401k Plan data: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 plan

BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 401k Plan overview

Plan Name	BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004
Plan identification number	004

BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.

401k Sponsoring company profile

BACARDI CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: BACARDI CORPORATION

Employer identification number (EIN): 660175247

NAIC Classification: 312140
NAIC Description: Distilleries

Additional information about BACARDI CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 0388019

More information about BACARDI CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2014-01-01 EDWIN ZAYAS
004 2013-01-01 EDWIN ZAYAS
004 2012-01-01 EDWIN ZAYAS
004 2011-01-01 AZALEA COLON
004 2009-01-01 EDWIN ZAYAS
004 2009-01-01 EDWIN ZAYAS
004 2007-01-01 EDWIN ZAYAS

Plan id#	Filing Submission Date	Name of Administrator
004	2014-01-01	EDWIN ZAYAS
004	2013-01-01	EDWIN ZAYAS
004	2012-01-01	EDWIN ZAYAS
004	2011-01-01	AZALEA COLON
004	2009-01-01	EDWIN ZAYAS
004	2009-01-01	EDWIN ZAYAS
004	2007-01-01	EDWIN ZAYAS

Plan Statistics for BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004

401k plan membership statisitcs for BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004

Measure Date Value
2014: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2014 401k membership
Total participants, beginning-of-year 2014-01-01 107
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2013 401k membership
Total participants, beginning-of-year 2013-01-01 113
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 103
Number of retired or separated participants receiving benefits 2013-01-01 3
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 107
Number of participants with account balances 2013-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2012 401k membership
Total participants, beginning-of-year 2012-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 109
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 113
Number of participants with account balances 2012-01-01 113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2011 401k membership
Total participants, beginning-of-year 2011-01-01 84
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 125
Number of retired or separated participants receiving benefits 2011-01-01 29
Number of other retired or separated participants entitled to future benefits 2011-01-01 12
Total of all active and inactive participants 2011-01-01 166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 166
Number of participants with account balances 2011-01-01 166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2009 401k membership
Total participants, beginning-of-year 2009-01-01 155
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 268
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 9
Total of all active and inactive participants 2009-01-01 277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 277
Number of participants with account balances 2009-01-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0
2007: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2007 401k membership
Total participants, beginning-of-year 2007-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 11
Number of retired or separated participants receiving benefits 2007-01-01 0
Number of other retired or separated participants entitled to future benefits 2007-01-01 0
Total of all active and inactive participants 2007-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-01-01 0
Total participants 2007-01-01 11
Number of participants with account balances 2007-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-01-01 0

Measure	Date	Value
2014: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2014 401k membership
Total participants, beginning-of-year	2014-01-01	107
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2013 401k membership
Total participants, beginning-of-year	2013-01-01	113
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	103
Number of retired or separated participants receiving benefits	2013-01-01	3
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	107
Number of participants with account balances	2013-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2012 401k membership
Total participants, beginning-of-year	2012-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	109
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	113
Number of participants with account balances	2012-01-01	113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2011 401k membership
Total participants, beginning-of-year	2011-01-01	84
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	125
Number of retired or separated participants receiving benefits	2011-01-01	29
Number of other retired or separated participants entitled to future benefits	2011-01-01	12
Total of all active and inactive participants	2011-01-01	166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	166
Number of participants with account balances	2011-01-01	166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2009 401k membership
Total participants, beginning-of-year	2009-01-01	155
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	268
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	9
Total of all active and inactive participants	2009-01-01	277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	277
Number of participants with account balances	2009-01-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0
2007: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2007 401k membership
Total participants, beginning-of-year	2007-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	11
Number of retired or separated participants receiving benefits	2007-01-01	0
Number of other retired or separated participants entitled to future benefits	2007-01-01	0
Total of all active and inactive participants	2007-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-01-01	0
Total participants	2007-01-01	11
Number of participants with account balances	2007-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-01-01	0

