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AVANTE GROUP, INC. 401(K) PLAN 401k Plan overview

Plan NameAVANTE GROUP, INC. 401(K) PLAN
Plan identification number 001

AVANTE GROUP, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AVANTE GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:AVANTE GROUP, INC.
Employer identification number (EIN):651033707
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Additional information about AVANTE GROUP, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 2000-08-17
Company Identification Number: P00000078085
Legal Registered Office Address: 1201 HAYS STREET

TALLAHASSEE

32301

More information about AVANTE GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AVANTE GROUP, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012018-01-01
0012017-01-01SHERRYANN GONZALES
0012016-01-01JULIAN SMITH
0012015-01-01JULIAN SMITH
0012014-01-01LORI CAROLINI
0012013-01-01LORI CAROLINI
0012012-01-01MICHAEL CUNNINGHAM MICHAEL CUNNINGHAM2013-10-15

Plan Statistics for AVANTE GROUP, INC. 401(K) PLAN

401k plan membership statisitcs for AVANTE GROUP, INC. 401(K) PLAN

Measure Date Value
2022: AVANTE GROUP, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,576
Total number of active participants reported on line 7a of the Form 55002022-01-011,926
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-01124
Total of all active and inactive participants2022-01-012,053
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-012,055
Number of participants with account balances2022-01-01622
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0138
2019: AVANTE GROUP, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01467
Total number of active participants reported on line 7a of the Form 55002019-01-011,891
Number of retired or separated participants receiving benefits2019-01-017
Number of other retired or separated participants entitled to future benefits2019-01-01148
Total of all active and inactive participants2019-01-012,046
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-012,047
Number of participants with account balances2019-01-01448
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0149
2018: AVANTE GROUP, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,441
Total number of active participants reported on line 7a of the Form 55002018-01-01263
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-01166
Total of all active and inactive participants2018-01-01434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01435
Number of participants with account balances2018-01-01435
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0172
2017: AVANTE GROUP, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013,307
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-01156
Total of all active and inactive participants2017-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01162
Number of participants with account balances2017-01-01493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0163
2016: AVANTE GROUP, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,449
Total number of active participants reported on line 7a of the Form 55002016-01-013,189
Number of other retired or separated participants entitled to future benefits2016-01-01118
Total of all active and inactive participants2016-01-013,307
Total participants2016-01-013,307
Number of participants with account balances2016-01-01575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0118
2015: AVANTE GROUP, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,391
Total number of active participants reported on line 7a of the Form 55002015-01-013,342
Number of other retired or separated participants entitled to future benefits2015-01-01102
Total of all active and inactive participants2015-01-013,444
Total participants2015-01-013,444
Number of participants with account balances2015-01-01548
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0131
2014: AVANTE GROUP, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,384
Total number of active participants reported on line 7a of the Form 55002014-01-013,244
Number of other retired or separated participants entitled to future benefits2014-01-01144
Total of all active and inactive participants2014-01-013,388
Total participants2014-01-013,388
Number of participants with account balances2014-01-01597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0132
2013: AVANTE GROUP, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,261
Total number of active participants reported on line 7a of the Form 55002013-01-012,997
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01223
Total of all active and inactive participants2013-01-013,220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013,220
Number of participants with account balances2013-01-01649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01236
2012: AVANTE GROUP, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,040
Total number of active participants reported on line 7a of the Form 55002012-01-012,970
Number of other retired or separated participants entitled to future benefits2012-01-01260
Total of all active and inactive participants2012-01-013,230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013,230
Number of participants with account balances2012-01-01616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0115

