401k Plan data: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST plan

NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 401k Plan overview

Plan Name	NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST
Plan identification number	001

NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NICHOLS AND ASSOCIATES, LLC has sponsored the creation of one or more 401k plans.

Company Name: NICHOLS AND ASSOCIATES, LLC

Employer identification number (EIN): 651203986

NAIC Classification: 425120
NAIC Description: Wholesale Trade Agents and Brokers

Additional information about NICHOLS AND ASSOCIATES, LLC

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 2005-11-16

Company Identification Number: L05000111014

Legal Registered Office Address: 3802 DANA SHORES DRIVE

TAMPA

33634

More information about NICHOLS AND ASSOCIATES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 JOHN M. NICHOLS 2020-10-07
001 2018-01-01 JOHN M. NICHOLS 2019-09-30
001 2017-01-01 JOHN M. NICHOLS 2018-09-13
001 2016-01-01 JOHN M. NICHOLS 2017-09-15
001 2015-01-01 JOHN M. NICHOLS 2016-09-28
001 2014-01-01 JOHN M. NICHOLS 2015-10-15
001 2013-01-01 JOHN M. NICHOLS 2014-09-10
001 2012-01-01 JOHN M. NICHOLS 2013-10-09
001 2011-01-01 JOHN M. NICHOLS 2012-10-11
001 2010-01-01 JOHN M. NICHOLS 2011-09-22
001 2008-01-01
001 2007-01-01 JOHN NICHOLS 2010-03-30
001 2006-01-01 JOHN NICHOLS 2010-03-30

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	JOHN M. NICHOLS	2020-10-07
001	2018-01-01	JOHN M. NICHOLS	2019-09-30
001	2017-01-01	JOHN M. NICHOLS	2018-09-13
001	2016-01-01	JOHN M. NICHOLS	2017-09-15
001	2015-01-01	JOHN M. NICHOLS	2016-09-28
001	2014-01-01	JOHN M. NICHOLS	2015-10-15
001	2013-01-01	JOHN M. NICHOLS	2014-09-10
001	2012-01-01	JOHN M. NICHOLS	2013-10-09
001	2011-01-01	JOHN M. NICHOLS	2012-10-11
001	2010-01-01	JOHN M. NICHOLS	2011-09-22
001	2008-01-01
001	2007-01-01			JOHN NICHOLS	2010-03-30
001	2006-01-01			JOHN NICHOLS	2010-03-30

Plan Statistics for NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST

401k plan membership statisitcs for NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST

Measure Date Value
2019: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2019 401k membership
Market value of plan assets 2019-12-19 3,900,576
Acturial value of plan assets 2019-12-19 3,900,576
Funding target for retired participants and beneficiaries receiving payment 2019-12-19 0
Number of terminated vested participants 2019-12-19 1
Fundng target for terminated vested participants 2019-12-19 75,770
Active participant vested funding target 2019-12-19 4,153,854
Number of active participants 2019-12-19 3
Total funding liabilities for active participants 2019-12-19 4,153,854
Total participant count 2019-12-19 4
Total funding target for all participants 2019-12-19 4,229,624
Balance at beginning of prior year after applicable adjustments 2019-12-19 0
Prefunding balance at beginning of prior year after applicable adjustments 2019-12-19 89,527
Carryover balanced portion elected for use to offset prior years funding requirement 2019-12-19 0
Prefunding balanced used to offset prior years funding requirement 2019-12-19 0
Amount remaining of carryover balance 2019-12-19 0
Amount remaining of prefunding balance 2019-12-19 89,527
Present value of excess contributions 2019-12-19 69,545
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2019-12-19 73,377
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2019-12-19 0
Reductions in caryover balances due to elections or deemed elections 2019-12-19 0
Reductions in prefunding balances due to elections or deemed elections 2019-12-19 0
Balance of carryovers at beginning of current year 2019-12-19 0
Balance of prefunding at beginning of current year 2019-12-19 82,114
Total employer contributions 2019-12-19 1,265,673
Total employee contributions 2019-12-19 0
Contributions allocated toward unpaid minimum require contributions from prior years 2019-12-19 0
Contributions made to avoid restrictions adjusted to valuation date 2019-12-19 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2019-12-19 1,210,922
Unpaid minimum required contributions for all prior years 2019-12-19 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2019-12-19 0
Remaining amount of unpaid minimum required contributions 2019-12-19 0
Minimum required contributions for current year target normal cost 2019-12-19 347,701
Net shortfall amortization installment of oustanding balance 2019-12-19 411,162
Waiver amortization installment 2019-12-19 0
Total funding amount beforereflecting carryover/prefunding balances 2019-12-19 399,196
Carryover balance elected to use to offset funding requirement 2019-12-19 0
Prefunding balance elected to use to offset funding requirement 2019-12-19 0
Additional cash requirement 2019-12-19 399,196
Contributions allocatedtoward minimum required contributions for current year 2019-12-19 1,210,922
Unpaid minimum required contributions for current year 2019-12-19 0
Unpaid minimum required contributions for all years 2019-12-19 0
2018: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2018 401k membership
Market value of plan assets 2018-12-31 3,625,950
Acturial value of plan assets 2018-12-31 3,625,950
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 0
Number of terminated vested participants 2018-12-31 1
Fundng target for terminated vested participants 2018-12-31 72,786
Active participant vested funding target 2018-12-31 3,534,045
Number of active participants 2018-12-31 3
Total funding liabilities for active participants 2018-12-31 3,534,045
Total participant count 2018-12-31 4
Total funding target for all participants 2018-12-31 3,606,831
Balance at beginning of prior year after applicable adjustments 2018-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 37,962
Carryover balanced portion elected for use to offset prior years funding requirement 2018-12-31 0
Prefunding balanced used to offset prior years funding requirement 2018-12-31 0
Amount remaining of carryover balance 2018-12-31 0
Amount remaining of prefunding balance 2018-12-31 37,962
Present value of excess contributions 2018-12-31 45,772
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-12-31 48,202
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2018-12-31 48,202
Reductions in caryover balances due to elections or deemed elections 2018-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2018-12-31 0
Balance of carryovers at beginning of current year 2018-12-31 0
Balance of prefunding at beginning of current year 2018-12-31 89,527
Total employer contributions 2018-12-31 550,000
Total employee contributions 2018-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2018-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2018-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 486,080
Unpaid minimum required contributions for all prior years 2018-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2018-12-31 0
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 356,659
Net shortfall amortization installment of oustanding balance 2018-12-31 193,489
Waiver amortization installment 2018-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 416,535
Carryover balance elected to use to offset funding requirement 2018-12-31 0
Prefunding balance elected to use to offset funding requirement 2018-12-31 0
Additional cash requirement 2018-12-31 416,535
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 486,080
Unpaid minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for all years 2018-12-31 0
2017: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2017 401k membership
Market value of plan assets 2017-12-31 2,848,597
Acturial value of plan assets 2017-12-31 2,848,597
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 0
Number of terminated vested participants 2017-12-31 1
Fundng target for terminated vested participants 2017-12-31 69,557
Active participant vested funding target 2017-12-31 2,985,971
Number of active participants 2017-12-31 3
Total funding liabilities for active participants 2017-12-31 2,985,971
Total participant count 2017-12-31 4
Total funding target for all participants 2017-12-31 3,055,528
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 112,484
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 0
Prefunding balanced used to offset prior years funding requirement 2017-12-31 75,135
Amount remaining of carryover balance 2017-12-31 0
Amount remaining of prefunding balance 2017-12-31 37,349
Present value of excess contributions 2017-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 0
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 0
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 37,962
Total employer contributions 2017-12-31 550,000
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 491,623
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 385,975
Net shortfall amortization installment of oustanding balance 2017-12-31 244,893
Waiver amortization installment 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 445,851
Carryover balance elected to use to offset funding requirement 2017-12-31 0
Prefunding balance elected to use to offset funding requirement 2017-12-31 0
Additional cash requirement 2017-12-31 445,851
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 491,623
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
2016: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2016 401k membership
Market value of plan assets 2016-12-31 2,500,911
Acturial value of plan assets 2016-12-31 2,500,911
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 0
Number of terminated vested participants 2016-12-31 1
Fundng target for terminated vested participants 2016-12-31 66,091
Active participant vested funding target 2016-12-31 2,457,644
Number of active participants 2016-12-31 3
Total funding liabilities for active participants 2016-12-31 2,457,644
Total participant count 2016-12-31 4
Total funding target for all participants 2016-12-31 2,523,735
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 291,752
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 291,752
Present value of excess contributions 2016-12-31 189,636
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 201,223
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 0
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 144,987
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 112,484
Total employer contributions 2016-12-31 300,000
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 261,410
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 300,045
Net shortfall amortization installment of oustanding balance 2016-12-31 135,308
Waiver amortization installment 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 336,467
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 75,057
Additional cash requirement 2016-12-31 261,410
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 261,410
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0
2007: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2007 401k membership
Total participants, beginning-of-year 2007-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 4
Number of retired or separated participants receiving benefits 2007-01-01 0
Number of other retired or separated participants entitled to future benefits 2007-01-01 0
Total of all active and inactive participants 2007-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-01-01 0
Total participants 2007-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-01-01 0
Number of employers contributing to the scheme 2007-01-01 0
2006: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2006 401k membership
Total participants, beginning-of-year 2006-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2006-01-01 4
Number of retired or separated participants receiving benefits 2006-01-01 0
Number of other retired or separated participants entitled to future benefits 2006-01-01 0
Total of all active and inactive participants 2006-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2006-01-01 0
Total participants 2006-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2006-01-01 0
Number of employers contributing to the scheme 2006-01-01 0