Financial Data on BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004

Measure	Date	Value
2014 : BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-02-10	$0
Total transfer of assets from this plan	2014-02-10	$6,710,075
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-02-10	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-02-10	$0
Total income from all sources (including contributions)	2014-02-10	$-881,787
Total loss/gain on sale of assets	2014-02-10	$0
Total of all expenses incurred	2014-02-10	$61,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-02-10	$61,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-02-10	$0
Value of total assets at end of year	2014-02-10	$0
Value of total assets at beginning of year	2014-02-10	$7,653,548
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-02-10	$0
Total interest from all sources	2014-02-10	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-02-10	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-02-10	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-02-10	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-02-10	$0
Administrative expenses professional fees incurred	2014-02-10	$0
Was this plan covered by a fidelity bond	2014-02-10	Yes
Value of fidelity bond cover	2014-02-10	$300,000
If this is an individual account plan, was there a blackout period	2014-02-10	No
Were there any nonexempt tranactions with any party-in-interest	2014-02-10	No
Contributions received from participants	2014-02-10	$0
Participant contributions at end of year	2014-02-10	$0
Participant contributions at beginning of year	2014-02-10	$0
Assets. Loans (other than to participants) at end of year	2014-02-10	$0
Assets. Loans (other than to participants) at beginning of year	2014-02-10	$398,580
Total non interest bearing cash at end of year	2014-02-10	$0
Total non interest bearing cash at beginning of year	2014-02-10	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-02-10	No
Value of net income/loss	2014-02-10	$-943,473
Value of net assets at end of year (total assets less liabilities)	2014-02-10	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-02-10	$7,653,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-02-10	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-02-10	No
Were any leases to which the plan was party in default or uncollectible	2014-02-10	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-02-10	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-02-10	$7,254,968
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-02-10	$-881,787
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-02-10	No
Was there a failure to transmit to the plan any participant contributions	2014-02-10	Yes
Has the plan failed to provide any benefit when due under the plan	2014-02-10	No
Contributions received in cash from employer	2014-02-10	$0
Employer contributions (assets) at end of year	2014-02-10	$0
Employer contributions (assets) at beginning of year	2014-02-10	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-02-10	$61,686
Did the plan have assets held for investment	2014-02-10	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-02-10	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-02-10	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-02-10	Yes
Opinion of an independent qualified public accountant for this plan	2014-02-10	Disclaimer
Accountancy firm name	2014-02-10	CROWE HORWATH, LLP
Accountancy firm EIN	2014-02-10	350921680
2013 : BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,716,855
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$380,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$368,734
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$482,297
Value of total assets at end of year	2013-12-31	$7,653,548
Value of total assets at beginning of year	2013-12-31	$6,316,747
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$11,320
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$226,231
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$226,231
Administrative expenses professional fees incurred	2013-12-31	$11,320
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$300,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$307,978
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$20,959
Assets. Loans (other than to participants) at end of year	2013-12-31	$398,580
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$320,112
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$4,018
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,336,801
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$7,653,548
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$6,316,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,254,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,936,963
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,008,327
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$174,319
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$34,695
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$368,734
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CROWE HORWATH, LLP
Accountancy firm EIN	2013-12-31	350921680
2012 : BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,032,843
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,371,550
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,351,775
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$447,252
Value of total assets at end of year	2012-12-31	$6,316,747
Value of total assets at beginning of year	2012-12-31	$6,655,454
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$19,775
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$183,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$183,790
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$300,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$166,837
Participant contributions at end of year	2012-12-31	$320,112
Participant contributions at beginning of year	2012-12-31	$411,709
Participant contributions at end of year	2012-12-31	$20,959
Participant contributions at beginning of year	2012-12-31	$15,990
Administrative expenses (other) incurred	2012-12-31	$19,775
Total non interest bearing cash at end of year	2012-12-31	$4,018
Total non interest bearing cash at beginning of year	2012-12-31	$21,798
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-338,707
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$6,316,747
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,655,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,936,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,196,389
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$401,801
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$280,415
Employer contributions (assets) at end of year	2012-12-31	$34,695
Employer contributions (assets) at beginning of year	2012-12-31	$9,568
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,351,775
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CROWE HORWATH, LLP
Accountancy firm EIN	2012-12-31	350921680
2011 : BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$443,144
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$825,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$808,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$519,254
Value of total assets at end of year	2011-12-31	$6,655,454
Value of total assets at beginning of year	2011-12-31	$7,037,380
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$16,126
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$145,753
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$145,753
Administrative expenses professional fees incurred	2011-12-31	$16,126
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$300,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$325,384
Participant contributions at end of year	2011-12-31	$411,709
Participant contributions at beginning of year	2011-12-31	$409,333
Participant contributions at end of year	2011-12-31	$15,990
Participant contributions at beginning of year	2011-12-31	$49,540
Total non interest bearing cash at end of year	2011-12-31	$21,798
Total non interest bearing cash at beginning of year	2011-12-31	$7,208
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-381,926
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,655,454
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,037,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,196,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,538,099
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-221,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$193,870
Employer contributions (assets) at end of year	2011-12-31	$9,568
Employer contributions (assets) at beginning of year	2011-12-31	$33,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$808,944
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CROWE HORWATH, LLP
Accountancy firm EIN	2011-12-31	350921680
2010 : BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,167,350
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$617,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$609,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$509,366
Value of total assets at end of year	2010-12-31	$7,037,380
Value of total assets at beginning of year	2010-12-31	$6,487,751
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$7,988
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$150,019
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$150,019
Administrative expenses professional fees incurred	2010-12-31	$7,988
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$300,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$318,778
Participant contributions at end of year	2010-12-31	$409,333
Participant contributions at beginning of year	2010-12-31	$397,763
Participant contributions at end of year	2010-12-31	$49,540
Participant contributions at beginning of year	2010-12-31	$57,000
Total non interest bearing cash at end of year	2010-12-31	$7,208
Total non interest bearing cash at beginning of year	2010-12-31	$15,130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$549,629
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,037,380
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,487,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,538,099
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,982,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$507,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$190,588
Employer contributions (assets) at end of year	2010-12-31	$33,200
Employer contributions (assets) at beginning of year	2010-12-31	$35,780
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$609,733
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CROWE HORWATH, LLP
Accountancy firm EIN	2010-12-31	350921680

Form 5500 Responses for BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004

2014: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2007: BACARDI CORP. DEFINED CONTRIBUTION ADMINISTRATIVE EMPLOYEES PLAN BEFORE OCTOBER 1ST, 2004 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BACARDI CORPORATION
Employer identification number (EIN):	660175247
NAIC Classification:	312140
NAIC Description:	Distilleries

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	0388019