Financial Data on AVANTE GROUP, INC. 401(K) PLAN

Measure Date Value
2022 : AVANTE GROUP, INC. 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-357,367
Total of all expenses incurred2022-12-31$1,031,732
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$895,643
Expenses. Certain deemed distributions of participant loans2022-12-31$65,732
Value of total corrective distributions2022-12-31$36,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,180,772
Value of total assets at end of year2022-12-31$9,533,510
Value of total assets at beginning of year2022-12-31$10,922,609
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$34,071
Total interest from all sources2022-12-31$32,014
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$981,677
Participant contributions at end of year2022-12-31$143,101
Participant contributions at beginning of year2022-12-31$178,838
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$47,099
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$317
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$44
Administrative expenses (other) incurred2022-12-31$34,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,389,099
Value of net assets at end of year (total assets less liabilities)2022-12-31$9,533,510
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,922,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$7,733,103
Value of interest in pooled separate accounts at beginning of year2022-12-31$9,166,712
Interest on participant loans2022-12-31$6,972
Interest earned on other investments2022-12-31$25,042
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,656,989
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,577,015
Net investment gain/loss from pooled separate accounts2022-12-31$-1,570,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$151,996
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$895,643
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MSL, P.A.
Accountancy firm EIN2022-12-31593070669
2019 : AVANTE GROUP, INC. 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$2,231,724
Total income from all sources (including contributions)2019-12-31$2,231,724
Total of all expenses incurred2019-12-31$1,280,784
Total of all expenses incurred2019-12-31$1,280,784
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,254,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,254,946
Expenses. Certain deemed distributions of participant loans2019-12-31$140
Expenses. Certain deemed distributions of participant loans2019-12-31$140
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$753,656
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$753,656
Value of total assets at end of year2019-12-31$8,405,056
Value of total assets at beginning of year2019-12-31$7,454,116
Value of total assets at beginning of year2019-12-31$7,454,116
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$25,698
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$25,698
Total interest from all sources2019-12-31$23,830
Total interest from all sources2019-12-31$23,830
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$679,957
Contributions received from participants2019-12-31$679,957
Participant contributions at end of year2019-12-31$110,396
Participant contributions at end of year2019-12-31$110,396
Participant contributions at beginning of year2019-12-31$135,459
Participant contributions at beginning of year2019-12-31$135,459
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$73,160
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$73,160
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$321
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$321
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$726
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$726
Administrative expenses (other) incurred2019-12-31$25,698
Administrative expenses (other) incurred2019-12-31$25,698
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$950,940
Value of net income/loss2019-12-31$950,940
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,405,056
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,454,116
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,454,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$7,215,886
Value of interest in pooled separate accounts at end of year2019-12-31$7,215,886
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,185,205
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,185,205
Interest on participant loans2019-12-31$6,306
Interest earned on other investments2019-12-31$17,524
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,078,453
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,078,453
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,132,726
Net investment gain/loss from pooled separate accounts2019-12-31$1,454,238
Net investment gain/loss from pooled separate accounts2019-12-31$1,454,238
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,254,946
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,254,946
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MSL, P.A.
Accountancy firm name2019-12-31MSL, P.A.
Accountancy firm EIN2019-12-31593070669
Accountancy firm EIN2019-12-31593070669
2018 : AVANTE GROUP, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$283,494
Total of all expenses incurred2018-12-31$1,905,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,865,127
Expenses. Certain deemed distributions of participant loans2018-12-31$8,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$653,675
Value of total assets at end of year2018-12-31$7,454,116
Value of total assets at beginning of year2018-12-31$9,075,846
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$31,230
Total interest from all sources2018-12-31$25,361
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$610,745
Participant contributions at end of year2018-12-31$135,459
Participant contributions at beginning of year2018-12-31$181,711
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$36,144
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$726
Administrative expenses (other) incurred2018-12-31$31,230
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,621,730
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,454,116
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,075,846
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$6,185,205
Value of interest in pooled separate accounts at beginning of year2018-12-31$7,410,749
Interest on participant loans2018-12-31$8,087
Interest earned on other investments2018-12-31$17,274
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,132,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,483,386
Net investment gain/loss from pooled separate accounts2018-12-31$-395,542
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$6,786
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,865,127
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOORE STEPHENS LOVELACE PA
Accountancy firm EIN2018-12-31593070669
2017 : AVANTE GROUP, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,072,898
Total of all expenses incurred2017-12-31$3,379,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,328,503
Expenses. Certain deemed distributions of participant loans2017-12-31$15,891
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$758,988
Value of total assets at end of year2017-12-31$9,075,846
Value of total assets at beginning of year2017-12-31$10,382,273
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$34,931
Total interest from all sources2017-12-31$32,152
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$673,406
Participant contributions at end of year2017-12-31$181,711
Participant contributions at beginning of year2017-12-31$360,935
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$47,414
Administrative expenses (other) incurred2017-12-31$34,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-1,306,427
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,075,846
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,382,273
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$7,410,749
Value of interest in pooled separate accounts at beginning of year2017-12-31$8,259,969
Interest on participant loans2017-12-31$11,508
Interest earned on other investments2017-12-31$20,644
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,483,386
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,761,369
Net investment gain/loss from pooled separate accounts2017-12-31$1,281,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$38,168
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,328,503
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOORE STEPHENS LOVELACE PA
Accountancy firm EIN2017-12-31593070669
2016 : AVANTE GROUP, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,792,002
Total of all expenses incurred2016-12-31$938,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$881,314
Expenses. Certain deemed distributions of participant loans2016-12-31$14
Value of total corrective distributions2016-12-31$24,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,118,503
Value of total assets at end of year2016-12-31$10,382,273
