification numberQK63118
Number of Individuals Covered211
Insurance policy start date2018-08-31
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3