Measure	Date	Value
2019: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2019 401k membership
Market value of plan assets	2019-12-19	3,900,576
Acturial value of plan assets	2019-12-19	3,900,576
Funding target for retired participants and beneficiaries receiving payment	2019-12-19	0
Number of terminated vested participants	2019-12-19	1
Fundng target for terminated vested participants	2019-12-19	75,770
Active participant vested funding target	2019-12-19	4,153,854
Number of active participants	2019-12-19	3
Total funding liabilities for active participants	2019-12-19	4,153,854
Total participant count	2019-12-19	4
Total funding target for all participants	2019-12-19	4,229,624
Balance at beginning of prior year after applicable adjustments	2019-12-19	0
Prefunding balance at beginning of prior year after applicable adjustments	2019-12-19	89,527
Carryover balanced portion elected for use to offset prior years funding requirement	2019-12-19	0
Prefunding balanced used to offset prior years funding requirement	2019-12-19	0
Amount remaining of carryover balance	2019-12-19	0
Amount remaining of prefunding balance	2019-12-19	89,527
Present value of excess contributions	2019-12-19	69,545
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2019-12-19	73,377
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2019-12-19	0
Reductions in caryover balances due to elections or deemed elections	2019-12-19	0
Reductions in prefunding balances due to elections or deemed elections	2019-12-19	0
Balance of carryovers at beginning of current year	2019-12-19	0
Balance of prefunding at beginning of current year	2019-12-19	82,114
Total employer contributions	2019-12-19	1,265,673
Total employee contributions	2019-12-19	0
Contributions allocated toward unpaid minimum require contributions from prior years	2019-12-19	0
Contributions made to avoid restrictions adjusted to valuation date	2019-12-19	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2019-12-19	1,210,922
Unpaid minimum required contributions for all prior years	2019-12-19	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2019-12-19	0
Remaining amount of unpaid minimum required contributions	2019-12-19	0
Minimum required contributions for current year target normal cost	2019-12-19	347,701
Net shortfall amortization installment of oustanding balance	2019-12-19	411,162
Waiver amortization installment	2019-12-19	0
Total funding amount beforereflecting carryover/prefunding balances	2019-12-19	399,196
Carryover balance elected to use to offset funding requirement	2019-12-19	0
Prefunding balance elected to use to offset funding requirement	2019-12-19	0
Additional cash requirement	2019-12-19	399,196
Contributions allocatedtoward minimum required contributions for current year	2019-12-19	1,210,922
Unpaid minimum required contributions for current year	2019-12-19	0
Unpaid minimum required contributions for all years	2019-12-19	0
2018: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2018 401k membership
Market value of plan assets	2018-12-31	3,625,950
Acturial value of plan assets	2018-12-31	3,625,950
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	0
Number of terminated vested participants	2018-12-31	1
Fundng target for terminated vested participants	2018-12-31	72,786
Active participant vested funding target	2018-12-31	3,534,045
Number of active participants	2018-12-31	3
Total funding liabilities for active participants	2018-12-31	3,534,045
Total participant count	2018-12-31	4
Total funding target for all participants	2018-12-31	3,606,831
Balance at beginning of prior year after applicable adjustments	2018-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	37,962
Carryover balanced portion elected for use to offset prior years funding requirement	2018-12-31	0
Prefunding balanced used to offset prior years funding requirement	2018-12-31	0
Amount remaining of carryover balance	2018-12-31	0
Amount remaining of prefunding balance	2018-12-31	37,962
Present value of excess contributions	2018-12-31	45,772
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-12-31	48,202
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2018-12-31	48,202
Reductions in caryover balances due to elections or deemed elections	2018-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2018-12-31	0
Balance of carryovers at beginning of current year	2018-12-31	0
Balance of prefunding at beginning of current year	2018-12-31	89,527
Total employer contributions	2018-12-31	550,000
Total employee contributions	2018-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2018-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2018-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	486,080
Unpaid minimum required contributions for all prior years	2018-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2018-12-31	0
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	356,659
Net shortfall amortization installment of oustanding balance	2018-12-31	193,489
Waiver amortization installment	2018-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	416,535
Carryover balance elected to use to offset funding requirement	2018-12-31	0
Prefunding balance elected to use to offset funding requirement	2018-12-31	0
Additional cash requirement	2018-12-31	416,535
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	486,080
Unpaid minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for all years	2018-12-31	0
2017: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2017 401k membership
Market value of plan assets	2017-12-31	2,848,597
Acturial value of plan assets	2017-12-31	2,848,597
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	0
Number of terminated vested participants	2017-12-31	1