Value of total assets at beginning of year2016-12-31$9,528,936
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$32,450
Total interest from all sources2016-12-31$14,180
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,054,287
Participant contributions at end of year2016-12-31$360,935
Participant contributions at beginning of year2016-12-31$355,048
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$11,100
Other income not declared elsewhere2016-12-31$27,428
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$853,337
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,382,273
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,528,936
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$8,259,969
Value of interest in pooled separate accounts at beginning of year2016-12-31$7,514,660
Interest on participant loans2016-12-31$14,180
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,761,369
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,659,228
Net investment gain/loss from pooled separate accounts2016-12-31$631,891
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$53,116
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$881,314
Contract administrator fees2016-12-31$32,450
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOORE STEPHENS LOVELACE PA
Accountancy firm EIN2016-12-31593070669
2015 : AVANTE GROUP, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,270,569
Total of all expenses incurred2015-12-31$1,290,637
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,248,941
Expenses. Certain deemed distributions of participant loans2015-12-31$6,352
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,258,961
Value of total assets at end of year2015-12-31$9,528,936
Value of total assets at beginning of year2015-12-31$9,549,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$35,344
Total interest from all sources2015-12-31$12,518
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$16,462
Was this plan covered by a fidelity bond2015-12-31No
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,106,897
Participant contributions at end of year2015-12-31$355,048
Participant contributions at beginning of year2015-12-31$332,212
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$96,055
Other income not declared elsewhere2015-12-31$25,405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-20,068
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,528,936
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,549,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$18,882
Value of interest in pooled separate accounts at end of year2015-12-31$7,514,660
Value of interest in pooled separate accounts at beginning of year2015-12-31$7,580,250
Interest on participant loans2015-12-31$12,518
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,659,228
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,636,542
Net investment gain/loss from pooled separate accounts2015-12-31$-26,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$56,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,248,941
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOORE STEPHENS LOVELACE PA
Accountancy firm EIN2015-12-31593070669
2014 : AVANTE GROUP, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,719,291
Total of all expenses incurred2014-12-31$749,085
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$697,632
Expenses. Certain deemed distributions of participant loans2014-12-31$1,476
Value of total corrective distributions2014-12-31$14,496
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,201,942
Value of total assets at end of year2014-12-31$9,549,004
Value of total assets at beginning of year2014-12-31$8,578,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$35,481
Total interest from all sources2014-12-31$12,420
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$18,319
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,054,473
Participant contributions at end of year2014-12-31$332,212
Participant contributions at beginning of year2014-12-31$351,780
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$93,758
Other income not declared elsewhere2014-12-31$25,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$970,206
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,549,004
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,578,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$17,162
Value of interest in pooled separate accounts at end of year2014-12-31$7,580,250
Value of interest in pooled separate accounts at beginning of year2014-12-31$6,671,950
Interest on participant loans2014-12-31$12,420
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,636,542
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,555,068
Net investment gain/loss from pooled separate accounts2014-12-31$479,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$53,711
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$697,632
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOORE STEPHENS LOVELACE PA
Accountancy firm EIN2014-12-31593070669
2013 : AVANTE GROUP, INC. 401(K) PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$22,335
Total income from all sources (including contributions)2013-12-31$2,371,170
Total of all expenses incurred2013-12-31$1,131,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,094,502
Value of total corrective distributions2013-12-31$5,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,213,164
Value of total assets at end of year2013-12-31$8,578,798
Value of total assets at beginning of year2013-12-31$7,361,544
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$31,876
Total interest from all sources2013-12-31$12,419
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$16,540
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,001,050
Participant contributions at end of year2013-12-31$351,780
Participant contributions at beginning of year2013-12-31$319,203
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$161,746
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$22,335
Other income not declared elsewhere2013-12-31$26,749
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,239,589
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,578,798
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,339,209
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$15,336
Value of interest in pooled separate accounts at end of year2013-12-31$6,671,950
Value of interest in pooled separate accounts at beginning of year2013-12-31$5,335,677
Interest on participant loans2013-12-31$12,419
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$22,335
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$22,335
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,555,068
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,684,329
Net investment gain/loss from pooled separate accounts2013-12-31$1,118,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$50,368
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,094,502
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOORE STEPHENS LOVELACE, P.A.
Accountancy firm EIN2013-12-31593070669
2012 : AVANTE GROUP, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$22,335
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,427,740
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,173,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,167,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$781,278
Value of total assets at end of year2012-12-31$7,361,544
Value of total assets at beginning of year2012-12-31$7,084,900
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,420
Total interest from all sources2012-12-31$8,909
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$1,450
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$725,221
Participant contributions at end of year2012-12-31$319,203
Participant contributions at beginning of year2012-12-31$274,644
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$19,989
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$22,335
Other income not declared elsewhere2012-12-31$4,805
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$254,309
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,339,209
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,084,900
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$4,970
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,106,272
Value of interest in pooled separate accounts at end of year2012-12-31$5,335,677
Interest on participant loans2012-12-31$8,909
Value of interest in common/collective trusts at beginning of year2012-12-31$1,703,984
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$22,335
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,684,329
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$525,431
Net investment gain/loss from pooled separate accounts2012-12-31$116,765
Net investment gain or loss from common/collective trusts2012-12-31$-9,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$36,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,167,011
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOORE STEPHENS LOVELACE, P.A.
Accountancy firm EIN2012-12-31593070669

Form 5500 Responses for AVANTE GROUP, INC. 401(K) PLAN

2022: AVANTE GROUP, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2019: AVANTE GROUP, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AVANTE GROUP, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AVANTE GROUP, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AVANTE GROUP, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AVANTE GROUP, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AVANTE GROUP, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AVANTE GROUP, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AVANTE GROUP, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342316
Policy instance 1
Insurance contract or identification number342316
Number of Individuals Covered622
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $24,346
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,173
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342316
Policy instance 1
Insurance contract or identification number342316
Number of Individuals Covered448
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $21,143
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,571
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342316
Policy instance 1
Insurance contract or identification number342316
Number of Individuals Covered435
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $20,188
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,093
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342316-000
Policy instance 1
Insurance contract or identification number342316-000
Number of Individuals Covered493
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $23,058
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,528
Insurance broker organization code?3
Insurance broker nameSAMUEL BRANDWEIN
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342316-000
Policy instance 1
Insurance contract or identification number342316-000
Number of Individuals Covered548
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $23,528
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,763
Insurance broker organization code?3
Insurance broker nameKEITH AEBISCHER
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342316-000
Policy instance 1
Insurance contract or identification number342316-000
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $21,470
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,735
Insurance broker organization code?3
Insurance broker nameKEITH AEBISCHER
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342316-000
Policy instance 1
Insurance contract or identification number342316-000
Number of Individuals Covered649
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $7,468
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,733
Insurance broker organization code?3
Insurance broker nameKEITH AEBISCHER
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342316-000
Policy instance 1
Insurance contract or identification number342316-000
Number of Individuals Covered616
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $28,210
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $14,105
Insurance broker organization code?3
Insurance broker nameKEITH AEBISCHER
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-028896
Policy instance 2
Insurance contract or identification numberGA-028896
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-10-31
Total amount of commissions paid to insurance brokerUSD $17,352
Total amount of fees paid to insurance companyUSD $82
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees82
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $17,352
Insurance broker nameSBHU LIFE AGCY INC

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