Fundng target for terminated vested participants	2017-12-31	69,557
Active participant vested funding target	2017-12-31	2,985,971
Number of active participants	2017-12-31	3
Total funding liabilities for active participants	2017-12-31	2,985,971
Total participant count	2017-12-31	4
Total funding target for all participants	2017-12-31	3,055,528
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	112,484
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	0
Prefunding balanced used to offset prior years funding requirement	2017-12-31	75,135
Amount remaining of carryover balance	2017-12-31	0
Amount remaining of prefunding balance	2017-12-31	37,349
Present value of excess contributions	2017-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	0
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	0
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	37,962
Total employer contributions	2017-12-31	550,000
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	491,623
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	385,975
Net shortfall amortization installment of oustanding balance	2017-12-31	244,893
Waiver amortization installment	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	445,851
Carryover balance elected to use to offset funding requirement	2017-12-31	0
Prefunding balance elected to use to offset funding requirement	2017-12-31	0
Additional cash requirement	2017-12-31	445,851
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	491,623
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
2016: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2016 401k membership
Market value of plan assets	2016-12-31	2,500,911
Acturial value of plan assets	2016-12-31	2,500,911
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	0
Number of terminated vested participants	2016-12-31	1
Fundng target for terminated vested participants	2016-12-31	66,091
Active participant vested funding target	2016-12-31	2,457,644
Number of active participants	2016-12-31	3
Total funding liabilities for active participants	2016-12-31	2,457,644
Total participant count	2016-12-31	4
Total funding target for all participants	2016-12-31	2,523,735
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	291,752
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	291,752
Present value of excess contributions	2016-12-31	189,636
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	201,223
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	0
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	144,987
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	112,484
Total employer contributions	2016-12-31	300,000
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	261,410
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	300,045
Net shortfall amortization installment of oustanding balance	2016-12-31	135,308
Waiver amortization installment	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	336,467
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	75,057
Additional cash requirement	2016-12-31	261,410
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	261,410
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0
2007: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2007 401k membership
Total participants, beginning-of-year	2007-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	4
Number of retired or separated participants receiving benefits	2007-01-01	0
Number of other retired or separated participants entitled to future benefits	2007-01-01	0
Total of all active and inactive participants	2007-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-01-01	0
Total participants	2007-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-01-01	0
Number of employers contributing to the scheme	2007-01-01	0
2006: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2006 401k membership
Total participants, beginning-of-year	2006-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2006-01-01	4
Number of retired or separated participants receiving benefits	2006-01-01	0
Number of other retired or separated participants entitled to future benefits	2006-01-01	0
Total of all active and inactive participants	2006-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2006-01-01	0
Total participants	2006-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2006-01-01	0
Number of employers contributing to the scheme	2006-01-01	0

Form 5500 Responses for NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST

2008: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2007: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	First time form 5500 has been submitted	Yes
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Insurance	Yes
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement – Insurance	Yes
2007-01-01	Plan benefit arrangement - Trust	Yes
2006: NICHOLS AND ASSOCIATES, LLC DEFINED BENEFIT PLAN TRUST 2006 form 5500 responses
2006-01-01	Type of plan entity	Single employer plan
2006-01-01	First time form 5500 has been submitted	Yes
2006-01-01	Submission has been amended	No
2006-01-01	This submission is the final filing	No
2006-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2006-01-01	Plan is a collectively bargained plan	No
2006-01-01	Plan funding arrangement – Insurance	Yes
2006-01-01	Plan funding arrangement – Trust	Yes
2006-01-01	Plan benefit arrangement – Insurance	Yes
2006-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NICHOLS AND ASSOCIATES, LLC
Employer identification number (EIN):	651203986
NAIC Classification:	425120
NAIC Description:	Wholesale Trade Agents and Brokers

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	2005-11-16
Company Identification Number:	L05000111014
Legal Registered Office Address:	3802 DANA SHORES DRIVE TAMPA 33634